DPG on NYSE

Duff & Phelps Utility & Infrastructure Fund Inc.

Duff & Phelps Utility & Infrastructure Fund Inc. is a fund registered in the United States, based in Chicago, active since 2011.² Its shares trade on NYSE under the symbol DPG.²

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Last updated Oct 21, 2026.

Overview

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TickerDPG on NYSE²
HeadquartersChicago, United States²
Incorporated inMD³
Business address101 Munson Street, Greenfield, Ma 01301³
Legal formFUND²
Kind of organizationFund²
LEI549300SY2NYDO23RIE89²
StatusActive²
LEI statusIssued and current²
Registered addressC/O CSC-LAWYERS INCORPORATING SERVICE COMPANY, 21202 Baltimore, United States²
Registered withSecurities and Exchange Commission, 0001515671²

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Corporate structure

Duff & Phelps Utility & Infrastructure Fund Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Duff & Phelps Utility & Infrastructure Fund Inc.

MetLife Investment Management, LLC Filed SCHEDULE 13G on Duff & Phelps Utility & Infrastructure Fund Inc., latest Jun 6, 2025
Morgan Stanley Filed SC 13G on Duff & Phelps Utility & Infrastructure Fund Inc., latest Nov 7, 2024

Duff & Phelps Utility & Infrastructure Fund Inc. Chicago, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Duff & Phelps Utility & Infrastructure Fund Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

President

Chief financial officer

Alan Meder2011

201520202025

Chief executive officerDavid D. Grumhaus Jr. Jun 16, 2023 to now⁴
Chief executive officerNathan I. Partain Jul 26, 2011 to Oct 5, 2011⁵
PresidentDavid D. Grumhaus Jr. Jun 16, 2023 to now⁴
PresidentNathan I. Partain Jul 26, 2011 to Oct 5, 2011⁵
Chief financial officerAlan Meder Jul 26, 2011 to Jul 26, 2011⁶

Board members and other officers (25)

Vice PresidentTimothy P. Riordan Mar 18, 2025 to now⁷
CCOKathleen Hegyi Oct 6, 2022 to Oct 6, 2022⁸
Vice President*Nikita K. Thaker Mar 23, 2018 to Mar 23, 2018⁹
VP & Chief Investment OfficerEric Elvekrog Jan 4, 2017 to Jun 16, 2023¹⁰
Assistant SecretaryDaniel Petrisko Oct 1, 2015 to Jun 20, 2023¹¹
VP and Assistant SecretaryWilliam J. Renahan Aug 17, 2012 to Aug 17, 2012¹²
Chief Investment OfficerDeborah A. Jansen Jul 26, 2011 to Nov 13, 2015¹³
SecretaryT. Brooks Beittel Jul 26, 2011 to Sep 27, 2011¹⁴
Vice PresidentJacqueline Porter Dec 7, 2011 to Nov 15, 2016¹⁵
Board memberMark G. Kahrer Mar 17, 2025 to now¹⁶
Board memberMareile B. Cusack Mar 6, 2023 to Apr 28, 2023¹⁷
Board memberClifford W. Hoffman Jr. Jun 15, 2016 to Jun 15, 2016¹⁸
Board memberDonald C. Burke Jul 30, 2014 to Sep 30, 2014¹⁹
Board memberCarl F. Pollard Jul 26, 2011 to Jun 12, 2012²⁰
Board memberChristian H. Poindexter Jul 26, 2011 to Dec 30, 2015²¹
Board memberDavid J. Vitale Jul 26, 2011 to Jan 28, 2016²²
Board memberEileen A. Moran Jul 26, 2011 to Jul 27, 2011²³
Board memberGeorge R. Aylward Jr. Jul 26, 2011 to now²⁴
Board memberGeraldine M. McNamara Jul 26, 2011 to now²⁵
Board memberNancy Lampton Jul 26, 2011 to Aug 30, 2011²⁶
Board memberNathan I. Partain Jul 26, 2011 to Oct 5, 2011⁵
Board memberPhillip R. McLaughlin Jul 26, 2011 to Jun 4, 2012²⁷
Board memberRobert J. Genetski Jul 26, 2011 to May 18, 2012²⁸
Board memberStewart E. Conner Jul 26, 2011 to Oct 18, 2011²⁹
General counselWilliam J. Renahan Sep 21, 2015 to Sep 22, 2015³⁰

Subsidiaries and ownership

Fund manager

DUFF & PHELPS INVESTMENT MANAGEMENT CO²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

Duff & Phelps Global Utility Income Fund Inc.Jun 27, 2011 to Dec 23, 2019³
Duff & Phelps Global Utility & Midstream Energy Income Fund Inc.Mar 16, 2011 to Jun 24, 2011³

Timeline

Jun 16, 2023New chief executive David D. Grumhaus Jr. becomes CEO⁴
Jul 26, 2011New chief executive Nathan I. Partain becomes CEO⁵
Mar 15, 2011Founded Duff & Phelps Utility & Infrastructure Fund Inc. is founded²

Filings

72 filings to the SEC since October 2021: 19 insider forms, 2 large holders, 51 other. The latest 20:

Sep 29, 2026NPORT-P EDGAR
Aug 18, 2026N-PX EDGAR
Jul 1, 2026N-CSRS EDGAR
Jun 26, 2026NPORT-P EDGAR
Mar 31, 2026NPORT-P EDGAR
Feb 12, 2026APP WD EDGAR
Feb 10, 20264 EDGAR
Feb 5, 202640-APP EDGAR
Jan 16, 2026DEF 14A NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS EDGAR
Jan 13, 2026N-CEN EDGAR
Dec 23, 2025N-CSR EDGAR
Dec 19, 2025NPORT-P EDGAR
Sep 24, 2025NPORT-P EDGAR
Aug 26, 20254 PRIMARY DOCUMENT EDGAR
Aug 26, 2025N-PX EDGAR
Aug 18, 20254 PRIMARY DOCUMENT EDGAR
Jun 25, 2025NPORT-P EDGAR
Jun 20, 2025N-CSRS DUFF & PHELPS UTILITY AND INFRASTRUCTURE FUND INC. EDGAR
Jun 6, 2025SCHEDULE 13G EDGAR
Jun 2, 20254 EDGAR

The 72 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

12 open-market trades by officers, directors and large owners since October 2021: 11 buys and 1 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 9, 2026	BRADLEY WILLIAM PATRICK IIIVice President & Treasurer	Buy	3,250	$13.81	$44.9K	Form 4
Aug 25, 2025	Grumhaus David D Jr.President and CEO	Buy	1,200	$12.77	$15.3K	Form 4
Aug 15, 2025	Kahrer Mark G.Director	Buy	1,000	$12.69	$12.7K	Form 4
May 29, 2025	MetLife Investment Management, LLC10% owner	Buy	1,000,000	$25.00	$25.0M	Form 4
Feb 19, 2025	MCNAMARA GERALDINE MDirector	Sale	440	$11.95	$5.3K	Form 4
Nov 26, 2024	Grumhaus David D Jr.President and CEO	Buy	1,500	$12.32	$18.5K	Form 4
Apr 9, 2024	Grumhaus David D Jr.President and CEO	Buy	3,000	$9.42	$28.3K	Form 4
Jul 31, 2023	Grumhaus David D Jr.President and CEO	Buy	2,500	$10.01	$25.0K	Form 4
Jun 20, 2023	PETRISKO DANIELEVP and Assistant Secretary	Buy	450	$9.82	$4.4K	Form 4
Jun 16, 2023	Grumhaus David D Jr.President and CEO	Buy	2,500	$10.08	$25.2K	Form 4
Jun 16, 2023	Elvekrog EricVP & Chief Investment Officer	Buy	3,000	$10.07	$30.2K	Form 4
Apr 26, 2023	Cusack Mareile B.Director	Buy	1,335	$12.58	$16.8K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

MetLife Investment Management, LLCSCHEDULE 13G, 1 filing Jun 6, 2025³¹
Morgan StanleySC 13G, 1 filing Nov 7, 2024³²

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 84. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	1,962,951	$29.1M	0.0%	+26,178
Wells Fargo & Company/mn	1,429,475	$21.2M	0.0%	+37,680
Advisors Asset Management, Inc.	1,043,485	$15.5M	0.2%	−43,081
Allspring Global Investments Holdings, LLC	806,496	$12.0M	0.0%	+181,763
Pathstone Holdings, LLC	656,309	$9.7M	0.0%	+166,148
Kanen Wealth Management LLC	519,540	$7.7M	1.9%	−4,045
Karpus Management, Inc.	481,585	$7.1M	0.2%	−51,615
Raymond James Financial Inc	424,166	$6.3M	0.0%	−536
Thomas J. Herzfeld Advisors, Inc.	360,644	$5.4M	1.6%	−30,853
Royal Bank Of Canada	335,662	$5.0M	0.0%	+105,491
Bulldog Investors, LLP	327,384	$4.9M	1.1%	+151,254
Saba Capital Management, L.P.	325,964	$4.8M	0.1%	+153,214
LPL Financial LLC	270,305	$4.0M	0.0%	−104,154
UBS Group AG	268,332	$4.0M	0.0%	−2,053
J.w. Cole Advisors, Inc.	264,202	$3.9M	0.1%	+20,872
United Advisor Group, LLC	253,669	$3.8M	0.4%	−56,105
First Trust Advisors LP	170,485	$2.5M	0.0%	+33,393
Blue Bell Private Wealth Management, LLC	150,468	$2.2M	0.3%	+29,898
NewEdge Advisors, LLC	125,161	$1.9M	0.0%	+8,443
Hennion & Walsh Asset Management, Inc.	108,130	$1.6M	0.0%	+21,294
Zimmer Partners, LP	107,700	$1.6M	0.0%	No change
Osaic Holdings, Inc.	67,580	$1.0M	0.0%	+10,952
Kestra Advisory Services, LLC	65,142	$966.7K	0.0%	−15,734
Concorde Asset Management, LLC	61,620	$918.8K	0.5%	+4,200
Cetera Investment Advisers	47,399	$703.4K	0.0%	+11,650

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Duff & Phelps Utility & Infrastructure Fund Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARDuff & Phelps Utility & Infrastructure Fund Inc.¹
CIK0001515671
Employer ID (EIN)45-2261437¹
Incorporated inMaryland¹
Fiscal year endsOctober 31¹
Business address101 Munson Street, Greenfield, MA 01301¹
Phone(800) 338-8214¹
On EDGAR sinceMar 16, 2011¹
Filings262 in all: 4 (48), 3 (38), NPORT-P (28), 40-17G (16), N-PX (16), N-Q (16), DEF 14A (15), N-CSR (15)¹
All 31 form types
N-CSRS (15), N-CEN (8), CORRESP (7), NSAR-B (7), NSAR-A (6), N-23C-2 (4), 4/A (3), 3/A (2), 40-APP (2), N-2/A (2), PRE 14A (2), 40-APP/A (1), 497 (1), 8-A12B (1), APP WD (1), EFFECT (1), N-2 (1), N-8A (1), N-PX/A (1), NPORT-EX (1), SC 13G (1), SCHEDULE 13G (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) Jan 16, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARDuff & Phelps Utility & Infrastructure Fund Inc. filings on SEC EDGAR
2
GLEIFDuff & Phelps Utility & Infrastructure Fund Inc. LEI record (549300SY2NYDO23RIE89)
3
SEC EDGARDuff & Phelps Utility & Infrastructure Fund Inc. filings on SEC EDGAR
4
SEC EDGARDavid D. Grumhaus Jr., Chief executive officer
5
SEC EDGARNathan I. Partain, Chief executive officer
6
SEC EDGARAlan Meder, Chief financial officer
7
SEC EDGARTimothy P. Riordan, Vice President
8
SEC EDGARKathleen Hegyi, CCO
9
SEC EDGARNikita K. Thaker, Vice President*
10
SEC EDGAREric Elvekrog, VP & Chief Investment Officer
11
SEC EDGARDaniel Petrisko, Assistant Secretary
12
SEC EDGARWilliam J. Renahan, VP and Assistant Secretary
13
SEC EDGARDeborah A. Jansen, Chief Investment Officer
14
SEC EDGART. Brooks Beittel, Secretary
15
SEC EDGARJacqueline Porter, Vice President
16
SEC EDGARMark G. Kahrer, Board member
17
SEC EDGARMareile B. Cusack, Board member
18
SEC EDGARClifford W. Hoffman Jr., Board member
19
SEC EDGARDonald C. Burke, Board member
20
SEC EDGARCarl F. Pollard, Board member
21
SEC EDGARChristian H. Poindexter, Board member
22
SEC EDGARDavid J. Vitale, Board member
23
SEC EDGAREileen A. Moran, Board member
24
SEC EDGARGeorge R. Aylward Jr., Board member
25
SEC EDGARGeraldine M. McNamara, Board member
26
SEC EDGARNancy Lampton, Board member
27
SEC EDGARPhillip R. McLaughlin, Board member
28
SEC EDGARRobert J. Genetski, Board member
29
SEC EDGARStewart E. Conner, Board member
30
SEC EDGARWilliam J. Renahan, General counsel
31
SEC EDGARMetLife Investment Management, LLC SCHEDULE 13G on Duff & Phelps Utility & Infrastructure Fund Inc.
32
SEC EDGARMorgan Stanley SC 13G on Duff & Phelps Utility & Infrastructure Fund Inc.