CLM on NYSE

Cornerstone Strategic Investment Fund, Inc.

Cornerstone Strategic Investment Fund, Inc. is a fund registered in the United States, based in Baltimore, active since 1987.² Its shares trade on NYSE under the symbol CLM.²

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Last updated Oct 21, 2026.

Overview

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TickerCLM on NYSE²
HeadquartersBaltimore, United States²
Incorporated inMD³
Business address225 Pictoria Drive, Suite 450, Cincinnati, Oh 45246³
Legal formFUND²
Kind of organizationFund²
LEI549300H6BMBD46PC0Z18²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE CORPORATION TRUST, INCORPORATED, 21093-2264 Baltimore, United States²
Registered withSecurities and Exchange Commission, 0000814083²

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Corporate structure

Cornerstone Strategic Investment Fund, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Cornerstone Strategic Investment Fund, Inc.

SIT INVESTMENT ASSOCIATES INC Filed SC 13G/A on Cornerstone Strategic Investment Fund, Inc., latest Oct 26, 2023 (2 filings since Feb 7, 2023)

Cornerstone Strategic Investment Fund, Inc. Baltimore, Maryland, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Cornerstone Strategic Investment Fund, Inc., and when. Pick a name to see everywhere that person has worked.

President

Ralph W. Bradshaw2006–now

2010201520202025

PresidentRalph W. Bradshaw Feb 14, 2006 to now⁴

Board members and other officers (16)

Chief Compliance OfficerBenjamin Mollozzi May 7, 2024 to May 7, 2024⁵
TreasurerBrian James Lutes Mar 17, 2022 to Mar 17, 2022⁶
SecretaryHoyt M. Peters Feb 15, 2019 to Feb 15, 2019⁷
TreasurerAlan M. Mandel Feb 16, 2018 to Feb 16, 2018⁸
TreasurerFrank J. Maresca May 17, 2013 to May 17, 2013⁹
TreasurerTheresa Minogue Bridge May 9, 2012 to Jun 13, 2018¹⁰
Board memberDaniel Bradshaw Nov 10, 2022 to Nov 10, 2022¹¹
Board memberJoshua Bradshaw Nov 15, 2021 to Jun 29, 2022¹²
Board memberMarcia Emilia Malzahn Jan 15, 2020 to Jan 15, 2020¹³
Board memberFrank J. Maresca Aug 17, 2020 to Aug 17, 2020¹⁴
Board memberMatthew Morris Nov 15, 2017 to now¹⁵
Board memberRobert E. Dean Nov 19, 2014 to Nov 19, 2014¹⁶
Board memberAndrew A. Strauss Oct 18, 2011 to Oct 18, 2011¹⁷
Board memberGlenn W. Wilcox Sr. Dec 23, 2010 to May 26, 2021¹⁸
Board memberThomas H. Lenagh Aug 2, 2007 to Aug 2, 2007¹⁹
Board memberRalph W. Bradshaw Feb 14, 2006 to now⁴

Former names

CORNERSTONE STRATEGIC VALUE FUND INCMay 22, 2009 to Nov 15, 2024³
CORNERSTONE STRATEGIC VALUE FUND INC/ NEWJun 8, 2001 to Mar 6, 2009³
CLEMENTE STRATEGIC VALUE FUND INCAug 30, 1999 to Mar 1, 2001³
CLEMENTE GLOBAL GROWTH FUND INCAug 23, 1995 to Jun 9, 1999³

Timeline

May 1, 1987Founded Cornerstone Strategic Investment Fund, Inc. is founded²

Filings

80 filings to the SEC since October 2021: 13 insider forms, 2 large holders, 65 other. The latest 20:

Sep 1, 20264 EDGAR
Aug 27, 2026N-PX EDGAR
Aug 27, 2026N-CSRS EDGAR
Aug 21, 2026NPORT-P EDGAR
Aug 14, 2026N-2 EDGAR
May 21, 2026NPORT-P EDGAR
Mar 12, 2026N-CEN EDGAR
Mar 4, 2026N-CSR EDGAR
Mar 2, 202640-17G EDGAR
Feb 26, 2026DEF 14A EDGAR
Feb 25, 2026NPORT-P EDGAR
Nov 21, 2025NPORT-P EDGAR
Sep 11, 20254 EDGAR
Sep 5, 20254 EDGAR
Aug 26, 2025N-CSRS EDGAR
Aug 22, 2025NPORT-P EDGAR
Aug 20, 2025N-PX EDGAR
May 27, 20254 EDGAR
May 22, 2025NPORT-P EDGAR
Apr 21, 2025424B3 EDGAR

The 80 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

4 open-market trades by officers, directors and large owners since October 2021: 1 buys and 3 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Aug 31, 2026	Greer PeterDirector	Buy	1,500	$6.63	$9.9K	Form 4
Sep 10, 2025	Morris MatthewDirector	Sale	1	$8.18	$6	Form 4
Sep 3, 2025	Morris MatthewDirector	Sale	35,000	$8.14	$284.9K	Form 4
Aug 8, 2023	Morris MatthewDirector	Sale	40,000	$8.72	$348.8K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SIT INVESTMENT ASSOCIATES INCSC 13G/A, 2 filings Feb 7, 2023 to Oct 26, 2023²⁰

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Alpine Global Management, LLC	6,833,682	$51.7M	8.5%	+19,350
Boothbay Fund Management, LLC	6,736,737	$50.9M	1.0%	−7,816
PFG Investments, LLC	4,492,919	$34.0M	1.3%	+369,888
Quarry LP	3,476,236	$26.3M	4.3%	−13,028
Sculptor Capital LP	3,325,694	$25.1M	0.4%	+182,105
Osaic Holdings, Inc.	3,016,078	$22.8M	0.0%	−232,935
LPL Financial LLC	2,586,106	$19.6M	0.0%	+164,576
Warberg Asset Management LLC	1,836,581	$13.9M	13.9%	+794,646
Cetera Investment Advisers	1,558,231	$11.8M	0.0%	+202,853
Cable Car Capital, LP	1,274,106	$9.6M	0.2%	+24,107
Almitas Capital LLC	661,789	$5.0M	1.2%	+219,775
Morgan Stanley	560,243	$4.2M	0.0%	−94,696
WJ Financial Advisors LLC	503,994	$3.8M	2.8%	+59,079
Perennial Investment Advisors, LLC	484,530	$3.7M	0.2%	+8,764
Raymond James Financial Inc	388,773	$2.9M	0.0%	+11,693
Stratos Wealth Partners, LTD.	333,993	$2.5M	0.0%	−8,518
Commonwealth Equity Services, LLC	319,209	$2.4M	0.0%	+24,781
Yakira Capital Management, Inc.	311,396	$2.4M	0.7%	+4,684
Creative Planning	277,113	$2.1M	0.0%	+74,184
Kovack Advisors, Inc.	233,414	$1.8M	0.1%	+89,125
J.w. Cole Advisors, Inc.	211,424	$1.6M	0.0%	New
Baird Financial Group, Inc.	178,155	$1.3M	0.0%	+18,542
Winebrenner Capital Management LLC	158,000	$1.2M	0.7%	+200
StoneX Group Inc.	151,920	$1.1M	0.0%	−3,204
Creative Financial Designs Inc /adv	132,993	$1.0M	0.0%	+39,011

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Cornerstone Strategic Investment Fund, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARCornerstone Strategic Investment Fund, Inc.¹
CIK0000814083
Employer ID (EIN)13-3407699¹
Incorporated inMaryland¹
Fiscal year endsDecember 31¹
Industry code (SIC)0000 ¹
Business address225 Pictoria Drive, Suite 450, Cincinnati, OH 45246¹
Phone(513) 587-3400¹
On EDGAR sinceFeb 24, 1995¹
Filings554 in all: SC 13D/A (55), 4 (51), DEF 14A (33), N-Q (31), SC 13G/A (30), NPORT-P (26), 40-17G (25), NSAR-B (25)¹
All 47 form types
CORRESP (24), N-CSR (24), N-CSRS (24), N-PX (23), NSAR-A (22), N-30D (16), 3 (15), 497 (13), N-2/A (13), N-2 (12), EFFECT (11), PRE 14A (10), DEFA14A (8), N-30B-2 (8), N-CEN (8), UPLOAD (8), SC 13G (5), 424B3 (3), 5 (3), DFRN14A (2), N-14 8C (2), N-14 8C/A (2), N-CSR/A (2), NSAR-B/A (2), PREC14A (2), PRER14A (2), SC 13D (2), 4/A (1), 40-17G/A (1), 40-6C (1), 40-6C/A (1), 8-A12B/A (1), CERTAMX (1), DEFC14A (1), DEL AM (1), N-14 (1), N-CEN/A (1), N-CSRS/A (1), RW (1)
Latest filingsProxy statement (DEF 14A) Feb 26, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARCornerstone Strategic Investment Fund, Inc. filings on SEC EDGAR
2
GLEIFCornerstone Strategic Investment Fund, Inc. LEI record (549300H6BMBD46PC0Z18)
3
SEC EDGARCornerstone Strategic Investment Fund, Inc. filings on SEC EDGAR
4
SEC EDGARRalph W. Bradshaw, President
5
SEC EDGARBenjamin Mollozzi, Chief Compliance Officer
6
SEC EDGARBrian James Lutes, Treasurer
7
SEC EDGARHoyt M. Peters, Secretary
8
SEC EDGARAlan M. Mandel, Treasurer
9
SEC EDGARFrank J. Maresca, Treasurer
10
SEC EDGARTheresa Minogue Bridge, Treasurer
11
SEC EDGARDaniel Bradshaw, Board member
12
SEC EDGARJoshua Bradshaw, Board member
13
SEC EDGARMarcia Emilia Malzahn, Board member
14
SEC EDGARFrank J. Maresca, Board member
15
SEC EDGARMatthew Morris, Board member
16
SEC EDGARRobert E. Dean, Board member
17
SEC EDGARAndrew A. Strauss, Board member
18
SEC EDGARGlenn W. Wilcox Sr., Board member
19
SEC EDGARThomas H. Lenagh, Board member
20
SEC EDGARSIT INVESTMENT ASSOCIATES INC SC 13G/A on Cornerstone Strategic Investment Fund, Inc.