Overview
- TickerCCD on Nasdaq2
- HeadquartersNaperville, United States2
- Business address2020 Calamos Court, Naperville, Il 605633
- Legal formFUND2
- Kind of organizationFund2
- LEI5493003QCLIH42Q8R4452
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States2
- Registered withSecurities and Exchange Commission, 00016025842
Corporate structure
Calamos Dynamic Convertible & Income Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Calamos Dynamic Convertible & Income Fund
- MetLife Investment Management, LLC Filed SCHEDULE 13G on Calamos Dynamic Convertible & Income Fund, latest Sep 8, 2026 (5 filings since Jun 10, 2022)
- THRIVENT FINANCIAL FOR LUTHERANS Filed SCHEDULE 13G on Calamos Dynamic Convertible & Income Fund, latest Sep 2, 2026 (3 filings since Oct 15, 2021)
- NORTHWESTERN MUTUAL LIFE INSURANCE CO Filed SC 13G on Calamos Dynamic Convertible & Income Fund, latest Aug 30, 2024
- Calamos Dynamic Convertible & Income Fund Naperville, Illinois, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led Calamos Dynamic Convertible & Income Fund, and when. Pick a name to see everywhere that person has worked.
President
Chief financial officer
- ChairJohn P. Calamos Sr. Apr 8, 2015 to now4
- PresidentJohn P. Calamos Sr. Apr 8, 2015 to now4
- Chief financial officerThomas E. Herman Jul 11, 2016 to Jul 11, 20165
- Chief financial officerNimish S. Bhatt Apr 8, 2015 to Apr 8, 20156
Board members and other officers (20)
- Chief Compliance OfficerWalter M. Kelly Aug 4, 2025 to now7
- VP and Assistant SecretarySusan L. Schoenberger Feb 2, 2023 to Feb 2, 20238
- Vice PresidentDaniel Dufresne Jul 20, 2021 to Jul 20, 20219
- TreasurerStephen Atkins Apr 3, 2020 to Apr 3, 202010
- TreasurerDave Vanisko Aug 22, 2019 to Aug 22, 201911
- Vice PresidentJohn S. Koudounis Jul 11, 2016 to now12
- Vice PresidentGary D. Black Mar 31, 2015 to Mar 31, 201513
- Vice President and SecretaryJ. Christopher Jackson Mar 31, 2015 to Mar 31, 201514
- Chief Compliance OfficerMark Mickey Mar 31, 2015 to Jun 1, 202315
- Vice PresidentRobert Behan Aug 6, 2015 to Aug 6, 201516
- Board memberChristopher M. Toub Dec 20, 2019 to Dec 20, 201917
- Board memberKaren Stuckey Dec 20, 2019 to Dec 20, 201918
- Board memberLloyd Wennlund Jul 26, 2018 to Jul 26, 201819
- Board memberDavid D. Tripple Mar 31, 2015 to Dec 20, 201920
- Board memberStephen B. Timbers Mar 31, 2015 to Mar 31, 201521
- Board memberWeston W. Marsh Mar 31, 2015 to Mar 31, 201522
- Board memberWilliam R. Rybak Mar 31, 2015 to Mar 31, 201523
- Board memberTheresa Hamacher Sep 1, 2015 to Mar 2, 201624
- Board memberVirginia G. Breen Sep 1, 2015 to Sep 1, 201525
- General counselErik D. Ojala Sep 28, 2023 to Sep 28, 202326
Subsidiaries and ownership
Fund manager
Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.
Timeline
Filings
85 filings to the SEC since October 2021: 1 major events, 18 insider forms, 9 large holders, 57 other. The latest 20:
- Sep 29, 2026NPORT-P EDGAR
- Sep 8, 2026SCHEDULE 13G EDGAR
- Sep 8, 2026SCHEDULE 13G/A EDGAR
- Sep 4, 2026424B3 EDGAR
- Sep 2, 20263 PRIMARY DOCUMENT EDGAR
- Sep 2, 2026SCHEDULE 13G EDGAR
- Aug 28, 2026N-PX EDGAR
- Aug 27, 2026NPORT-P/A EDGAR
- Aug 26, 20264 EDGAR
- Aug 26, 20264 PRIMARY DOCUMENT EDGAR
- Aug 25, 2026SCHEDULE 13G/A EDGAR
- Jul 24, 2026N-23C-2 EDGAR
- Jul 2, 2026N-CSRS EDGAR
- Jun 26, 2026NPORT-P EDGAR
- Mar 31, 2026NPORT-P EDGAR
- Jan 13, 2026N-CEN EDGAR
- Dec 29, 2025N-CSR EDGAR
- Dec 23, 2025NPORT-P EDGAR
- Sep 29, 2025NPORT-P EDGAR
- Sep 9, 20253 PRIMARY DOCUMENT EDGAR
The 85 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
5 open-market trades by officers, directors and large owners since October 2021: 3 buys and 2 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 26, 2026 | MetLife Investment Management, LLC10% owner | Buy | 880,000 | $25.00 | $22.0M | Form 4 |
| Apr 3, 2025 | CALAMOS JOHN P SRPresident and Chairman | Sale | 1 | $20.85 | $20 | Form 4 |
| Sep 9, 2024 | MetLife Investment Management, LLC10% owner | Buy | 440,000 | $25.00 | $11.0M | Form 4 |
| May 31, 2023 | Mickey MarkChief Compliance Officer | Sale | 500 | $22.95 | $11.5K | Form 4 |
| May 24, 2022 | MetLife Investment Management, LLC10% owner | Buy | 440,000 | $25.00 | $11.0M | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- MetLife Investment Management, LLCSCHEDULE 13G, 5 filings Jun 10, 2022 to Sep 8, 202628
- THRIVENT FINANCIAL FOR LUTHERANSSCHEDULE 13G, 3 filings Oct 15, 2021 to Sep 2, 202629
- NORTHWESTERN MUTUAL LIFE INSURANCE COSC 13G, 1 filing Aug 30, 202430
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 78. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| D.a. Davidson & Co. | 625,231 | $16.1M | 0.1% | +2,769 |
| Wells Fargo & Company/mn | 315,875 | $8.1M | 0.0% | −108,837 |
| Bank Of America Corp /de/ | 302,213 | $7.8M | 0.0% | −11,911 |
| Morgan Stanley | 299,076 | $7.7M | 0.0% | +3,080 |
| Guggenheim Capital LLC | 229,621 | $5.9M | 0.0% | +16,803 |
| Royal Bank Of Canada | 193,048 | $5.0M | 0.0% | +7,068 |
| Raymond James Financial Inc | 191,798 | $4.9M | 0.0% | +88,973 |
| Advisors Asset Management, Inc. | 141,214 | $3.6M | 0.1% | +103,098 |
| LPL Financial LLC | 139,996 | $3.6M | 0.0% | −31,564 |
| Truist Financial Corp | 109,548 | $2.8M | 0.0% | −1,088 |
| &partners | 105,007 | $2.7M | 0.0% | +1,312 |
| Mutual Advisors, LLC | 100,596 | $2.6M | 0.0% | −15,786 |
| J.w. Cole Advisors, Inc. | 94,955 | $2.4M | 0.0% | New |
| Bleakley Financial Group, LLC | 84,200 | $2.2M | 0.0% | New |
| Citadel Advisors LLC | 78,136 | $2.0M | 0.0% | +56,895 |
| Osaic Holdings, Inc. | 74,911 | $1.9M | 0.0% | +25,261 |
| Commonwealth Equity Services, LLC | 70,553 | $1.8M | 0.0% | −4,866 |
| Landscape Capital Management, L.l.c. | 60,762 | $1.6M | 0.1% | −33,815 |
| Ameriprise Financial Inc | 60,100 | $1.5M | 0.0% | +4,854 |
| PMG Family Office LLC | 58,774 | $1.5M | 1.4% | +1,208 |
| Everstar Asset Management, LLC | 41,742 | $1.1M | 0.5% | −372 |
| Advisory Solutions Group, LLC | 40,541 | $1.0M | 0.4% | New |
| Shaker Financial Services, LLC | 39,424 | $1.0M | 0.3% | New |
| UBS Group AG | 35,370 | $911.5K | 0.0% | −86,674 |
| CoreCap Advisors, LLC | 35,227 | $907.8K | 0.0% | +6,022 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Calamos Dynamic Convertible & Income Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARCalamos Dynamic Convertible & Income Fund1
- CIK0001602584
- Fiscal year endsOctober 311
- Business address2020 Calamos Court, Naperville, IL 605631
- Phone630-245-72001
- On EDGAR sinceMar 14, 20141
- Filings388 in all: 4 (179), 3 (34), NPORT-P (28), 40-17G (12), DEF 14A (12), N-CSRS (12), N-PX (12), N-CSR (11)1
All 37 form types
424B3 (8), N-CEN (8), N-Q (8), SC 13G (7), N-2/A (6), 40-17G/A (5), 8-K (5), SC 13G/A (4), N-23C-2 (3), NSAR-A (3), NSAR-B (3), 3/A (2), 424B5 (2), 497 (2), CORRESP (2), EFFECT (2), N-2 (2), N-CSR/A (2), SCHEDULE 13G (2), SCHEDULE 13G/A (2), UPLOAD (2), 8-A12B (1), N-2ASR (1), N-8A (1), N-CEN/A (1), NPORT-EX (1), NPORT-P/A (1), NSAR-B/A (1), SC 13D (1)
- Latest filingsProxy statement (DEF 14A) May 11, 2026
Latest 8-K (8-K) May 14, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARJohn P. Calamos Sr., Chair
- 5
- 6
- 7
- 8
- 9SEC EDGARDaniel Dufresne, Vice President
- 10SEC EDGARStephen Atkins, Treasurer
- 11SEC EDGARDave Vanisko, Treasurer
- 12SEC EDGARJohn S. Koudounis, Vice President
- 13SEC EDGARGary D. Black, Vice President
- 14
- 15
- 16SEC EDGARRobert Behan, Vice President
- 17SEC EDGARChristopher M. Toub, Board member
- 18SEC EDGARKaren Stuckey, Board member
- 19SEC EDGARLloyd Wennlund, Board member
- 20SEC EDGARDavid D. Tripple, Board member
- 21SEC EDGARStephen B. Timbers, Board member
- 22SEC EDGARWeston W. Marsh, Board member
- 23SEC EDGARWilliam R. Rybak, Board member
- 24SEC EDGARTheresa Hamacher, Board member
- 25SEC EDGARVirginia G. Breen, Board member
- 26SEC EDGARErik D. Ojala, General counsel
- 27SEC EDGARBylaws or fiscal year changed
- 28
- 29
- 30