EAD on NYSE

ALLSPRING INCOME OPPORTUNITIES FUND

ALLSPRING INCOME OPPORTUNITIES FUND is a fund registered in the United States, based in Charlotte, active since 2002.² Its shares trade on NYSE under the symbol EAD.²

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Last updated Oct 21, 2026.

Overview

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TickerEAD on NYSE²
HeadquartersCharlotte, United States²
Incorporated inDE³
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, Nc 28203³
Legal formFund²
Kind of organizationFund²
LEI5493001HF04TYQLWJP49²
StatusActive²
LEI statusIssued and current²
Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States²
Registered withSecurities and Exchange Commission, 0001210123²

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Corporate structure

ALLSPRING INCOME OPPORTUNITIES FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ALLSPRING INCOME OPPORTUNITIES FUND

Morgan Stanley Filed SCHEDULE 13G on ALLSPRING INCOME OPPORTUNITIES FUND, latest Feb 3, 2025
FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on ALLSPRING INCOME OPPORTUNITIES FUND, latest Jan 17, 2024 (2 filings since Jan 20, 2023)

ALLSPRING INCOME OPPORTUNITIES FUND Charlotte, North Carolina, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ALLSPRING INCOME OPPORTUNITIES FUND, and when. Pick a name to see everywhere that person has worked.

President

Chief operating officer

Kevin Girts2006–2008

2010201520202025

PresidentJohn Kenney Jan 7, 2025 to now⁴
PresidentAndrew Owen Jan 5, 2017 to Jan 5, 2017⁵
PresidentDennis H. Ferro Jun 12, 2009 to Jun 12, 2009⁶
Chief operating officerKevin Girts Oct 5, 2006 to May 30, 2008⁷

Board members and other officers (37)

Chief Compliance OfficerJimmy T. Tran Mar 13, 2025 to now⁸
Chief Compliance OfficerThomas Edward Barbieri Mar 18, 2025 to now⁹
Chief Compliance OfficerPaul Werner Felsch Feb 8, 2023 to Feb 8, 2023¹⁰
Chief Compliance OfficerJennifer Lea Grunberg Apr 17, 2023 to Apr 17, 2023¹¹
SecretaryRichard Matthew Prasse Oct 18, 2021 to Oct 18, 2021¹²
Chief Compliance OfficerKate Sandman McKinley Nov 9, 2021 to Nov 9, 2021¹³
Chief Compliance OfficerKarin Brotman Dec 7, 2021 to Dec 7, 2021¹⁴
Chief Compliance OfficerDaniel J. Mavico Apr 4, 2019 to Apr 4, 2019¹⁵
Secretary, WFFMMichelle H. Rhee May 14, 2018 to May 14, 2018¹⁶
Chief Compliance Officer of thMichael Howard Whitaker Jun 7, 2016 to Jun 7, 2016¹⁷
Former TreasurerKasey Phillips Jun 6, 2013 to Jun 6, 2013¹⁸
SecretaryC. David Messman Jul 16, 2010 to Jul 16, 2010¹⁹
Chief Compliance OfficerDebra Ann Early Jul 19, 2010 to Jul 19, 2010²⁰
Former Chief Operations*Kevin Girts Jun 10, 2009 to Jun 10, 2009²¹
Director, Evergreen*Richard S. Gershen Jun 10, 2009 to Jun 10, 2009²²
Former Chief Investment*Christopher Conkey May 30, 2008 to May 30, 2008²³
Former Chief Compliance*James F. Angelos May 30, 2008 to May 30, 2008²⁴
Chief Investment OfficerDavid Germany Aug 11, 2008 to Aug 11, 2008²⁵
SecretaryMichael H. Koonce Jan 19, 2007 to Jul 25, 2008²⁶
Chief Compliance OfficerRobert Guerin Jun 18, 2007 to Jun 18, 2007²⁷
Board memberBrian S. Shlissel Jan 2, 2026 to now²⁸
Board memberCindy J. Miller Jan 2, 2026 to now²⁹
Board memberJames Polisson Aug 1, 2017 to Jan 4, 2024³⁰
Board memberPamela Wheelock Aug 1, 2017 to Jan 6, 2020³¹
Board memberLeroy Keith Jan 2, 2015 to Jan 2, 2015³²
Board memberJane A. Freeman Jan 5, 2015 to Aug 29, 2022³³
Board memberWilliam R. Ebsworth Jan 5, 2015 to Jan 9, 2024³⁴
Board memberDavid F. Larcker Jul 16, 2010 to Apr 25, 2011³⁵
Board memberDonald C. Willeke Jul 16, 2010 to Apr 20, 2011³⁶
Board memberJudith M. Johnson Jul 16, 2010 to Apr 25, 2011³⁷
Board memberOlivia S. Mitchell Jul 16, 2010 to Apr 21, 2011³⁸
Board memberTimothy J. Penny Jul 16, 2010 to Apr 18, 2011³⁹
Board memberIsaiah Harris Jr. Jul 19, 2010 to Apr 14, 2011⁴⁰
Board memberGerald M. McDonnell Oct 1, 2009 to Oct 1, 2009⁴¹
Board memberCarol Kosel Jan 2, 2008 to Jan 2, 2008⁴²
Board memberPatricia B. Norris Jul 7, 2006 to Jul 7, 2006⁴³
General counselAlexander Kymn Apr 25, 2018 to Apr 25, 2018⁴⁴

Former names

WELLS FARGO INCOME OPPORTUNITIES FUNDDec 28, 2015 to Nov 9, 2021³
WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUNDJul 19, 2010 to Nov 20, 2015³
EVERGREEN INCOME ADVANTAGE FUNDDec 18, 2002 to Jul 19, 2010³

Timeline

Apr 19, 20248-K Regulation FD disclosure⁴⁵
Dec 21, 20238-K Regulation FD disclosure⁴⁶
Dec 3, 2002Founded ALLSPRING INCOME OPPORTUNITIES FUND is founded²

Filings

74 filings to the SEC since October 2021: 2 major events, 18 insider forms, 3 large holders, 51 other. The latest 20:

Sep 23, 2026NPORT-P EDGAR
Sep 23, 202640-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Aug 24, 2026N-PX EDGAR
Jul 7, 2026N-CEN EDGAR
Jul 1, 2026N-CSR EDGAR
Jun 24, 2026NPORT-P EDGAR
Jun 24, 2026DEF 14A DEFINITIVE PROXY STATEMENTS EDGAR
Mar 26, 2026NPORT-P EDGAR
Feb 27, 20264 PRIMARY DOCUMENT EDGAR
Jan 5, 2026N-CSRS EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Dec 19, 2025NPORT-P EDGAR
Oct 15, 20253 PRIMARY DOCUMENT EDGAR
Sep 26, 202540-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Sep 25, 2025NPORT-P EDGAR
Aug 21, 2025N-PX EDGAR
Jul 9, 2025N-CEN EDGAR
Jul 2, 2025N-CSR EDGAR
Jun 25, 2025NPORT-P EDGAR

The 74 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

6 open-market trades by officers, directors and large owners since October 2021: 6 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 27, 2026	SHLISSEL BRIAN SDirector	Buy	500	$6.82	$3.4K	Form 4
Jan 9, 2024	Ebsworth William R.Director	Buy	2,000	$6.60	$13.2K	Form 4
Jan 4, 2024	POLISSON JAMESDirector	Buy	1,000	$6.57	$6.6K	Form 4
Jun 1, 2023	POLISSON JAMESDirector	Buy	1,000	$6.18	$6.2K	Form 4
Jun 1, 2023	Ebsworth William R.Director	Buy	2,500	$6.20	$15.5K	Form 4
Aug 22, 2022	FREEMAN JANE ADirector	Buy	150	$6.92	$1.0K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G, 1 filing Feb 3, 2025⁴⁷
FIRST TRUST PORTFOLIOS LPSC 13G/A, 2 filings Jan 20, 2023 to Jan 17, 2024⁴⁸

SEC filer profile

How ALLSPRING INCOME OPPORTUNITIES FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARALLSPRING INCOME OPPORTUNITIES FUND¹
CIK0001210123
Employer ID (EIN)04-3726983¹
Incorporated inDelaware¹
Fiscal year endsApril 30¹
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, NC 28203¹
Mailing address101 Seaport Blvd, Floor 11, Boston, MA 02210¹
Phone833-568-4255¹
On EDGAR sinceDec 18, 2002¹
Filings534 in all: 3 (100), 4 (49), 5 (48), DEF 14A (32), N-Q (30), SC 13G/A (30), NPORT-P (28), 40-17G (24)¹
All 42 form types
N-CSR (24), N-CSRS (23), N-PX (23), 40-17G/A (17), NSAR-B (16), NSAR-A (15), N-CEN (8), SC 13G (8), N-2/A (5), 4/A (4), 497 (4), CORRESP (4), N-CSR/A (4), PRE 14A (4), 40-APP/A (3), DEFA14A (3), DEFR14A (3), NSAR-B/A (3), 5/A (2), 8-K (2), N-2 (2), N-23C-2 (2), N-CSRS/A (2), NSAR-A/A (2), 3/A (1), 40-6C (1), 8-A12B (1), CERTAMX (1), N-23C-2/A (1), N-8A (1), NPORT-EX (1), NT-NCSR (1), SCHEDULE 13G (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) Jun 24, 2026
Latest 8-K (8-K) Apr 19, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARALLSPRING INCOME OPPORTUNITIES FUND filings on SEC EDGAR
2
GLEIFALLSPRING INCOME OPPORTUNITIES FUND LEI record (5493001HF04TYQLWJP49)
3
SEC EDGARALLSPRING INCOME OPPORTUNITIES FUND filings on SEC EDGAR
4
SEC EDGARJohn Kenney, President
5
SEC EDGARAndrew Owen, President
6
SEC EDGARDennis H. Ferro, President
7
SEC EDGARKevin Girts, Chief operating officer
8
SEC EDGARJimmy T. Tran, Chief Compliance Officer
9
SEC EDGARThomas Edward Barbieri, Chief Compliance Officer
10
SEC EDGARPaul Werner Felsch, Chief Compliance Officer
11
SEC EDGARJennifer Lea Grunberg, Chief Compliance Officer
12
SEC EDGARRichard Matthew Prasse, Secretary
13
SEC EDGARKate Sandman McKinley, Chief Compliance Officer
14
SEC EDGARKarin Brotman, Chief Compliance Officer
15
SEC EDGARDaniel J. Mavico, Chief Compliance Officer
16
SEC EDGARMichelle H. Rhee, Secretary, WFFM
17
SEC EDGARMichael Howard Whitaker, Chief Compliance Officer of th
18
SEC EDGARKasey Phillips, Former Treasurer
19
SEC EDGARC. David Messman, Secretary
20
SEC EDGARDebra Ann Early, Chief Compliance Officer
21
SEC EDGARKevin Girts, Former Chief Operations*
22
SEC EDGARRichard S. Gershen, Director, Evergreen*
23
SEC EDGARChristopher Conkey, Former Chief Investment*
24
SEC EDGARJames F. Angelos, Former Chief Compliance*
25
SEC EDGARDavid Germany, Chief Investment Officer
26
SEC EDGARMichael H. Koonce, Secretary
27
SEC EDGARRobert Guerin, Chief Compliance Officer
28
SEC EDGARBrian S. Shlissel, Board member
29
SEC EDGARCindy J. Miller, Board member
30
SEC EDGARJames Polisson, Board member
31
SEC EDGARPamela Wheelock, Board member
32
SEC EDGARLeroy Keith, Board member
33
SEC EDGARJane A. Freeman, Board member
34
SEC EDGARWilliam R. Ebsworth, Board member
35
SEC EDGARDavid F. Larcker, Board member
36
SEC EDGARDonald C. Willeke, Board member
37
SEC EDGARJudith M. Johnson, Board member
38
SEC EDGAROlivia S. Mitchell, Board member
39
SEC EDGARTimothy J. Penny, Board member
40
SEC EDGARIsaiah Harris Jr., Board member
41
SEC EDGARGerald M. McDonnell, Board member
42
SEC EDGARCarol Kosel, Board member
43
SEC EDGARPatricia B. Norris, Board member
44
SEC EDGARAlexander Kymn, General counsel
45
SEC EDGARRegulation FD disclosure
46
SEC EDGARRegulation FD disclosure
47
SEC EDGARMorgan Stanley SCHEDULE 13G on ALLSPRING INCOME OPPORTUNITIES FUND
48
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on ALLSPRING INCOME OPPORTUNITIES FUND