Overview
- TickerGRF on NYSE2
- HeadquartersMilwaukee, United States2
- Incorporated inMD3
- Business address225 East Mason Street, Suite 802, Milwaukee, Wi 532023
- Legal formCorporation2
- Kind of organizationFund2
- LEI549300W62OY0IQ0RFS142
- StatusActive2
- LEI statusIssued and current2
- Registered addressc/o NATIONAL REGISTERED AGENTS, INC. OF MD., 2405 YORK ROAD, SUITE 201, 21093-2264 Lutherville Timonium, United States2
- Registered withBusiness Services (Maryland Department of Assessments and Taxation), D027689432
Corporate structure
EAGLE CAPITAL GROWTH FUND, INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of EAGLE CAPITAL GROWTH FUND, INC.
- David C. Sims Filed SC 13D on EAGLE CAPITAL GROWTH FUND, INC., latest Oct 2, 2023
- Luke E. Sims Filed SC 13D/A on EAGLE CAPITAL GROWTH FUND, INC., latest Oct 2, 2023
- EAGLE CAPITAL GROWTH FUND, INC. Milwaukee, Wisconsin, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led EAGLE CAPITAL GROWTH FUND, INC., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
President
Chief financial officer
Chief operating officer
- Chief executive officerDavid C. Sims Jul 27, 2015 to Jul 27, 20154
- Chief executive officerLuke E. Sims Jan 8, 2008 to Jul 27, 20155
- ChairThomas E. Ohara Feb 14, 2006 to Feb 14, 20066
- PresidentLuke E. Sims Jul 23, 2007 to now7
- Chief financial officerDavid C. Sims Apr 21, 2008 to now8
- Chief operating officerDavid C. Sims Oct 27, 2008 to Feb 16, 20169
Board members and other officers (14)
- chief compliance officerDavid C. Sims Jun 12, 2007 to Mar 4, 200810
- Board memberJason W. Allen Apr 26, 2021 to now11
- Board memberAnne M. Nichols Aug 26, 2021 to Feb 23, 202212
- Board memberDavid C. Sims Apr 25, 2016 to now13
- Board memberDonald G. Tyler Aug 30, 2010 to now14
- Board memberPhillip J. Hanrahan Aug 20, 2008 to Feb 15, 201215
- Board memberNeal F. Zalenko Aug 22, 2008 to now16
- Board memberThomas E. Ohara Feb 13, 2007 to Feb 13, 200717
- Board memberBenedict J. Smith Jan 10, 2006 to Feb 24, 200918
- Board memberLuke E. Sims Jan 10, 2006 to now19
- Board memberCarl A. Holth Feb 14, 2006 to Feb 12, 202120
- Board memberJames M. Lane Feb 14, 2006 to Feb 14, 200621
- Board memberPeggy L. Schmeltz Feb 14, 2006 to Feb 14, 202022
- Board memberRobert M. Bilkie Jun 5, 2006 to Feb 14, 202523
Former names
- NAIC GROWTH FUND INCAug 30, 1996 to May 7, 20083
Timeline
Filings
112 filings to the SEC since October 2021: 1 major events, 56 insider forms, 2 large holders, 53 other. The latest 20:
- Sep 3, 20264 PRIMARY DOCUMENT EDGAR
- Aug 20, 2026N-CSRS EDGAR
- Aug 20, 2026N-PX EDGAR
- Jul 31, 2026NPORT-P EDGAR
- May 27, 20264 PRIMARY DOCUMENT EDGAR
- May 19, 20264 PRIMARY DOCUMENT EDGAR
- May 13, 20264 PRIMARY DOCUMENT EDGAR
- May 5, 20264 PRIMARY DOCUMENT EDGAR
- May 4, 2026NPORT-P EDGAR
- Mar 13, 2026DEF 14A EDGAR
- Mar 6, 2026N-CEN EDGAR
- Mar 6, 2026N-CSR EAGLE CAPITAL GROWTH FUND - N-CSR EDGAR
- Mar 4, 2026NT NPORT-P EDGAR
- Feb 13, 20265 PRIMARY DOCUMENT EDGAR
- Feb 13, 20265 PRIMARY DOCUMENT EDGAR
- Feb 13, 20265 PRIMARY DOCUMENT EDGAR
- Feb 12, 20264 PRIMARY DOCUMENT EDGAR
- Feb 4, 20264 PRIMARY DOCUMENT EDGAR
- Jan 14, 20264 PRIMARY DOCUMENT EDGAR
- Dec 19, 202540-17G EDGAR
The 112 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
52 open-market trades by officers, directors and large owners since October 2021: 43 buys and 9 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Sep 1, 2026 | SIMS LUKE EPresident & CEO | Buy | 2,560 | $9.99 | $25.6K | Form 4 |
| May 22, 2026 | Sims David CCFO, CCO, Secretary, Treasurer | Buy | 10,000 | $10.00 | $100.0K | Form 4 |
| May 18, 2026 | SIMS LUKE EPresident & CEO | Buy | 1,209 | $10.20 | $12.3K | Form 4 |
| May 11, 2026 | Tyler Donald GDirector | Buy | 1,000 | $10.05 | $10.1K | Form 4 |
| Apr 16, 2026 | Tyler Donald GDirector | Buy | 1,000 | $9.90 | $9.9K | Form 4 |
| Feb 12, 2026 | Zalenko Neal F.Director | Buy | 1,000 | $10.99 | $11.0K | Form 4 |
| Feb 10, 2026 | Zalenko Neal F.Director | Buy | 1,400 | $11.09 | $15.5K | Form 4 |
| Feb 2, 2026 | Zalenko Neal F.Director | Buy | 500 | $10.80 | $5.4K | Form 4 |
| Jan 13, 2026 | Zalenko Neal F.Director | Buy | 234 | $11.00 | $2.6K | Form 4 |
| Jan 9, 2026 | Zalenko Neal F.Director | Buy | 427 | $10.84 | $4.6K | Form 4 |
| Dec 2, 2025 | Zalenko Neal F.Director | Buy | 25 | $10.00 | $250 | Form 4 |
| Dec 1, 2025 | Zalenko Neal F.Director | Buy | 1,000 | $10.00 | $10.0K | Form 4 |
| Nov 25, 2025 | Zalenko Neal F.Director | Buy | 1,000 | $10.13 | $10.1K | Form 4 |
| Nov 18, 2025 | Zalenko Neal F.Director | Buy | 511 | $10.64 | $5.4K | Form 4 |
| Nov 17, 2025 | Zalenko Neal F.Director | Buy | 1,000 | $10.80 | $10.8K | Form 4 |
| Nov 7, 2025 | Zalenko Neal F.Director | Buy | 1,000 | $10.65 | $10.7K | Form 4 |
| Oct 17, 2025 | SIMS LUKE EPresident & CEO | Buy | 2,000 | $10.75 | $21.5K | Form 4 |
| Oct 16, 2025 | Sims David CCFO, CCO, Secretary, Treasurer | Buy | 2,840 | $10.73 | $30.5K | Form 4 |
| Oct 15, 2025 | Sims David CCFO, CCO, Secretary, Treasurer | Buy | 7,010 | $10.54 | $73.9K | Form 4 |
| Jul 23, 2025 | Tyler Donald GDirector | Sale | 3,240 | $10.02 | $32.5K | Form 4 |
All 52 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- David C. SimsSC 13D, 1 filing Oct 2, 202325
- Luke E. SimsSC 13D/A, 1 filing Oct 2, 202326
SEC filer profile
How EAGLE CAPITAL GROWTH FUND, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGAREAGLE CAPITAL GROWTH FUND, INC.1
- CIK0000850027
- Employer ID (EIN)31-12747961
- Incorporated inMaryland1
- Fiscal year endsDecember 311
- Business address225 East Mason Street, Suite 802, Milwaukee, WI 532021
- Phone414-765-11071
- On EDGAR sinceMar 1, 19961
- Filings783 in all: 4 (360), 5 (99), DEF 14A (32), N-Q (32), NPORT-P (25), N-CSRS (24), N-CSR (23), N-PX (23)1
All 41 form types
NSAR-A (23), NSAR-B (23), 40-17G (21), N-30D (12), 4/A (11), 3 (8), N-CEN (8), N-CSR/A (5), NSAR-B/A (5), SC 13D (5), SC 13D/A (5), 5/A (4), 8-K (4), N-2/A (4), N-30D/A (4), CORRESP (3), DEFR14A (2), POS 8C (2), SC 13G (2), 25 (1), 3/A (1), 486BPOS (1), 497 (1), 8-A12B/A (1), CERTAMX (1), DEFA14A (1), N-2 (1), N-CSRS/A (1), NSAR-A/A (1), NT NPORT-P (1), NTFNCSR (1), NTFNSAR (1), PRE 14A (1)
- Latest filingsProxy statement (DEF 14A) Mar 13, 2026
Latest 8-K (8-K) Dec 5, 2022
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6SEC EDGARThomas E. Ohara, Chair
- 7SEC EDGARLuke E. Sims, President
- 8
- 9
- 10
- 11SEC EDGARJason W. Allen, Board member
- 12SEC EDGARAnne M. Nichols, Board member
- 13SEC EDGARDavid C. Sims, Board member
- 14SEC EDGARDonald G. Tyler, Board member
- 15SEC EDGARPhillip J. Hanrahan, Board member
- 16SEC EDGARNeal F. Zalenko, Board member
- 17SEC EDGARThomas E. Ohara, Board member
- 18SEC EDGARBenedict J. Smith, Board member
- 19SEC EDGARLuke E. Sims, Board member
- 20SEC EDGARCarl A. Holth, Board member
- 21SEC EDGARJames M. Lane, Board member
- 22SEC EDGARPeggy L. Schmeltz, Board member
- 23SEC EDGARRobert M. Bilkie, Board member
- 24SEC EDGARChange of auditor
- 25
- 26