ERH on NYSE

ALLSPRING UTILITIES & HIGH INCOME FUND

ALLSPRING UTILITIES & HIGH INCOME FUND is a fund registered in the United States, based in Charlotte, active since 2004.² Its shares trade on NYSE under the symbol ERH.²

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Last updated Oct 21, 2026.

Overview

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TickerERH on NYSE²
HeadquartersCharlotte, United States²
Incorporated inDE³
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, Nc 28203³
Legal formFUND²
Kind of organizationFund²
LEI549300FUV7SPMTSLG229²
StatusActive²
LEI statusIssued and current²
Registered addressC/O The Corporation Trust Company, 19801 Wilmington, United States²
Registered withSecurities and Exchange Commission, 0001279014²

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Corporate structure

ALLSPRING UTILITIES & HIGH INCOME FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ALLSPRING UTILITIES & HIGH INCOME FUND

Morgan Stanley Filed SCHEDULE 13G on ALLSPRING UTILITIES & HIGH INCOME FUND, latest May 5, 2025

ALLSPRING UTILITIES & HIGH INCOME FUND Charlotte, North Carolina, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ALLSPRING UTILITIES & HIGH INCOME FUND, and when. Pick a name to see everywhere that person has worked.

President

Chief operating officer

Kevin Girts2006–2008

2010201520202025

PresidentJohn Kenney Jan 7, 2025 to now⁴
PresidentAndrew Owen Jan 5, 2017 to Jan 5, 2017⁵
PresidentDennis H. Ferro Oct 1, 2009 to Oct 1, 2009⁶
Chief operating officerKevin Girts Oct 5, 2006 to Oct 1, 2008⁷

Board members and other officers (39)

Chief Compliance OfficerJimmy T. Tran Mar 13, 2025 to now⁸
Chief Compliance OfficerThomas Edward Barbieri Mar 18, 2025 to now⁹
Chief Complaince OfficerPaul Werner Felsch Feb 8, 2023 to Feb 8, 2023¹⁰
Chief Compliance OfficerJennifer Lea Grunberg Apr 17, 2023 to Apr 17, 2023¹¹
SecretaryRichard Matthew Prasse Oct 18, 2021 to Oct 18, 2021¹²
Chief Compliance OfficerKate Sandman McKinley Nov 9, 2021 to Nov 9, 2021¹³
Chief Compliance OfficerKarin Brotman Dec 7, 2021 to Dec 7, 2021¹⁴
Portfolio Mgr.Andrew R. Tuttle Jan 11, 2019 to Jan 11, 2019¹⁵
Chief Compliance OfficerDaniel J. Mavico Apr 4, 2019 to Apr 4, 2019¹⁶
Secretary, WFFMMichelle H. Rhee May 14, 2018 to May 14, 2018¹⁷
Chief Compliance Officer of thMichael Howard Whitaker Jun 7, 2016 to Jun 7, 2016¹⁸
TreasurerKasey Phillips Sep 12, 2012 to Sep 12, 2012¹⁹
SecretaryC. David Messman Jul 16, 2010 to Jul 16, 2010²⁰
Chief Compliance OfficerDebra Ann Early Jul 19, 2010 to Jul 19, 2010²¹
Former Director, EIMCRichard S. Gershen Oct 1, 2009 to Oct 1, 2009²²
Chief Investment OfficerDavid Germany Aug 11, 2008 to Aug 11, 2008²³
Chief Compliance OfficerRobert Guerin Jun 18, 2007 to Jun 18, 2007²⁴
Former Chief Invest. OfficerChristopher Conkey Sep 4, 2007 to Sep 4, 2007²⁵
Former Chief Compliance Off.James F. Angelos Sep 4, 2007 to Sep 4, 2007²⁶
Board memberBrian S. Shlissel Jan 2, 2026 to now²⁷
Board memberCindy J. Miller Jan 2, 2026 to now²⁸
Board memberJames Polisson Aug 1, 2017 to Jan 4, 2024²⁹
Board memberPamela Wheelock Aug 1, 2017 to Jan 6, 2020³⁰
Board memberLeroy Keith Jan 2, 2015 to Jan 2, 2015³¹
Board memberJane A. Freeman Jan 5, 2015 to Aug 29, 2022³²
Board memberWilliam R. Ebsworth Jan 5, 2015 to Jan 9, 2024³³
Board memberMichael S. Scofield Apr 28, 2011 to Apr 28, 2011³⁴
Board memberDavid F. Larcker Jul 16, 2010 to Apr 25, 2011³⁵
Board memberDonald C. Willeke Jul 16, 2010 to Apr 20, 2011³⁶
Board memberJudith M. Johnson Jul 16, 2010 to Apr 25, 2011³⁷
Board memberOlivia S. Mitchell Jul 16, 2010 to Apr 21, 2011³⁸
Board memberTimothy J. Penny Jul 16, 2010 to Apr 18, 2011³⁹
Board memberIsaiah Harris Jr. Jul 19, 2010 to Apr 14, 2011⁴⁰
Board memberGerald M. McDonnell Oct 1, 2009 to Oct 1, 2009⁴¹
Board memberCarol Kosel Jan 2, 2008 to Jan 2, 2008⁴²
Board memberShirley L. Fulton Sep 4, 2007 to Sep 4, 2007⁴³
Board memberRichard J. Shima May 2, 2006 to May 2, 2006⁴⁴
Board memberPatricia B. Norris Jul 7, 2006 to Jul 7, 2006⁴⁵
General counselAlexander Kymn Apr 25, 2018 to Apr 25, 2018⁴⁶

Former names

WELLS FARGO UTILITIES & HIGH INCOME FUNDJan 28, 2016 to Nov 12, 2021³
WELLS FARGO ADVANTAGE UTILITIES & HIGH INCOME FUNDJul 19, 2010 to Nov 20, 2015³
EVERGREEN UTILITIES & HIGH INCOME FUNDFeb 9, 2004 to Jul 16, 2010³

Timeline

Apr 19, 20248-K Regulation FD disclosure⁴⁷
Dec 22, 20238-K Regulation FD disclosure⁴⁸
Feb 4, 2004Founded ALLSPRING UTILITIES & HIGH INCOME FUND is founded²

Filings

78 filings to the SEC since October 2021: 2 major events, 19 insider forms, 1 large holders, 56 other. The latest 20:

Sep 23, 202640-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Sep 10, 2026NPORT-P/A EDGAR
Aug 24, 2026N-PX EDGAR
Jul 27, 2026NPORT-P EDGAR
Apr 29, 2026N-CSRS ALLSPRING UTILITIES AND HIGH INCOME FUND EDGAR
Apr 21, 2026NPORT-P EDGAR
Feb 27, 20264 PRIMARY DOCUMENT EDGAR
Jan 23, 2026NPORT-P EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Jan 2, 20263 PRIMARY DOCUMENT EDGAR
Nov 7, 2025N-CEN EDGAR
Oct 29, 2025N-CSR ALLSPRING UTILITIES AND HIGH INCOME FUND EDGAR
Oct 27, 2025NPORT-P EDGAR
Oct 24, 2025DEFR14A EDGAR
Oct 24, 2025DEF 14A EDGAR
Sep 26, 202540-17G FIDELITY BOND FILED PURSUANT TO RULE 17G1(G)(1) OF THE INVESTMENT COMPANY ACT OF EDGAR
Sep 11, 20255 PRIMARY DOCUMENT EDGAR
Aug 21, 2025N-PX EDGAR
Jul 28, 2025NPORT-P EDGAR
May 5, 2025SCHEDULE 13G EDGAR

The 78 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

7 open-market trades by officers, directors and large owners since October 2021: 7 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 27, 2026	SHLISSEL BRIAN SDirector	Buy	400	$12.78	$5.1K	Form 4
Mar 22, 2024	Lee Christopher M	Buy	5,000	$9.26	$46.3K	Form 4
Jan 9, 2024	Ebsworth William R.Director	Buy	1,400	$9.43	$13.2K	Form 4
Jan 4, 2024	POLISSON JAMESDirector	Buy	1,000	$9.29	$9.3K	Form 4
Jun 1, 2023	POLISSON JAMESDirector	Buy	1,000	$10.00	$10.0K	Form 4
Jun 1, 2023	Ebsworth William R.Director	Buy	1,550	$9.94	$15.4K	Form 4
Aug 22, 2022	FREEMAN JANE ADirector	Buy	100	$12.65	$1.3K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G, 1 filing May 5, 2025⁴⁹

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	438,880	$5.3M	0.0%	−58,786
1607 Capital Partners, LLC	314,495	$3.8M	0.3%	−3,968
Zimmer Partners, LP	128,803	$1.6M	0.0%	No change
Blue Bell Private Wealth Management, LLC	90,729	$1.1M	0.1%	+1,135
Shaker Financial Services, LLC	45,205	$550.5K	0.2%	New
LPL Financial LLC	39,469	$477.2K	0.0%	+11,824
Cetera Investment Advisers	29,149	$352.4K	0.0%	+5,042
Level Four Advisory Services, LLC	27,860	$336.8K	0.0%	+2,505
Integrated Wealth Concepts LLC	22,714	$274.6K	0.0%	+11,381
Stifel Financial Corp	13,557	$163.9K	0.0%	New
Osaic Holdings, Inc.	11,775	$142.4K	0.0%	+3,544
Decision Investments, Inc	11,050	$133.6K	0.1%	No change
UBS Group AG	11,024	$133.3K	0.0%	+194
City Holding Co	4,117	$49.8K	0.0%	No change
Rockefeller Capital Management L.P.	4,052	$49.0K	0.0%	No change
CoreCap Advisors, LLC	3,290	$39.8K	0.0%	+1,000
Institute for Wealth Management, LLC.	562	$6.8K	0.0%	New
TD Waterhouse Canada Inc.	500	$6.0K	0.0%	New
Highline Wealth Partners LLC	250	$3.0K	0.0%	No change
Buck Wealth Strategies, LLC	200	$2.4K	0.0%	New
Cohen & Steers, Inc.	123,159	$1.5K	0.0%	−10,000
Cambridge Investment Research Advisors, Inc.	36,778	$444	0.0%	+22,562
GAMMA Investing LLC	9	$109	0.0%	No change
Wells Fargo & Company/mn	1	$12	0.0%	+1

13F reports cover disclosed long positions in U.S. stocks only.

Members of Congress who traded it

1 trades disclosed by members of Congress. “Vs S&P since” is the stock’s change since the trade minus the S&P 500’s.

Date	Member	Trade	Amount	Vs S&P since	Filing
Dec 10, 2019	Gerald Edward ConnollyDemocratic, House	Buy	$1,001 - $15,000	−170.0%	Report

Members report amounts as ranges, not exact figures. Returns are price-only (no dividends).

SEC filer profile

How ALLSPRING UTILITIES & HIGH INCOME FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARALLSPRING UTILITIES & HIGH INCOME FUND¹
CIK0001279014
Employer ID (EIN)36-4548459¹
Incorporated inDelaware¹
Fiscal year endsAugust 31¹
Business address1415 Vantage Park Drive, 3Rd Floor, Charlotte, NC 28203¹
Mailing address101 Seaport Blvd, Floor 11, Boston, MA 02210¹
Phone8335684255¹
On EDGAR sinceFeb 9, 2004¹
Filings501 in all: 3 (109), 5 (47), 4 (33), N-Q (29), DEF 14A (28), NPORT-P (27), N-PX (23), 40-17G (22)¹
All 43 form types
N-CSR (22), N-CSRS (22), 40-17G/A (17), NSAR-A (14), NSAR-B (14), SC TO-C (12), SC TO-I/A (12), N-CEN (8), CORRESP (6), NSAR-B/A (6), PRE 14A (6), SC TO-I (6), 40-APP/A (3), N-2/A (3), N-CEN/A (3), N-Q/A (3), SC 13G/A (3), 497 (2), 8-K (2), N-2 (2), NPORT-P/A (2), SC 13G (2), 144 (1), 3/A (1), 4/A (1), 8-A12B (1), CERTAMX (1), DEFA14A (1), DEFR14A (1), N-23C-2 (1), N-2MEF (1), N-8A (1), N-CSRS/A (1), NPORT-EX (1), SCHEDULE 13G (1)
Latest filingsProxy statement (DEF 14A) Oct 24, 2025
Latest 8-K (8-K) Apr 19, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARALLSPRING UTILITIES & HIGH INCOME FUND filings on SEC EDGAR
2
GLEIFALLSPRING UTILITIES & HIGH INCOME FUND LEI record (549300FUV7SPMTSLG229)
3
SEC EDGARALLSPRING UTILITIES & HIGH INCOME FUND filings on SEC EDGAR
4
SEC EDGARJohn Kenney, President
5
SEC EDGARAndrew Owen, President
6
SEC EDGARDennis H. Ferro, President
7
SEC EDGARKevin Girts, Chief operating officer
8
SEC EDGARJimmy T. Tran, Chief Compliance Officer
9
SEC EDGARThomas Edward Barbieri, Chief Compliance Officer
10
SEC EDGARPaul Werner Felsch, Chief Complaince Officer
11
SEC EDGARJennifer Lea Grunberg, Chief Compliance Officer
12
SEC EDGARRichard Matthew Prasse, Secretary
13
SEC EDGARKate Sandman McKinley, Chief Compliance Officer
14
SEC EDGARKarin Brotman, Chief Compliance Officer
15
SEC EDGARAndrew R. Tuttle, Portfolio Mgr.
16
SEC EDGARDaniel J. Mavico, Chief Compliance Officer
17
SEC EDGARMichelle H. Rhee, Secretary, WFFM
18
SEC EDGARMichael Howard Whitaker, Chief Compliance Officer of th
19
SEC EDGARKasey Phillips, Treasurer
20
SEC EDGARC. David Messman, Secretary
21
SEC EDGARDebra Ann Early, Chief Compliance Officer
22
SEC EDGARRichard S. Gershen, Former Director, EIMC
23
SEC EDGARDavid Germany, Chief Investment Officer
24
SEC EDGARRobert Guerin, Chief Compliance Officer
25
SEC EDGARChristopher Conkey, Former Chief Invest. Officer
26
SEC EDGARJames F. Angelos, Former Chief Compliance Off.
27
SEC EDGARBrian S. Shlissel, Board member
28
SEC EDGARCindy J. Miller, Board member
29
SEC EDGARJames Polisson, Board member
30
SEC EDGARPamela Wheelock, Board member
31
SEC EDGARLeroy Keith, Board member
32
SEC EDGARJane A. Freeman, Board member
33
SEC EDGARWilliam R. Ebsworth, Board member
34
SEC EDGARMichael S. Scofield, Board member
35
SEC EDGARDavid F. Larcker, Board member
36
SEC EDGARDonald C. Willeke, Board member
37
SEC EDGARJudith M. Johnson, Board member
38
SEC EDGAROlivia S. Mitchell, Board member
39
SEC EDGARTimothy J. Penny, Board member
40
SEC EDGARIsaiah Harris Jr., Board member
41
SEC EDGARGerald M. McDonnell, Board member
42
SEC EDGARCarol Kosel, Board member
43
SEC EDGARShirley L. Fulton, Board member
44
SEC EDGARRichard J. Shima, Board member
45
SEC EDGARPatricia B. Norris, Board member
46
SEC EDGARAlexander Kymn, General counsel
47
SEC EDGARRegulation FD disclosure
48
SEC EDGARRegulation FD disclosure
49
SEC EDGARMorgan Stanley SCHEDULE 13G on ALLSPRING UTILITIES & HIGH INCOME FUND