DOMH on Nasdaq

Dominari Holdings Inc.

Dominari Holdings Inc. is an American security brokers company, incorporated in Delaware.1 It is headquartered in New York, New York.1 Its shares trade on Nasdaq under the symbol DOMH.1

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Last updated Oct 21, 2026.

Overview

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  • TickerDOMH on Nasdaq1
  • IndustrySecurity Brokers, Dealers & Flotation Companies1
  • HeadquartersNew York, New York1
  • Incorporated inDE2
  • Business address725 Fifth Avenue, 22Nd Floor, New York, Ny 100222
  • Filer categoryNon-accelerated filer, Smaller reporting company2

Membership Interests. As a result of the ownership change, FPS was renamed Dominari Securities LLC.3 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2025

-45.3%Operating margin4
-18.2%Net margin4
487.0%Revenue growth, 20254
-32.3%Return on equity4

Where the money goes

Where each dollar of revenue went, fiscal 2025

  • Other costs94¢$115.8M
  • Income tax6¢$7.3M

Out of $123.1M in revenue.4 The company lost money this year.

Where each dollar of operating cash went, fiscal 2025

  • Dividends paid52¢$11.9M
  • Kept or used elsewhere48¢$10.8M

Out of $22.7M of cash from operations.4

Financial statements

Revenue564$123.1M in 2025+1367722% since 2019
0$50.0M$100.0M$150.0M2019: $9.0K$9.0K20192023: $2.0M$2.0M2023+22556%2024: $21.0M$21.0M2024+928%2025: $123.1M$123.1M2025+487%
Operating income578964-$55.7M in 2025+880% since 2019
-$60.0M-$40.0M-$20.0M02019: -$5.7M-$5.7M20192020: -$6.5M-$6.5M2020+15%2021: -$9.4M-$9.4M2021+44%2022: -$14.3M-$14.3M2022+52%2023: -$21.8M-$21.8M2023+52%2024: -$8.7M-$8.7M2024−60%2025: -$55.7M-$55.7M2025+540%
Net income578964-$22.4M in 2025+436% since 2019
-$30.0M-$20.0M-$10.0M02019: -$4.2M-$4.2M20192020: -$12.3M-$12.3M2020+195%2021: -$7.2M-$7.2M2021−42%2022: -$22.1M-$22.1M2022+208%2023: -$22.9M-$22.9M2023+4%2024: -$14.7M-$14.7M2024−36%2025: -$22.4M-$22.4M2025+53%

Every line of the income statement as filed: the last 2 fiscal years, latest first.4

Period ending2025-12-312024-12-31
Underwriting services$79.0M$11.4M
Carried interest$22.7M
Commissions$19.6M$6.1M
Interest income$1.3M$666.0K
Principal transactions-$872.0K$2.2M
Other revenue$1.4M$720.0K
Total revenue$123.1M$21.0M
Compensation and benefits$145.3M$22.0M
Advisory fees$21.1M$116.0K
Legal fees$2.9M$722.0K
Professional and consulting fees$3.0M$2.7M
Other expenses$6.6M$4.2M
Total operating expenses$178.8M$29.7M
Loss from operations-$55.7M-$8.7M
Other income$10.0K$86.0K
Interest income$65.0K$293.0K
Gain on marketable securities, net$42.3M$3.1M
Realized and unrealized gain (loss) on notes receivable, net$221.0K-$2.3M
Change in carrying value of investments-$7.1M
Total other income (expenses)$42.6M-$6.0M
Net loss before income tax expense-$13.2M-$14.7M
Provision for income taxes$7.3M
Net loss-$20.5M-$14.7M
Less: Net income attributable to non-controlling interests$2.0M
Net loss attributable to common stockholders of Dominari Holdings Inc.-$22.4M-$14.7M
Basic (in Dollars per share)-$1.57-$2.38
Diluted (in Dollars per share)-$1.57-$2.38
Basic (in Shares)14.3M shares6.2M shares
Diluted (in Shares)14.3M shares6.2M shares

Compare Dominari Holdings Inc. with another company

Corporate structure

Dominari Holdings Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Dominari Holdings Inc.

  • Blue Finn Group LLC Filed SCHEDULE 13G/A on Dominari Holdings Inc., latest Oct 2, 2026 (2 filings since Mar 3, 2025)
  • Donald Trump Filed SCHEDULE 13G on Dominari Holdings Inc., latest Sep 16, 2026 (3 filings since Feb 24, 2025)
  • Eric Trump Filed SCHEDULE 13G on Dominari Holdings Inc., latest Sep 16, 2026 (3 filings since Feb 24, 2025)
  • Anthony Hayes Filed SCHEDULE 13D/A on Dominari Holdings Inc., latest Mar 26, 2026 (9 filings since Dec 28, 2023)
  • Kyle Michael Wool Filed SCHEDULE 13D/A on Dominari Holdings Inc., latest Mar 26, 2026 (9 filings since Dec 28, 2022)
  • INTRACOASTAL CAPITAL, LLC Filed SC 13G on Dominari Holdings Inc., latest Jun 14, 2022
  • CVI Investments, Inc. Filed SC 13G/A on Dominari Holdings Inc., latest Feb 14, 2022
  • Dominari Holdings Inc. New York, New York

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Dominari Holdings Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

ItemLatestA year beforeChange
Property and equipment, before depreciation$427.0K4 Dec 31, 2025$427.0K4 Dec 31, 20240%
Accumulated depreciation$292.0K4 Dec 31, 2025$188.0K4 Dec 31, 2024+55.3%
Property and equipment, net$135.0K4 Dec 31, 2025$239.0K4 Dec 31, 2024−43.5%
Operating-lease assets (leased space)$2.7M4 Dec 31, 2025$2.9M4 Dec 31, 2024−7.6%

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$34.0M4 Dec 31, 2025$4.1M4 Dec 31, 2024+733.7%
Marketable securities, current$46.5M4 Dec 31, 2025$4.2M4 Dec 31, 2024+1019.0%
Equity securities at fair value$5.8M6 Dec 31, 2024$13.5M6 Dec 31, 2023−57.4%
Stakes in other companies (equity method)$11.7M4 Dec 31, 2025$12.3M4 Dec 31, 2024−4.4%
Long-term investments$11.7M4 Dec 31, 2025$12.3M4 Dec 31, 2024−4.4%

Properties, in its own words

We lease offices located in New York, New York, Virgina, and Florida. We believe that the current offices are sufficient to meet our current needs.

Item 2 of the 10-K filed Mar 31, 2026.3

Leadership

Who has led Dominari Holdings Inc., and when. Pick a name to see everywhere that person has worked.

Board members and other officers (28)

Former names

  • Aikido Pharma Inc.Jan 11, 2021 to Dec 21, 20222
  • SPHERIX INCNov 8, 2001 to Mar 13, 20202
  • BIOSPHERICS INCJun 28, 1995 to Mar 21, 20012

Timeline

  1. Sep 17, 20268-K Other events50
  2. Aug 14, 20268-K Entered a material agreement51
  3. Jun 26, 20268-K Change of auditor52
  4. May 27, 20268-K Entered a material agreement53
  5. Mar 31, 20268-K Results of operations54
  6. Mar 23, 20268-K Executive or director change55
  7. Mar 5, 20268-K Shareholder vote56
  8. Dec 12, 20258-K Shareholder vote57
  9. Oct 8, 20258-K Director nominations58
  10. Sep 22, 20258-K Executive or director change59
  11. Sep 10, 20258-K Executive or director change60
  12. Jun 27, 20258-K Executive or director change61
  13. Aug 30, 2022New chief executive Kyle Michael Wool becomes CEO12
  14. Sep 13, 2013New chief executive Anthony Hayes becomes CEO14
  15. Apr 9, 2013New chief executive Harvey J. Kesner becomes CEO13
  16. Sep 20, 2007New chief executive Claire L. Kruger becomes CEO15

Calendar

Coming up

  1. Nov 9, 2026Reports results for the quarter ending Sep/202662

When it reported results

  1. Mar 31, 2026Reported quarterly or annual results54
  2. Mar 28, 2025Reported quarterly or annual results63

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

281 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 60 major events, 132 insider forms, 28 large holders, 41 other. The latest 20:

  1. Oct 13, 20264 EDGAR
  2. Oct 2, 2026SCHEDULE 13G/A EDGAR
  3. Sep 17, 20268-K CURRENT REPORT EDGAR
  4. Sep 16, 2026SCHEDULE 13G EDGAR
  5. Sep 16, 2026SCHEDULE 13G EDGAR
  6. Sep 14, 20264 EDGAR
  7. Sep 14, 20264 EDGAR
  8. Aug 14, 20268-K EDGAR
  9. Aug 11, 202610-Q EDGAR
  10. Jul 28, 20264 EDGAR
  11. Jul 6, 20264 EDGAR
  12. Jul 6, 20264 EDGAR
  13. Jul 6, 20264 EDGAR
  14. Jul 6, 20264 EDGAR
  15. Jul 6, 20264 EDGAR
  16. Jun 26, 20268-K CURRENT REPORT EDGAR
  17. Jun 1, 2026SCHEDULE 13G EDGAR
  18. Jun 1, 2026SCHEDULE 13G EDGAR
  19. May 27, 20268-K CURRENT REPORT EDGAR
  20. May 13, 202610-Q QUARTERLY REPORT EDGAR

The 281 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

93 open-market trades by officers, directors and large owners since October 2021: 88 buys and 5 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 11, 2026Hayes AnthonyCEOBuy50,000$2.16$108.0KForm 4
Sep 11, 2026Wool Kyle MichaelPresidentBuy50,000$2.16$108.0KForm 4
Sep 10, 2026Hayes AnthonyCEOBuy50,000$2.02$101.0KForm 4
Sep 10, 2026Wool Kyle MichaelPresidentBuy50,000$2.02$101.0KForm 4
Dec 8, 2025Hayes AnthonyCEOBuy23,000$3.87$89.0KForm 4
Dec 8, 2025Wool Kyle MichaelPresidentBuy25,000$3.87$96.8KForm 4
Dec 8, 2025Devall Christopher FranklinCOOSale45,000$3.85$173.2KForm 4
Dec 8, 2025Wool Kyle MichaelPresidentBuy25,000$3.87$96.8KForm 4
Dec 8, 2025Hayes AnthonyCEOBuy23,000$3.87$89.0KForm 4
Dec 5, 2025Devall Christopher FranklinCOOSale140,000$3.82$534.8KForm 4
Dec 4, 2025Devall Christopher FranklinCOOSale40,000$4.21$168.4KForm 4
Dec 3, 2025Devall Christopher FranklinCOOSale40,000$4.22$168.8KForm 4
Sep 23, 2025Blattner Gregory JamesDirectorSale14,409Form 4
Feb 12, 2025Yu SooDirectorBuy288,184Form 4
Feb 10, 2025Lieberman Ronald CraigDirectorBuy21,613Form 4
Feb 10, 2025LEDWICK TIM SChief Financial OfficerBuy8,645Form 4
Feb 10, 2025Lieberman Ronald J.DirectorBuy21,613Form 4
Feb 10, 2025Haug KyleDirectorBuy14,409Form 4
Feb 10, 2025Blattner Gregory JamesDirectorBuy14,409Form 4
Feb 10, 2025Devall Christopher FranklinCOOBuy28,818Form 4

All 93 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

YearExecutiveAgeSalaryTotal pay
2025Anthony Hayes,$650.0K$34.0M71
2025Kyle Wool,$500.0K$31.8M71
2025Christopher Devall,$350.0K$2.9M71
2024President$500.0K$2.8M71
2024Chief Executive OfficerDirector, and Chairman of the Board$650.0K$2.8M71

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 30. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Vanguard Capital Management LLC438,502$1.4M0.0%+113,800
Creek Drive Management Group LLC419,000$1.3M0.8%−117,027
Philadelphia Financial Management of San Francisco, LLC358,183$1.1M0.3%New
Connective Capital Management, LLC243,223$763.7K0.5%+128,994
BlackRock, Inc.137,415$431.5K0.0%+9,613
Geode Capital Management, LLC132,505$416.1K0.0%+29,793
Vanguard Fiduciary Trust Co83,340$261.7K0.0%+40,653
State Street Corp50,286$157.9K0.0%No change
Northern Trust Corp33,847$106.3K0.0%+15,842
Steward Partners Investment Advisory, LLC32,103$100.8K0.0%No change
Susquehanna Advisors Group, Inc.31,729$99.6K0.0%New
PFG Investments, LLC15,095$47.4K0.0%+620
Morgan Stanley14,533$45.6K0.0%−12,173
KKM Financial LLC13,954$43.8K0.0%New
UBS Group AG2,668$8.4K0.0%New
Barclays PLC915$2.9K0.0%New
TD Waterhouse Canada Inc.830$2.5K0.0%New
Osaic Holdings, Inc.747$2.3K0.0%+15
Spire Wealth Management694$2.2K0.0%+60
Reyes Financial Architecture, Inc.633$2.0K0.0%No change
Wells Fargo & Company/mn500$1.6K0.0%No change
Harbour Investments, Inc.400$1.3K0.0%No change
Tower Research Capital LLC (TRC)146$4580.0%−1,659
Caitong International Asset Management Co., Ltd61$1920.0%+60
Cambridge Investment Research Advisors, Inc.40,350$1260.0%+20,175

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Dominari Holdings Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARDominari Holdings Inc.1
  • CIK0000012239
  • Employer ID (EIN)52-08493203
  • Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company3
  • Incorporated inDelaware3
  • Fiscal year endsDecember 311
  • Industry code (SIC)6211 Security Brokers, Dealers & Flotation Companies1
  • SEC reviewing officeOffice of Trade & Services, Division of Corporation Finance1
  • Business address725 Fifth Avenue, 22Nd Floor, New York, NY 100221
  • Phone(212) 393-45401
  • Shares outstanding24,243,646 as of Aug 7, 202611
  • Public float$54.5M as of Jun 30, 20253
  • AuditorCBIZ CPAs P.C., New York PCAOB ID 199; no auditor attestation of internal control over financial reporting3
  • On EDGAR sinceMay 15, 19951
  • Filings1,297 in all: 8-K (369), 4 (284), 10-Q (77), CORRESP (39), UPLOAD (39), 3 (33), DEF 14A (33), 10-K (26)1
    All 62 form types

    424B3 (25), 8-K/A (24), SC 13G (23), EFFECT (22), PRE 14A (22), SC 13G/A (22), 424B5 (20), DEFA14A (20), S-1/A (19), 10QSB (18), S-3 (16), S-8 (15), 4/A (14), S-3/A (14), SCHEDULE 13D/A (12), POS AM (10), PRER14A (9), SCHEDULE 13G (7), 10-K/A (6), S-1 (6), SC 13D (6), SC 13D/A (5), D (4), NT 10-Q (4), RW (4), S-2/A (4), 424B4 (3), 425 (3), 5 (3), DEFR14A (3), 10KSB (2), 10KSB40 (2), 424B1 (2), 424B2 (2), 8-A12G (2), 8-A12G/A (2), DEF 14C (2), NT 10-K (2), PRE 14C (2), REGDEX (2), 10-K405 (1), 10QSB/A (1), 3/A (1), 8-A12B (1), ARS (1), AW (1), CT ORDER (1), DEFM14A (1), FWP (1), PREM14A (1), S-1MEF (1), S-2 (1), S-8 POS (1), SCHEDULE 13G/A (1)

  • Latest filingsAnnual report (10-K) Mar 31, 2026
    Quarterly report (10-Q) Aug 11, 2026
    Proxy statement (DEF 14A) Feb 6, 2026
    Latest 8-K (8-K) Sep 17, 2026

Securities registered for trading

ClassSymbolExchange
Common Stock ($0.0001 par value per share)DOMHNasdaq

From the cover page of the 10-K filed Mar 31, 2026 (Section 12(b) of the Exchange Act).3

Risk factors and legal proceedings

The risks Dominari Holdings Inc. names in Item 1A of its 10-K filed Mar 31, 2026: 48 risks under these headings, as written.3

  • Business Risks
  • We are exposed to significant market risk and our principal transactions and investments expose us to risk of loss.
  • Financing and advisory services engagements are transactional in nature and do not generally provide for subsequent engagements.
  • Because we have a limited operating history to evaluate our company, the likelihood of our success must be considered in light of the problems, expenses, difficulties, complications and delays frequently encountered by an early-stage financial services company.
  • We have incurred operating losses in the past and may not consistently achieve profitability in the future.
  • If we cannot meet our future capital requirements, we may be unable to develop and enhance our services, take advantage of business opportunities and respond to competitive pressures.
  • If we fail to maintain an effective system of internal controls over financial reporting, we may not be able to accurately report our financial results or prevent fraud and our business may be harmed and our stock price may be adversely impacted.
  • Developments in market and economic conditions may adversely affect the Company’s business and profitability.
  • The Company may make strategic acquisitions of businesses, engage in joint ventures or divest or exit existing businesses, which could result in unforeseen expenses or disruptive effects on its business.
  • Our valuation methodologies for certain assets can be subjective, and the fair value of assets established pursuant to such subjective methodologies is uncertain and may never be realized.
  • We may not be able to compete successfully with other companies in the financial services industry that have significantly greater resources than we do.
  • Damage to our reputation could harm our business.
The other 37 risks
  • Future acquisitions and dispositions of our businesses and investments are possible, changing the components of our assets and liabilities, and if unsuccessful or unfavorable, could reduce the value of our securities.
  • The number of anticipated investment banking transactions may differ from actual results.
  • Artificial intelligence could increase competitive, operational, legal and regulatory risks to our businesses in ways that we cannot predict.
  • We may expand into new investment strategies, geographic markets and businesses and new types of investors or seek to expand our business or change our strategic focus with new strategic initiatives, which may result in additional risks and uncertainties in our businesses.
  • The ability to attract, develop and retain highly skilled and productive employees, particularly qualified financial advisors is critical to the success of the Company’s business.
  • If we fail to manage our anticipated growth effectively, our business, financial condition and operating results could be harmed.
  • The Company depends on its senior employees and the loss of their services could harm its business.
  • The precautions the Company takes to prevent and detect employee misconduct may not be effective and the Company could be exposed to unknown and unmanaged risks or losses.
  • Our failure to deal appropriately with conflicts of interest could damage our reputation and adversely affect our business.
  • Our results of operations may be materially affected by market fluctuations and by global and economic conditions and other factors, including changes in asset values.
  • The Company is exposed to the risk that third parties that owe it money, securities or other assets will not perform their obligations.
  • As a holding company, we are dependent on liquidity from payments from our subsidiaries, many of which are subject to restrictions.
  • Liquidity is essential to our businesses and we rely on external sources to finance a significant portion of our operations.
  • From time to time we may invest in securities that are illiquid or subject to restrictions.
  • We face increasing competition in the financial services industry.
  • We are subject to operational risks, including a failure, breach or other disruption of our operations or security systems or those of our third parties (or third parties thereof), as well as human error or malfeasance, which could adversely affect our businesses or reputation.
  • The Company’s information systems may experience an interruption or breach in security.
  • Cybersecurity and security breaches of our technology systems, or those of our clients or other third-party vendors we rely on, could subject us to significant liability and harm our reputation.
  • The Company continually encounters technological change.
  • There is risk associated with the sufficiency of coverage under the Company’s insurance policies.
  • Climate change concerns could disrupt our businesses, adversely affect client activity levels, adversely affect the creditworthiness of our counterparties and damage our reputation.
  • The Company is subject to extensive securities regulation and the failure to comply with these regulations could subject it to monetary penalties or sanctions.
  • Financial services firms have been subject to increased regulatory scrutiny increasing the risk of financial liability and reputational harm resulting from adverse regulatory actions.
  • Numerous regulatory changes and enhanced regulatory and enforcement activity relating to the asset management business may increase our compliance and legal costs and otherwise adversely affect our business.
  • If the Company violates the securities laws or is involved in litigation in connection with a violation, the Company’s reputation and results of operations may be adversely affected.
  • The Company’s risk management policies and procedures may leave it exposed to unidentified risks or an unanticipated level of risk.
  • Failure to maintain effective internal controls in accordance with Section 404 of the Sarbanes-Oxley Act could materially affect our business.
  • A change in tax laws in key jurisdictions could materially increase our tax expense.
  • If our tax filing positions were to be challenged by federal, state and local, or foreign tax jurisdictions, we may not be wholly successful in defending our tax filing positions.
  • Risks Associated with the Company’s Common Stock
  • Our common stock may be delisted from The Nasdaq Capital Market if we fail to comply with continued listing standards.
  • Our share price may be volatile and there may not be an active trading market for our common stock.
  • Our shares of common stock are thinly traded and, as a result, stockholders may be unable to sell at or near ask prices, or at all, if they need to sell shares to raise money or otherwise desire to liquidate their shares.
  • Our stock price and trading volume could decline as a result of inaccurate or unfavorable research, or the cessation of research cover, about our business published by securities or industry analysts.
  • Because of the “anti-takeover” provisions in our Amended and Restated Certificate of Incorporation, Amended and Restated Bylaws and Delaware General Corporation Law, a third party may be discouraged from making a takeover offer that could be beneficial to our stockholders.
  • We incur increased costs as a result of being a public company.
  • Because of their significant stock ownership, some of our executive officers, directors and members of our advisory board will be able to exert control over us and our significant corporate decisions.
  • There is no assurance that we will continue to declare or pay dividends on our common stock in the future.

Legal proceedings

Many aspects of the Company’s business involve substantial risks of liability. In the ordinary course of business, the Company may be named as defendant or co-defendant in various legal actions, including arbitrations, class actions and other litigation, which could create substantial exposure and periodic expenses. The Company may also be involved, from time to time, in other reviews, investigations and proceedings (both formal and informal) by governmental and self-regulatory agencies regarding the Company’s business, which may result in expenses, adverse judgments, settlements, fines, penalties, injunctions or other relief. In the past in the ordinary course of business, we actively pursued legal remedies to enforce our intellectual property rights and to stop unauthorized use of our technology.

In March 2024, the Company received a notice of petition of a filed action seeking relief related to the March 2024 affiliates of new registered representatives. This notice was filed against the Company’s subsidiary Dominari Securities. The Company does not agree with the claim of the plaintiff and will defend itself accordingly. While the Company intends to defend itself vigorously from this claim, it is unable to predict the outcome of such legal proceeding. Any potential loss as a result of this legal proceeding cannot be reasonably estimated. As a result, the Company has not recorded a loss contingency for the aforementioned claim.

The opening of Item 3, Legal Proceedings.3

Sources

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