Overview
- TickerECAT on NYSE2
- HeadquartersWilmington, United States2
- Incorporated inMD3
- Business address100 Bellevue Parkway, Wilmington, De 198093
- Legal formTrust2
- Kind of organizationFund2
- LEI549300EWOI5G0PSVIX172
- StatusActive2
- LEI statusIssued and current2
- Registered addressc/o THE CORPORATION TRUST INCORPORATED, 2405 YORK ROAD, SUITE 201, 21093-2264 Lutherville Timonium, United States2
- Registered withBusiness Services (Maryland Department of Assessments and Taxation), B217273672
Corporate structure
BlackRock ESG Capital Allocation Term Trust sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of BlackRock ESG Capital Allocation Term Trust
- Saba Capital Management, L.P. Filed SCHEDULE 13D/A on BlackRock ESG Capital Allocation Term Trust, latest Sep 21, 2026 (41 filings since Nov 1, 2022)
- RIVERNORTH CAPITAL MANAGEMENT, LLC Filed SC 13G on BlackRock ESG Capital Allocation Term Trust, latest Feb 14, 2023
- BlackRock ESG Capital Allocation Term Trust Wilmington, Delaware, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led BlackRock ESG Capital Allocation Term Trust, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerJohn Perlowski Sep 27, 2021 to Nov 10, 20224
- PresidentJohn Perlowski Sep 27, 2021 to Nov 10, 20224
- Chief financial officerTrent Walker Sep 27, 2021 to Sep 27, 20215
Board members and other officers (21)
- Vice PresidentStephen Thomas Minar May 16, 2025 to now6
- Chief Compliance OfficerAaron David Wasserman Jul 6, 2023 to Jul 6, 20237
- Chief Compliance OfficerCharles Park Sep 27, 2021 to now8
- SecretaryJaney Ahn Sep 27, 2021 to Sep 27, 20219
- TreasurerJay M. Fife Sep 27, 2021 to Sep 27, 202110
- Vice PresidentJonathan Diorio Sep 27, 2021 to Feb 10, 202211
- Board memberFrancis C. Mahoney Sep 17, 2026 to now12
- Board memberArthur Philip Steinmetz Sep 14, 2023 to Sep 14, 202313
- Board memberCarl W. Kester Sep 27, 2021 to Sep 27, 202114
- Board memberCatherine A. Lynch Sep 27, 2021 to Sep 27, 202115
- Board memberCynthia Egan Sep 27, 2021 to Sep 27, 202116
- Board memberFrank Fabozzi Sep 27, 2021 to Sep 27, 202117
- Board memberJames Phillip Holloman Sep 27, 2021 to Sep 27, 202118
- Board memberJohn Perlowski Sep 27, 2021 to Nov 10, 20224
- Board memberKaren P. Robards Sep 27, 2021 to Sep 27, 202119
- Board memberLorenzo Flores Sep 27, 2021 to Sep 27, 202120
- Board memberMichael J. Castellano Sep 27, 2021 to Sep 27, 202121
- Board memberRichard Cavanagh Sep 27, 2021 to Sep 27, 202122
- Board memberRobert Glenn Hubbard Sep 27, 2021 to Sep 27, 202123
- Board memberRobert W. Fairbairn Sep 27, 2021 to May 13, 202224
- Board memberStayce Harris Sep 27, 2021 to Oct 29, 202425
Former names
- BlackRock ESG Capital Allocation TrustMay 28, 2021 to Mar 24, 20233
Timeline
Filings
529 filings to the SEC since October 2021: 287 insider forms, 42 large holders, 200 other. The latest 20:
- Oct 15, 20264 PRIMARY DOCUMENT EDGAR
- Oct 14, 20264 PRIMARY DOCUMENT EDGAR
- Oct 13, 20264 PRIMARY DOCUMENT EDGAR
- Oct 9, 20264 PRIMARY DOCUMENT EDGAR
- Oct 8, 20264 PRIMARY DOCUMENT EDGAR
- Oct 5, 20264 PRIMARY DOCUMENT EDGAR
- Oct 1, 20264 PRIMARY DOCUMENT EDGAR
- Sep 21, 20264 PRIMARY DOCUMENT EDGAR
- Sep 21, 2026SCHEDULE 13D/A EDGAR
- Sep 17, 20264 PRIMARY DOCUMENT EDGAR
- Sep 17, 20263 EDGAR
- Sep 15, 20264 PRIMARY DOCUMENT EDGAR
- Sep 14, 20264 PRIMARY DOCUMENT EDGAR
- Sep 10, 20264 PRIMARY DOCUMENT EDGAR
- Sep 9, 20264 PRIMARY DOCUMENT EDGAR
- Sep 8, 20264 PRIMARY DOCUMENT EDGAR
- Sep 3, 20264 PRIMARY DOCUMENT EDGAR
- Sep 3, 2026N-CSRS BLACKROCK ESG CAPITAL ALLOCATION TERM TRUST EDGAR
- Sep 2, 2026SCHEDULE 13D/A EDGAR
- Sep 1, 20264 PRIMARY DOCUMENT EDGAR
The 529 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
424 open-market trades by officers, directors and large owners since October 2021: 217 buys and 207 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 18, 2026 | Saba Capital Management, L.P.10% owner | Sale | 28,977 | $14.38 | $416.7K | Form 4 |
| Sep 17, 2026 | Saba Capital Management, L.P.10% owner | Sale | 21,095 | $14.36 | $302.9K | Form 4 |
| Sep 16, 2026 | Saba Capital Management, L.P.10% owner | Sale | 100,836 | $13.81 | $1.4M | Form 4 |
| Sep 14, 2026 | Saba Capital Management, L.P.10% owner | Sale | 26,644 | $14.59 | $388.7K | Form 4 |
| Sep 11, 2026 | Saba Capital Management, L.P.10% owner | Sale | 41,280 | $14.83 | $612.2K | Form 4 |
| Sep 10, 2026 | Saba Capital Management, L.P.10% owner | Sale | 111,062 | $15.07 | $1.7M | Form 4 |
| Sep 9, 2026 | Saba Capital Management, L.P.10% owner | Sale | 102,824 | $15.15 | $1.6M | Form 4 |
| Sep 8, 2026 | Saba Capital Management, L.P.10% owner | Sale | 167,151 | $15.29 | $2.6M | Form 4 |
| Sep 4, 2026 | Saba Capital Management, L.P.10% owner | Sale | 62,439 | $15.29 | $954.7K | Form 4 |
| Sep 3, 2026 | Saba Capital Management, L.P.10% owner | Sale | 209,500 | $15.27 | $3.2M | Form 4 |
| Sep 2, 2026 | Saba Capital Management, L.P.10% owner | Sale | 53,758 | $15.28 | $821.4K | Form 4 |
| Sep 1, 2026 | Saba Capital Management, L.P.10% owner | Sale | 79,453 | $15.27 | $1.2M | Form 4 |
| Aug 31, 2026 | Saba Capital Management, L.P.10% owner | Sale | 129,839 | $15.38 | $2.0M | Form 4 |
| Aug 28, 2026 | Saba Capital Management, L.P.10% owner | Sale | 174,103 | $15.43 | $2.7M | Form 4 |
| Aug 27, 2026 | Saba Capital Management, L.P.10% owner | Sale | 92,174 | $15.52 | $1.4M | Form 4 |
| Aug 26, 2026 | Saba Capital Management, L.P.10% owner | Sale | 78,371 | $15.56 | $1.2M | Form 4 |
| Aug 25, 2026 | Saba Capital Management, L.P.10% owner | Sale | 33,500 | $15.41 | $516.2K | Form 4 |
| Aug 24, 2026 | Saba Capital Management, L.P.10% owner | Sale | 66,500 | $15.34 | $1.0M | Form 4 |
| Aug 20, 2026 | Saba Capital Management, L.P.10% owner | Sale | 30,239 | $15.14 | $457.8K | Form 4 |
| Aug 19, 2026 | Saba Capital Management, L.P.10% owner | Sale | 69,761 | $15.23 | $1.1M | Form 4 |
All 424 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Saba Capital Management, L.P.SCHEDULE 13D/A, 41 filings Nov 1, 2022 to Sep 21, 202626
- RIVERNORTH CAPITAL MANAGEMENT, LLCSC 13G, 1 filing Feb 14, 202327
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 79. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Saba Capital Management, L.P. | 17,612,449 | $276.9M | 8.5% | −4,409,714 |
| Morgan Stanley | 2,161,073 | $34.0M | 0.0% | −43,395 |
| Royal Bank Of Canada | 1,254,166 | $19.7M | 0.0% | +31,006 |
| BlackRock, Inc. | 1,228,545 | $19.3M | 0.0% | −5,000 |
| Invesco Ltd. | 994,942 | $15.6M | 0.0% | −51,207 |
| Ameriprise Financial Inc | 813,493 | $12.8M | 0.0% | +170,907 |
| Bank Of America Corp /de/ | 786,472 | $12.4M | 0.0% | +574 |
| Advisors Asset Management, Inc. | 701,463 | $11.0M | 0.2% | +54,503 |
| Wells Fargo & Company/mn | 646,887 | $10.2M | 0.0% | +255,394 |
| Flagship Harbor Advisors, LLC | 586,647 | $9.2M | 0.4% | +28,141 |
| Mason & Associates Inc | 357,593 | $5.6M | 0.9% | +25,389 |
| LPL Financial LLC | 269,321 | $4.2M | 0.0% | −8,326 |
| Formidable Asset Management, LLC | 296,032 | $4.0M | 0.6% | −5,837 |
| Osaic Holdings, Inc. | 255,323 | $4.0M | 0.0% | +24,804 |
| Oppenheimer & Co Inc | 196,335 | $3.1M | 0.0% | −2,896 |
| UBS Group AG | 179,846 | $2.8M | 0.0% | −64,581 |
| Raymond James Financial Inc | 152,737 | $2.4M | 0.0% | +212 |
| RFG Advisory, LLC | 117,195 | $1.8M | 0.0% | +11,390 |
| Americana Partners, LLC | 104,534 | $1.6M | 0.0% | −4,071 |
| Jane Street Group, LLC | 102,964 | $1.6M | 0.0% | +56,964 |
| D. E. Shaw & Co., Inc. | 98,455 | $1.5M | 0.0% | No change |
| Evolve Private Wealth, LLC | 93,640 | $1.5M | 0.1% | −9,594 |
| Envestnet Asset Management Inc | 86,121 | $1.4M | 0.0% | +17,480 |
| Baird Financial Group, Inc. | 82,536 | $1.3M | 0.0% | +3,096 |
| Commonwealth Equity Services, LLC | 82,478 | $1.3M | 0.0% | +9,692 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How BlackRock ESG Capital Allocation Term Trust is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARBlackRock ESG Capital Allocation Term Trust1
- CIK0001864843
- Incorporated inMaryland1
- Fiscal year endsDecember 311
- Business address100 Bellevue Parkway, Wilmington, DE 198091
- Phone(800) 882-00521
- On EDGAR sinceMay 28, 20211
- Filings580 in all: 4 (274), DEFA14A (72), DFAN14A (59), 3 (35), SC 13D/A (23), NPORT-P (20), SCHEDULE 13D/A (17), CORRESP (10)1
All 36 form types
DEFC14A (8), PREC14A (8), 40-17G (5), N-CEN (5), N-CSR (5), N-CSRS (5), N-PX (5), 4/A (3), N-2/A (3), DEFR14A (2), DFRN14A (2), PRRN14A (2), SC TO-I/A (2), 40-17G/A (1), 424B1 (1), 8-A12B (1), CERT (1), DEF 14A (1), EFFECT (1), N-2 (1), N-8A (1), NPORT-P/A (1), PRER14A (1), SC 13D (1), SC 13G (1), SC TO-C (1), SC TO-I (1), UPLOAD (1)
- Latest filingsProxy statement (DEF 14A) Jun 3, 2022
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6SEC EDGARStephen Thomas Minar, Vice President
- 7
- 8
- 9SEC EDGARJaney Ahn, Secretary
- 10SEC EDGARJay M. Fife, Treasurer
- 11SEC EDGARJonathan Diorio, Vice President
- 12SEC EDGARFrancis C. Mahoney, Board member
- 13
- 14SEC EDGARCarl W. Kester, Board member
- 15SEC EDGARCatherine A. Lynch, Board member
- 16SEC EDGARCynthia Egan, Board member
- 17SEC EDGARFrank Fabozzi, Board member
- 18SEC EDGARJames Phillip Holloman, Board member
- 19SEC EDGARKaren P. Robards, Board member
- 20SEC EDGARLorenzo Flores, Board member
- 21SEC EDGARMichael J. Castellano, Board member
- 22SEC EDGARRichard Cavanagh, Board member
- 23SEC EDGARRobert Glenn Hubbard, Board member
- 24SEC EDGARRobert W. Fairbairn, Board member
- 25SEC EDGARStayce Harris, Board member
- 26
- 27