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HGLB on NYSE

HIGHLAND GLOBAL ALLOCATION FUND

HIGHLAND GLOBAL ALLOCATION FUND is a company based in Dallas listed on NYSE (HGLB).1

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Last updated Oct 21, 2026.

Overview

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  • TickerHGLB on NYSE1
  • HeadquartersDallas, Texas1
  • Business address300 Crescent Court, Suite 700, Dallas, Tx 752012

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Corporate structure

HIGHLAND GLOBAL ALLOCATION FUND sits at the top of its group. 2 entities on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of HIGHLAND GLOBAL ALLOCATION FUND

  • RAYMOND JAMES & ASSOCIATES Filed SCHEDULE 13G/A on HIGHLAND GLOBAL ALLOCATION FUND, latest Aug 3, 2026 (4 filings since Sep 10, 2024)

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies). Each entity in the chart links to its source.

Leadership

Who has led HIGHLAND GLOBAL ALLOCATION FUND, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (13)

Timeline

  1. Jan 28, 20268-K Executive or director change; Bylaws or fiscal year changed15
  2. Dec 30, 20218-K Regulation FD disclosure16

Filings

68 filings to the SEC since October 2021: 2 major events, 6 insider forms, 4 large holders, 56 other. The latest 20:

  1. Sep 2, 2026NPORT-P/A EDGAR
  2. Aug 31, 2026NPORT-P EDGAR
  3. Aug 17, 2026N-PX EDGAR
  4. Aug 3, 2026SCHEDULE 13G/A EDGAR
  5. Jun 2, 2026N-CSRS HIGHLAND GLOBAL ALLOCATION FUND EDGAR
  6. Jun 1, 2026NPORT-P EDGAR
  7. May 7, 2026DEF 14A HIGHLAND GLOBAL ALLOCATION FUND EDGAR
  8. Apr 7, 2026SCHEDULE 13G/A EDGAR
  9. Mar 2, 2026NPORT-P EDGAR
  10. Jan 28, 20268-K EDGAR
  11. Dec 12, 2025N-CEN EDGAR
  12. Dec 8, 2025N-CSR HIGHLAND GLOBAL ALLOCATION FUND EDGAR
  13. Dec 1, 2025NPORT-P EDGAR
  14. Oct 31, 2025SCHEDULE 13G/A EDGAR
  15. Aug 29, 2025NPORT-P EDGAR
  16. Aug 18, 2025N-PX EDGAR
  17. Jun 18, 2025NPORT-P/A EDGAR
  18. Jun 9, 2025N-CSRS HIGHLAND GLOBAL ALLOCATION FUND EDGAR
  19. May 30, 2025NPORT-P EDGAR
  20. May 7, 2025DEF 14A HIGHLAND GLOBAL ALLOCATION FUND EDGAR

The 68 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

3 open-market trades by officers, directors and large owners since October 2021: 2 buys and 1 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Jun 28, 2024Powell EthanDirectorBuy6,750$7.47$50.4KForm 4
Dec 5, 2022Froehlich Robert JDirectorSale1,391$9.77$13.6KForm 4
Oct 12, 2021Froehlich Robert JDirectorBuy999$9.42$9.4KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Stakes it holds

HIGHLAND GLOBAL ALLOCATION FUND has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 42. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Raymond James Financial Inc2,225,125$16.7M0.0%−128,036
Morgan Stanley826,174$6.2M0.0%+61,884
LPL Financial LLC546,359$4.1M0.0%−322,418
Matisse Capital525,000$3.9M1.6%+82,000
Shaker Financial Services, LLC520,207$3.9M1.2%+329,650
Osaic Holdings, Inc.229,469$1.7M0.0%−95,582
Quantedge Capital Pte Ltd201,587$1.5M1.1%+12,600
Landscape Capital Management, L.l.c.201,096$1.5M0.1%New
NewEdge Advisors, LLC169,935$1.3M0.0%−41,472
NWF Advisory Services Inc.165,400$1.2M0.1%−99,081
Sovereign Financial Group, Inc.113,391$852.7K0.1%+1,752
Advisory Solutions Group, LLC113,297$852.0K0.3%New
Oppenheimer & Co Inc90,402$679.8K0.0%+21,836
Jane Street Group, LLC63,973$481.1K0.0%New
UBS Group AG48,000$361.0K0.0%−25,732
Capital Investment Advisors, LLC40,144$301.9K0.0%+73
Summit Financial, LLC36,500$274.5K0.0%No change
XTX Topco Ltd30,986$233.0K0.0%New
Cetera Investment Advisers24,469$184.0K0.0%−334
Kapstone Financial Advisors LLC23,455$176.4K0.1%New
Blue Bell Private Wealth Management, LLC23,189$174.4K0.0%+4,927
Aqr Capital Management LLC22,435$168.7K0.0%−1,303
HB Wealth Management, LLC22,435$168.7K0.0%−1,303
Citadel Advisors LLC18,836$141.6K0.0%New
Royal Bank Of Canada14,387$108.0K0.0%−4,306

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How HIGHLAND GLOBAL ALLOCATION FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARHIGHLAND GLOBAL ALLOCATION FUND1
  • CIK0001622148
  • Employer ID (EIN)91-63614021
  • Fiscal year endsDecember 311
  • Business address300 Crescent Court, Suite 700, Dallas, TX 752011
  • Phone214-276-63001
  • On EDGAR sinceMar 6, 20151
  • Filings136 in all: NPORT-P (28), 3 (14), 40-17G (8), DEF 14A (8), N-CSRS (8), N-PX (8), N-CEN (7), N-CSR (7)1
    All 30 form types

    4 (5), 424B3 (5), CORRESP (5), NPORT-P/A (5), SCHEDULE 13G/A (4), 40-APP (2), 8-K (2), EFFECT (2), N-2 (2), N-2/A (2), N-CSR/A (2), SC 13G (2), 8-A12B (1), APP WD (1), AW (1), CERT (1), DEFR14A (1), DEL AM (1), N-1A (1), N-8A (1), NPORT-EX (1), POS 8C (1)

  • Latest filingsProxy statement (DEF 14A) May 7, 2026
    Latest 8-K (8-K) Jan 28, 2026

Sources

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