BTO on NYSE

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND is a fund registered in the United States, based in Boston, active since 1994.² Its shares trade on NYSE under the symbol BTO.²

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Last updated Oct 21, 2026.

Overview

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TickerBTO on NYSE²
HeadquartersBoston, United States²
Incorporated inMA³
Business addressC/O John Hancock Investment Management, 200 Berkeley Street, Boston, Ma 02116³
Legal formFUND²
Kind of organizationFund²
LEI549300GAIJWXWTEVVK15²
StatusActive²
LEI statusIssued and current²
Registered address200 Berkeley Street, 02116 Boston, United States²
Registered withSecurities and Exchange Commission, 0000925683²

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Corporate structure

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G on JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND, latest Jan 30, 2026
Morgan Stanley Filed SC 13G/A on JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND, latest Feb 8, 2024 (3 filings since Feb 10, 2022)

JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND Boston, Massachusetts, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND, and when. Pick a name to see everywhere that person has worked.

Chief executive

Kristie Feinberg2023

President

Chief financial officer

Chief operating officer

John G. Vrysen2008–2009

2010201520202025

Chief executive officerKristie Feinberg May 23, 2023 to May 23, 2023⁴
PresidentKristie Feinberg May 23, 2023 to May 23, 2023⁴
PresidentAndrew Arnott Mar 21, 2014 to Mar 21, 2014⁵
Chief financial officerEffie Georgountzos Jul 31, 2025 to now⁶
Chief financial officerFernando A. Silva Jul 2, 2024 to Jul 2, 2024⁷
Chief financial officerJeff Nataupsky Nov 6, 2024 to Nov 6, 2024⁸
Chief operating officerJohn G. Vrysen Nov 12, 2008 to Jan 22, 2009⁹

Board members and other officers (86)

Vice President, InvestmentsElisabeth Christino Stoll Sep 28, 2026 to now¹⁰
VP of the AdviserTerence A. McCubbin May 15, 2024 to May 15, 2024¹¹
Vice President, InvestmentsPatricia Carrington Oct 2, 2024 to Oct 2, 2024¹²
Director of the AdviserAndy McFetridge Oct 10, 2023 to Oct 10, 2023¹³
VP of the AdviserArthur Pigott Feb 4, 2022 to Feb 4, 2022¹⁴
VP of the AdviserGlen J. Gibbons Feb 4, 2022 to Feb 4, 2022¹⁵
Vice President, InvestmentsYork Lo Dec 23, 2022 to Dec 23, 2022¹⁶
Vice President of the AdviserBrian Macphee May 1, 2020 to May 1, 2020¹⁷
Vice President of the AdviserChristopher Pompilio May 13, 2019 to May 13, 2019¹⁸
Vice President of the AdviserMichael Tassinari May 13, 2019 to May 13, 2019¹⁹
Vice President of the AdviserSean Speer May 13, 2019 to May 13, 2019²⁰
Sr. VP of the AdviserPatrick Macdonnell May 16, 2018 to May 16, 2018²¹
VP of the Fund (Investments)Brittany Bascom Sep 14, 2018 to Sep 14, 2018²²
Deputy Chief Compliance OffcrTrevor Swanberg Sep 14, 2018 to Sep 14, 2018²³
Vice President of the AdviserAngela Billick May 4, 2016 to May 4, 2016²⁴
Vice President of the AdviserSteve Deroian Oct 27, 2016 to Oct 27, 2016²⁵
VP of the AdviserJay Aronowitz May 7, 2015 to May 7, 2015²⁶
VP, Investments (of the Fund)Alison Ballard Jun 30, 2015 to Jun 30, 2015²⁷
EVP & Treasurer of the AdviserDem Hagen Halina Von Nov 3, 2015 to Jul 11, 2017²⁸
VP, Treasury (of the Adviser)Melvyn D'Souza Nov 24, 2015 to Jul 11, 2017²⁹
VP of the AdviserPhil Fontana Apr 17, 2013 to Apr 17, 2013³⁰
VP, Investments (of the Fund)Gina Goldych Oct 2, 2013 to Oct 2, 2013³¹
VP, Product Mgmt of the FundEdward C. Bruntrager Jr. Sep 19, 2012 to Sep 19, 2012³²
Controller of the AdviserBeth Grindel Nov 7, 2012 to Nov 7, 2012³³
Vice President, InvestmentsLisa Greiner Dec 13, 2011 to Dec 13, 2011³⁴
Vice President, InvestmentsNathan W. Thooft Sep 3, 2010 to Sep 3, 2010³⁵
VP, the AdviserLeo M. Zerilli Mar 10, 2009 to Mar 10, 2009³⁶
VP, the AdviserKrishna Ramdial Apr 1, 2009 to Apr 1, 2009³⁷
VP, the FundsRobert Fanelli Apr 1, 2009 to Apr 1, 2009³⁸
Compliance Officer, the FundPaul M. Donahue May 15, 2009 to May 15, 2009³⁹
VP of the FundMinh K. Le Sep 8, 2009 to Sep 8, 2009⁴⁰
VP, the AdviserMichael Leary Jun 6, 2008 to Jun 6, 2008⁴¹
VP, the AdviserPaul Kane Jun 9, 2008 to Jun 9, 2008⁴²
VP, the AdviserSalvatore Schiavone Jun 11, 2008 to Jun 11, 2008⁴³
VP, the FundsCharles Rizzo Jun 18, 2007 to Jun 18, 2007⁴⁴
Compliance Officer,the FundGregory D'Angelo Jul 30, 2007 to Jul 30, 2007⁴⁵
VP&Asst.Treas., the AdviserHoward Cronson Aug 17, 2007 to Aug 17, 2007⁴⁶
Treasurer, the AdviserPeter Levitt Aug 17, 2007 to Aug 17, 2007⁴⁷
VP, the AdviserDarlene Anderson Vasquez Sep 26, 2007 to Sep 26, 2007⁴⁸
VP, the AdviserBruce Speca May 8, 2006 to May 8, 2006⁴⁹
VP, the AdviserGordon Shone May 8, 2006 to May 8, 2006⁵⁰
VP, the AdviserJohn Danello May 8, 2006 to May 8, 2006⁵¹
VP, the AdviserRobert Boyda May 8, 2006 to May 8, 2006⁵²
VP, the AdviserSteven Medina May 8, 2006 to May 8, 2006⁵³
Trustee, the FundSteven R. Pruchansky Aug 17, 2006 to Aug 17, 2006⁵⁴
VP, the AdviserAlan E. Norton Dec 1, 2006 to Dec 1, 2006⁵⁵
VP, the AdviserAnurag Pandit Dec 1, 2006 to Dec 1, 2006⁵⁶
VP, the AdviserArthur N. Calavritinos Dec 1, 2006 to Dec 1, 2006⁵⁷
VP, the AdviserChristopher J. Perry Dec 1, 2006 to Dec 1, 2006⁵⁸
VP, the AdviserDaniel S. Janis Iii. Dec 1, 2006 to Dec 1, 2006⁵⁹
VP, the AdviserDianne M. Sales Dec 1, 2006 to Dec 1, 2006⁶⁰
VP, the AdviserDonald M. Tucker Dec 1, 2006 to Dec 1, 2006⁶¹
VP, the AdviserFrank A. Lucibella Dec 1, 2006 to Dec 1, 2006⁶²
VP, the AdviserFrederic D. Callahan Dec 1, 2006 to Dec 1, 2006⁶³
VP, the AdviserFrederick L. Cavanaugh Jr. Dec 1, 2006 to Dec 1, 2006⁶⁴
VP, the AdviserGregory K. Phelps Dec 1, 2006 to Dec 1, 2006⁶⁵
VP, the AdviserHenry E. Mehlman Dec 1, 2006 to Dec 1, 2006⁶⁶
VP, the AdviserHoward C. Greene Dec 1, 2006 to Dec 1, 2006⁶⁷
VP, the AdviserJames K. Schmidt Dec 1, 2006 to Dec 1, 2006⁶⁸
VP, the AdviserJames T. Moorhead Dec 1, 2006 to Dec 1, 2006⁶⁹
VP, the AdviserJohn F. Iles Dec 1, 2006 to Dec 1, 2006⁷⁰
VP, the AdviserJohn F. Snyder Iii. Dec 1, 2006 to Dec 1, 2006⁷¹
VP, the AdviserJohn T. Litzow Dec 1, 2006 to Dec 1, 2006⁷²
VP, the AdviserKeefe Christopher O. Dec 1, 2006 to Dec 1, 2006⁷³
VP, the AdviserLee P. Crockett Dec 1, 2006 to Dec 1, 2006⁷⁴
VP, the AdviserMark T. Maloney Dec 1, 2006 to Dec 1, 2006⁷⁵
VP, the AdviserRobert C. Junkin Dec 1, 2006 to Dec 1, 2006⁷⁶
VP, the AdviserRoger C. Hamilton Dec 1, 2006 to Dec 1, 2006⁷⁷
VP, the AdviserRonald Ferrara Dec 1, 2006 to Dec 1, 2006⁷⁸
VP, the AdviserSteve Paspal Dec 1, 2006 to Dec 1, 2006⁷⁹
VP, the AdviserThomas Finucane Dec 1, 2006 to Dec 1, 2006⁸⁰
VP, the AdviserThomas P. Norton Dec 1, 2006 to Dec 1, 2006⁸¹
VP, the AdviserTimothy S. Cronin Dec 1, 2006 to Dec 1, 2006⁸²
VP, the AdviserLisa A. Welch Dec 4, 2006 to Dec 4, 2006⁸³
Board memberChristine Hurtsellers Nov 17, 2025 to now⁸⁴
Board memberKenneth J. Phelan Nov 17, 2025 to now⁸⁵
Board memberWilliam K. Bacic Aug 8, 2024 to Aug 8, 2024⁸⁶
Board memberDean Garfield Sep 28, 2022 to Jan 4, 2024⁸⁷
Board memberNoni L. Ellison Sep 28, 2022 to Oct 13, 2023⁸⁷
Board memberPatricia Lizarraga Sep 28, 2022 to Sep 28, 2022⁸⁷
Board memberPaul Lorentz Sep 28, 2022 to Sep 28, 2022⁸⁷
Board memberJohn D. Desprez Iii. Dec 1, 2006 to Dec 1, 2006⁸⁸
Board memberMarc Costantini Dec 1, 2006 to Dec 1, 2006⁸⁹
General counselBetsy Anne Seel Apr 16, 2014 to Apr 16, 2014⁹⁰
General counselJohn Danello Jun 5, 2014 to Jun 5, 2014⁹¹
General counselThomas M. Kinzler Aug 29, 2007 to Apr 17, 2013⁹²

Former names

JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUNDMar 29, 2011 to Dec 11, 2012³
HANCOCK JOHN BANK & THRIFT OPPORTUNITY FUNDDec 30, 1994 to Feb 3, 2011³

Timeline

May 23, 2023New chief executive Kristie Feinberg becomes CEO⁴
Jun 16, 1994Founded JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND is founded²

Filings

122 filings to the SEC since October 2021: 26 insider forms, 4 large holders, 92 other. The latest 20:

Oct 13, 20263 PRIMARY DOCUMENT EDGAR
Sep 28, 20263 PRIMARY DOCUMENT EDGAR
Aug 27, 2026NPORT-P EDGAR
Aug 24, 2026N-CSRS EDGAR
Aug 5, 2026N-PX EDGAR
Jul 22, 20264 PRIMARY DOCUMENT EDGAR
May 29, 2026NPORT-P EDGAR
May 7, 20264 PRIMARY DOCUMENT EDGAR
May 1, 202640-17G JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND EDGAR
Mar 11, 2026N-CEN EDGAR
Feb 27, 2026NPORT-P EDGAR
Feb 26, 2026N-CSR EDGAR
Jan 30, 2026SCHEDULE 13G EDGAR
Jan 27, 20264 PRIMARY DOCUMENT EDGAR
Dec 11, 2025424B3 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND EDGAR
Dec 11, 2025DEF 14A JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND EDGAR
Nov 26, 2025NPORT-P EDGAR
Nov 17, 20253 PRIMARY DOCUMENT EDGAR
Nov 17, 20253 PRIMARY DOCUMENT EDGAR
Nov 12, 2025424B3 JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND EDGAR

The 122 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

9 open-market trades by officers, directors and large owners since October 2021: 8 buys and 1 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Jul 22, 2026	Bacic William K	Buy	184	$40.62	$7.5K	Form 4
May 6, 2026	Hurtsellers ChristineDirector	Buy	321	$37.38	$12.0K	Form 4
Jan 26, 2026	Phelan Kenneth JDirector	Buy	270	$37.10	$10.0K	Form 4
Apr 8, 2025	Wright Thomas RoweDirector	Buy	378	$29.55	$11.2K	Form 4
Jan 14, 2025	Bacic William K	Buy	288	$34.70	$10.0K	Form 4
Dec 23, 2024	Ellison Noni L	Buy	315	$35.90	$11.3K	Form 4
Jan 2, 2024	Garfield DeanDirector	Buy	513	$30.55	$15.7K	Form 4
Oct 12, 2023	Ellison Noni L	Buy	432	$25.28	$10.9K	Form 4
Aug 5, 2022	PRUCHANSKY STEVEN R	Sale	1,091	$37.94	$41.4K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

FIRST TRUST PORTFOLIOS LPSCHEDULE 13G, 1 filing Jan 30, 2026⁹³
Morgan StanleySC 13G/A, 3 filings Feb 10, 2022 to Feb 8, 2024⁹⁴

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 82. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	1,258,587	$49.6M	0.0%	+68,969
Wells Fargo & Company/mn	646,729	$25.5M	0.0%	−6,713
Z3 Capital Partners, LLC	411,393	$16.2M	3.4%	+2,432
Royal Bank Of Canada	270,289	$10.7M	0.0%	+2,485
Raymond James Financial Inc	172,704	$6.8M	0.0%	−5,686
LPL Financial LLC	130,039	$5.1M	0.0%	+2,159
Stifel Financial Corp	99,302	$3.9M	0.0%	−2,818
Fca Corp /tx	95,444	$3.8M	0.9%	+6,460
North Star Asset Management Inc	67,641	$2.7M	0.1%	−175
Alessandra Capital Management, LLC	61,315	$2.4M	1.7%	−205
Steward Partners Investment Advisory, LLC	56,961	$2.2M	0.0%	+2,621
1607 Capital Partners, LLC	56,187	$2.2M	0.2%	New
Bank Of America Corp /de/	46,684	$1.8M	0.0%	+1,533
UBS Group AG	43,824	$1.7M	0.0%	−717
City Of London Investment Management Co Ltd	41,092	$1.6M	0.1%	+10,767
Gilliland Jeter Wealth Management LLC	37,494	$1.5M	0.4%	+107
Ameriprise Financial Inc	35,323	$1.4M	0.0%	+1,314
Chancellor Financial Group WB LP	31,366	$1.2M	0.8%	+169
Advisory Advocates, LLC	30,800	$1.2M	1.0%	+1,750
Oppenheimer & Co Inc	28,082	$1.1M	0.0%	+192
Private Advisor Group, LLC	26,708	$1.1M	0.0%	+2,747
HighTower Advisors, LLC	25,390	$1.0M	0.0%	+193
Shaker Financial Services, LLC	22,755	$897.0K	0.3%	New
World Investment Advisors	23,785	$854.0K	0.0%	−70
Tennessee Valley Asset Management Partners	20,719	$816.7K	0.1%	+12

13F reports cover disclosed long positions in U.S. stocks only.

Members of Congress who traded it

1 trades disclosed by members of Congress. “Vs S&P since” is the stock’s change since the trade minus the S&P 500’s.

Date	Member	Trade	Amount	Vs S&P since	Filing
Sep 20, 2023	Sheldon WhitehouseDemocratic, Senate	Sale	$1,001 - $15,000	+36.6%	Report

Members report amounts as ranges, not exact figures. Returns are price-only (no dividends).

SEC filer profile

How JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARJOHN HANCOCK FINANCIAL OPPORTUNITIES FUND¹
CIK0000925683
Employer ID (EIN)04-3241844¹
Incorporated inMassachusetts¹
Business addressC/O John Hancock Investment Management, 200 Berkeley Street, Boston, MA 02116¹
Phone617-663-3000¹
On EDGAR sinceDec 30, 1994¹
Filings586 in all: 3 (104), 5 (61), 4 (47), 424B3 (35), DEF 14A (32), N-CSR (29), N-Q (29), NPORT-P (28)¹
All 40 form types
NSAR-B (25), N-PX (24), 40-17G (23), NSAR-A (23), N-CSRS (20), SC 13G/A (20), DEFA14A (15), N-30D (15), N-CEN (8), SC 13G (8), CORRESP (5), N-CSR/A (4), 3/A (3), 40-17G/A (3), NSAR-B/A (3), PRE 14A (3), 40-6C (2), 40-6C/A (2), N-2 (2), 4/A (1), 40-APP (1), 40-APP/A (1), 424B5 (1), 497 (1), EFFECT (1), N-2/A (1), N-30B-2 (1), N-CSRS/A (1), NPORT-EX (1), NPORT-P/A (1), NSAR-A/A (1), SCHEDULE 13G (1)
Latest filingsProxy statement (DEF 14A) Dec 11, 2025

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARJOHN HANCOCK FINANCIAL OPPORTUNITIES FUND filings on SEC EDGAR
2
GLEIFJOHN HANCOCK FINANCIAL OPPORTUNITIES FUND LEI record (549300GAIJWXWTEVVK15)
3
SEC EDGARJOHN HANCOCK FINANCIAL OPPORTUNITIES FUND filings on SEC EDGAR
4
SEC EDGARKristie Feinberg, Chief executive officer
5
SEC EDGARAndrew Arnott, President
6
SEC EDGAREffie Georgountzos, Chief financial officer
7
SEC EDGARFernando A. Silva, Chief financial officer
8
SEC EDGARJeff Nataupsky, Chief financial officer
9
SEC EDGARJohn G. Vrysen, Chief operating officer
10
SEC EDGARElisabeth Christino Stoll, Vice President, Investments
11
SEC EDGARTerence A. McCubbin, VP of the Adviser
12
SEC EDGARPatricia Carrington, Vice President, Investments
13
SEC EDGARAndy McFetridge, Director of the Adviser
14
SEC EDGARArthur Pigott, VP of the Adviser
15
SEC EDGARGlen J. Gibbons, VP of the Adviser
16
SEC EDGARYork Lo, Vice President, Investments
17
SEC EDGARBrian Macphee, Vice President of the Adviser
18
SEC EDGARChristopher Pompilio, Vice President of the Adviser
19
SEC EDGARMichael Tassinari, Vice President of the Adviser
20
SEC EDGARSean Speer, Vice President of the Adviser
21
SEC EDGARPatrick Macdonnell, Sr. VP of the Adviser
22
SEC EDGARBrittany Bascom, VP of the Fund (Investments)
23
SEC EDGARTrevor Swanberg, Deputy Chief Compliance Offcr
24
SEC EDGARAngela Billick, Vice President of the Adviser
25
SEC EDGARSteve Deroian, Vice President of the Adviser
26
SEC EDGARJay Aronowitz, VP of the Adviser
27
SEC EDGARAlison Ballard, VP, Investments (of the Fund)
28
SEC EDGARDem Hagen Halina Von, EVP & Treasurer of the Adviser
29
SEC EDGARMelvyn D'Souza, VP, Treasury (of the Adviser)
30
SEC EDGARPhil Fontana, VP of the Adviser
31
SEC EDGARGina Goldych, VP, Investments (of the Fund)
32
SEC EDGAREdward C. Bruntrager Jr., VP, Product Mgmt of the Fund
33
SEC EDGARBeth Grindel, Controller of the Adviser
34
SEC EDGARLisa Greiner, Vice President, Investments
35
SEC EDGARNathan W. Thooft, Vice President, Investments
36
SEC EDGARLeo M. Zerilli, VP, the Adviser
37
SEC EDGARKrishna Ramdial, VP, the Adviser
38
SEC EDGARRobert Fanelli, VP, the Funds
39
SEC EDGARPaul M. Donahue, Compliance Officer, the Fund
40
SEC EDGARMinh K. Le, VP of the Fund
41
SEC EDGARMichael Leary, VP, the Adviser
42
SEC EDGARPaul Kane, VP, the Adviser
43
SEC EDGARSalvatore Schiavone, VP, the Adviser
44
SEC EDGARCharles Rizzo, VP, the Funds
45
SEC EDGARGregory D'Angelo, Compliance Officer,the Fund
46
SEC EDGARHoward Cronson, VP&Asst.Treas., the Adviser
47
SEC EDGARPeter Levitt, Treasurer, the Adviser
48
SEC EDGARDarlene Anderson Vasquez, VP, the Adviser
49
SEC EDGARBruce Speca, VP, the Adviser
50
SEC EDGARGordon Shone, VP, the Adviser
51
SEC EDGARJohn Danello, VP, the Adviser
52
SEC EDGARRobert Boyda, VP, the Adviser
53
SEC EDGARSteven Medina, VP, the Adviser
54
SEC EDGARSteven R. Pruchansky, Trustee, the Fund
55
SEC EDGARAlan E. Norton, VP, the Adviser
56
SEC EDGARAnurag Pandit, VP, the Adviser
57
SEC EDGARArthur N. Calavritinos, VP, the Adviser
58
SEC EDGARChristopher J. Perry, VP, the Adviser
59
SEC EDGARDaniel S. Janis Iii., VP, the Adviser
60
SEC EDGARDianne M. Sales, VP, the Adviser
61
SEC EDGARDonald M. Tucker, VP, the Adviser
62
SEC EDGARFrank A. Lucibella, VP, the Adviser
63
SEC EDGARFrederic D. Callahan, VP, the Adviser
64
SEC EDGARFrederick L. Cavanaugh Jr., VP, the Adviser
65
SEC EDGARGregory K. Phelps, VP, the Adviser
66
SEC EDGARHenry E. Mehlman, VP, the Adviser
67
SEC EDGARHoward C. Greene, VP, the Adviser
68
SEC EDGARJames K. Schmidt, VP, the Adviser
69
SEC EDGARJames T. Moorhead, VP, the Adviser
70
SEC EDGARJohn F. Iles, VP, the Adviser
71
SEC EDGARJohn F. Snyder Iii., VP, the Adviser
72
SEC EDGARJohn T. Litzow, VP, the Adviser
73
SEC EDGARKeefe Christopher O., VP, the Adviser
74
SEC EDGARLee P. Crockett, VP, the Adviser
75
SEC EDGARMark T. Maloney, VP, the Adviser
76
SEC EDGARRobert C. Junkin, VP, the Adviser
77
SEC EDGARRoger C. Hamilton, VP, the Adviser
78
SEC EDGARRonald Ferrara, VP, the Adviser
79
SEC EDGARSteve Paspal, VP, the Adviser
80
SEC EDGARThomas Finucane, VP, the Adviser
81
SEC EDGARThomas P. Norton, VP, the Adviser
82
SEC EDGARTimothy S. Cronin, VP, the Adviser
83
SEC EDGARLisa A. Welch, VP, the Adviser
84
SEC EDGARChristine Hurtsellers, Board member
85
SEC EDGARKenneth J. Phelan, Board member
86
SEC EDGARWilliam K. Bacic, Board member
87
SEC EDGARDean Garfield, Board member
88
SEC EDGARJohn D. Desprez Iii., Board member
89
SEC EDGARMarc Costantini, Board member
90
SEC EDGARBetsy Anne Seel, General counsel
91
SEC EDGARJohn Danello, General counsel
92
SEC EDGARThomas M. Kinzler, General counsel
93
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G on JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
94
SEC EDGARMorgan Stanley SC 13G/A on JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND