Sign in

Private company

GEODE CAPITAL HOLDINGS LLC

American Other Banking and Financial Services company based in Boston. Summary from the record

Last updated Oct 21, 2026.

Overview

  • HeadquartersDE1
  • Legal formLimited Liability Company

See how the biggest companies compare on our leaderboards

Corporate structure

GEODE CAPITAL HOLDINGS LLC sits at the top of its group. 3 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Leadership

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • Secretary and General CounselBrad E. Moyer named Apr 7, 20262
  • Chief Operating OfficerLaura Doherty named Apr 7, 20262
  • Chief Compliance OfficerMichael Ciccone named Apr 7, 20262
  • President and Chief Executive OfficerRonald DePoalo named Apr 7, 20262
  • Chief Financial OfficerSorin Codreanu named Apr 7, 20262
  • DirectorAlok L. Kapoor named Apr 7, 20262
  • DirectorGerard John McGraw named Apr 7, 20262
  • DirectorJennifer Uhrig named Apr 7, 20262
  • DirectorKathryn L. Dunn named Apr 7, 20262
  • DirectorMichael K. Even named Apr 7, 20262
  • DirectorPhilip L. Bullen named Apr 7, 20262
  • DirectorThomas L. Sprague named Apr 7, 20262

Filings

24 filings to the SEC since October 2021: 4 private raises, 20 other. The latest 20:

  1. Aug 12, 202613F-NT EDGAR
  2. May 15, 202613F-NT EDGAR
  3. Apr 7, 2026D/A EDGAR
  4. Feb 9, 202613F-NT EDGAR
  5. Nov 12, 202513F-NT EDGAR
  6. Aug 8, 202513F-NT EDGAR
  7. May 13, 202513F-NT EDGAR
  8. Apr 11, 2025D/A EDGAR
  9. Feb 12, 202513F-NT EDGAR
  10. Nov 12, 202413F-NT EDGAR
  11. Aug 9, 202413F-NT EDGAR
  12. May 13, 202413F-NT EDGAR
  13. Apr 11, 2024D/A EDGAR
  14. Feb 13, 202413F-NT EDGAR
  15. Nov 13, 202313F-NT EDGAR
  16. Aug 11, 202313F-NT EDGAR
  17. May 12, 202313F-NT EDGAR
  18. Apr 11, 2023D EDGAR
  19. Feb 13, 202313F-NT EDGAR
  20. Nov 14, 202213F-NT EDGAR

The 24 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

GEODE CAPITAL HOLDINGS LLC has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

Money raised

Private offerings the company reported to the SEC on Form D.

  1. Mar 28, 2023Raised $8.2 million in a private offering of equity Form D: 18 investors so far Form D

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3