FTK on NYSE
FLOTEK INDUSTRIES INC/CN/
FLOTEK INDUSTRIES INC/CN/ is an American miscellaneous chemical products company, incorporated in Delaware.1 It is headquartered in Houston, Texas.1 Its shares trade on NYSE under the symbol FTK.1
$24.48 down 0.35 (1.41%)Price as of Oct 15, 2026 at 17:33 UTC
Last updated Oct 21, 2026.
Overview
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- TickerFTK on NYSE1
- IndustryMiscellaneous Chemical Products1
- HeadquartersHouston, Texas1
- Incorporated inDE3
- Business address5775 N. Sam Houston Parkway W., Suite 400, Houston, Tx 770863
- Filer categoryAccelerated filer, Smaller reporting company3
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Flotek strives to be the collaborative partner of choice for solutions that reduce the environmental impact of energy on air, water, land and people. An advanced technology-driven, chemical and data analytics company, Flotek seeks to provide unique and innovative solutions to its customers in both the domestic and international energy markets. The Company is committed to delivering products and services that endeavor to maximize customer returns by leveraging chemistry as the common value creation platform.4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Cost of revenue71¢$177.4M
- Research and development1¢$1.8M
- Selling, general and admin11¢$28.0M
- Income tax4¢$10.9M
- Profit12¢$30.5M
Out of $237.3M in revenue.5
Where each dollar of operating cash went, fiscal 2025
- Kept or used elsewhere100¢$7.2M
Out of $7.2M of cash from operations.5
Financial statements
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Revenue | $119.4M6 | $53.1M7 | $39.6M8 | $136.1M9 | $188.1M10 | $187.0M5 | $237.3M5 |
| Cost of revenue | $81.8M7 | $40.0M8 | $142.8M9 | $163.8M10 | $147.6M5 | $177.4M5 | |
| Gross profit | -$28.7M7 | $3.3M8 | -$6.7M9 | $24.3M10 | $39.4M5 | $59.8M5 | |
| Research and development | $8.9M6 | $7.2M7 | $5.5M8 | $4.4M9 | $2.5M10 | $1.7M5 | $1.8M5 |
| Selling, general and admin | $28.0M6 | $22.8M7 | $20.2M8 | $27.1M9 | $27.8M10 | $24.7M5 | $28.0M5 |
| Operating expenses | $34.7M8 | $28.7M9 | $1.0M10 | $27.2M5 | $36.6M5 | ||
| Operating income | -$75.5M6 | -$143.6M7 | -$31.5M8 | -$35.4M9 | $23.2M10 | $12.2M5 | $23.2M5 |
| Interest | $2.0M6 | $60.0K7 | $78.0K8 | $7.1M9 | $2.9M9 | ||
| Income before tax | -$30.6M8 | -$42.3M9 | $24.9M10 | $11.1M5 | $19.7M5 | ||
| Income tax | $262.0K6 | -$6.2M7 | -$40.0K8 | -$22.0K9 | $149.0K10 | $649.0K5 | -$10.9M5 |
| Net income | -$33.9M6 | -$136.4M7 | -$30.5M8 | -$42.3M9 | $24.7M10 | $10.5M5 | $30.5M5 |
| Earnings per share | -$0.5513 | -$2.007 | -$0.428 | -$3.419 | $1.0010 | $0.365 | $0.905 |
| Earnings per share (diluted) | -$0.5513 | -$2.007 | -$0.428 | -$3.419 | -$0.1010 | $0.345 | $0.845 |
| Shares (weighted, basic) | 73.4M shares8 | 12.4M shares9 | 24.8M shares10 | 29.5M shares5 | 33.9M shares5 | ||
| Shares (weighted, diluted) | 73.4M shares8 | 12.4M shares9 | 28.4M shares10 | 30.9M shares5 | 36.2M shares5 |
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Cash | $100.6M7 | $38.7M8 | $11.5M9 | $12.3M10 | $5.9M5 | $4.4M5 | $5.7M5 |
| Receivables | $12.0M8 | $19.1M8 | |||||
| Inventory | $9.5M8 | $15.7M9 | $12.8M10 | $13.3M5 | $10.6M5 | ||
| Current assets | $153.9M6 | $66.5M7 | $42.6M8 | $80.1M9 | $76.4M10 | $96.5M5 | $110.8M5 |
| Goodwill | $07 | ||||||
| Total assets | $230.6M6 | $86.2M7 | $50.2M8 | $164.8M9 | $157.5M10 | $170.8M5 | $220.0M5 |
| Accounts payable | $7.6M8 | $33.4M9 | $31.7M10 | $38.1M5 | $48.3M5 | ||
| Short-term debt | $1.4M7 | ||||||
| Current liabilities | $41.3M6 | $28.9M7 | $18.8M8 | $151.4M9 | $47.8M10 | $50.4M5 | $61.6M5 |
| Long-term debt | $06 | $1.6M7 | $3.4M8 | $2.7M9 | $60.0K10 | $010 | $40.0M5 |
| Total liabilities | $58.6M6 | $39.0M7 | $30.1M8 | $162.2M9 | $55.6M10 | $56.9M5 | $107.0M5 |
| Retained earnings | -$309.2M8 | -$351.5M9 | -$326.8M10 | -$316.3M5 | -$285.8M5 | ||
| Shareholders’ equity | $172.0M7 | $47.2M8 | $20.2M9 | $2.6M10 | $102.0M5 | $113.9M5 | $113.1M5 |
| Shares outstanding | 59.5M shares6 | 73.1M shares7 | 73.5M shares8 | 13.0M shares9 | 29.7M shares10 | 29.8M shares5 | 30.1M shares5 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$4.5M14 | -$47.8M7 | -$25.8M8 | -$44.6M9 | -$11.3M10 | $3.4M5 | $7.2M5 |
| Depreciation and amortization | $1.0M7 | ||||||
| Stock-based compensation | $3.8M8 | $3.3M9 | -$254.0K10 | $1.4M5 | $2.3M5 | ||
| Capital spending | $2.4M6 | $1.4M7 | $39.0K8 | $421.0K8 | |||
| Free cash flow | -$7.0M | -$49.3M | -$25.9M | -$45.1M | |||
| Cash from investing | $112.0K8 | $5.3M9 | -$1.0M10 | -$1.8M5 | -$2.0M5 | ||
| Share buybacks | $013 | ||||||
| Cash from financing | -$372.0K8 | $38.3M9 | $5.9M10 | -$3.1M5 | -$3.7M5 |
Corporate structure
FLOTEK INDUSTRIES INC/CN/ sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of FLOTEK INDUSTRIES INC/CN/
- ProFrac Holding Corp. Filed SCHEDULE 13D/A on FLOTEK INDUSTRIES INC/CN/, latest Sep 15, 2026 (5 filings since Mar 2, 2023)
- Nierenberg Investment Management Company, LLC Filed SC 13D/A on FLOTEK INDUSTRIES INC/CN/, latest Dec 19, 2023 (4 filings since Feb 4, 2022)
- North Sound Trading, LP Filed SC 13D/A on FLOTEK INDUSTRIES INC/CN/, latest Dec 28, 2022 (2 filings since Feb 7, 2022)
- ProFrac Holdings, LLC Filed SC 13D/A on FLOTEK INDUSTRIES INC/CN/, latest Aug 29, 2022 (4 filings since Feb 14, 2022)
- FLOTEK INDUSTRIES INC/CN/ Houston, Texas
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What FLOTEK INDUSTRIES INC/CN/ reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Finance-lease assets | $010 Dec 31, 2024 | $77.0K10 Dec 31, 2023 | −100.0% |
| Operating-lease assets (leased space) | $2.7M5 Dec 31, 2025 | $3.3M5 Dec 31, 2024 | −18.3% |
Investments
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $10.6M5 Dec 31, 2025 | $13.3M5 Dec 31, 2024 | −20.1% |
| Raw materials | $4.8M5 Dec 31, 2025 | $4.9M5 Dec 31, 2024 | −2.5% |
| Finished goods | $9.7M5 Dec 31, 2025 | $13.6M5 Dec 31, 2024 | −28.5% |
Properties, in its own words
The Company operates three manufacturing facilities, a corporate headquarters and a research facility in the U.S. The Company owns two of these facilities and the remainder are leased with lease terms that expire from 2025 through 2030. Internationally, the Company leases a warehouse and a sales office in Dubai, United Arab Emirates. The following table sets forth our facility locations:
Segment · Owned/Leased · Location
The rest of Item 2
Chemistry Technologies · Owned · Marlow, Oklahoma
Chemistry Technologies · Owned · Raceland, Louisiana
Chemistry Technologies · Leased · Dubai, United Arab Emirates
Chemistry Technologies · Leased · Dubai, United Arab Emirates
Chemistry Technologies · Leased · Houston, Texas
Data Analytics · Leased · Austin, Texas
Corporate Headquarters · Leased · Houston, Texas
Item 2 of the 10-K filed Mar 16, 2026.4
Leadership
Who has led FLOTEK INDUSTRIES INC/CN/, and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
- Chief executive officerHarshavardhan Agadi V. Jan 20, 2023 to Jan 20, 202315
- Chief executive officerRyan Gillis Ezell Jun 20, 2023 to now16
- Chief executive officerJohn W. Gibson Jr. Jan 10, 2020 to Jan 3, 202317
- Chief executive officerJohn Chisholm Mar 14, 2012 to Jan 3, 202018
- Chief executive officerJerry D. Dumas Sr. Feb 6, 2006 to Apr 28, 201019
- ChairJohn Chisholm Apr 12, 2013 to May 22, 201920
- ChairJerry D. Dumas Sr. Feb 6, 2006 to Jul 6, 201019
- PresidentRyan Gillis Ezell Mar 5, 2021 to Apr 21, 202321
- PresidentJohn W. Gibson Jr. Jan 10, 2020 to Jan 3, 202317
- PresidentTengbeng Koid Jul 1, 2020 to Sep 9, 202122
- PresidentJoshua A. Snively May 20, 2013 to Feb 7, 201423
- PresidentJohn Chisholm Dec 28, 2009 to Jan 3, 202024
- PresidentJerry D. Dumas Sr. Aug 22, 2008 to Aug 25, 200825
- PresidentGlenn S. Penny Jan 27, 2006 to Nov 13, 200626
- Chief financial officerSeham Saleh Carson May 23, 2022 to May 23, 202227
- Chief financial officerJames Bond Clement Dec 22, 2022 to now28
- Chief financial officerMichael E. Borton Aug 5, 2020 to Apr 21, 202229
- Chief financial officerRobert M. Schmitz Jun 4, 2015 to Mar 28, 201730
- Chief financial officerH. Richard Walton Jan 29, 2013 to Jan 30, 201831
- Chief financial officerJesse E. Neyman Jan 20, 2009 to Feb 14, 201332
- Chief financial officerLisa G. Bromiley Jan 27, 2006 to Jul 25, 200833
- Chief operating officerRyan Gillis Ezell Mar 10, 2022 to Oct 4, 202234
- Chief operating officerSteven A. Reeves May 16, 2008 to Feb 13, 201535
Board members and other officers (46)
- SVP, Gen Cncl, Chief Compl OffChristina M. Ibrahim Apr 6, 2026 to now36
- SVP, GC and SecretaryAmy E. Blakeway Mar 11, 2024 to now37
- SVP, OperationsRyan Gillis Ezell Mar 5, 2020 to Apr 3, 202038
- SVP & Chief of StaffDenise Danielle Allen May 20, 2020 to Apr 21, 202139
- EVP Analysis & Data, Pres JP3Matthew Ray Thomas May 20, 2020 to Nov 4, 202040
- SVP Research and InnovationJames A. Silas Mar 29, 2019 to Apr 21, 202241
- Chief Administrative OfficerWilliam H. York Mar 29, 2019 to May 28, 201942
- Chief Accounting OfficerH. Richard Walton Mar 20, 2018 to Jan 3, 201943
- EVP Finance & Corp DevelopmentMatthew B. Marietta Mar 20, 2018 to Jan 3, 201944
- Senior Vice PresidentRobert C. Bodnar Nov 10, 2016 to Oct 3, 201745
- EVP, Chemistry ResearchJoshua A. Snively Feb 18, 2014 to Jan 3, 201946
- EVPGlobal Business DevelopmentMarc Kevin Fisher Dec 15, 2011 to Sep 30, 201447
- Exec. VP FinanceJesse E. Neyman Jan 8, 2010 to Apr 19, 201248
- Exec. VP Business DevelopmentSteven A. Reeves Jan 8, 2010 to Jul 5, 201749
- Chief Accounting OfficerJohnna Dee Kokenge Nov 12, 2010 to Feb 14, 201350
- Chief Accounting OfficerJames Andrew Jowett Feb 18, 2009 to Mar 2, 200951
- VP & Chief Accounting Off.Scott D. Stanton May 18, 2009 to Mar 8, 201052
- Corporate SecretaryRosalie T. Melia Jan 27, 2006 to May 15, 200753
- Board memberKevin M. McDonald Jul 9, 2026 to now54
- Board memberMatthew Wilks Jun 14, 2023 to now55
- Board memberRyan Gillis Ezell Jun 20, 2023 to now16
- Board memberEvan R. Farber Oct 18, 2022 to now56
- Board memberLisa Mayr Jun 7, 2021 to now57
- Board memberJohn W. Gibson Jr. Jan 10, 2020 to Jan 3, 202317
- Board memberHarshavardhan Agadi V. Aug 24, 2020 to now58
- Board memberMichael Fucci Nov 25, 2020 to now59
- Board memberPaul W. Hobby Mar 22, 2019 to Jun 7, 202160
- Board memberDavid Nierenberg Jun 5, 2018 to Dec 15, 202361
- Board memberKatherine T. Richard Jul 24, 2018 to Jul 25, 201862
- Board memberMichelle M. Adams Feb 14, 2017 to May 7, 202063
- Board memberTed D. Brown Feb 12, 2014 to Jun 7, 202164
- Board memberCarla S. Hardy May 20, 2013 to Feb 12, 201865
- Board memberJohn Reiland Feb 19, 2010 to May 22, 201766
- Board memberKenneth Hern Feb 19, 2010 to May 1, 201867
- Board memberLv McGuire Aug 30, 2010 to May 29, 201968
- Board memberL. Melvin Cooper Nov 12, 2010 to May 29, 201969
- Board memberSteven A. Reeves May 16, 2008 to May 16, 200870
- Board memberKevin G. McMahon Aug 14, 2008 to Mar 8, 201071
- Board memberJerry D. Dumas Sr. Apr 3, 2007 to Apr 3, 200772
- Board memberLisa G. Bromiley Aug 30, 2007 to Jun 4, 200873
- Board memberBarry Edwin Stewart Jan 27, 2006 to Mar 8, 201074
- Board memberGary M. Pittman Jan 27, 2006 to Mar 8, 201075
- Board memberRichard O. Wilson Jan 27, 2006 to Apr 3, 201376
- Board memberWilliam R. Ziegler Feb 3, 2006 to Mar 8, 201077
- Board memberJohn Chisholm Mar 24, 2006 to Jan 3, 202078
- General counselNicholas J. Bigney Feb 5, 2020 to Feb 6, 202379
Timeline
- Sep 23, 20268-K Entered a material agreement; Ended a material agreement; New debt or obligation80
- Sep 9, 20268-K Regulation FD disclosure81
- Aug 19, 20268-K Other events82
- Aug 18, 20268-K Regulation FD disclosure; Other events83
- Aug 4, 20268-K Results of operations; Regulation FD disclosure84
- Aug 3, 20268-K Regulation FD disclosure85
- Jul 17, 20268-K Entered a material agreement; New debt or obligation86
- May 15, 20268-K Shareholder vote87
- May 5, 20268-K Results of operations; Regulation FD disclosure88
- Mar 11, 20268-K Results of operations; Regulation FD disclosure89
- Mar 3, 20268-K Regulation FD disclosure90
- Mar 2, 20268-K Regulation FD disclosure91
- Jun 20, 2023New chief executive Ryan Gillis Ezell becomes CEO16
- Jan 20, 2023New chief executive Harshavardhan Agadi V. becomes CEO15
- Jan 10, 2020New chief executive John W. Gibson Jr. becomes CEO17
- Mar 14, 2012New chief executive John Chisholm becomes CEO18
- Feb 6, 2006New chief executive Jerry D. Dumas Sr. becomes CEO19
Calendar
Coming up
- Nov 3, 2026 · After the closeReports results for the quarter ending Sep/2026 A year earlier it reported $0.20 a share, on Nov 4, 2025.92
When it reported results
- Aug 4, 2026Reported quarterly or annual results84
- May 5, 2026Reported quarterly or annual results88
- Mar 11, 2026Reported quarterly or annual results89
- Nov 4, 2025Reported quarterly or annual results93
- Aug 5, 2025Reported quarterly or annual results94
- May 6, 2025Reported quarterly or annual results95
- Mar 10, 2025Reported quarterly or annual results96
- Jan 30, 2025Reported quarterly or annual results97
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
302 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 76 major events, 138 insider forms, 15 large holders, 53 other. The latest 20:
- Sep 23, 20268-K EDGAR
- Sep 15, 2026SCHEDULE 13D/A EDGAR
- Sep 15, 20264 OWNERSHIP DOCUMENT EDGAR
- Sep 15, 20264 OWNERSHIP DOCUMENT EDGAR
- Sep 9, 20268-K EDGAR
- Aug 19, 20268-K EDGAR
- Aug 18, 20268-K EDGAR
- Aug 6, 202610-Q EDGAR
- Aug 4, 20268-K EDGAR
- Aug 3, 20268-K EDGAR
- Jul 24, 20264 EDGAR
- Jul 24, 20263 EDGAR
- Jul 17, 20268-K EDGAR
- Jul 9, 20264 EDGAR
- Jul 9, 20263 EDGAR
- May 18, 2026144 EDGAR
- May 18, 20264 EDGAR
- May 18, 20264 EDGAR
- May 18, 20264 EDGAR
- May 18, 20264 EDGAR
The 302 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
51 open-market trades by officers, directors and large owners since October 2021: 44 buys and 7 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 11, 2026 | Wilks MatthewDirector | Buy | 1,319,493 | $26.01 | $34.3M | Form 4 |
| Sep 11, 2026 | ProFrac GDM, LLC10% owner | Sale | 2,306,806 | $26.01 | $60.0M | Form 4 |
| May 18, 2026 | CLEMENT JAMES BONDChief Financial Officer | Sale | 12,554 | $20.08 | $252.1K | Form 4 |
| Feb 24, 2026 | CLEMENT JAMES BONDChief Financial Officer | Sale | 6,299 | $16.02 | $100.9K | Form 4 |
| Nov 13, 2025 | Agadi Harshavardhan VDirector | Sale | 66,956 | $14.71 | $984.9K | Form 4 |
| Aug 14, 2025 | Ezell Ryan GillisCEO | Sale | 87,187 | $12.26 | $1.1M | Form 4 |
| Aug 13, 2025 | CLEMENT JAMES BONDChief Financial Officer | Sale | 45,732 | $12.74 | $582.6K | Form 4 |
| May 15, 2025 | Wilks MatthewDirector | Buy | 402 | $14.99 | $6.0K | Form 4 |
| May 14, 2025 | Wilks MatthewDirector | Buy | 13,040 | $14.15 | $184.5K | Form 4 |
| May 12, 2025 | Wilks MatthewDirector | Buy | 103,514 | $12.23 | $1.3M | Form 4 |
| May 12, 2025 | Wilks MatthewDirector | Buy | 103,514 | $12.23 | $1.3M | Form 4 |
| May 9, 2025 | Wilks MatthewDirector | Buy | 32,810 | $11.71 | $384.1K | Form 4 |
| May 9, 2025 | Wilks MatthewDirector | Buy | 32,810 | $11.71 | $384.1K | Form 4 |
| Dec 14, 2023 | Nierenberg DavidDirector | Buy | 19,481 | $3.72 | $72.5K | Form 4 |
| Dec 13, 2023 | Nierenberg DavidDirector | Buy | 33,118 | $3.53 | $116.9K | Form 4 |
| Dec 12, 2023 | Nierenberg DavidDirector | Buy | 12,735 | $3.42 | $43.6K | Form 4 |
| Dec 11, 2023 | Nierenberg DavidDirector | Buy | 9,006 | $3.19 | $28.7K | Form 4 |
| Nov 27, 2023 | Ezell Ryan GillisCEO | Buy | 6,225 | $4.00 | $24.9K | Form 4 |
| Nov 17, 2023 | Fucci MichaelDirector | Buy | 7,693 | $3.90 | $30.0K | Form 4 |
| Nov 14, 2023 | CLEMENT JAMES BONDChief Financial Officer | Buy | 5,030 | $3.98 | $20.0K | Form 4 |
All 51 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- ProFrac Holding Corp.SCHEDULE 13D/A, 5 filings Mar 2, 2023 to Sep 15, 202698
- Nierenberg Investment Management Company, LLCSC 13D/A, 4 filings Feb 4, 2022 to Dec 19, 202399
- North Sound Trading, LPSC 13D/A, 2 filings Feb 7, 2022 to Dec 28, 2022100
- ProFrac Holdings, LLCSC 13D/A, 4 filings Feb 14, 2022 to Aug 29, 2022101
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | Ryan G. Ezell –Chief Executive Officer | 47 | $562.0K | $2.6M102 |
| 2025 | J. Bond Clement- Chief Financial Officer | $408.7K | $1.6M102 | |
| 2025 | Amy E. BlakewayFormer Senior Vice President, General Counsel and Corporate Secretary | $274.5K | $522.4K102 | |
| 2024 | Ryan G. Ezell –Chief Executive Officer | 47 | $550.0K | $1.7M102 |
| 2024 | J. Bond Clement- Chief Financial Officer | $400.0K | $1.1M102 | |
| 2024 | Amy E. BlakewayFormer Senior Vice President, General Counsel and Corporate Secretary | $251.5K | $502.9K102 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Driehaus Capital Management LLC | 1,136,326 | $26.7M | 0.2% | +167,669 |
| Royce & Associates LP | 1,105,132 | $26.0M | 0.2% | +267,007 |
| Masters Capital Management LLC | 1,000,000 | $23.5M | 3.3% | −89,438 |
| BlackRock, Inc. | 856,775 | $20.2M | 0.0% | +47,198 |
| Dimensional Fund Advisors LP | 704,371 | $16.6M | 0.0% | +12,778 |
| Vanguard Capital Management LLC | 639,794 | $15.0M | 0.0% | +49,327 |
| Nuveen, LLC | 612,926 | $14.4M | 0.0% | +79,743 |
| First Eagle Investment Management, LLC | 586,484 | $13.8M | 0.0% | New |
| Geode Capital Management, LLC | 359,725 | $8.5M | 0.0% | +32,966 |
| S Squared Technology, LLC | 309,807 | $7.3M | 2.3% | +6,081 |
| State Street Corp | 294,311 | $6.9M | 0.0% | −1,240 |
| CenterBook Partners LP | 286,225 | $6.7M | 0.3% | +257,757 |
| Algert Global LLC | 274,924 | $6.5M | 0.1% | −15,231 |
| Millennium Management LLC | 236,303 | $5.6M | 0.0% | −51,377 |
| Wells Fargo & Company/mn | 214,435 | $5.0M | 0.0% | +3,740 |
| Asset Management One Co., Ltd. | 214,005 | $5.0M | 0.0% | +73,707 |
| Truist Financial Corp | 197,320 | $4.6M | 0.0% | +6,394 |
| Polen Capital Management LLC | 195,504 | $4.6M | 0.0% | +167,862 |
| Simcoe Capital LLC | 193,682 | $4.6M | 2.8% | +2,042 |
| Bard Associates Inc | 190,348 | $4.5M | 1.0% | −296 |
| Vanguard Portfolio Management LLC | 186,728 | $4.4M | 0.0% | +40,283 |
| Morgan Stanley | 185,662 | $4.4M | 0.0% | +98,064 |
| Northern Trust Corp | 158,252 | $3.7M | 0.0% | −33,201 |
| Apis Capital Advisors, LLC | 138,000 | $3.2M | 0.3% | New |
| Manatuck Hill Partners, LLC | 129,060 | $3.0M | 1.0% | −99,940 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How FLOTEK INDUSTRIES INC/CN/ is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARFLOTEK INDUSTRIES INC/CN/1
- CIK0000928054
- Employer ID (EIN)90-00237314
- Filer statusAccelerated filer not an emerging growth company; a smaller reporting company; not a shell company4
- Incorporated inDelaware4
- Fiscal year endsDecember 311
- Industry code (SIC)2890 Miscellaneous Chemical Products1
- SEC reviewing officeOffice of Industrial Applications and Services, Division of Corporation Finance1
- Business address5775 N. Sam Houston Parkway W., Suite 400, Houston, TX 770861
- Phone71384999111
- Shares outstanding36,220,429 as of Aug 3, 202612
- Public float$204.7M as of Jun 30, 20254
- AuditorKPMG LLP, Houston, Texas PCAOB ID 185; it also attests to the company’s internal control over financial reporting4
- On EDGAR sinceNov 10, 19971
- Filings1,821 in all: 4 (734), 8-K (364), 4/A (95), SC 13G/A (62), 10-Q (60), 3 (50), SC 13D/A (34), CORRESP (30)1
All 59 form types
DEF 14A (30), 11-K (29), UPLOAD (29), 10QSB (26), DEFA14A (25), 424B3 (22), 5 (21), 10-K (20), SC 13G (20), S-8 (15), EFFECT (13), S-3 (13), 8-K/A (11), NT 10-Q (10), PRE 14A (10), SC 13D (10), 10KSB (8), S-3/A (8), 10-K/A (6), NT 10-K (6), 3/A (5), D (5), 144 (4), SD (4), 8-A12B (3), ARS (3), SCHEDULE 13D/A (3), 10KSB/A (2), 10QSB/A (2), 424B5 (2), CERTNYS (2), FWP (2), REGDEX (2), S-3MEF (2), SB-2/A (2), SC TO-I/A (2), 10-Q/A (1), 10KSB40 (1), 11-K/A (1), 25 (1), 5/A (1), 8-A12B/A (1), CERTAMX (1), CT ORDER (1), DEFS14A (1), POSASR (1), PRER14A (1), PRES14A (1), S-3ASR (1), SB-2 (1), SC TO-I (1)
- Latest filingsAnnual report (10-K) Mar 16, 2026
Quarterly report (10-Q) Aug 6, 2026
Proxy statement (DEF 14A) Apr 2, 2026
Latest 8-K (8-K) Sep 23, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, $0.0001 par value | FTK | New York Stock Exchange |
From the cover page of the 10-K filed Mar 16, 2026 (Section 12(b) of the Exchange Act).4
Risk factors and legal proceedings
The risks FLOTEK INDUSTRIES INC/CN/ names in Item 1A of its 10-K filed Mar 16, 2026: 38 risks under these headings, as written.4
- Risks Related to the Company’s Business
- Risks Related to the Company’s Industry
- Risks Related to the Company’s Securities
- General Risk Factors
- Discussion of Key Risk Factors
- The Company’s business is largely dependent upon its customers’ spending in the oil and gas industry. Spending could be adversely affected by industry conditions; new or increased governmental regulations; changes to existing governmental regulations; global economic conditions; the availability of credit; and oil and natural gas prices.
- The Company’s reliance on the ProFrac Agreement and Lease Agreement, both with affiliates of ProFrac, could adversely impact our financial condition, results of operations and cash flows.
- The Company’s inability to develop and/or introduce new products or differentiate existing products could have an adverse effect on its ability to be responsive to customers’ needs and could result in a loss of customers, as well as adversely affecting the Company’s future success and profitability.
- The Company’s business, financial condition, operating results and ability to grow and compete may be affected adversely if adequate capital is not available.
- Increased competition could exert downward pressure on prices charged for the Company’s products and services.
- If the Company is unable to adequately protect intellectual property rights or is found to infringe upon the intellectual property rights of others, or is unable to maintain the registrations and certifications of its products and facilities, the Company’s business is likely to be adversely affected.
- The loss of key customers could have an adverse impact on the Company’s results of operations and could result in a decline in the Company’s revenue.
The other 31 risks
- Loss of key suppliers, the inability to secure raw materials on a timely basis, or the Company’s inability to pass commodity price increases on to its customers could have a material adverse effect on the Company’s ability to service its customers’ needs and could result in a significant loss of customers.
- Changes in U.S. trade policy and the impact of tariffs may have a material adverse effect on our business and results of operations.
- Failure to collect for goods and services sold to key customers could have an adverse effect on the Company’s financial results, liquidity and cash flows.
- Cyberattacks may have a significant and adverse impact on the Company’s operations and related financial condition.
- Unforeseen contingencies such as litigation could adversely affect the Company’s financial condition.
- The Company’s current insurance policies may not adequately protect the Company’s business from all potential risks.
- If the Company does not manage the potential difficulties associated with expansion successfully, the Company’s operating results could be adversely affected.
- The Company may pursue strategic acquisitions, joint ventures and strategic divestitures, which could have an adverse impact on the Company’s business.
- The Company’s ability to use net operating losses and tax attribute carryforwards to offset future taxable income became limited due to an “ownership change” in 2023.
- The Company is subject to complex foreign, federal, state and local environmental, health, and safety laws and regulations, which expose the Company to liabilities that could adversely affect the Company’s business, financial condition, and results of operations.
- The Company and the Company’s customers are subject to risks associated with doing business outside of the U.S., including political risk, foreign exchange risk, and other uncertainties.
- If we fail to maintain proper and effective internal controls over financial reporting, our ability to produce accurate and timely financial statements could be impaired.
- Regulatory pressures, environmental activism, and legislation could result in reduced demand for the Company’s products and services, increase the Company’s costs, and adversely affect the Company’s business, financial condition and results of operations.
- Changes in laws and regulations relating to hydraulic fracturing may have a negative effect on the Company’s operations.
- Climate change, environmental, social and governance and sustainability initiatives may result in regulatory or structural industry changes that could require significant operational changes and expenditures, reduce demand for the Company’s products and services and adversely affect the Company’s business, financial condition, results of operations, stock price or access to capital markets.
- General economic declines or recessions, limits to credit availability, and industry specific factors could have an adverse effect on energy industry activity resulting in lower demand for the Company’s products and services.
- A continuous period of swings in oil and natural gas prices could result in further reductions in demand for the Company’s products and services and adversely affect the Company’s business, financial condition, and results of operations.
- The Company’s industry has a high rate of employee turnover. Difficulty attracting or retaining personnel or agents could adversely affect the Company’s business.
- Our DA segment may be negatively affected by government regulations.
- Severe weather could have an adverse impact on the Company’s business.
- A terrorist attack or armed conflict could harm the Company’s business.
- The market price of the Company’s common stock has been and may continue to be volatile.
- The Company’s common stock is thinly traded; therefore, our stock price may fluctuate more than the stock market as a whole and it may be difficult to sell large numbers of our shares at prevailing trading prices.
- The Company’s relationship with ProFrac Services and ProFrac GDM and certain of their affiliates may create a conflict of interest.
- Future issuance of additional shares of common stock could cause dilution of ownership interests and adversely affect the Company’s common stock price.
- The Company may issue a substantial amount of securities in connection with future acquisitions, and the sale of those securities could adversely affect the trading price of our common stock or other securities.
- The Company may issue shares of preferred stock or debt securities with greater rights than the Company’s common stock.
- Certain anti-takeover provisions of the Company’s certificate of incorporation and applicable Delaware law could discourage or prevent others from acquiring the Company, which may adversely affect the market price of the Company’s common stock.
- The Company has no current plans to pay dividends on the Company’s common stock, and, therefore, investors will have to look to stock appreciation for return on investments.
- If the Company loses the services of key members of management, the Company may not be able to manage operations and implement growth strategies.
- The Company’s tax returns are subject to audit by tax authorities. Taxing authorities may make claims for back taxes, interest and penalties. Changes in U.S. tax legislation may adversely affect our business, results of operations, financial condition and cash flows.
- Disclaimer of Obligation to Update
Legal proceedings
For a discussion of our legal proceedings, please refer to Note 13, “Commitments and Contingencies” in Part II, Item 8 — “Financial Statements and Supplementary Data” of this Annual Report.
The opening of Item 3, Legal Proceedings.4
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 20SEC EDGARJohn Chisholm, Chair
- 21SEC EDGARRyan Gillis Ezell, President
- 22SEC EDGARTengbeng Koid, President
- 23SEC EDGARJoshua A. Snively, President
- 24SEC EDGARJohn Chisholm, President
- 25SEC EDGARJerry D. Dumas Sr., President
- 26SEC EDGARGlenn S. Penny, President
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- 38SEC EDGARRyan Gillis Ezell, SVP, Operations
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- 48SEC EDGARJesse E. Neyman, Exec. VP Finance
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- 54SEC EDGARKevin M. McDonald, Board member
- 55SEC EDGARMatthew Wilks, Board member
- 56SEC EDGAREvan R. Farber, Board member
- 57SEC EDGARLisa Mayr, Board member
- 58SEC EDGARHarshavardhan Agadi V., Board member
- 59SEC EDGARMichael Fucci, Board member
- 60SEC EDGARPaul W. Hobby, Board member
- 61SEC EDGARDavid Nierenberg, Board member
- 62SEC EDGARKatherine T. Richard, Board member
- 63SEC EDGARMichelle M. Adams, Board member
- 64SEC EDGARTed D. Brown, Board member
- 65SEC EDGARCarla S. Hardy, Board member
- 66SEC EDGARJohn Reiland, Board member
- 67SEC EDGARKenneth Hern, Board member
- 68SEC EDGARLv McGuire, Board member
- 69SEC EDGARL. Melvin Cooper, Board member
- 70SEC EDGARSteven A. Reeves, Board member
- 71SEC EDGARKevin G. McMahon, Board member
- 72SEC EDGARJerry D. Dumas Sr., Board member
- 73SEC EDGARLisa G. Bromiley, Board member
- 74SEC EDGARBarry Edwin Stewart, Board member
- 75SEC EDGARGary M. Pittman, Board member
- 76SEC EDGARRichard O. Wilson, Board member
- 77SEC EDGARWilliam R. Ziegler, Board member
- 78SEC EDGARJohn Chisholm, Board member
- 79SEC EDGARNicholas J. Bigney, General counsel
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- 81SEC EDGARRegulation FD disclosure
- 82SEC EDGAROther events
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- 85SEC EDGARRegulation FD disclosure
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- 87SEC EDGARShareholder vote
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- 90SEC EDGARRegulation FD disclosure
- 91SEC EDGARRegulation FD disclosure
- 92NasdaqNasdaq calendar
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