ERC on NYSE

ALLSPRING MULTI-SECTOR INCOME FUND

ALLSPRING MULTI-SECTOR INCOME FUND is a fund registered in the United States, based in Charlotte, active since 2003.² Its shares trade on NYSE under the symbol ERC.²

$8.48 up 0.04 (0.47%)Price as of Oct 15, 2026 at 17:33 UTC

Last updated Oct 21, 2026.

Overview

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TickerERC on NYSE²
HeadquartersCharlotte, United States²
Incorporated inDE⁴
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, Nc 28203⁴
Legal formFund²
Kind of organizationFund²
LEI549300K6JNPNZMSWMF07²
StatusActive²
LEI statusIssued and current²
Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States²
Registered withSecurities and Exchange Commission, 0001227073²

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Corporate structure

ALLSPRING MULTI-SECTOR INCOME FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ALLSPRING MULTI-SECTOR INCOME FUND

SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND, latest Mar 4, 2026 (2 filings since Apr 2, 2025)
FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND, latest Jan 17, 2025 (6 filings since Jan 18, 2022)
Raymond James Financial Services Advisors, Inc. Filed SC 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND, latest Feb 8, 2023 (2 filings since Feb 8, 2022)

ALLSPRING MULTI-SECTOR INCOME FUND Charlotte, North Carolina, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ALLSPRING MULTI-SECTOR INCOME FUND, and when. Pick a name to see everywhere that person has worked.

President

2010201520202025

PresidentJohn Kenney Jan 7, 2025 to now⁵
PresidentAndrew Owen Jan 5, 2017 to Jan 5, 2017⁶
PresidentDennis H. Ferro Dec 14, 2009 to Dec 14, 2009⁷

Board members and other officers (40)

Chief Compliance OfficerJimmy T. Tran Mar 13, 2025 to now⁸
Chief Compliance OfficerThomas Edward Barbieri Mar 18, 2025 to now⁹
Chief Complaince OfficerPaul Werner Felsch Feb 8, 2023 to Feb 8, 2023¹⁰
Chief Compliance OfficerJennifer Lea Grunberg Apr 17, 2023 to Apr 17, 2023¹¹
Chief Compliance OfficerSimon Fj Cockbill Sep 13, 2021 to Sep 13, 2021¹²
SecretaryRichard Matthew Prasse Oct 18, 2021 to Oct 18, 2021¹³
Chief Compliance OfficerKate Sandman McKinley Nov 9, 2021 to Nov 9, 2021¹⁴
Chief Compliance OfficerKarin Brotman Dec 7, 2021 to Dec 7, 2021¹⁵
Chief Compliance OfficerAlison Jane Hewitt Oct 1, 2020 to Oct 1, 2020¹⁶
Chief Compliance OfficerCatherine Jane Ibbotson Feb 7, 2019 to Feb 7, 2019¹⁷
Chief Compliance OfficerDaniel J. Mavico Apr 4, 2019 to Apr 4, 2019¹⁸
Secretary, WFFMMichelle H. Rhee May 14, 2018 to May 14, 2018¹⁹
Chief Compliance Officer of thMichael Howard Whitaker Jun 7, 2016 to Jun 7, 2016²⁰
Former TreasurerKasey Phillips Nov 15, 2012 to Nov 15, 2012²¹
SecretaryC. David Messman Jul 16, 2010 to Jul 16, 2010²²
Chief Compliance OfficerDebra Ann Early Jul 19, 2010 to Jul 19, 2010²³
Former Director, EIMCRichard S. Gershen Dec 14, 2009 to Dec 14, 2009²⁴
Chief Investment OfficerDavid Germany Aug 11, 2008 to Aug 11, 2008²⁵
Chief Compliance OfficerRobert Guerin Jun 18, 2007 to Jun 18, 2007²⁶
EIMCO CIOChristopher Conkey Jul 18, 2007 to Nov 6, 2007²⁷
Former Chief Compliance Off.James F. Angelos Nov 6, 2007 to Nov 6, 2007²⁸
Cheif Operating OfficerKevin Girts Oct 5, 2006 to Oct 5, 2006²⁹
Board memberBrian S. Shlissel Jan 2, 2026 to now³⁰
Board memberCindy J. Miller Jan 2, 2026 to now³¹
Board memberJames Polisson Aug 1, 2017 to Jan 4, 2024³²
Board memberPamela Wheelock Aug 1, 2017 to Jan 6, 2020³³
Board memberLeroy Keith Jan 2, 2015 to Jan 2, 2015³⁴
Board memberJane A. Freeman Jan 5, 2015 to Aug 29, 2022³⁵
Board memberWilliam R. Ebsworth Jan 5, 2015 to Jan 9, 2024³⁶
Board memberDavid F. Larcker Jul 16, 2010 to Apr 25, 2011³⁷
Board memberDonald C. Willeke Jul 16, 2010 to Apr 20, 2011³⁸
Board memberJudith M. Johnson Jul 16, 2010 to Apr 25, 2011³⁹
Board memberOlivia S. Mitchell Jul 16, 2010 to Apr 21, 2011⁴⁰
Board memberTimothy J. Penny Jul 16, 2010 to Apr 18, 2011⁴¹
Board memberIsaiah Harris Jr. Jul 19, 2010 to Apr 14, 2011⁴²
Board memberGerald M. McDonnell Oct 1, 2009 to Oct 1, 2009⁴³
Board memberCarol Kosel Jan 2, 2008 to Jan 2, 2008⁴⁴
Board memberDavid M. Richardson Mar 16, 2006 to Mar 16, 2006⁴⁵
Board memberPatricia B. Norris Jul 7, 2006 to Jul 7, 2006⁴⁶
General counselAlexander Kymn Apr 25, 2018 to Apr 25, 2018⁴⁷

Former names

WELLS FARGO MULTI-SECTOR INCOME FUNDDec 17, 2015 to Nov 9, 2021⁴
WELLS FARGO ADVANTAGE MULTI-SECTOR INCOME FUNDJul 19, 2010 to Nov 20, 2015⁴
EVERGREEN MULTI-SECTOR INCOME FUNDJun 18, 2007 to Jul 19, 2010⁴
EVERGREEN MANAGED INCOME FUNDMay 21, 2003 to Mar 30, 2007⁴
EVERGREEN INCOME OPPORTUNITY FUNDApr 16, 2003 to Apr 16, 2003⁴

Timeline

Apr 19, 20248-K Regulation FD disclosure⁴⁸
Dec 22, 20238-K Regulation FD disclosure⁴⁹
Apr 10, 2003Founded ALLSPRING MULTI-SECTOR INCOME FUND is founded²

Filings

84 filings to the SEC since October 2021: 2 major events, 20 insider forms, 10 large holders, 52 other. The latest 20:

Sep 23, 2026NPORT-P EDGAR
Sep 23, 202640-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Aug 24, 2026N-PX EDGAR
Jul 1, 2026N-CSRS EDGAR
Jun 24, 2026NPORT-P EDGAR
Mar 26, 2026NPORT-P EDGAR
Mar 4, 2026SCHEDULE 13G/A EDGAR
Feb 27, 20264 PRIMARY DOCUMENT EDGAR
Jan 12, 2026N-CEN EDGAR
Jan 5, 2026N-CSR EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Dec 31, 2025DEF 14A ALLSPRING MULTI-SECTOR INCOME FUND PROXY STATEMENT AND PROXY CARD EDGAR
Dec 19, 2025NPORT-P EDGAR
Sep 26, 202540-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Sep 25, 2025NPORT-P EDGAR
Aug 21, 2025N-PX EDGAR
Aug 7, 20253 PRIMARY DOCUMENT EDGAR
Jul 2, 2025N-CSRS EDGAR
Jun 25, 2025NPORT-P EDGAR

The 84 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

6 open-market trades by officers, directors and large owners since October 2021: 6 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 27, 2026	SHLISSEL BRIAN SDirector	Buy	400	$9.37	$3.7K	Form 4
Jan 9, 2024	Ebsworth William R.Director	Buy	1,500	$9.49	$14.2K	Form 4
Jan 4, 2024	POLISSON JAMESDirector	Buy	1,000	$9.41	$9.4K	Form 4
Jun 1, 2023	POLISSON JAMESDirector	Buy	1,000	$8.82	$8.8K	Form 4
Jun 1, 2023	Ebsworth William R.Director	Buy	1,700	$8.84	$15.0K	Form 4
Aug 22, 2022	FREEMAN JANE ADirector	Buy	150	$9.75	$1.5K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 2 filings Apr 2, 2025 to Mar 4, 2026⁵⁰
FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 6 filings Jan 18, 2022 to Jan 17, 2025⁵¹
Raymond James Financial Services Advisors, Inc.SC 13G/A, 2 filings Feb 8, 2022 to Feb 8, 2023⁵²

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 69. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Royal Bank Of Canada	967,413	$8.9M	0.0%	+126,726
Raymond James Financial Inc	853,337	$7.9M	0.0%	−24,360
Invesco Ltd.	545,530	$5.0M	0.0%	+1,651
Guggenheim Capital LLC	520,997	$4.8M	0.0%	−136,368
Morgan Stanley	504,033	$4.6M	0.0%	−73,754
Advisors Asset Management, Inc.	480,826	$4.4M	0.1%	+243,067
Shaker Financial Services, LLC	354,984	$3.3M	1.0%	−13,065
1607 Capital Partners, LLC	311,920	$2.9M	0.3%	−213,708
Ameriprise Financial Inc	256,127	$2.4M	0.0%	+8,722
Rareview Capital LLC	201,234	$1.9M	1.1%	+17,767
Byrne Asset Management LLC	158,970	$1.5M	0.8%	−25,960
Sowell Financial Services LLC	147,782	$1.4M	0.0%	−9,471
Northwestern Mutual Wealth Management Co	129,364	$1.2M	0.0%	−1,357
Osaic Holdings, Inc.	107,017	$985.6K	0.0%	+40,822
LPL Financial LLC	84,723	$780.3K	0.0%	−1,853
Independent Financial Group, LLC	77,000	$709.2K	0.0%	−900
Calamos Advisors LLC	70,873	$652.7K	0.0%	+4,725
Bank Of America Corp /de/	68,820	$633.8K	0.0%	−1,512
Capital Investment Advisors, LLC	63,331	$583.3K	0.0%	+11,722
Benjamin Edwards Inc	61,510	$566.6K	0.0%	−4,741
Morey & Quinn Wealth Partners, LLC	61,031	$562.1K	0.4%	−2,400
Equitable Holdings, Inc.	59,845	$551.2K	0.0%	+32
Stifel Financial Corp	59,193	$545.2K	0.0%	−1,917
UBS Group AG	49,183	$453.0K	0.0%	−2,826
Closed-End Fund Advisors, Inc.	39,564	$364.4K	0.4%	+2,882

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How ALLSPRING MULTI-SECTOR INCOME FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARALLSPRING MULTI-SECTOR INCOME FUND¹
CIK0001227073
Employer ID (EIN)56-2355707¹
Incorporated inDelaware¹
Fiscal year endsOctober 31¹
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, NC 28203¹
Mailing address101 Seaport Blvd, Floor 11, Boston, MA 02210¹
Phone833-568-4255¹
On EDGAR sinceApr 16, 2003¹
Filings608 in all: 3 (126), 4 (89), 5 (55), SC 13G/A (35), DEF 14A (31), N-Q (30), NPORT-P (28), 40-17G (23)¹
All 50 form types
N-CSR (23), N-CSRS (23), N-PX (23), 40-17G/A (18), NSAR-B (15), NSAR-A (14), N-CEN (8), SC 13G (6), CORRESP (5), 4/A (4), PRE 14A (4), 40-APP/A (3), DEFR14A (3), N-2/A (3), NSAR-B/A (3), NT-NCSR (3), 497 (2), 8-K (2), N-2 (2), N-23C-2 (2), N-CSR/A (2), SC 13D/A (2), SCHEDULE 13G/A (2), 144 (1), 3/A (1), 40-6C (1), 5/A (1), 8-A12B (1), CERTAMX (1), DEFA14A (1), N-23C-2/A (1), N-8A (1), N-CEN/A (1), NPORT-EX (1), NSAR-A/A (1), NT-NSAR (1), NT-NSAR/A (1), SC 13D (1), SC TO-C (1), SC TO-I (1), SC TO-I/A (1), SCHEDULE 13G (1)
Latest filingsProxy statement (DEF 14A) Dec 31, 2025
Latest 8-K (8-K) Apr 19, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARALLSPRING MULTI-SECTOR INCOME FUND filings on SEC EDGAR
2
GLEIFALLSPRING MULTI-SECTOR INCOME FUND LEI record (549300K6JNPNZMSWMF07)
3
Yahoo FinanceERC quote
4
SEC EDGARALLSPRING MULTI-SECTOR INCOME FUND filings on SEC EDGAR
5
SEC EDGARJohn Kenney, President
6
SEC EDGARAndrew Owen, President
7
SEC EDGARDennis H. Ferro, President
8
SEC EDGARJimmy T. Tran, Chief Compliance Officer
9
SEC EDGARThomas Edward Barbieri, Chief Compliance Officer
10
SEC EDGARPaul Werner Felsch, Chief Complaince Officer
11
SEC EDGARJennifer Lea Grunberg, Chief Compliance Officer
12
SEC EDGARSimon Fj Cockbill, Chief Compliance Officer
13
SEC EDGARRichard Matthew Prasse, Secretary
14
SEC EDGARKate Sandman McKinley, Chief Compliance Officer
15
SEC EDGARKarin Brotman, Chief Compliance Officer
16
SEC EDGARAlison Jane Hewitt, Chief Compliance Officer
17
SEC EDGARCatherine Jane Ibbotson, Chief Compliance Officer
18
SEC EDGARDaniel J. Mavico, Chief Compliance Officer
19
SEC EDGARMichelle H. Rhee, Secretary, WFFM
20
SEC EDGARMichael Howard Whitaker, Chief Compliance Officer of th
21
SEC EDGARKasey Phillips, Former Treasurer
22
SEC EDGARC. David Messman, Secretary
23
SEC EDGARDebra Ann Early, Chief Compliance Officer
24
SEC EDGARRichard S. Gershen, Former Director, EIMC
25
SEC EDGARDavid Germany, Chief Investment Officer
26
SEC EDGARRobert Guerin, Chief Compliance Officer
27
SEC EDGARChristopher Conkey, EIMCO CIO
28
SEC EDGARJames F. Angelos, Former Chief Compliance Off.
29
SEC EDGARKevin Girts, Cheif Operating Officer
30
SEC EDGARBrian S. Shlissel, Board member
31
SEC EDGARCindy J. Miller, Board member
32
SEC EDGARJames Polisson, Board member
33
SEC EDGARPamela Wheelock, Board member
34
SEC EDGARLeroy Keith, Board member
35
SEC EDGARJane A. Freeman, Board member
36
SEC EDGARWilliam R. Ebsworth, Board member
37
SEC EDGARDavid F. Larcker, Board member
38
SEC EDGARDonald C. Willeke, Board member
39
SEC EDGARJudith M. Johnson, Board member
40
SEC EDGAROlivia S. Mitchell, Board member
41
SEC EDGARTimothy J. Penny, Board member
42
SEC EDGARIsaiah Harris Jr., Board member
43
SEC EDGARGerald M. McDonnell, Board member
44
SEC EDGARCarol Kosel, Board member
45
SEC EDGARDavid M. Richardson, Board member
46
SEC EDGARPatricia B. Norris, Board member
47
SEC EDGARAlexander Kymn, General counsel
48
SEC EDGARRegulation FD disclosure
49
SEC EDGARRegulation FD disclosure
50
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND
51
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND
52
SEC EDGARRaymond James Financial Services Advisors, Inc. SC 13G/A on ALLSPRING MULTI-SECTOR INCOME FUND