CAF on NYSE

Morgan Stanley China A Share Fund, Inc.

Morgan Stanley China A Share Fund, Inc. is a fund registered in the United States, based in New York, active since 2006.² Its shares trade on NYSE under the symbol CAF.²

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Last updated Oct 21, 2026.

Overview

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TickerCAF on NYSE²
HeadquartersNew York, United States²
Incorporated inMD³
Business address1585 Broadway, New York, Ny 10036³
Legal formFUND²
Kind of organizationFund²
LEI54930045HQ1UNO6FR635²
StatusActive²
LEI statusIssued and current²
Registered addressC/O The Corporation Trust, Incorporated, 21093-2264 Lutherville Timonium, United States²
Registered withSecurities and Exchange Commission, 0001368493²

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Corporate structure

Morgan Stanley China A Share Fund, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Morgan Stanley China A Share Fund, Inc.

LAZARD ASSET MANAGEMENT LLC Filed SCHEDULE 13G on Morgan Stanley China A Share Fund, Inc., latest Aug 14, 2026 (8 filings since Feb 10, 2022)
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Filed SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc., latest Jul 24, 2026 (9 filings since Nov 9, 2021)
Allspring Global Investments Holdings, LLC Filed SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc., latest Feb 4, 2026 (9 filings since Dec 9, 2021)
1607 Capital Partners, LLC Filed SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc., latest May 15, 2025 (4 filings since Feb 14, 2022)
GATES FOUNDATION TRUST Filed SC 13G/A on Morgan Stanley China A Share Fund, Inc., latest Feb 13, 2024 (3 filings since Feb 4, 2022)
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO Filed SC 13D/A on Morgan Stanley China A Share Fund, Inc., latest Mar 7, 2023 (3 filings since Apr 28, 2022)
Wells Fargo Filed SC 13G/A on Morgan Stanley China A Share Fund, Inc., latest Dec 8, 2021

Morgan Stanley China A Share Fund, Inc. New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Morgan Stanley China A Share Fund, Inc., and when. Pick a name to see everywhere that person has worked.

President

Chief financial officer

James W. Garrett2006

2010201520202025

PresidentArthur Jason Lev Jun 8, 2011 to Jun 8, 2011⁴
PresidentSara Furber Oct 8, 2010 to Oct 8, 2010⁵
PresidentRandy Takian Sep 25, 2008 to Oct 16, 2008⁶
PresidentRonald E. Robison Sep 28, 2006 to Sep 28, 2006⁷
Chief financial officerJames W. Garrett Sep 28, 2006 to Sep 28, 2006⁷

Board members and other officers (32)

Principal Financial OfficerJames F. Kirchner May 1, 2026 to now⁸
Chief Compliance OfficerDeidre Downes Jan 20, 2022 to Jan 20, 2022⁹
Vice PresidentMichael J. Key Nov 1, 2022 to Nov 1, 2022¹⁰
Portfolio ManagerLeon Sun Apr 8, 2021 to Apr 8, 2021¹¹
Portfolio ManagerAmay Ashok Hattangadi May 3, 2021 to May 3, 2021¹²
CCOTimothy J. Knierim Dec 16, 2016 to Dec 16, 2016¹³
Vice PresidentJoseph C. Benedetti Jan 16, 2014 to Jan 16, 2014¹⁴
Principle Executive OfficerJohn H. Gernon Sep 3, 2013 to Sep 3, 2013¹⁵
PFO & TreasurerFrank J. Smith Apr 5, 2010 to Apr 5, 2010¹⁶
CCO of the AdvisorMary Ann Picciotto May 5, 2010 to May 6, 2010¹⁷
Vice PresidentKevin Michael Klingert Jul 1, 2008 to Jul 1, 2008¹⁸
Vice PresidentAmy R. Doberman Sep 28, 2006 to Sep 28, 2006⁷
Vice PresidentBarry Fink Sep 28, 2006 to Sep 28, 2006⁷
CCOCarsten Otto Sep 28, 2006 to Sep 28, 2006⁷
Vice PresidentChang Yu Stefanie Sep 28, 2006 to Sep 28, 2006⁷
Vice PresidentDavid Germany Sep 28, 2006 to Sep 28, 2006⁷
Vice PresidentDennis Shea Sep 28, 2006 to Sep 28, 2006⁷
SecretaryMary E. Mullin Sep 28, 2006 to Sep 28, 2006⁷
Board memberRichard Gould Jul 18, 2024 to Jul 18, 2024¹⁹
Board memberPatricia A. Maleski Feb 2, 2017 to Feb 2, 2017²⁰
Board memberJakki L. Haussler Jan 7, 2015 to Jan 7, 2015²¹
Board memberNancy Everett Jan 7, 2015 to Jan 7, 2015²¹
Board memberEj Jake Garn Sep 28, 2006 to Sep 28, 2006²²
Board memberFergus Reid Sep 28, 2006 to Sep 28, 2006²²
Board memberFrank L. Bowman Sep 28, 2006 to Sep 28, 2006²²
Board memberJoseph J. Kearns Sep 28, 2006 to Sep 28, 2006²²
Board memberKathleen A. Dennis Sep 28, 2006 to Sep 28, 2006²²
Board memberManuel H. Johnson Sep 28, 2006 to Sep 28, 2006²²
Board memberMichael Bozic Sep 28, 2006 to Sep 28, 2006²²
Board memberMichael Nugent Sep 28, 2006 to Sep 28, 2006²³
Board memberW. Allen Reed Sep 28, 2006 to Sep 28, 2006²²
Board memberWayne E. Hedien Sep 28, 2006 to Sep 28, 2006²²

Subsidiaries and ownership

Fund manager

MORGAN STANLEY INVESTMENT MANAGEMENT INC.²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

Jul 6, 2006Founded Morgan Stanley China A Share Fund, Inc. is founded²

Filings

95 filings to the SEC since October 2021: 6 insider forms, 37 large holders, 52 other. The latest 20:

The 95 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

LAZARD ASSET MANAGEMENT LLCSCHEDULE 13G, 8 filings Feb 10, 2022 to Aug 14, 2026²⁴
CITY OF LONDON INVESTMENT MANAGEMENT CO LTDSCHEDULE 13G/A, 9 filings Nov 9, 2021 to Jul 24, 2026²⁵
Allspring Global Investments Holdings, LLCSCHEDULE 13G/A, 9 filings Dec 9, 2021 to Feb 4, 2026²⁶
1607 Capital Partners, LLCSCHEDULE 13G/A, 4 filings Feb 14, 2022 to May 15, 2025²⁷
GATES FOUNDATION TRUSTSC 13G/A, 3 filings Feb 4, 2022 to Feb 13, 2024²⁸
Employees Retirement System Of Ohio PublicSC 13D/A, 3 filings Apr 28, 2022 to Mar 7, 2023²⁹
Wells FargoSC 13G/A, 1 filing Dec 8, 2021³⁰

SEC filer profile

How Morgan Stanley China A Share Fund, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARMorgan Stanley China A Share Fund, Inc.¹
CIK0001368493
Incorporated inMaryland¹
Fiscal year endsDecember 31¹
Business address1585 Broadway, New York, NY 10036¹
Phone800-231-2608¹
On EDGAR sinceJul 10, 2006¹
Filings346 in all: SC 13G/A (46), NPORT-P (28), 3 (27), N-Q (24), 40-17G (20), DEF 14A (20), N-CSR (20), N-CSRS (20)¹
All 37 form types
N-PX (20), 497 (13), NSAR-B (12), CORRESP (11), NSAR-A (11), SCHEDULE 13G/A (10), N-CEN (8), SC 13G (8), DEFA14A (4), N-2/A (4), SC TO-C (4), SC TO-I/A (4), SCHEDULE 13G (4), 40-APP/A (3), EFFECT (3), N-2 (3), UPLOAD (3), 3/A (2), NSAR-A/A (2), SC 13D (2), SC TO-I (2), 40-17G/A (1), 40-APP (1), 8-A12B (1), CERTNYS (1), N-8A (1), NPORT-EX (1), NSAR-B/A (1), SC 13D/A (1)
Latest filingsProxy statement (DEF 14A) May 6, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARMorgan Stanley China A Share Fund, Inc. filings on SEC EDGAR
2
GLEIFMorgan Stanley China A Share Fund, Inc. LEI record (54930045HQ1UNO6FR635)
3
SEC EDGARMorgan Stanley China A Share Fund, Inc. filings on SEC EDGAR
4
SEC EDGARArthur Jason Lev, President
5
SEC EDGARSara Furber, President
6
SEC EDGARRandy Takian, President
7
SEC EDGARRonald E. Robison, President
8
SEC EDGARJames F. Kirchner, Principal Financial Officer
9
SEC EDGARDeidre Downes, Chief Compliance Officer
10
SEC EDGARMichael J. Key, Vice President
11
SEC EDGARLeon Sun, Portfolio Manager
12
SEC EDGARAmay Ashok Hattangadi, Portfolio Manager
13
SEC EDGARTimothy J. Knierim, CCO
14
SEC EDGARJoseph C. Benedetti, Vice President
15
SEC EDGARJohn H. Gernon, Principle Executive Officer
16
SEC EDGARFrank J. Smith, PFO & Treasurer
17
SEC EDGARMary Ann Picciotto, CCO of the Advisor
18
SEC EDGARKevin Michael Klingert, Vice President
19
SEC EDGARRichard Gould, Board member
20
SEC EDGARPatricia A. Maleski, Board member
21
SEC EDGARJakki L. Haussler, Board member
22
SEC EDGAREj Jake Garn, Board member
23
SEC EDGARMichael Nugent, Board member
24
SEC EDGARLAZARD ASSET MANAGEMENT LLC SCHEDULE 13G on Morgan Stanley China A Share Fund, Inc.
25
SEC EDGARCITY OF LONDON INVESTMENT MANAGEMENT CO LTD SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc.
26
SEC EDGARAllspring Global Investments Holdings, LLC SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc.
27
SEC EDGAR1607 Capital Partners, LLC SCHEDULE 13G/A on Morgan Stanley China A Share Fund, Inc.
28
SEC EDGARGATES FOUNDATION TRUST SC 13G/A on Morgan Stanley China A Share Fund, Inc.
29
SEC EDGAREmployees Retirement System Of Ohio Public SC 13D/A on Morgan Stanley China A Share Fund, Inc.
30
SEC EDGARWells Fargo SC 13G/A on Morgan Stanley China A Share Fund, Inc.