FORG on NYSE
ForgeRock
Logo: Shanleyp, CC BY-SA 4.0, via Wikimedia Commons4
American information technology company
ForgeRock, Inc. was an identity and access management software company headquartered in San Francisco. On August 23, 2023, Thoma Bravo announced that it had completed the acquisition of the company for approximately $2.3 billion. On acquisition completion, ForgeRock merged into Ping Identity, with ForgeRock's technology incorporated into the Ping Identity platform.3 Wikipedia text CC BY-SA 4.0
Price unavailable
Last updated Oct 21, 2026.
Overview
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- TickerFORG on NYSE1
- Industryenterprise software1
- HeadquartersSan Francisco1
- Websitewww.forgerock.com
- Incorporated inDE6
- Business address201 Mission Street, Suite 2900, San Francisco, Ca 941056
- Filer categoryLarge accelerated filer6
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ForgeRock, Inc. was an identity and access management software company headquartered in San Francisco. On August 23, 2023, Thoma Bravo announced that it had completed the acquisition of the company for approximately $2.3 billion. On acquisition completion, ForgeRock merged into Ping Identity, with ForgeRock's technology incorporated into the Ping Identity platform.3
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Where the money goes
Where each dollar of revenue went, fiscal 2022
- Cost of revenue18¢$39.5M
- Research and development28¢$61.8M
- Other costs51¢$110.9M
- Interest2¢$3.6M
- Income tax1¢$1.7M
Out of $217.5M in revenue.5 The company lost money this year.
Financial statements
| Fiscal year | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|
| Revenue | $104.5M8 | $127.6M5 | $176.9M5 | $217.5M5 | |
| Cost of revenue | $17.0M8 | $21.3M5 | $32.9M5 | $39.5M5 | |
| Gross profit | $87.5M8 | $106.3M5 | $144.0M5 | $178.0M5 | |
| Research and development | $29.6M8 | $35.9M5 | $43.5M5 | $61.8M5 | |
| Operating expenses | $172.4M5 | $244.5M5 | |||
| Operating income | -$37.0M8 | -$32.1M5 | -$28.4M5 | -$66.6M5 | |
| Interest | $1.9M8 | $4.5M5 | $4.5M5 | $3.6M5 | |
| Income before tax | -$46.9M5 | -$64.6M5 | |||
| Income tax | -$2.0M8 | $565.0K5 | $884.0K5 | $1.7M5 | |
| Net income | -$36.9M8 | -$41.8M5 | -$47.8M5 | -$66.3M5 | |
| Earnings per share | -$1,570.008 | -$1.745 | -$1.145 | -$0.785 | |
| Earnings per share (diluted) | -$1,570.008 | -$1.745 | -$1.145 | -$0.785 | |
| Shares (weighted, basic) | 41.7M shares5 | 84.9M shares5 | |||
| Shares (weighted, diluted) | 41.7M shares5 | 84.9M shares5 |
| Fiscal year | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|
| Cash | $43.9M8 | $28.7M8 | $100.0M5 | $128.4M5 | $128.8M5 |
| Receivables | $56.0M5 | $71.4M5 | |||
| Current assets | $156.2M8 | $463.7M5 | $457.4M5 | ||
| Property, plant and equipment | $2.5M5 | $2.9M5 | |||
| Total assets | $168.4M8 | $497.2M5 | $494.2M5 | ||
| Accounts payable | $2.0M5 | $4.6M5 | |||
| Short-term debt | $05 | $05 | |||
| Current liabilities | $79.0M8 | $100.7M5 | $125.8M5 | ||
| Long-term debt | $39.3M8 | $39.5M5 | $39.6M5 | ||
| Total liabilities | $127.1M8 | $161.1M5 | $178.0M5 | ||
| Retained earnings | -$263.8M5 | -$330.1M5 | |||
| Shareholders’ equity | -$117.0M8 | -$150.5M5 | -$190.2M5 | $336.1M5 | $316.2M5 |
| Shares outstanding | 24.2M shares8 | 0 shares8 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|
| Cash from operations | -$47.0M8 | -$29.6M5 | -$36.8M5 | -$45.0M5 | |
| Stock-based compensation | $10.7M5 | $32.8M5 | |||
| Capital spending | $1.6M8 | $854.0K5 | $1.1M5 | $1.6M5 | |
| Free cash flow | -$48.5M | -$30.4M | -$37.9M | -$46.6M | |
| Cash from investing | -$244.4M5 | $30.0M5 | |||
| Share buybacks | $08 | $2.3M5 | $05 | $05 | |
| Cash from financing | $310.5M5 | $15.9M5 |
Corporate structure
ForgeRock sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of ForgeRock
- Magnetar Financial LLC Filed SC 13D/A on ForgeRock, latest Aug 25, 2023 (2 filings since Mar 20, 2023)
- Accel Growth Fund IV L.P. Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (2 filings since Feb 14, 2022)
- BAMCO INC /NY/ Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (2 filings since Feb 14, 2022)
- Francis C. Rosch Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (3 filings since Feb 14, 2022)
- LIGHT STREET CAPITAL MANAGEMENT, LLC Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (3 filings since Nov 22, 2021)
- Meritech Capital Partners IV L.P. Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (2 filings since Feb 14, 2022)
- PRICE T ROWE ASSOCIATES INC /MD/ Filed SC 13G/A on ForgeRock, latest Feb 14, 2023 (8 filings since Oct 12, 2021)
- BlackRock Filed SC 13G on ForgeRock, latest Feb 13, 2023
- KKR Fox Investors LLC Filed SC 13G/A on ForgeRock, latest Feb 13, 2023 (2 filings since Feb 10, 2022)
- Matrix Capital Management Company, LP Filed SC 13G/A on ForgeRock, latest Feb 13, 2023 (2 filings since Feb 14, 2022)
- Riverwood Capital Partners III (Parallel - B) L.P. Filed SC 13G/A on ForgeRock, latest Feb 9, 2023 (2 filings since Feb 14, 2022)
- VANGUARD GROUP INC Filed SC 13G/A on ForgeRock, latest Feb 9, 2023 (2 filings since Feb 10, 2022)
- ForgeRock San Francisco
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What ForgeRock reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $8.8M5 Dec 31, 2022 | $9.0M5 Dec 31, 2021 | −2.5% |
| Accumulated depreciation | $5.9M5 Dec 31, 2022 | $6.5M5 Dec 31, 2021 | −9.3% |
| Property and equipment, net | $2.9M5 Dec 31, 2022 | $2.5M5 Dec 31, 2021 | +15.7% |
| Operating-lease assets (leased space) | $10.2M5 Dec 31, 2022 | $12.6M5 Dec 31, 2021 | −19.3% |
Investments
Leadership
Who has led ForgeRock, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerFrancis C. Rosch Sep 15, 2021 to Aug 25, 202313
- PresidentFrancis C. Rosch Sep 15, 2021 to Aug 25, 202313
- Chief financial officerJuan P. Fernandez Sep 15, 2021 to Aug 25, 202314
Board members and other officers (15)
- Chief Revenue OfficerPeter K. Angstadt Jr. Sep 15, 2021 to Aug 25, 202315
- Chief Product Officer & EVPPeter M. Barker Sep 15, 2021 to Aug 25, 202316
- Board memberAlexander Ott Sep 15, 2021 to Aug 25, 202317
- Board memberArun Mathew Sep 15, 2021 to Aug 25, 202318
- Board memberBruce Golden Sep 15, 2021 to Aug 25, 202319
- Board memberDavid S. Welsh Sep 15, 2021 to Sep 15, 202120
- Board memberFrancis C. Rosch Sep 15, 2021 to Aug 25, 202313
- Board memberJeffrey T. Parks Sep 15, 2021 to Aug 25, 202321
- Board memberJohanna Flower Sep 15, 2021 to Aug 25, 202322
- Board memberMaria C. Walker Sep 15, 2021 to Aug 25, 202323
- Board memberPaul S. Madera Sep 15, 2021 to Mar 10, 202224
- Board memberRinki Sethi Sep 15, 2021 to Aug 25, 202325
- Board memberWarren M. Weiss Sep 15, 2021 to Aug 25, 202326
- Board memberAiv L.p. Rcp Iii. Sep 21, 2021 to Sep 21, 202127
- General counselSamuel J. Fleischmann Sep 15, 2021 to Aug 25, 202328
Products and brands
The ForgeRock Identity Platform includes Access Management (based on the OpenAM open source project), Identity Management (based on the OpenIDM open source project), Directory Services (based on the OpenDJ open source project), and Identity Gateway (based on the OpenIG open source project). ForgeRock Access Management provides access management, ForgeRock Directory Services is an LDAP directory service, ForgeRock Identity Management is used for identity management, and ForgeRock Identity Gateway provides an identity gateway for web traffic and application programming interfaces (APIs).
Originally based on open source software owned by Sun Microsystems (now Oracle Corporation), the enterprise version of the ForgeRock Identity Platform can only be accessed by purchasing a commercial license. The source code of the community version is publicly available under the terms of the Common Development and Distribution License.
From Wikipedia’s article on ForgeRock, shared under CC BY-SA 4.0.7
Timeline
- Aug 23, 20238-K Ended a material agreement; Completed an acquisition or sale; Listing notice or transfer29
- Aug 7, 20238-K Results of operations; Regulation FD disclosure30
- May 26, 20238-K Shareholder vote31
- May 8, 20238-K Results of operations; Regulation FD disclosure32
- Feb 27, 20238-K Financial statements and exhibits33
- Jan 12, 20238-K Shareholder vote34
- Dec 22, 20228-K Other events35
- Nov 9, 20228-K Financial statements and exhibits36
- Oct 11, 20228-K Entered a material agreement37
- Aug 11, 20228-K Results of operations; Regulation FD disclosure38
- May 27, 20228-K Shareholder vote39
- May 11, 20228-K Results of operations; Regulation FD disclosure40
- Sep 15, 2021New chief executive Francis C. Rosch becomes CEO13
- 2010Founded Founded1
Calendar
When it reported results
- Aug 7, 2023Reported quarterly or annual results30
- May 8, 2023Reported quarterly or annual results32
- Aug 11, 2022Reported quarterly or annual results38
- May 11, 2022Reported quarterly or annual results40
- Mar 1, 2022Reported quarterly or annual results41
- Nov 10, 2021Reported quarterly or annual results42
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
198 filings to the SEC since October 2021: 2 annual reports, 6 quarterly reports, 14 major events, 93 insider forms, 43 large holders, 40 other. The latest 20:
- Sep 5, 202315-12G EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 25, 2023SC 13D/A EDGAR
- Aug 25, 20234 FORM 4 SUBMISSION EDGAR
- Aug 23, 2023S-8 POS EDGAR
- Aug 23, 2023S-8 POS EDGAR
- Aug 23, 2023S-8 POS EDGAR
The 198 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
45 open-market trades by officers, directors and large owners since October 2021: 0 buys and 45 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 16, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 7,152 | $21.24 | $151.9K | Form 4 |
| Aug 14, 2023 | Rosch Francis CPresident & CEO | Sale | 50,000 | $21.26 | $1.1M | Form 4 |
| Aug 1, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 2,084 | $20.55 | $42.8K | Form 4 |
| Jul 17, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 7,152 | $20.15 | $144.1K | Form 4 |
| Jul 11, 2023 | Rosch Francis CPresident & CEO | Sale | 50,000 | $19.84 | $992.0K | Form 4 |
| Jul 3, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 2,083 | $20.46 | $42.6K | Form 4 |
| Jun 20, 2023 | Ott AlexanderDirector | Sale | 99,000 | $19.22 | $1.9M | Form 4 |
| Jun 16, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 7,152 | $19.32 | $138.2K | Form 4 |
| Jun 12, 2023 | Rosch Francis CPresident & CEO | Sale | 50,000 | $19.49 | $974.5K | Form 4 |
| Jun 9, 2023 | Ott AlexanderDirector | Sale | 301,000 | $19.42 | $5.8M | Form 4 |
| Jun 1, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 2,083 | $20.04 | $41.7K | Form 4 |
| May 23, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 4,573 | $19.85 | $90.8K | Form 4 |
| May 22, 2023 | Rosch Francis CPresident & CEO | Sale | 10,076 | $19.91 | $200.6K | Form 4 |
| May 22, 2023 | Fleischmann Samuel JChief Legal Officer | Sale | 1,581 | $19.91 | $31.5K | Form 4 |
| May 22, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 4,623 | $19.91 | $92.0K | Form 4 |
| May 22, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 3,030 | $19.91 | $60.3K | Form 4 |
| May 22, 2023 | Angstadt Peter K Jr.Chief Revenue Officer | Sale | 3,272 | $19.91 | $65.1K | Form 4 |
| May 16, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 7,152 | $19.86 | $142.0K | Form 4 |
| May 1, 2023 | Barker Peter MChief Product Officer & EVP | Sale | 2,084 | $19.97 | $41.6K | Form 4 |
| Apr 17, 2023 | Fernandez Juan PCFO, Executive VP - Global | Sale | 7,152 | $20.49 | $146.5K | Form 4 |
All 45 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Magnetar Financial LLCSC 13D/A, 2 filings Mar 20, 2023 to Aug 25, 202343
- Accel Growth Fund IV L.P.SC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202344
- BAMCO INC /NY/SC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202345
- Francis C. RoschSC 13G/A, 3 filings Feb 14, 2022 to Feb 14, 202346
- LIGHT STREET CAPITAL MANAGEMENT, LLCSC 13G/A, 3 filings Nov 22, 2021 to Feb 14, 202347
- Meritech Capital Partners IV L.P.SC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202348
- PRICE T ROWE ASSOCIATES INC /MD/SC 13G/A, 8 filings Oct 12, 2021 to Feb 14, 202349
- BlackRockSC 13G, 1 filing Feb 13, 202350
- KKR Fox Investors LLCSC 13G/A, 2 filings Feb 10, 2022 to Feb 13, 202351
- Matrix Capital Management Company, LPSC 13G/A, 2 filings Feb 14, 2022 to Feb 13, 202352
- Riverwood Capital Partners III (Parallel - B) L.P.SC 13G/A, 2 filings Feb 14, 2022 to Feb 9, 202353
- VANGUARD GROUP INCSC 13G/A, 2 filings Feb 10, 2022 to Feb 9, 202354
- ETF MANAGERS GROUP, LLCSC 13G/A, 6 filings Dec 22, 2021 to Mar 21, 202255
- A.s. GravityrockSC 13G, 2 filings Feb 14, 202256
- ALGER ASSOCIATES INCSC 13G/A, 3 filings Nov 10, 2021 to Feb 11, 202257
- Foundation Capital VII, L.P.SC 13G, 1 filing Feb 11, 202258
SEC filer profile
How ForgeRock is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARForgeRock, Inc.2
- CIK0001543916
- Employer ID (EIN)33-12233632
- Filer statusLarge accelerated filer2
- Incorporated inDelaware2
- Fiscal year endsDecember 312
- Industry code (SIC)7372 Services-Prepackaged Software2
- Business address201 Mission Street, Suite 2900, San Francisco, CA 941052
- Phone(415) 599-11002
- Public float$1.2B as of Jun 30, 20225
- On EDGAR sinceMar 8, 20122
- Filings272 in all: 4 (110), SC 13G/A (23), 3 (22), SC 13G (16), 144 (15), 8-K (14), DEFA14A (10), 10-Q (6)2
All 36 form types
4/A (4), 5 (4), CORRESP (4), D (4), S-8 (4), S-8 POS (4), UPLOAD (4), DRSLTR (3), SC 13D (3), 10-K (2), DEF 14A (2), DRS/A (2), 144/A (1), 15-12G (1), 25-NSE (1), 3/A (1), 424B4 (1), 8-A12B (1), ARS (1), CERT (1), DEFM14A (1), DEFR14A (1), DRS (1), EFFECT (1), PREM14A (1), S-1 (1), S-1/A (1), SC 13D/A (1)
- Latest filingsAnnual report (10-K) Mar 1, 2023
Quarterly report (10-Q) Aug 8, 2023
Proxy statement (DEF 14A) Apr 12, 2023
Latest 8-K (8-K) Aug 23, 2023
Links
- Websitewww.forgerock.com1
- X (Twitter)x.com/forgerock1
- Instagramwww.instagram.com/forgerock1
- WikipediaForgeRock
- WikidataQ18150963
- SEC EDGARCIK 1543916
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1WikidataForgeRock on Wikidata
- 2SEC EDGARForgeRock filings on SEC EDGAR
- 3WikipediaForgeRock on Wikipedia
- 4Wikimedia CommonsForgeRock logo by Shanleyp, CC BY-SA 4.0
- 5SEC EDGARForgeRock 10-K for fiscal 2022
- 6SEC EDGARForgeRock filings on SEC EDGAR
- 7
- 8SEC EDGARForgeRock 10-K for fiscal 2019
- 9SEC EDGARForgeRock 10-Q for fiscal 2022
- 10SEC EDGARForgeRock 10-Q for fiscal 2022
- 11SEC EDGARForgeRock 10-Q for fiscal 2023
- 12SEC EDGARForgeRock 10-Q for fiscal 2022
- 13
- 14
- 15
- 16
- 17SEC EDGARAlexander Ott, Board member
- 18SEC EDGARArun Mathew, Board member
- 19SEC EDGARBruce Golden, Board member
- 20SEC EDGARDavid S. Welsh, Board member
- 21SEC EDGARJeffrey T. Parks, Board member
- 22SEC EDGARJohanna Flower, Board member
- 23SEC EDGARMaria C. Walker, Board member
- 24SEC EDGARPaul S. Madera, Board member
- 25SEC EDGARRinki Sethi, Board member
- 26SEC EDGARWarren M. Weiss, Board member
- 27SEC EDGARAiv L.p. Rcp Iii., Board member
- 28
- 29
- 30
- 31SEC EDGARShareholder vote
- 32
- 33SEC EDGARFinancial statements and exhibits
- 34SEC EDGARShareholder vote
- 35SEC EDGAROther events
- 36SEC EDGARFinancial statements and exhibits
- 37SEC EDGAREntered a material agreement
- 38
- 39SEC EDGARShareholder vote
- 40
- 41
- 42
- 43
- 44
- 45SEC EDGARBAMCO INC /NY/ SC 13G/A on ForgeRock
- 46
- 47
- 48
- 49
- 50SEC EDGARBlackRock SC 13G on ForgeRock
- 51
- 52
- 53
- 54
- 55
- 56SEC EDGARA.s. Gravityrock SC 13G on ForgeRock
- 57
- 58