FCT

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II is a fund registered in the United States, based in Wheaton, active since 2004.²

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Last updated Oct 21, 2026.

Overview

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TickerFCT²
HeadquartersWheaton, United States²
Business address120 East Liberty Drive, Suite 400, Wheaton, Il 60187³
Legal formFUND²
Kind of organizationFund²
LEI549300188EQ1UO018C30²
StatusActive²
LEI statusIssued and current²
Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States²
Registered withSecurities and Exchange Commission, 0001282850²

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Corporate structure

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Morgan Stanley Filed SCHEDULE 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II, latest Feb 11, 2026 (4 filings since Feb 9, 2024)
LPL Financial Filed SC 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II, latest Nov 6, 2024 (4 filings since Feb 14, 2022)
Bank of America Filed SC 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II, latest Jan 31, 2022

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II Wheaton, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led FIRST TRUST SENIOR FLOATING RATE INCOME FUND II, and when. Pick a name to see everywhere that person has worked.

President

Mark R. Bradley2016

2010201520202025

PresidentMark R. Bradley Jan 8, 2016 to Jan 8, 2016⁴

Board members and other officers (18)

PORTFOLIO MANAGERKevin L. Ziets Aug 12, 2025 to now⁵
Officer-Investment AdviserDavid McGarel Jul 28, 2015 to Jul 28, 2015⁶
Assistant SecretaryShane Shannon Mar 26, 2014 to Jun 18, 2014⁷
Vice PresidentRobert F. Carey Jun 18, 2014 to Jun 18, 2014⁸
Vice PresidentDaniel J. Lindquist Jan 30, 2012 to Jan 30, 2012⁹
Assistant TreasurerDonald Swade Sep 18, 2012 to Jun 18, 2014¹⁰
Assistant TreasurerKatherine L. Urevig Sep 18, 2012 to Jun 18, 2014¹¹
Assistant SecretaryRosanne Gatta Mar 28, 2011 to Jun 18, 2014¹²
Assistant SecretaryErin E. Chapman Jun 8, 2009 to Jun 18, 2014¹³
Assistant Vice PresidentColeen D. Lynch Aug 6, 2008 to Jun 18, 2014¹⁴
Assistant SecretaryKristi A. Maher Jan 3, 2007 to Jan 3, 2007¹⁵
Assistant Vice PresidentChristopher R. Fallow Dec 11, 2006 to Dec 11, 2006¹⁶
Vice PresidentKelley Christensen Dec 11, 2006 to Dec 11, 2006¹⁷
Board memberBronwyn Wright Sep 12, 2023 to Sep 12, 2023¹⁸
Board memberM. Keefe Denise Nov 5, 2021 to Nov 5, 2021¹⁹
Board memberJames A. Bowen Aug 25, 2015 to now²⁰
Board memberThomas R. Kadlec Feb 22, 2006 to Dec 29, 2021²¹
Board memberRobert F. Keith Jun 26, 2006 to Jun 26, 2006²²

Former names

FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND IIMar 26, 2004 to Oct 13, 2010³

Timeline

Aug 10, 20268-K Regulation FD disclosure²³
Jun 25, 20268-K Regulation FD disclosure²⁴
May 14, 20268-K Regulation FD disclosure²⁵
Dec 9, 20258-K Regulation FD disclosure²⁶
Nov 13, 20238-K Regulation FD disclosure²⁷
Sep 12, 20238-K Executive or director change²⁸
Jun 23, 20238-K Bylaws or fiscal year changed²⁹
Nov 2, 20228-K Regulation FD disclosure³⁰
Nov 1, 20218-K Regulation FD disclosure³¹
Oct 21, 20218-K Executive or director change³²
Mar 25, 2004Founded FIRST TRUST SENIOR FLOATING RATE INCOME FUND II is founded²

Filings

78 filings to the SEC since October 2021: 10 major events, 7 insider forms, 9 large holders, 52 other. The latest 20:

Aug 11, 2026N-CEN EDGAR
Aug 10, 20268-K CURRENT REPORT EDGAR
Aug 10, 202625-NSE EDGAR
Aug 6, 2026N-CSR ANNUAL REPORT TO SHAREHOLDERS EDGAR
Jul 31, 2026N-PX EDGAR
Jul 23, 2026NPORT-P EDGAR
Jun 25, 20268-K CURRENT REPORT EDGAR
Jun 16, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
Jun 9, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
Jun 9, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
May 29, 2026DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
May 19, 2026425 FILING UNDER SECURITIES ACT RULE 425 OF CERTAIN PROSPECTUSES AND COMMUNICATIONS EDGAR
May 18, 2026425 FILING UNDER SECURITIES ACT RULE 425 OF CERTAIN PROSPECTUSES AND COMMUNICATIONS EDGAR
May 14, 20268-K CURRENT REPORT EDGAR
Apr 23, 2026NPORT-P EDGAR
Feb 11, 2026SCHEDULE 13G/A EDGAR
Feb 9, 2026N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS EDGAR
Jan 26, 2026NPORT-P EDGAR
Dec 9, 20258-K CURRENT REPORT EDGAR
Oct 29, 2025NPORT-P EDGAR

The 78 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 0 buys and 2 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Dec 16, 2024	BOWEN JAMES ADirector	Sale	3,955	$10.41	$41.2K	Form 4
Dec 28, 2021	KADLEC THOMAS RDirector	Sale	719	$11.83	$8.5K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G/A, 4 filings Feb 9, 2024 to Feb 11, 2026³³
LPL FinancialSC 13G/A, 4 filings Feb 14, 2022 to Nov 6, 2024³⁴
Bank of AmericaSC 13G/A, 1 filing Jan 31, 2022³⁵

SEC filer profile

How FIRST TRUST SENIOR FLOATING RATE INCOME FUND II is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARFIRST TRUST SENIOR FLOATING RATE INCOME FUND II¹
CIK0001282850
Employer ID (EIN)11-3716541¹
Fiscal year endsMay 31¹
Business address120 East Liberty Drive, Suite 400, Wheaton, IL 60187¹
Phone630-765-8000¹
On EDGAR sinceMar 26, 2004¹
Filings509 in all: 3 (80), 40-17G/A (49), 8-K (33), N-Q (30), 4 (29), NPORT-P (27), DEF 14A (26), 40-17G (23)¹
All 56 form types
N-CSR (23), N-PX (23), N-CSRS (22), SC 13G/A (22), NSAR-B (15), NSAR-A (14), SC 13G (10), N-CEN (8), 5 (6), 497 (5), CORRESP (5), DEFA14A (5), N-2/A (5), SC 13D/A (5), 40-APP/A (4), N-2 (3), 3/A (2), 4/A (2), 425 (2), N-23C-2 (2), SC TO-I/A (2), 144 (1), 25-NSE (1), 40-6C (1), 40-6C/A (1), 40-APP (1), 486BPOS (1), 8-A12B (1), APP WD (1), APP WDG (1), CERTNYS (1), DEFR14A (1), EFFECT (1), N-23C-2/A (1), N-2MEF (1), N-8A (1), N-CEN/A (1), N-CSR/A (1), N-CSRS/A (1), NPORT-EX (1), NSAR-A/A (1), POS EX (1), PRE 14A (1), SC 13D (1), SC TO-C (1), SC TO-I (1), SCHEDULE 13G (1), SCHEDULE 13G/A (1)
Latest filingsProxy statement (DEF 14A) Jul 28, 2025
Latest 8-K (8-K) Aug 10, 2026

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARFIRST TRUST SENIOR FLOATING RATE INCOME FUND II filings on SEC EDGAR
2
GLEIFFIRST TRUST SENIOR FLOATING RATE INCOME FUND II LEI record (549300188EQ1UO018C30)
3
SEC EDGARFIRST TRUST SENIOR FLOATING RATE INCOME FUND II filings on SEC EDGAR
4
SEC EDGARMark R. Bradley, President
5
SEC EDGARKevin L. Ziets, PORTFOLIO MANAGER
6
SEC EDGARDavid McGarel, Officer-Investment Adviser
7
SEC EDGARShane Shannon, Assistant Secretary
8
SEC EDGARRobert F. Carey, Vice President
9
SEC EDGARDaniel J. Lindquist, Vice President
10
SEC EDGARDonald Swade, Assistant Treasurer
11
SEC EDGARKatherine L. Urevig, Assistant Treasurer
12
SEC EDGARRosanne Gatta, Assistant Secretary
13
SEC EDGARErin E. Chapman, Assistant Secretary
14
SEC EDGARColeen D. Lynch, Assistant Vice President
15
SEC EDGARKristi A. Maher, Assistant Secretary
16
SEC EDGARChristopher R. Fallow, Assistant Vice President
17
SEC EDGARKelley Christensen, Vice President
18
SEC EDGARBronwyn Wright, Board member
19
SEC EDGARM. Keefe Denise, Board member
20
SEC EDGARJames A. Bowen, Board member
21
SEC EDGARThomas R. Kadlec, Board member
22
SEC EDGARRobert F. Keith, Board member
23
SEC EDGARRegulation FD disclosure
24
SEC EDGARRegulation FD disclosure
25
SEC EDGARRegulation FD disclosure
26
SEC EDGARRegulation FD disclosure
27
SEC EDGARRegulation FD disclosure
28
SEC EDGARExecutive or director change
29
SEC EDGARBylaws or fiscal year changed
30
SEC EDGARRegulation FD disclosure
31
SEC EDGARRegulation FD disclosure
32
SEC EDGARExecutive or director change
33
SEC EDGARMorgan Stanley SCHEDULE 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
34
SEC EDGARLPL Financial SC 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
35
SEC EDGARBank of America SC 13G/A on FIRST TRUST SENIOR FLOATING RATE INCOME FUND II