Flux Power Holdings, Inc.

Overview

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• TickerFLUX on Nasdaq¹
• IndustryMiscellaneous Electrical Machinery, Equipment & Supplies¹
• HeadquartersVista, California¹
• Incorporated inNV³
• Business address2685 S. Melrose Drive, Vista, Ca 92081³
• Filer categoryNon-accelerated filer, Smaller reporting company³
• Legal formCorporation

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Period to regain compliance or maintain compliance with the other Nasdaq continued listing requirements.⁴ From its latest annual report

Corporate structure

Flux Power Holdings, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What Flux Power Holdings, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Investments

Intangibles and goodwill

Inventory

Properties, in its own words

Our corporate headquarters and production facility totals approximately 63,200 square feet and is located in Vista, California. Our production facility is ISO 9001 certified. We lease this property. Rent during the fiscal year ended June 30, 2026 was approximately $70,000 per month, and our annual rent escalates approximately 3% per year through the end of the lease term, recently extended through November 2028. Our east coast customer service facility located in Atlanta, Georgia is approximately 4,900 square feet and monthly rent is approximately $6,000, which escalates approximately 5% per year through the end of the lease term on April 30, 2028. Total rent expense was approximately $975,000 and $929,000 for the fiscal years ended June 30, 2026 and 2025, respectively.

We believe that our leased property is in good condition and suitable for the conduct of our business.

Item 2 of the 10-K filed Aug 20, 2026.⁴

Leadership

Who has led Flux Power Holdings, Inc., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerKrishna C. Vanka Mar 12, 2025 to now¹⁵
• Chief executive officerRonald F. Dutt Aug 9, 2013 to Apr 1, 2024¹⁶
• Chief executive officerChristopher Lee Anthony Jun 18, 2012 to Jun 18, 2012¹⁷
• Chief executive officerGianluca Cicogna Dec 23, 2011 to Dec 23, 2011¹⁸
• ChairChristopher Lee Anthony Jun 18, 2012 to Jun 18, 2012¹⁷
• PresidentKrishna C. Vanka Mar 12, 2025 to now¹⁵
• PresidentRonald F. Dutt Mar 18, 2019 to Apr 1, 2024¹⁹
• PresidentChristopher Lee Anthony Jun 18, 2012 to Jun 18, 2012¹⁷
• PresidentGianluca Cicogna Dec 23, 2011 to Dec 23, 2011¹⁸
• Chief financial officerKevin Royal Mar 6, 2024 to now²⁰
• Chief financial officerCharles Scheiwe Dec 20, 2018 to Mar 1, 2024²¹
• Chief financial officerRonald F. Dutt Dec 17, 2012 to Jul 27, 2018²²
• Chief financial officerGianluca Cicogna Dec 23, 2011 to Dec 23, 2011¹⁸
• Chief operating officerJeffrey Curtis Mason Aug 5, 2025 to now²³
• Chief operating officerJonathan Andrew Berry Jul 9, 2018 to Dec 3, 2021²⁴

Named in SEC Form D filings

People the company listed in its private-offering notices.

• DirectorMichael Johnson named May 23, 2022 to May 22, 2026³⁶

Former names

• Lone Pine Holdings, IncApr 15, 2009 to May 31, 2012³
• Australian Forest IndustriesAug 8, 2006 to Apr 1, 2009³
• MULTI TECH INTERNATIONAL CORPDec 5, 2002 to Apr 17, 2007³
• BUCKTV COM INCAug 14, 2000 to Nov 15, 2002³
• OLERAMMA INCApr 29, 1999 to Jan 26, 2000³

Timeline

1. Sep 18, 20268-K Entered a material agreement³⁷
2. Sep 11, 20268-K Executive or director change³⁸
3. Aug 20, 20268-K Results of operations³⁹
4. Jul 30, 20268-K Listing notice or transfer⁴⁰
5. May 18, 20268-K Entered a material agreement; Unregistered sale of shares⁴¹
6. May 7, 20268-K Results of operations⁴²
7. Apr 3, 20268-K Other events⁴³
8. Mar 27, 20268-K Shareholder vote⁴⁴
9. Feb 12, 20268-K Results of operations⁴⁵
10. Dec 12, 20258-K Other events⁴⁶
11. Nov 17, 20258-K Other events⁴⁷
12. Nov 13, 20258-K Results of operations⁴⁸
13. Mar 12, 2025New chief executive Krishna C. Vanka becomes CEO¹⁵
14. Aug 9, 2013New chief executive Ronald F. Dutt becomes CEO¹⁶
15. Jun 18, 2012New chief executive Christopher Lee Anthony becomes CEO¹⁷
16. Dec 23, 2011New chief executive Gianluca Cicogna becomes CEO¹⁸

Calendar

Coming up

1. Nov 12, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported ($0.14) a share, on Nov 13, 2025.⁴⁹

When it reported results

1. Aug 20, 2026Reported quarterly or annual results³⁹
2. May 7, 2026Reported quarterly or annual results⁴²
3. Feb 12, 2026Reported quarterly or annual results⁴⁵
4. Nov 13, 2025Reported quarterly or annual results⁴⁸
5. Sep 16, 2025Reported quarterly or annual results⁵⁰
6. May 8, 2025Reported quarterly or annual results⁵¹
7. Mar 20, 2025Reported quarterly or annual results⁵²
8. Feb 14, 2025Reported quarterly or annual results⁵³

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

286 filings to the SEC since October 2021: 6 annual reports, 15 quarterly reports, 84 major events, 98 insider forms, 16 large holders, 5 private raises, 62 other. The latest 20:

1. Sep 18, 2026424B3 EDGAR
2. Sep 18, 20268-K EDGAR
3. Sep 11, 2026424B3 EDGAR
4. Sep 11, 20268-K EDGAR
5. Aug 26, 2026424B3 EDGAR
6. Aug 20, 20268-K EDGAR
7. Aug 20, 202610-K EDGAR
8. Jul 30, 2026424B3 EDGAR
9. Jul 30, 2026424B3 EDGAR
10. Jul 30, 20268-K EDGAR
11. Jul 24, 2026SCHEDULE 13G/A EDGAR
12. Jul 6, 20264 EDGAR
13. Jul 2, 2026144 EDGAR
14. Jun 4, 2026EFFECT EDGAR
15. Jun 4, 2026424B3 EDGAR
16. Jun 2, 2026CORRESP EDGAR
17. Jun 1, 20264 EDGAR
18. Jun 1, 20264 EDGAR
19. Jun 1, 20264 EDGAR
20. Jun 1, 20264 EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

48 open-market trades by officers, directors and large owners since October 2021: 6 buys and 42 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• Cleveland Capital Management, L.L.C.SCHEDULE 13G/A, 5 filings Feb 13, 2023 to Jul 24, 2026⁵⁴
• CVI Investments, Inc.SCHEDULE 13G/A, 2 filings Nov 5, 2025 to Feb 17, 2026⁵⁵
• Formidable Asset Management, LLCSCHEDULE 13G/A, 6 filings May 4, 2023 to Dec 16, 2025⁵⁶
• Cleveland Capital, L.P.SC 13G/A, 1 filing Feb 14, 2022⁵⁷
• InvescoSC 13G/A, 1 filing Jan 31, 2022⁵⁸
• Michael JohnsonSC 13D/A, 1 filing Jan 18, 2022⁵⁹

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

1. May 22, 2026Filed a private offering of equity³⁶ Form D: $40 million offered in all Form D
2. Jul 24, 2025Filed a private offering of equity⁶¹ Form D: $5 million offered in all Form D
3. Nov 2, 2023Raised $133,476 in a private offering of securities⁶² Form D: 1 investor so far Form D
4. Jun 23, 2022Raised $90,998 in a private offering of securities⁶³ Form D: 1 investor so far Form D
5. May 11, 2022Raised $4.3 million in a private offering of debt⁶⁴ Form D: 8 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 30. Change is in shares since the quarter before.

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Flux Power Holdings, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARFlux Power Holdings, Inc.¹
• CIK0001083743
• Employer ID (EIN)92-3550089⁴
• Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; a shell company⁴
• Incorporated inNevada⁴
• Fiscal year endsJune 30¹
• Industry code (SIC)3690 Miscellaneous Electrical Machinery, Equipment & Supplies¹
• SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance¹
• Business address2685 S. Melrose Drive, Vista, CA 92081¹
• Phone877-505-3589¹
• Shares outstanding21,621,642 shares as of Aug 14, 2026⁴
• Public float$21.0M as of Dec 31, 2025⁴
• AuditorHaskell & White LLP, Irvine, California PCAOB ID 200; no auditor attestation of internal control over financial reporting⁴
• On EDGAR sinceApr 29, 1999¹
• Filings825 in all: 8-K (242), 4 (153), 10-Q (54), 10QSB (27), D (25), NT 10-Q (25), 3 (22), 10-K (19)¹
  All 47 form types

  8-K/A (18), 4/A (17), UPLOAD (16), SC 13G/A (15), 144 (14), 424B3 (14), NT 10-K (14), S-8 (14), CORRESP (13), SC 13D/A (12), SC 13G (12), 10KSB (9), DEF 14A (9), DEFA14A (7), PRE 14C (6), D/A (5), SC 13D (5), SCHEDULE 13G/A (5), 10KSB/A (4), DEF 14C (4), EFFECT (4), PRE 14A (4), S-1 (4), S-1/A (4), 10-K/A (3), 10-Q/A (3), 10QSB/A (3), 10SB12G/A (3), 424B5 (3), SC 14F1 (3), 424B4 (2), S-3 (2), 10SB12G (1), 8-A12B (1), CERT (1), CT ORDER (1), DRS (1), DRSLTR (1), SCHEDULE 13G (1)

• Latest filingsAnnual report (10-K) Aug 20, 2026
  Quarterly report (10-Q) May 7, 2026
  Proxy statement (DEF 14A) Feb 10, 2026
  Latest 8-K (8-K) Sep 18, 2026

Securities registered for trading

From the cover page of the 10-K filed Aug 20, 2026 (Section 12(b) of the Exchange Act).⁴

Risk factors and legal proceedings

The risks Flux Power Holdings, Inc. names in Item 1A of its 10-K filed Aug 20, 2026: 34 risks under these headings, as written.⁴

• Our independent registered public accounting firm has included an explanatory paragraph relating to our ability to continue as a going concern in its report on our audited financial statements included in this Report. Our audited financial statements at June 30, 2026, and for the year then ended, were prepared assuming that we will continue as a going concern.
• We are currently in default under the Revolving Note under the GBC Credit Facility, and such default could adversely affect our business, financial condition, results of operations or liquidity.
• We will need to raise additional capital or financing to continue to execute and expand our business.
• We have a history of losses and negative working capital.
• The U.S. government is currently imposing increased tariffs on certain products imported into the U.S., which includes lithium-ion batteries and other component parts, which may have an adverse impact on our future operating results.
• Economic conditions may adversely affect consumer spending and the overall general health of our customers, which, in turn, may adversely affect our financial condition, results of operations and cash resources.
• We are dependent on one supplier in China for our battery cells, and the inability of this supplier to continue to deliver, or their refusal to deliver, our battery cells at prices and volumes acceptable to us, or as a result of any supply chain disruption, would have a material adverse effect on our business, prospects and operating results.
• The restatement of our previously issued financial statements has had a material adverse impact on us, including increased costs, loss of investor confidence, the increased possibility of legal or administrative proceedings and non-compliance with the Nasdaq listing rules.
• We are subject to litigation and legal proceedings which could adversely affect our business, financial condition, results of operations or cash flows.
• We have previously identified material weaknesses in our internal control over financial reporting, which management has remediated. If we identify additional material weaknesses in the future or otherwise fail to maintain an effective system of internal controls, we may not be able to accurately or timely report our financial condition or results of operations, which may adversely affect our business and stock price.
• Backlog may not be indicative of future operating results.
• We are dependent on a few customers for the majority of our net revenues, and our success depends on demand from OEMs and other users of our battery products.

Legal proceedings

From time to time, the Company may become involved in various lawsuits and legal proceedings which arise in the ordinary course of business. However, litigation is subject to inherent uncertainties and an adverse result in any legal proceedings that may arise from time to time may harm the Company’s business. To the best of its knowledge, except for the legal proceedings disclosed below, there are no other material legal proceedings pending against the Company.

Securities Class Action

On November 1, 2024, plaintiff Asfa Kassam filed a federal securities class action complaint in the United States District Court, District of Nevada, captioned Kassam v. Flux Power Holdings, Inc. et al. (Case No. 2:24-cv-02051), against the Company, our former Chief Executive Officer, Ronald F. Dutt, and our former Chief Financial Officer, Charles A. Scheiwe. The complaint generally alleges that the defendants made false and misleading statements in violation of Sections 10(b) and 20(a) of the Securities Exchange Act of 1934, and Rule 10b-5 promulgated thereunder. The action purports to be brought on behalf of those who purchased or otherwise acquired the Company’s publicly traded securities between November 11, 2022 and September 30, 2024, and seeks unspecified damages and other relief. On January 14, 2025, the court granted an unopposed motion to transfer the case to the Southern District of California for all further proceedings (Case No. 3:25-cv-00113-JO-DDL). On February 20, 2025, the court appointed Brandon Paulson to act as lead plaintiff for the putative class. On April 21, 2025, lead plaintiff filed an amended complaint. On May 12, 2025, the defendants filed motions to dismiss the amended complaint.

The opening of Item 3, Legal Proceedings.⁴