Overview
- TickerGF on NYSE2
- HeadquartersFrankfurt am Main, Germany2
- Incorporated inMD3
- Business address875 Third Avenue, New York, Ny 10022-62253
- Legal formStock Corporation2
- Kind of organizationFund2
- LEI549300TPS2RTTJ8O3C082
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST INCORPORATED, 21093 Lutherville Timonium, United States2
- Registered withBusiness Services (Maryland Department of Assessments and Taxation), D029392702
Corporate structure
NEW GERMANY FUND INC sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of NEW GERMANY FUND INC
- Saba Capital Management, L.P. Filed SCHEDULE 13D/A on NEW GERMANY FUND INC, latest Oct 7, 2026 (15 filings since Sep 9, 2024)
- 1607 Capital Partners, LLC Filed SCHEDULE 13G/A on NEW GERMANY FUND INC, latest Aug 14, 2026 (8 filings since Feb 14, 2022)
- Allspring Global Investments Holdings, LLC Filed SCHEDULE 13G/A on NEW GERMANY FUND INC, latest Jul 31, 2026 (6 filings since Dec 9, 2021)
- LAZARD ASSET MANAGEMENT LLC Filed SCHEDULE 13G/A on NEW GERMANY FUND INC, latest May 15, 2025 (6 filings since Feb 10, 2022)
- CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Filed SC 13G/A on NEW GERMANY FUND INC, latest Aug 9, 2024 (4 filings since Feb 11, 2022)
- Wells Fargo Filed SC 13G/A on NEW GERMANY FUND INC, latest Dec 8, 2021
- NEW GERMANY FUND INC Frankfurt am Main, Germany
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led NEW GERMANY FUND INC, and when. Pick a name to see everywhere that person has worked.
- PresidentRobert D. Kendall Iii. Nov 5, 2013 to Nov 5, 20134
- PresidentBrian E. Binder Dec 9, 2013 to Dec 9, 20135
- PresidentMichael Colon Apr 10, 2006 to Apr 10, 20066
- PresidentMichael G. Clark Jun 20, 2006 to Jun 20, 20067
Board members and other officers (42)
- Assistant TreasurerNoreen Roberson May 12, 2025 to now8
- Deputy AML Compliance OfficerRichard Kircher Aug 8, 2024 to Aug 8, 20249
- AML Compliance OfficerChristian Rijs Nov 15, 2021 to Nov 15, 202110
- Assistant SecretaryAlyssa Asbury May 8, 2020 to May 8, 202011
- AML Compliance OfficerMichelle S. Goveia Aug 7, 2020 to Aug 7, 202012
- TreasurerDiane George Kenneally Jul 27, 2018 to Jul 27, 201813
- Assistant TreasurerSheila Cadogan Jul 27, 2018 to Jul 27, 201814
- Chief Compliance OfficerScott D. Hogan May 23, 2016 to May 23, 201615
- AML Compliance OfficerWayne Salit Jun 18, 2014 to Jun 18, 201416
- Assistant SecretaryHepsen Uzcan Jul 22, 2013 to Jul 22, 201317
- Vice PresidentRainer Alexander Vermehren Feb 26, 2010 to Feb 26, 201018
- Section 16 OfficerCaroline Pearson Apr 27, 2010 to Apr 27, 201019
- Assistant SecretaryJohn Millette Feb 18, 2009 to Feb 18, 200920
- Chief Compliance OfficerAlexis Natalie Kuchinsky Aug 24, 2009 to Aug 24, 200921
- AML Compliance OfficerJason Vazquez Oct 27, 2009 to Oct 27, 200922
- Assitant SecretaryRita Taylor Rubin Jul 24, 2008 to Jul 24, 200823
- Portfolio ManagerRalf Oberbannscheidt Jul 31, 2008 to Jul 31, 200824
- Chief Compliance OfficerBrett D. Rogers Apr 26, 2007 to Aug 21, 200925
- Board memberBernhard Koepp Jul 6, 2022 to Jan 16, 202426
- Board memberFiona Flannery Jul 8, 2022 to now27
- Board memberHolger Hatje Jun 29, 2020 to Nov 14, 202228
- Board memberChristian Zugel Jun 27, 2019 to Jul 6, 202229
- Board memberKenneth C. Froewiss Aug 17, 2017 to Jun 28, 202130
- Board memberWolfgang Helmut Leoni Nov 9, 2017 to now31
- Board memberChristopher Pleister Oct 25, 2016 to Dec 18, 202332
- Board memberWalter C. Dostmann Jun 30, 2015 to Mar 14, 202233
- Board memberWilhelm Bender Jan 2, 2013 to Jul 1, 201934
- Board memberFranz Wilhelm Hopp Jun 18, 2013 to Jan 31, 201735
- Board memberChristian Strenger Mar 31, 2011 to Jun 23, 201436
- Board memberErnst Ulrich Matz Jul 1, 2009 to Jul 1, 200937
- Board memberPeter Zuhlsdorff Jul 29, 2009 to Jul 29, 200938
- Board memberJoachim Wagner Oct 26, 2009 to Jan 23, 201739
- Board memberDetlef Bierbaum Jun 26, 2008 to Jun 22, 201540
- Board memberKurt W. Bock Jun 26, 2008 to Jun 26, 200841
- Board memberFriedbert Malt Jul 23, 2007 to Jan 30, 201542
- Board memberJohn A. Bult Jan 9, 2006 to Jul 20, 201143
- Board memberRichard Karl Goeltz Mar 14, 2006 to Jan 30, 201544
- Board memberRichard R. Burt Mar 14, 2006 to Jul 6, 202245
- Board memberRobert H. Wadsworth Mar 14, 2006 to Jan 30, 201546
- Board memberWerner Walbroel Mar 14, 2006 to Jan 30, 201247
- Board memberJohn H. Cannon May 17, 2006 to Jan 30, 201248
- General counselElisa Metzger Feb 1, 2006 to Dec 29, 200849
Timeline
Filings
214 filings to the SEC since October 2021: 1 major events, 132 insider forms, 40 large holders, 41 other. The latest 20:
- Oct 15, 20264 PRIMARY DOCUMENT EDGAR
- Oct 14, 20264 PRIMARY DOCUMENT EDGAR
- Oct 9, 20264 PRIMARY DOCUMENT EDGAR
- Oct 8, 20264 PRIMARY DOCUMENT EDGAR
- Oct 7, 20264 PRIMARY DOCUMENT EDGAR
- Oct 7, 2026SCHEDULE 13D/A EDGAR
- Oct 1, 20264 PRIMARY DOCUMENT EDGAR
- Sep 29, 20264 PRIMARY DOCUMENT EDGAR
- Sep 28, 20264 PRIMARY DOCUMENT EDGAR
- Sep 24, 20264 PRIMARY DOCUMENT EDGAR
- Sep 22, 20264 PRIMARY DOCUMENT EDGAR
- Sep 21, 20264 PRIMARY DOCUMENT EDGAR
- Sep 17, 20264 PRIMARY DOCUMENT EDGAR
- Sep 10, 20264 PRIMARY DOCUMENT EDGAR
- Sep 9, 20264 PRIMARY DOCUMENT EDGAR
- Sep 8, 20264 PRIMARY DOCUMENT EDGAR
- Sep 3, 20264 PRIMARY DOCUMENT EDGAR
- Aug 28, 2026N-CSRS THE NEW GERMANY FUND, INC. EDGAR
- Aug 24, 20264 PRIMARY DOCUMENT EDGAR
- Aug 20, 2026NPORT-P EDGAR
The 214 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
132 open-market trades by officers, directors and large owners since October 2021: 128 buys and 4 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 28, 2026 | Saba Capital Management, L.P.10% owner | Buy | 1,272 | $10.73 | $13.6K | Form 4 |
| Sep 25, 2026 | Saba Capital Management, L.P.10% owner | Buy | 5,256 | $10.74 | $56.4K | Form 4 |
| Sep 24, 2026 | Saba Capital Management, L.P.10% owner | Buy | 500 | $10.85 | $5.4K | Form 4 |
| Sep 23, 2026 | Saba Capital Management, L.P.10% owner | Buy | 4,657 | $10.85 | $50.5K | Form 4 |
| Sep 22, 2026 | Saba Capital Management, L.P.10% owner | Sale | 12,336 | $10.95 | $135.1K | Form 4 |
| Sep 21, 2026 | Saba Capital Management, L.P.10% owner | Sale | 930 | $10.96 | $10.2K | Form 4 |
| Sep 18, 2026 | Saba Capital Management, L.P.10% owner | Buy | 14,185 | $10.82 | $153.5K | Form 4 |
| Sep 17, 2026 | Saba Capital Management, L.P.10% owner | Buy | 1,258 | $11.10 | $14.0K | Form 4 |
| Sep 16, 2026 | Saba Capital Management, L.P.10% owner | Buy | 1,534 | $10.88 | $16.7K | Form 4 |
| Sep 15, 2026 | Saba Capital Management, L.P.10% owner | Buy | 3,306 | $10.92 | $36.1K | Form 4 |
| Sep 9, 2026 | Saba Capital Management, L.P.10% owner | Buy | 800 | $11.55 | $9.2K | Form 4 |
| Sep 8, 2026 | Saba Capital Management, L.P.10% owner | Buy | 1,179 | $11.55 | $13.6K | Form 4 |
| Sep 3, 2026 | Saba Capital Management, L.P.10% owner | Buy | 3,721 | $11.56 | $43.0K | Form 4 |
| Sep 2, 2026 | Saba Capital Management, L.P.10% owner | Buy | 2,000 | $11.48 | $23.0K | Form 4 |
| Sep 1, 2026 | Saba Capital Management, L.P.10% owner | Buy | 905 | $11.40 | $10.3K | Form 4 |
| Aug 20, 2026 | Saba Capital Management, L.P.10% owner | Buy | 300 | $11.20 | $3.4K | Form 4 |
| Aug 11, 2026 | Saba Capital Management, L.P.10% owner | Buy | 4,758 | $11.59 | $55.1K | Form 4 |
| Aug 5, 2026 | Saba Capital Management, L.P.10% owner | Buy | 266 | $11.43 | $3.0K | Form 4 |
| Aug 4, 2026 | Saba Capital Management, L.P.10% owner | Buy | 1,844 | $11.60 | $21.4K | Form 4 |
| Aug 3, 2026 | Saba Capital Management, L.P.10% owner | Buy | 157 | $11.35 | $1.8K | Form 4 |
All 132 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Saba Capital Management, L.P.SCHEDULE 13D/A, 15 filings Sep 9, 2024 to Oct 7, 202651
- 1607 Capital Partners, LLCSCHEDULE 13G/A, 8 filings Feb 14, 2022 to Aug 14, 202652
- Allspring Global Investments Holdings, LLCSCHEDULE 13G/A, 6 filings Dec 9, 2021 to Jul 31, 202653
- LAZARD ASSET MANAGEMENT LLCSCHEDULE 13G/A, 6 filings Feb 10, 2022 to May 15, 202554
- CITY OF LONDON INVESTMENT MANAGEMENT CO LTDSC 13G/A, 4 filings Feb 11, 2022 to Aug 9, 202455
- Wells FargoSC 13G/A, 1 filing Dec 8, 202156
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 27. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How NEW GERMANY FUND INC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARNEW GERMANY FUND INC1
- CIK0000858706
- Employer ID (EIN)13-35554711
- Incorporated inMaryland1
- Fiscal year endsDecember 311
- Industry code (SIC)0000 1
- Business address875 Third Avenue, New York, NY 10022-62251
- Phone212-454-45001
- On EDGAR sinceAug 30, 19941
- Filings1,087 in all: 4 (419), 3 (75), N-23C-1 (74), SC 13D/A (55), SC 13G/A (49), DEF 14A (31), N-Q (29), NPORT-P (28)1
All 41 form types
4/A (27), DEFA14A (26), 40-17G (24), N-CSRS (24), NSAR-A (24), NSAR-B (24), N-CSR (23), N-PX (23), SC 13G (19), N-30D (11), POS AMI (11), SCHEDULE 13D/A (11), 8-K (10), N-CEN (8), SC 13D (7), SC TO-C (7), SC TO-I/A (7), SCHEDULE 13G/A (7), PREC14A (6), CORRESP (4), DEFC14A (4), DFAN14A (4), SC TO-I (3), N-CEN/A (2), N-Q/A (2), SCHEDULE 13G (2), 40-APP (1), 8-K/A (1), N-2/A (1), NPORT-EX (1), NSAR-B/A (1), NT-NSAR (1), PRE 14A (1)
- Latest filingsProxy statement (DEF 14A) May 20, 2026
Latest 8-K (8-K) Feb 23, 2022
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARRobert D. Kendall Iii., President
- 5SEC EDGARBrian E. Binder, President
- 6SEC EDGARMichael Colon, President
- 7SEC EDGARMichael G. Clark, President
- 8SEC EDGARNoreen Roberson, Assistant Treasurer
- 9
- 10
- 11SEC EDGARAlyssa Asbury, Assistant Secretary
- 12
- 13SEC EDGARDiane George Kenneally, Treasurer
- 14SEC EDGARSheila Cadogan, Assistant Treasurer
- 15
- 16SEC EDGARWayne Salit, AML Compliance Officer
- 17SEC EDGARHepsen Uzcan, Assistant Secretary
- 18
- 19SEC EDGARCaroline Pearson, Section 16 Officer
- 20SEC EDGARJohn Millette, Assistant Secretary
- 21
- 22
- 23
- 24
- 25
- 26SEC EDGARBernhard Koepp, Board member
- 27SEC EDGARFiona Flannery, Board member
- 28SEC EDGARHolger Hatje, Board member
- 29SEC EDGARChristian Zugel, Board member
- 30SEC EDGARKenneth C. Froewiss, Board member
- 31SEC EDGARWolfgang Helmut Leoni, Board member
- 32SEC EDGARChristopher Pleister, Board member
- 33SEC EDGARWalter C. Dostmann, Board member
- 34SEC EDGARWilhelm Bender, Board member
- 35SEC EDGARFranz Wilhelm Hopp, Board member
- 36SEC EDGARChristian Strenger, Board member
- 37SEC EDGARErnst Ulrich Matz, Board member
- 38SEC EDGARPeter Zuhlsdorff, Board member
- 39SEC EDGARJoachim Wagner, Board member
- 40SEC EDGARDetlef Bierbaum, Board member
- 41SEC EDGARKurt W. Bock, Board member
- 42SEC EDGARFriedbert Malt, Board member
- 43SEC EDGARJohn A. Bult, Board member
- 44SEC EDGARRichard Karl Goeltz, Board member
- 45SEC EDGARRichard R. Burt, Board member
- 46SEC EDGARRobert H. Wadsworth, Board member
- 47SEC EDGARWerner Walbroel, Board member
- 48SEC EDGARJohn H. Cannon, Board member
- 49SEC EDGARElisa Metzger, General counsel
- 50SEC EDGAROther events
- 51
- 52
- 53
- 54
- 55
- 56