Private company
eFFECTOR Therapeutics, Inc.
EFFECTOR Therapeutics, Inc. is an American pharmaceutical preparations company based in San Diego.2
Last updated Oct 21, 2026.
Overview
- IndustryPharmaceutical Preparations2
- HeadquartersSan Diego, United States2
- Incorporated inDE3
- Business address142 North Cedros Avenue, Suite B, Solana Beach, Ca 920753
- Filer category, Emerging growth company3
- Legal formCorporation2
- LEI5493006L4NK7W3Z334152
- StatusActive2
- LEI statusLapsed (not renewed)2
- Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 51453232
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2023
Financial statements
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 |
|---|---|---|---|---|---|
| Revenue | $42.0M5 | $1.4M6 | $3.6M4 | $04 | |
| Research and development | $21.8M5 | $20.0M6 | $23.3M4 | $22.9M4 | |
| Operating expenses | $33.3M6 | $36.0M4 | $33.8M4 | ||
| Operating income | $15.8M5 | -$31.9M6 | -$32.4M4 | -$33.8M4 | |
| Interest | $1.3M5 | $1.8M6 | $2.3M4 | $2.9M4 | |
| Income before tax | $15.8M5 | ||||
| Income tax | $351.0K5 | $06 | $04 | $04 | |
| Net income | $14.2M5 | $15.8M6 | -$22.7M4 | -$35.8M4 | |
| Earnings per share | $0.125 | $1.056 | -$13.764 | -$16.374 | |
| Earnings per share (diluted) | $0.115 | $0.446 | -$13.764 | -$16.374 | |
| Shares (weighted, basic) | 15.1M shares6 | 1.6M shares4 | 2.2M shares4 | ||
| Shares (weighted, diluted) | 36.0M shares6 | 1.6M shares4 | 2.2M shares4 |
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 |
|---|---|---|---|---|---|
| Cash | $3.4M5 | $15.2M5 | $49.7M6 | $8.7M4 | $14.9M4 |
| Current assets | $16.6M5 | $52.9M6 | $28.0M4 | $19.8M4 | |
| Property, plant and equipment | $91.0K6 | $241.0K4 | $140.0K4 | ||
| Total assets | $16.7M5 | $54.1M6 | $29.1M4 | $20.5M4 | |
| Accounts payable | $516.0K6 | $1.5M4 | $2.3M4 | ||
| Current liabilities | $8.8M5 | $4.0M6 | $25.1M4 | $25.8M4 | |
| Long-term debt | $20.0M5 | $20.0M6 | $20.0M4 | ||
| Total liabilities | $15.7M5 | $36.8M6 | $25.2M4 | $26.3M4 | |
| Retained earnings | -$120.9M6 | -$143.6M4 | -$179.4M4 | ||
| Shareholders’ equity | -$147.1M5 | -$132.2M6 | $17.3M4 | $3.9M4 | -$5.8M4 |
| Shares outstanding | 1.4M shares5 | 40.4M shares6 | 1.7M shares4 | 3.0M shares4 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Corporate structure
eFFECTOR Therapeutics, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of eFFECTOR Therapeutics, Inc.
- Carlyle Group Filed SC 13D/A on eFFECTOR Therapeutics, Inc., latest May 13, 2024 (3 filings since Aug 11, 2022)
- Pfizer Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 14, 2024 (2 filings since Feb 14, 2022)
- SECTORAL ASSET MANAGEMENT INC Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 14, 2024 (3 filings since Feb 11, 2022)
- SR ONE CAPITAL MANAGEMENT, LLC Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 9, 2024 (2 filings since Feb 14, 2022)
- Altitude Life Science Ventures Fund II, L.P. Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 5, 2024 (2 filings since Mar 7, 2023)
- COLUMN GROUP II, LP Filed SC 13D/A on eFFECTOR Therapeutics, Inc., latest Nov 22, 2023 (2 filings since Sep 15, 2023)
- Empyrean Capital Partners, LP Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 14, 2023
- US VENTURE PARTNERS X LP Filed SC 13D/A on eFFECTOR Therapeutics, Inc., latest Aug 19, 2022 (2 filings since Aug 19, 2022)
- Beryl Capital Management LLC Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Feb 14, 2022
- Linden Capital L.P. Filed SC 13G/A on eFFECTOR Therapeutics, Inc., latest Jan 31, 2022
- eFFECTOR Therapeutics, Inc. San Diego, California, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What eFFECTOR Therapeutics, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $464.0K4 Dec 31, 2023 | $457.0K4 Dec 31, 2022 | +1.5% |
| Accumulated depreciation | $324.0K4 Dec 31, 2023 | $216.0K4 Dec 31, 2022 | +50.0% |
| Property and equipment, net | $140.0K4 Dec 31, 2023 | $241.0K4 Dec 31, 2022 | −41.9% |
| Operating-lease assets (leased space) | $53.0K4 Dec 31, 2023 | $111.0K4 Dec 31, 2022 | −52.3% |
Investments
Leadership
Who has led eFFECTOR Therapeutics, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerChristopher B. Ehrlich Jan 7, 2021 to Jan 7, 202110
- Chief executive officerStephen T. Worland Aug 27, 2021 to May 17, 202411
- PresidentStephen T. Worland Aug 27, 2021 to Jun 22, 202211
- Chief financial officerDaniel E. Geffken Jan 7, 2021 to Jan 14, 202112
Board members and other officers (17)
- Chief Medical OfficerDouglas J. Warner Aug 8, 2022 to Feb 21, 202413
- Chief Business OfficerMayank Gandhi Sep 28, 2022 to Jan 19, 202314
- OfficerChristopher B. Ehrlich Jan 14, 2021 to Jan 14, 202115
- Chief Business OfficerAlana B. McNulty Aug 27, 2021 to Jun 22, 202216
- Chief Medical OfficerPremal Patel Aug 27, 2021 to Jan 24, 202217
- Board memberKristen Harrington-Smith Feb 17, 2022 to Jun 13, 202418
- Board memberBarbara Kosacz Jan 7, 2021 to Jan 14, 202119
- Board memberBrian G. Atwood Jan 7, 2021 to Jan 14, 202120
- Board memberCaroline M. Loewy Jan 7, 2021 to Jun 13, 202421
- Board memberChristopher B. Ehrlich Jan 7, 2021 to Jun 13, 202410
- Board memberElizabeth Bhatt Jan 7, 2021 to Jun 13, 202422
- Board memberBrian M. Gallagher Jr. Aug 27, 2021 to Jun 13, 202423
- Board memberJohn W. Smither Aug 27, 2021 to Jun 22, 202324
- Board memberJonathan D. Root Aug 27, 2021 to Dec 6, 202125
- Board memberLaurence Lasky Aug 27, 2021 to Oct 8, 202126
- Board memberStephen T. Worland Aug 27, 2021 to May 17, 202411
- Board memberBarbara Klencke Nov 2, 2021 to Jun 13, 202427
Former names
- Locust Walk Acquisition Corp.Nov 4, 2020 to Aug 25, 20213
Timeline
- Jun 26, 20248-K Debt or obligation accelerated28
- Jun 25, 20248-K Listing notice or transfer29
- Jun 24, 20248-K Exit or restructuring costs; Executive or director change; Other events30
- Jun 14, 20248-K Bylaws or fiscal year changed; Shareholder vote31
- May 20, 20248-K Other events32
- May 17, 20248-K Listing notice or transfer33
- May 9, 20248-K Listing notice or transfer; Change in control34
- May 9, 20248-K Results of operations35
- May 9, 20248-K Entered a material agreement; Ended a material agreement36
- Apr 4, 20248-K Other events37
- Mar 25, 20248-K Results of operations38
- Jan 30, 20248-K Other events39
- Aug 27, 2021New chief executive Stephen T. Worland becomes CEO11
- Jan 7, 2021New chief executive Christopher B. Ehrlich becomes CEO10
- May 1, 2012Founded eFFECTOR Therapeutics, Inc. is founded2
Calendar
When it reported results
- May 9, 2024Reported quarterly or annual results35
- Mar 25, 2024Reported quarterly or annual results38
- Jan 8, 2024Reported quarterly or annual results40
- Nov 13, 2023Reported quarterly or annual results41
- Aug 8, 2023Reported quarterly or annual results42
- May 9, 2023Reported quarterly or annual results43
- Mar 8, 2023Reported quarterly or annual results44
- Nov 7, 2022Reported quarterly or annual results45
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
286 filings to the SEC since October 2021: 3 annual reports, 8 quarterly reports, 50 major events, 104 insider forms, 19 large holders, 102 other. The latest 20:
- Aug 1, 2024EFFECT EDGAR
- Aug 1, 2024EFFECT EDGAR
- Aug 1, 2024EFFECT EDGAR
- Aug 1, 2024EFFECT EDGAR
- Jul 30, 202415-12G EDGAR
- Jul 30, 2024S-8 POS EDGAR
- Jul 30, 2024S-8 POS EDGAR
- Jul 30, 2024POS AM EDGAR
- Jul 30, 2024POS AM EDGAR
- Jul 30, 2024POS AM EDGAR
- Jul 30, 2024POS AM EDGAR
- Jun 26, 20248-K EDGAR
- Jun 25, 20248-K EDGAR
- Jun 24, 20248-K EDGAR
- Jun 14, 20248-K EDGAR
- Jun 13, 20244 EDGAR
- Jun 13, 20244 EDGAR
- Jun 13, 20244 EDGAR
- Jun 13, 20244 EDGAR
- Jun 13, 20244 EDGAR
The 286 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
69 open-market trades by officers, directors and large owners since October 2021: 12 buys and 57 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Nov 27, 2023 | SR One Co-Invest I, LLC10% owner | Sale | 609,163 | $0.61 | $371.6K | Form 4 |
| Oct 4, 2022 | Ehrlich Christopher BDirector | Buy | 346 | $0.57 | $197 | Form 4 |
| Sep 26, 2022 | Ehrlich Christopher BDirector | Buy | 18,867 | $0.55 | $10.4K | Form 4 |
| Aug 3, 2022 | Tansey Casey M10% owner | Sale | 59,376 | $0.80 | $47.5K | Form 4 |
| Aug 2, 2022 | Tansey Casey M10% owner | Sale | 28,201 | $0.80 | $22.6K | Form 4 |
| Aug 1, 2022 | Tansey Casey M10% owner | Sale | 26,703 | $0.79 | $21.1K | Form 4 |
| Jul 28, 2022 | Tansey Casey M10% owner | Sale | 32,517 | $0.89 | $28.9K | Form 4 |
| Jul 27, 2022 | ROOT JONATHAN D10% owner | Sale | 43,665 | $0.89 | $38.9K | Form 4 |
| Jul 26, 2022 | ROOT JONATHAN D10% owner | Sale | 2,775 | $0.90 | $2.5K | Form 4 |
| Jul 25, 2022 | ROOT JONATHAN D10% owner | Sale | 2,279 | $0.93 | $2.1K | Form 4 |
| Jul 22, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 7,614 | $0.91 | $6.9K | Form 4 |
| Jul 21, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 2,665 | $0.96 | $2.6K | Form 4 |
| Jul 20, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 10,030 | $1.00 | $10.0K | Form 4 |
| Jul 19, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 2,754 | $1.00 | $2.8K | Form 4 |
| Jul 18, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 20,987 | $1.08 | $22.7K | Form 4 |
| Jul 15, 2022 | US VENTURE PARTNERS X LP10% owner | Sale | 45,900 | $1.11 | $50.9K | Form 4 |
| Jun 23, 2022 | Gallagher Brian M. Jr.Director | Buy | 30,000 | $1.59 | $47.7K | Form 4 |
| Jun 7, 2022 | WORLAND STEPHEN TChief Executive Officer | Buy | 20,000 | $1.37 | $27.4K | Form 4 |
| Jun 7, 2022 | Byrnes MichaelChief Financial Officer | Buy | 25,000 | $1.33 | $33.2K | Form 4 |
| May 19, 2022 | Tansey Casey M10% owner | Sale | 8,574 | $1.69 | $14.5K | Form 4 |
All 69 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Carlyle GroupSC 13D/A, 3 filings Aug 11, 2022 to May 13, 202446
- PfizerSC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202447
- SECTORAL ASSET MANAGEMENT INCSC 13G/A, 3 filings Feb 11, 2022 to Feb 14, 202448
- SR ONE CAPITAL MANAGEMENT, LLCSC 13G/A, 2 filings Feb 14, 2022 to Feb 9, 202449
- Altitude Life Science Ventures Fund II, L.P.SC 13G/A, 2 filings Mar 7, 2023 to Feb 5, 202450
- COLUMN GROUP II, LPSC 13D/A, 2 filings Sep 15, 2023 to Nov 22, 202351
- Empyrean Capital Partners, LPSC 13G/A, 1 filing Feb 14, 202352
- US VENTURE PARTNERS X LPSC 13D/A, 2 filings Aug 19, 202253
- Beryl Capital Management LLCSC 13G/A, 1 filing Feb 14, 202254
- Linden Capital L.P.SC 13G/A, 1 filing Jan 31, 202255
SEC filer profile
How eFFECTOR Therapeutics, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGAReFFECTOR Therapeutics, Inc.1
- CIK0001828522
- Employer ID (EIN)85-33063961
- Filer status<br>emerging growth company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)2834 Pharmaceutical Preparations1
- SEC reviewing officeOffice of Life Sciences, Division of Corporation Finance1
- Business address142 North Cedros Avenue, Suite B, Solana Beach, CA 920751
- Phone(858) 925-82151
- Shares outstanding4,704,409 as of Apr 30, 20249
- Public float$51.3M as of Jun 30, 20234
- On EDGAR sinceNov 4, 20201
- Filings381 in all: 4 (115), 8-K (56), 424B3 (49), 3 (26), EFFECT (15), 10-Q (10), CORRESP (10), 425 (9)1
All 38 form types
POS AM (9), SC 13G/A (9), SC 13G (8), SC 13D/A (7), UPLOAD (7), 424B5 (6), 10-K (4), DEF 14A (3), DEFA14A (3), S-1 (3), S-4/A (3), SC 13D (3), 25-NSE (2), 8-K/A (2), ARS (2), PRE 14A (2), S-3 (2), S-8 (2), S-8 POS (2), SEC STAFF LETTER (2), 15-12G (1), 4/A (1), 424B4 (1), 8-A12B (1), CERT (1), DRS (1), NT 10-Q (1), S-1/A (1), S-1MEF (1), S-4 (1)
- Latest filingsAnnual report (10-K) Mar 26, 2024
Quarterly report (10-Q) May 9, 2024
Proxy statement (DEF 14A) Apr 26, 2024
Latest 8-K (8-K) Jun 26, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 15SEC EDGARChristopher B. Ehrlich, Officer
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- 17SEC EDGARPremal Patel, Chief Medical Officer
- 18
- 19SEC EDGARBarbara Kosacz, Board member
- 20SEC EDGARBrian G. Atwood, Board member
- 21SEC EDGARCaroline M. Loewy, Board member
- 22SEC EDGARElizabeth Bhatt, Board member
- 23SEC EDGARBrian M. Gallagher Jr., Board member
- 24SEC EDGARJohn W. Smither, Board member
- 25SEC EDGARJonathan D. Root, Board member
- 26SEC EDGARLaurence Lasky, Board member
- 27SEC EDGARBarbara Klencke, Board member
- 28SEC EDGARDebt or obligation accelerated
- 29SEC EDGARListing notice or transfer
- 30
- 31
- 32SEC EDGAROther events
- 33SEC EDGARListing notice or transfer
- 34
- 35SEC EDGARResults of operations
- 36
- 37SEC EDGAROther events
- 38SEC EDGARResults of operations
- 39SEC EDGAROther events
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