Sign in

CION on NYSE

CION Investment Corp

American company based in New York, listed on NYSE (CION)1

In its 2026 annual report the company says: “We are an externally managed, non-diversified, closed-end management investment company that has elected to be regulated as a BDC under the 1940 Act. We are managed by CIM, our affiliate and a registered investment adviser under the Investment Advisers Act of 1940, as amended, or the Advisers Act. We have also entered into an administration agreement with CIM to provide us with administrative services necessary for us to operate.”4

Price unavailable

Last updated Oct 21, 2026.

Overview

Compare with another stock.

  • TickerCION on NYSE1
  • HeadquartersNew York, New York1
  • Incorporated inMD2
  • Business address100 Park Avenue, 25Th Floor, New York, Ny 100172
  • Filer categoryAccelerated filer2

See how the biggest companies compare on our leaderboards

CĪON Investment Corporation, or the Company, was incorporated under the general corporation laws of the State of Maryland on August 9, 2011. When used in this Annual Report on Form 10-K, the terms “we,” “us,” “our” or similar terms refer to the Company and its consolidated subsidiaries. In addition, the term “portfolio companies” refers to companies in which we have invested, either directly or indirectly through our consolidated subsidiaries. Moreover, the terms:4 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Financial statements

Net income56789-$20.6M in 2025+87% since 2020
-$50.0M0$50.0M$100.0M$150.0M2020: -$11.0M-$11.0M20202021: $118.8M$118.8M20212022: $50.1M$50.1M2022−58%2023: $95.3M$95.3M2023+90%2024: $33.9M$33.9M2024−64%2025: -$20.6M-$20.6M2025

Every line of the income statement as filed: the last 5 fiscal years (annual) or 8 quarters (quarterly), latest first.8

Period ending2025-12-312024-12-312023-12-312022-12-312021-12-31
Fee income$20.1M$17.9M$11.7M
Total investment income$240.8M$252.4M$251.0M
Management fees$26.1M$27.3M$26.9M
Administrative services expense$5.2M$4.8M$4.0M
Subordinated incentive fee on income$19.7M$20.3M$22.3M
General and administrative$6.3M$7.2M$7.4M
Interest expense$90.5M$96.9M$85.6M
Total operating expenses$147.9M$156.5M$146.0M
Net investment income before taxes$93.0M$96.0M$105.0M
Income tax (benefit) expense, including excise tax-$85.0K$107.0K-$54.0K
Net investment income after taxes$93.0M$95.9M$105.0M
Net realized losses on:-$39.6M-$28.3M-$31.9M
Net realized losses-$39.6M-$28.3M-$31.9M
Net change in unrealized depreciation on investments-$74.1M-$33.6M$22.2M
Net realized and unrealized losses-$113.7M-$62.0M-$9.7M
Net (decrease) increase in net assets resulting from operations-$20.6M$33.9M$95.3M
Net (decrease) increase in net assets per share resulting from operations (in dollars per share)-$0.39$0.63$1.74
Net investment income per share (in dollars per share)$1.78$1.79$1.92$1.56$1.31
Net investment income per share - diluted (in dollars per share)$1.78$1.79$1.92
Weighted average shares of common stock outstanding - basic (in shares)52.3M shares53.6M shares54.7M shares
Weighted average shares of common stock outstanding - diluted (in shares)52.3M shares53.6M shares54.7M shares

Compare CION Investment Corp with another company

Corporate structure

CION Investment Corp sits at the top of its group. 13 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of CION Investment Corp

  • CION Investment Corp New York, New York
    • 34 th Street Funding, LLC Subsidiary · Delaware, United States
    • ALA Holdco, LLC Subsidiary · Delaware, United States
    • CIC Holdco, LLC Subsidiary · Delaware, United States
    • CION Agent, LLC Subsidiary · Delaware, United States
    • Murray Hill Funding II, LLC Subsidiary · Delaware, United States
    • Murray Hill Funding, LLC Subsidiary · Delaware, United States
    • Park South, LLC Subsidiary · Delaware, United States
    • View ITC, LLC Subsidiary · Delaware, United States
    • View North, LLC Subsidiary · Delaware, United States
    • View NWN, LLC Subsidiary · Delaware, United States
    • View Rise, LLC Subsidiary · Delaware, United States
    • View Speed, LLC Subsidiary · Delaware, United States

Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What CION Investment Corp reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Investments

ItemLatestA year beforeChange
Marketable securities, current$113.4M7 Dec 31, 2024$113.4M7 Dec 31, 20230%

Properties, in its own words

We do not own any real estate or other physical properties materially important to our operations. Our executive offices are located at 100 Park Avenue, 25th Floor, New York, NY 10017. We believe that our current office facilities are adequate for our business as it is presently conducted.

Item 2 of the 10-K filed Mar 12, 2026.4

Leadership

Who has led CION Investment Corp, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Mark Gatto2012–now
  2. Michael A. Reisner2012–now

Chair

  1. Mark Gatto2022–now
  2. Michael A. Reisner2022–now

President

  1. Mark Gatto2013
  2. Michael A. Reisner2013
  3. Gregg A. Bresner2021–now

Chief financial officer

  1. Keith S. Franz2012–2023
201520202025
Board members and other officers (17)

Subsidiaries and ownership

Subsidiaries (Exhibit 21)

  • 34 th Street Funding, LLC DELAWARE3
  • ALA Holdco, LLC DELAWARE3
  • CIC Holdco, LLC DELAWARE3
  • CION Agent, LLC DELAWARE3
  • Murray Hill Funding II, LLC DELAWARE3
  • Murray Hill Funding, LLC DELAWARE3
  • Park South, LLC DELAWARE3
  • View ITC, LLC DELAWARE3
  • View NWN, LLC DELAWARE3
  • View North, LLC DELAWARE3
  • View Rise, LLC DELAWARE3
  • View Speed, LLC DELAWARE3

The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.

Former names

  • CĪON Investment CorpDec 20, 2011 to Dec 20, 20112

Timeline

  1. Oct 1, 20268-K Results of operations; Regulation FD disclosure34
  2. Sep 29, 20268-K Other events35
  3. Sep 17, 20268-K Other events36
  4. Aug 6, 20268-K Results of operations; Regulation FD disclosure37
  5. Jul 16, 20268-K Entered a material agreement; New debt or obligation; Other events38
  6. Jul 1, 20268-K Results of operations; Regulation FD disclosure39
  7. Jun 26, 20268-K Shareholder vote40
  8. May 7, 20268-K Results of operations; Regulation FD disclosure41
  9. Apr 21, 20268-K Executive or director change42
  10. Apr 6, 20268-K Results of operations; Regulation FD disclosure43
  11. Mar 12, 20268-K Results of operations; Regulation FD disclosure44
  12. Feb 24, 20268-K Executive or director change45
  13. Jul 2, 2012New chief executive Michael A. Reisner becomes CEO12
  14. Jul 2, 2012New chief executive Mark Gatto becomes CEO11

Calendar

Coming up

  1. Nov 5, 2026 · Before the openReports results for the quarter ending Sep/2026 A year earlier it reported $0.74 a share, on Nov 6, 2025.46

When it reported results

  1. Oct 1, 2026Reported quarterly or annual results34
  2. Aug 6, 2026Reported quarterly or annual results37
  3. Jul 1, 2026Reported quarterly or annual results39
  4. May 7, 2026Reported quarterly or annual results41
  5. Apr 6, 2026Reported quarterly or annual results43
  6. Mar 12, 2026Reported quarterly or annual results44
  7. Jan 21, 2026Reported quarterly or annual results47
  8. Jan 7, 2026Reported quarterly or annual results48

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

235 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 92 major events, 76 insider forms, 1 large holders, 46 other. The latest 20:

  1. Oct 1, 20268-K EDGAR
  2. Sep 29, 20268-K EDGAR
  3. Sep 17, 20268-K EDGAR
  4. Aug 6, 202610-Q EDGAR
  5. Aug 6, 20268-K EDGAR
  6. Jul 22, 202640-17G EDGAR
  7. Jul 16, 20268-K EDGAR
  8. Jul 15, 2026N-2 EDGAR
  9. Jul 1, 20268-K EDGAR
  10. Jun 26, 20268-K EDGAR
  11. May 7, 202610-Q EDGAR
  12. May 7, 20268-K EDGAR
  13. May 5, 2026DEFA14A EDGAR
  14. Apr 30, 2026DEFA14A EDGAR
  15. Apr 30, 2026DEF 14A EDGAR
  16. Apr 21, 20268-K EDGAR
  17. Apr 6, 20268-K EDGAR
  18. Mar 12, 202610-K EDGAR
  19. Mar 12, 20268-K EDGAR
  20. Feb 24, 20268-K EDGAR

The 235 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

82 open-market trades by officers, directors and large owners since October 2021: 82 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Aug 12, 2025Reisner Michael ACo-Chairman & Co-CEOBuy472$10.57$5.0KForm 4
May 27, 2025FINLAY PETER I.DirectorBuy200$9.66$1.9KForm 4
May 22, 2025ROMAN STEPHENCCO & SecretaryBuy600$9.48$5.7KForm 4
May 16, 2025Breakstone Robert ADirectorBuy500$9.72$4.9KForm 4
May 12, 2025Gatto MarkCo-Chairman & Co-CEOBuy2,070$9.66$20.0KForm 4
May 12, 2025Reisner Michael ACo-Chairman & Co-CEOBuy515$9.69$5.0KForm 4
Apr 1, 2025BRESNER GREGG A.President & CIOBuy1,000$10.48$10.5KForm 4
Mar 31, 2025BRESNER GREGG A.President & CIOBuy1,000$10.41$10.4KForm 4
Mar 28, 2025Reisner Michael ACo-Chairman & Co-CEOBuy490$10.45$5.1KForm 4
Mar 24, 2025Breakstone Robert ADirectorBuy500$10.75$5.4KForm 4
Mar 19, 2025BRESNER GREGG A.President & CIOBuy1,000$10.98$11.0KForm 4
Mar 18, 2025BRESNER GREGG A.President & CIOBuy2,000$10.72$21.4KForm 4
Mar 18, 2025FINLAY PETER I.DirectorBuy250$10.76$2.7KForm 4
Mar 18, 2025Pinero Eric A.Chief Legal OfficerBuy465$10.72$5.0KForm 4
Mar 17, 2025ROMAN STEPHENCCO & SecretaryBuy455$10.93$5.0KForm 4
Mar 17, 2025Breakstone Robert ADirectorBuy500$11.05$5.5KForm 4
Nov 21, 2024Reisner Michael ACo-Chairman & Co-CEOBuy437$11.44$5.0KForm 4
Nov 21, 2024ROMAN STEPHENCCO & SecretaryBuy435$11.53$5.0KForm 4
Nov 15, 2024Breakstone Robert ADirectorBuy1,000$11.34$11.3KForm 4
Nov 12, 2024Arestia CharlieSee RemarksBuy750$11.39$8.5KForm 4

All 82 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Bulldog Investors, LLP1,538,071$9.6M2.1%No change
Invesco Ltd.1,368,725$8.5M0.0%+751,300
Morgan Stanley1,266,950$7.9M0.0%+114,000
Van Eck Associates Corp1,236,397$7.7M0.0%+268,242
LPL Financial LLC1,019,029$6.3M0.0%+29,876
UBS Group AG915,653$5.7M0.0%+232,651
Callodine Capital Management, LP674,138$4.2M0.3%+61,750
Berger Financial Group, Inc404,493$2.5M0.1%−2,406
Arkadios Wealth Advisors322,360$2.0M0.0%−13,058
D. E. Shaw & Co., Inc.312,707$1.9M0.0%−35,933
Osaic Holdings, Inc.291,108$1.8M0.0%+40,843
Hennion & Walsh Asset Management, Inc.290,756$1.8M0.1%−26,496
Advisors Asset Management, Inc.290,200$1.8M0.0%−17,754
Renaissance Technologies LLC248,600$1.5M0.0%−23,200
Envestnet Asset Management Inc210,410$1.3M0.0%+2,024
Commonwealth Equity Services, LLC207,748$1.3M0.0%−10,320
Sigma Planning Corp200,157$1.2M0.0%−11,506
BlackRock, Inc.195,515$1.2M0.0%−4,878
Pinkerton Wealth, LLC163,035$1.1M0.1%−65,601
Bank Of America Corp /de/169,916$1.1M0.0%+113,949
Kestra Advisory Services, LLC169,515$1.1M0.0%−129,564
True Freedom Investing, LLC143,122$979.0K0.1%No change
Alpine Global Management, LLC155,635$969.6K0.2%−38,425
Diversify Advisory Services, LLC128,023$768.3K0.0%New
Diversify Wealth Management, LLC128,023$768.3K0.0%−58,499

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How CION Investment Corp is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARCION Investment Corp1
  • CIK0001534254
  • Employer ID (EIN)45-30582804
  • Filer statusAccelerated filer not an emerging growth company; not a smaller reporting company; not a shell company4
  • Incorporated inMaryland4
  • Fiscal year endsDecember 311
  • Business address100 Park Avenue, 25Th Floor, New York, NY 100171
  • Phone212-418-47001
  • Shares outstanding49,202,704 as of Jul 29, 20269
  • Public float$497.8M as of Jun 30, 20254
  • AuditorRSM US LLP, New York, New York PCAOB ID 49; it also attests to the company’s internal control over financial reporting4
  • On EDGAR sinceDec 20, 20111
  • Filings889 in all: 8-K (308), 497 (135), 4 (81), 497AD (54), 10-Q (43), SC TO-I/A (38), SC TO-I (28), CORRESP (25)1
    All 37 form types

    3 (23), DEFA14A (19), POS 8C (16), 40-17G (15), 40-APP/A (15), DEF 14A (15), 10-K (14), EFFECT (9), N-2/A (7), PRE 14A (7), 424B2 (4), N-2 (4), SC 13G (4), 10-K/A (3), 40-APP (3), 8-A12B (3), CERT (3), FWP (2), 10-Q/A (1), 8-A12G (1), 8-K/A (1), APP NTC (1), APP ORDR (1), N-2ASR (1), N-54A (1), N-6F (1), NT 10-Q (1), SC 13G/A (1), UPLOAD (1)

  • Latest filingsAnnual report (10-K) Mar 12, 2026
    Quarterly report (10-Q) Aug 6, 2026
    Proxy statement (DEF 14A) Apr 30, 2026
    Latest 8-K (8-K) Oct 1, 2026

Securities registered for trading

ClassSymbolExchange
Common stock, par value $0.001 per shareCIONThe New York Stock Exchange
7.50% Notes due 2029CICBThe New York Stock Exchange
7.50% Notes due 2031CICCThe New York Stock Exchange

From the cover page of the 10-K filed Mar 12, 2026 (Section 12(b) of the Exchange Act).4

Risk factors and legal proceedings

The risks CION Investment Corp names in Item 1A of its 10-K filed Mar 12, 2026: 71 risks under these headings, as written.4

  • Risks Relating to Our Business and Structure
  • Our board of directors may change our operating policies and strategies without prior notice or shareholder approval, the effects of which may be adverse to our results of operations and financial condition.
  • Price declines in the medium- and large-sized U.S. corporate debt market may adversely affect the fair value of our portfolio, reducing our NAV through increased net unrealized depreciation.
  • Our ability to achieve our investment objective depends on the ability of CIM to manage and support our investment process. If CIM was to lose any members of its senior management team, our ability to achieve our investment objective could be significantly harmed.
  • Because our business model depends to a significant extent upon relationships with public and private lenders, selected middle-market private equity sponsors, large private equity sponsors (on a limited basis), investment banks and commercial banks, the inability of CIM or its affiliates to maintain or develop these relationships, or the failure of these relationships to generate investment opportunities, could adversely affect our business.
  • We may face increasing competition for investment opportunities, which could delay deployment of our capital, reduce returns and result in losses.
  • As required by the 1940 Act, a significant portion of our investment portfolio is and will be recorded at fair value as determined in good faith by CIM, as our valuation designee, subject to the oversight of our board of directors and, as a result, there is and will be uncertainty as to the value of our portfolio investments.
  • There is a risk that investors in our common stock may not receive distributions or that our distributions may not grow over time.
  • The amount of any distributions we may pay is uncertain and our distributions may exceed our earnings. Therefore, portions of the distributions that we pay may represent a return of capital to shareholders that will lower their tax basis in their common stock.
  • Changes in laws or regulations governing our operations may adversely affect our business or cause us to alter our business strategy.
  • As a public company, we are subject to regulations not applicable to private companies, such as provisions of the Sarbanes-Oxley Act. Efforts to comply with such regulations will involve significant expenditures, and non-compliance with such regulations may adversely affect us.
  • We may experience fluctuations in our quarterly results.
The other 60 risks
  • Any unrealized losses we experience on our portfolio may be an indication of future realized losses, which could reduce our income available for distribution.
  • Risks Relating to CIM and its Affiliates
  • CIM and its affiliates, including our officers and some of our directors, face conflicts of interest caused by compensation arrangements with us and our affiliates, which could result in actions that are not in the best interests of our shareholders.
  • We may be obligated to pay CIM incentive compensation even if we incur a net loss due to a decline in the value of our portfolio.
  • There may be conflicts of interest related to obligations that CIM’s senior management and investment teams have to other clients.
  • Our base management and incentive fees may induce CIM to make and identify speculative investments or to incur additional leverage.
  • CIM relies on key personnel, the loss of any of whom could impair its ability to successfully manage us.
  • CIM’s influence on conducting our operations gives it the ability to increase its fees, which may reduce the amount of cash flow available for distribution to our shareholders.
  • Risks Relating to Business Development Companies
  • The requirement that we invest a sufficient portion of our assets in qualifying assets could preclude us from investing in accordance with our current business strategy; conversely, the failure to invest a sufficient portion of our assets in qualifying assets could result in our failure to maintain our status as a BDC.
  • Failure to maintain our status as a BDC would reduce our operating flexibility.
  • Regulations governing our operation as a BDC and RIC will affect our ability to raise, and the way in which we raise, additional capital or borrow for investment purposes, which may have a negative effect on our growth.
  • Our ability to enter into transactions with our affiliates is restricted.
  • We are uncertain of our sources for funding our future capital needs; if we cannot obtain debt or equity financing on acceptable terms, our ability to acquire investments and to expand our operations will be adversely affected.
  • We are a non-diversified investment company within the meaning of the 1940 Act, and therefore we are not limited with respect to the proportion of our assets that may be invested in securities of a single issuer.
  • Increasing scrutiny from stakeholders and regulators with respect to ESG matters may impose additional costs and expose us to additional risks.
  • Risks Relating to Our Investments
  • Our investments in prospective portfolio companies may be risky, and we could lose all or part of our investment.
  • Senior Secured Debt.
  • Collateralized Securities, Structured Products and Other.
  • To the extent original issue discount constitutes a portion of our income, we will be exposed to risks associated with the deferred receipt of cash representing such income.
  • Our portfolio companies may incur debt that ranks equally with, or senior to, our investments in such companies.
  • There may be circumstances where our debt investments could be subordinated to claims of other creditors or we could be subject to lender liability claims.
  • We generally will not control our portfolio companies.
  • Our financial condition and results of operations could be negatively affected if a significant investment fails to perform as expected.
  • We are exposed to risks associated with changes in interest rates, including the current high interest rate environment.
  • Inflation has adversely affected and may continue to adversely affect the business, results of operations and financial condition of our portfolio companies.
  • International investments create additional risks.
  • Second priority liens on collateral securing debt investments that we make to our portfolio companies may be subject to control by senior creditors with first priority liens. If there is a default, the value of the collateral may not be sufficient to repay in full both the first priority creditors and us.
  • Economic recessions or downturns could impair our portfolio companies and adversely affect our operating results.
  • A covenant breach or other defaults by our portfolio companies may adversely affect our operating results.
  • Investing in middle-market companies involves a number of significant risks, any one of which could have a material adverse effect on our operating results.
  • We may not realize gains from our equity investments.
  • An investment strategy focused primarily on privately-held companies presents certain challenges, including, but not limited to, the lack of available information about these companies.
  • A lack of liquidity in certain of our investments may adversely affect our business.
  • We may not have the funds or ability to make additional investments in our portfolio companies or to fund our unfunded debt commitments.
  • We may acquire various financial instruments for purposes of “hedging” or reducing our risks, which may be costly and ineffective and could reduce our cash available for distribution to our shareholders.
  • Prepayments of our debt investments by our portfolio companies could adversely impact our results of operations and reduce our return on equity.
  • The effect of global climate change may impact our operations and the operations of our portfolio companies.
  • Risks Relating to Our Debt Financings
  • The Small Business Credit Availability Act of 2018 allows us to incur additional leverage and our shareholders approved a proposal permitting us to incur additional leverage, effective December 31, 2021.
  • Since we have borrowed money, the potential for loss on amounts invested in us is magnified and may increase the risk of investing in us. Borrowed money may also adversely affect the return on our assets, reduce cash available for distribution to our shareholders, and result in losses.
  • Changes in interest rates may affect our cost of capital and net investment income.
  • In addition to regulatory requirements that restrict our ability to raise capital, our JPM Credit Facility, our UBS Credit Facility, our 2024 and 2022 Term Loans, our Series A Notes, our Floating Rate 2027 Notes, our 7.41% 2027 Notes, our 7.70% 2029 Notes, our 7.50% 2029 Notes and our 2031 Notes contain various covenants that, if not complied with, could accelerate repayment under such secured and unsecured borrowings, thereby materially and adversely affecting our liquidity, financial condition and results of operations.
  • Our 2024 and 2022 Term Loans, our Series A Notes, our Floating Rate 2027 Notes, our 7.41% 2027 Notes, our 7.70% 2029 Notes, our 7.50% 2029 Notes and our 2031 Notes are unsecured and therefore are effectively subordinated to any secured indebtedness we have currently incurred or may incur in the future.
  • Federal Income Tax Risks
  • We will be subject to corporate-level income tax if we are unable to qualify as a RIC under Subchapter M of the Code or to satisfy RIC distribution requirements.
  • We may have difficulty paying our required distributions if we recognize income before or without receiving cash representing such income.
  • Risks Relating to an Investment in Our Common Stock
  • The market price of our common stock may fluctuate significantly.
  • We cannot assure you that a market for shares of our common stock will be maintained or the market price of our shares will trade close or at a premium to NAV.
  • Sales of substantial amounts of our common stock in the public market may have an adverse effect on the market price of our common stock.
  • We may in the future determine to issue preferred stock, which could adversely affect the market value of our common stock.
  • We may incur significant costs as a result of being a public company.
  • We are obligated to maintain proper and effective internal control over financial reporting. We may not complete our analysis of our internal control over financial reporting in a timely manner, or our internal controls may not be determined to be effective, which may adversely affect investor confidence in our company and, as a result, the value of our common stock.
  • A shareholder’s interest in us will be diluted if we issue additional shares of common stock, which could reduce the overall value of an investment in us.
  • Certain provisions of our articles of incorporation and bylaws could deter takeover attempts and have an adverse impact on the value of our common stock.
  • The NAV of our common stock may fluctuate significantly.
  • Purchases of our common stock by us pursuant to our share repurchase program may result in the price of our common stock being higher than the price that otherwise might exist in the open market.
  • Purchases of our common stock by us under our share repurchase program may result in dilution to our NAV per share.
  • The tax treatment of a non-U.S. shareholder in its jurisdiction of tax residence will depend entirely on the laws of such jurisdiction, and may vary considerably from jurisdiction to jurisdiction.
  • Risks Relating to an Investment in Our Public 7.50% 2029 Notes and our Public 2031 Notes
  • An active trading market for our 7.50% 2029 Notes or our 2031 Notes may not exist, which could limit a holder’s ability to sell our 7.50% 2029 Notes or our 2031 Notes or affect the market price of our 7.50% 2029 Notes or our 2031 Notes.
  • The optional redemption provisions may materially adversely affect holders’ return on our 7.50% 2029 Notes or our 2031 Notes.
  • A downgrade, suspension or withdrawal of a credit rating assigned by a rating agency to us, our unsecured debt, our 7.50% 2029 Notes or our 2031 Notes or a change in the debt markets could cause the liquidity or market value of our 7.50% 2029 Notes or our 2031 Notes to decline significantly.
  • General Risk Factors
  • Global economic, political and market conditions, including uncertainty about the financial stability of the United States, may adversely affect our business, financial condition and results of operations, including our revenue growth and profitability.
  • The capital markets may experience periods of disruption, instability and economic uncertainty. Such market conditions may materially and adversely affect the debt and equity capital markets, which may have a negative impact on our business and operations.

Legal proceedings

We are not currently subject to any material legal proceedings, nor, to our knowledge, is any material legal proceeding threatened against us. From time to time, we may be party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies and other third parties. While the outcome of these legal proceedings cannot be predicted with certainty, we do not expect that any such proceedings will have a material effect upon our financial condition or results of operations.

The opening of Item 3, Legal Proceedings.4

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18
  19. 19
  20. 20
  21. 21
  22. 22
  23. 23
  24. 24
  25. 25
  26. 26
  27. 27
  28. 28
  29. 29
  30. 30
  31. 31
  32. 32
  33. 33
  34. 34
  35. 35
    SEC EDGAROther events
  36. 36
    SEC EDGAROther events
  37. 37
  38. 38
  39. 39
  40. 40
  41. 41
  42. 42
  43. 43
  44. 44
  45. 45
  46. 46
  47. 47
  48. 48
  49. 49