FMY on NYSE

FIRST TRUST MORTGAGE INCOME FUND

FIRST TRUST MORTGAGE INCOME FUND is a company based in Wheaton listed on NYSE (FMY).¹

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Last updated Oct 21, 2026.

Overview

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TickerFMY on NYSE¹
HeadquartersWheaton, Illinois¹
Business address120 East Liberty Drive, Suite 400, Wheaton, Il 60187²

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Corporate structure

FIRST TRUST MORTGAGE INCOME FUND sits at the top of its group. 1 entity on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of FIRST TRUST MORTGAGE INCOME FUND

SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on FIRST TRUST MORTGAGE INCOME FUND, latest Oct 1, 2026 (16 filings since Apr 22, 2022)
1607 Capital Partners, LLC Filed SC 13G/A on FIRST TRUST MORTGAGE INCOME FUND, latest Nov 14, 2024 (4 filings since Feb 14, 2022)

FIRST TRUST MORTGAGE INCOME FUND Wheaton, Illinois

Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led FIRST TRUST MORTGAGE INCOME FUND, and when. Pick a name to see everywhere that person has worked.

President

Mark R. Bradley2016

2010201520202025

PresidentMark R. Bradley Jan 8, 2016 to Jan 8, 2016³

Board members and other officers (14)

Assistant SecretaryShane Shannon Mar 26, 2014 to Jun 18, 2014⁴
Vice PresidentRobert F. Carey Jun 18, 2014 to Jun 18, 2014⁵
Assistant TreasurerDonald Swade Sep 18, 2012 to Jun 18, 2014⁶
Assistant TreasurerKatherine L. Urevig Sep 18, 2012 to Jun 18, 2014⁷
Assistant SecretaryRosanne Gatta Mar 28, 2011 to Jun 18, 2014⁸
Assistant SecretaryErin E. Chapman Jun 8, 2009 to Jun 18, 2014⁹
Assistant Vice PresidentColeen D. Lynch Aug 6, 2008 to Jun 18, 2014¹⁰
Assistant Vice PresidentChristopher R. Fallow Dec 11, 2006 to Dec 11, 2006¹¹
Vice PresidentKelley Christensen Dec 11, 2006 to Dec 11, 2006¹²
Board memberBronwyn Wright Sep 12, 2023 to Sep 12, 2023¹³
Board memberM. Keefe Denise Nov 5, 2021 to Nov 5, 2021¹⁴
Board memberThomas R. Kadlec Feb 22, 2006 to now¹⁵
Board memberRobert F. Keith Jun 26, 2006 to Jun 26, 2006¹⁶
Board memberNiel B. Nielson Nov 1, 2006 to Nov 1, 2006¹⁷

Former names

FIRST TRUST/FIDAC MORTGAGE INCOME FUNDMar 11, 2005 to Apr 29, 2011²

Timeline

Oct 18, 20238-K Regulation FD disclosure¹⁸
Sep 12, 20238-K Executive or director change¹⁹
Jun 23, 20238-K Bylaws or fiscal year changed²⁰
Oct 25, 20228-K Regulation FD disclosure²¹
Oct 21, 20218-K Executive or director change²²
Oct 18, 20218-K Regulation FD disclosure²³

Filings

73 filings to the SEC since October 2021: 6 major events, 7 insider forms, 20 large holders, 40 other. The latest 20:

Oct 1, 2026SCHEDULE 13G/A EDGAR
Sep 24, 2026NPORT-P EDGAR
Jul 31, 2026N-PX EDGAR
Jul 7, 2026N-CSRS SEMI-ANNUAL REPORT TO SHAREHOLDERS EDGAR
Jun 22, 2026NPORT-P EDGAR
Mar 25, 2026NPORT-P EDGAR
Mar 12, 2026SCHEDULE 13D/A EDGAR
Mar 11, 2026SCHEDULE 13D/A EDGAR
Jan 13, 2026N-CEN EDGAR
Jan 9, 2026N-CSR ANNUAL REPORT TO SHAREHOLDERS EDGAR
Jan 6, 20263 OWNERSHIP DOCUMENT EDGAR
Dec 29, 2025SCHEDULE 13D/A EDGAR
Dec 23, 2025SCHEDULE 13D/A EDGAR
Dec 19, 2025NPORT-P EDGAR
Nov 4, 20254 EDGAR
Oct 14, 20254 EDGAR
Sep 26, 2025NPORT-P EDGAR
Sep 22, 2025SCHEDULE 13D/A EDGAR
Sep 22, 2025SCHEDULE 13D/A EDGAR
Aug 19, 2025SCHEDULE 13D/A EDGAR

The 73 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 2 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Oct 31, 2025	KADLEC THOMAS RDirector	Buy	503	$12.04	$6.1K	Form 4
Oct 10, 2025	KADLEC THOMAS RDirector	Buy	242	$12.20	$3.0K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 16 filings Apr 22, 2022 to Oct 1, 2026²⁴
1607 Capital Partners, LLCSC 13G/A, 4 filings Feb 14, 2022 to Nov 14, 2024²⁵

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
1607 Capital Partners, LLC	61,582	$724.2K	0.1%	No change
Jones Financial Companies Lllp	52,668	$626.7K	0.0%	+35,913
Noble Wealth Management PBC	47,993	$564.4K	0.3%	−7,938
Uhlmann Price Securities, LLC	29,481	$346.7K	0.0%	+5,420
Cresset Asset Management, LLC	14,100	$165.8K	0.0%	No change
Morgan Stanley	13,840	$162.8K	0.0%	−2,212
Susquehanna International Group, Llp	11,408	$134.2K	0.0%	+22
Sit Investment Associates Inc	2,281,594	$26.8K	0.5%	−1,541
Osaic Holdings, Inc.	900	$10.6K	0.0%	−1,843
UBS Group AG	713	$8.4K	0.0%	+131
GHP Investment Advisors, Inc.	400	$4.7K	0.0%	No change
Highline Wealth Partners LLC	300	$3.5K	0.0%	No change
LifeSteps Financial, Inc.	175	$2.1K	0.0%	New
Clear Street Group Inc.	32	$376	0.0%	New
Wells Fargo & Company/mn	1	$10	0.0%	No change

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How FIRST TRUST MORTGAGE INCOME FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARFIRST TRUST MORTGAGE INCOME FUND¹
CIK0001319183
Employer ID (EIN)35-6758396¹
Fiscal year endsOctober 31¹
Business address120 East Liberty Drive, Suite 400, Wheaton, IL 60187¹
Phone630765-8000¹
On EDGAR sinceMar 11, 2005¹
Filings457 in all: 3 (58), 40-17G/A (47), 8-K (29), N-Q (28), NPORT-P (28), SC 13G/A (28), SC 13D/A (27), DEF 14A (23)¹
All 40 form types
N-PX (22), N-CSR (21), N-CSRS (21), 40-17G (19), 4 (16), NSAR-B (13), NSAR-A (12), N-CEN (8), SCHEDULE 13D/A (7), SC 13G (6), 5 (5), CORRESP (5), 40-APP/A (4), N-2/A (4), PRE 14A (4), 497 (3), DEFA14A (2), N-2 (2), N-CSR/A (2), 144 (1), 40-6C/A (1), 8-A12B (1), 8-K/A (1), CERTNYS (1), EFFECT (1), N-8A (1), N-Q/A (1), NPORT-EX (1), NSAR-A/A (1), POS EX (1), SC 13D (1), SCHEDULE 13G/A (1)
Latest filingsProxy statement (DEF 14A) Mar 5, 2026
Latest 8-K (8-K) Oct 18, 2023

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARFIRST TRUST MORTGAGE INCOME FUND filings on SEC EDGAR
2
SEC EDGARFIRST TRUST MORTGAGE INCOME FUND filings on SEC EDGAR
3
SEC EDGARMark R. Bradley, President
4
SEC EDGARShane Shannon, Assistant Secretary
5
SEC EDGARRobert F. Carey, Vice President
6
SEC EDGARDonald Swade, Assistant Treasurer
7
SEC EDGARKatherine L. Urevig, Assistant Treasurer
8
SEC EDGARRosanne Gatta, Assistant Secretary
9
SEC EDGARErin E. Chapman, Assistant Secretary
10
SEC EDGARColeen D. Lynch, Assistant Vice President
11
SEC EDGARChristopher R. Fallow, Assistant Vice President
12
SEC EDGARKelley Christensen, Vice President
13
SEC EDGARBronwyn Wright, Board member
14
SEC EDGARM. Keefe Denise, Board member
15
SEC EDGARThomas R. Kadlec, Board member
16
SEC EDGARRobert F. Keith, Board member
17
SEC EDGARNiel B. Nielson, Board member
18
SEC EDGARRegulation FD disclosure
19
SEC EDGARExecutive or director change
20
SEC EDGARBylaws or fiscal year changed
21
SEC EDGARRegulation FD disclosure
22
SEC EDGARExecutive or director change
23
SEC EDGARRegulation FD disclosure
24
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on FIRST TRUST MORTGAGE INCOME FUND
25
SEC EDGAR1607 Capital Partners, LLC SC 13G/A on FIRST TRUST MORTGAGE INCOME FUND