Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC

Overview

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• TickerFFC on NYSE²
• HeadquartersPasadena, United States²
• Incorporated inMD³
• Business address301 E Colorado Blvd Ste 800, C/O Flaherty & Crumrine Inc, Pasadena, Ca 91101³
• Legal formFund²
• Kind of organizationFund²
• LEI254900A8P8RQUXES1M50²
• StatusActive²
• LEI statusIssued and current²
• Registered address2405 York Road, 21093 Lutherville Timonium, United States²
• Registered withSecurities and Exchange Commission, 0001174164²

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Corporate structure

Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC, and when. Pick a name to see everywhere that person has worked.

• Chief executive officerRobert E. Chadwick Feb 16, 2016 to Feb 16, 2016⁴
• Chief executive officerDonald F. Crumrine May 2, 2006 to May 2, 2006⁵
• PresidentRobert E. Chadwick Feb 16, 2016 to Feb 16, 2016⁴
• PresidentRobert M. Ettinger Aug 2, 2007 to May 16, 2013⁶
• Chief financial officerRobert E. Chadwick Dec 28, 2006 to Dec 30, 2008⁷

Former names

• Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INCMar 7, 2013 to May 30, 2019³
• Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INCJul 20, 2005 to Jan 29, 2013³
• F&C/CLAYMORE PREFERRED SECURITIES INCOME FUND INCDec 23, 2002 to Apr 29, 2005³
• C F&C PREFERRED SECURITIES INCOME FUND I INCJun 26, 2002 to Jun 26, 2002³

Timeline

1. Feb 16, 2016New chief executive Robert E. Chadwick becomes CEO⁴
2. May 2, 2006New chief executive Donald F. Crumrine becomes CEO⁵
3. May 23, 2002Founded Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC is founded²

Filings

56 filings to the SEC since October 2021: 2 insider forms, 1 large holders, 53 other. The latest 20:

1. Aug 6, 2026N-PX EDGAR
2. Jul 31, 2026N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT EDGAR
3. Jul 27, 2026NPORT-P EDGAR
4. May 13, 202640-17G FIDELITY BOND PURSUANT TO RULE 17G1(G)(1) EDGAR
5. Apr 23, 2026NPORT-P EDGAR
6. Mar 9, 2026DEF 14A DEFINITIVE PROXY STATEMENT EDGAR
7. Feb 11, 2026N-CEN EDGAR
8. Feb 6, 20263 PRIMARY DOCUMENT EDGAR
9. Feb 4, 2026N-CSR CERTIFIED ANNUAL SHAREHOLDER REPORT EDGAR
10. Jan 23, 2026NPORT-P EDGAR
11. Oct 29, 2025NPORT-P EDGAR
12. Aug 15, 2025N-PX EDGAR
13. Jul 31, 2025N-CSRS CERTIFIED SEMI-ANNUAL SHAREHOLDER REPORT EDGAR
14. Jul 25, 2025NPORT-P EDGAR
15. Jul 21, 2025SCHEDULE 13G EDGAR
16. Jun 20, 202540-17G FIDELITY BOND EDGAR
17. Apr 28, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
18. Apr 24, 2025NPORT-P EDGAR
19. Apr 16, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY SOLICITING MATERIALS EDGAR
20. Mar 17, 2025DEF 14A DEFINITIVE PROXY STATEMENTS EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• FIRST TRUST PORTFOLIOS LPSCHEDULE 13G, 1 filing Jul 21, 2025¹⁵

SEC filer profile

How Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC¹
• CIK0001174164
• Incorporated inMaryland¹
• Fiscal year endsNovember 30¹
• Business address301 E Colorado Blvd Ste 800, C/O Flaherty & Crumrine Inc, Pasadena, CA 91101¹
• Phone(626) 795-7300¹
• On EDGAR sinceJun 26, 2002¹
• Filings367 in all: 4 (31), N-30B-2 (31), N-Q (31), NPORT-P (27), 40-17G (25), N-CSR (25), DEF 14A (23), N-CSRS (23)¹
  All 42 form types

  N-PX (23), NSAR-A (15), NSAR-B (15), 3 (10), SC 13G (9), N-CEN (8), 8-K (7), 4/A (6), 5 (6), CORRESP (6), N-23C-2 (6), PRE 14A (6), DEFA14A (5), SC 13G/A (4), N-2/A (3), 40-APP/A (2), 497 (2), N-2 (2), 3/A (1), 40-APP (1), 424B2 (1), 8-A12B (1), APP NTC (1), APP ORDR (1), CERTNYS (1), DEFR14A (1), N-2ASR (1), N-30D (1), N-8A (1), N-PX/A (1), NPORT-EX (1), NSAR-A/A (1), POS EX (1), SCHEDULE 13G (1)

• Latest filingsProxy statement (DEF 14A) Mar 9, 2026
  Latest 8-K (8-K) May 2, 2019