JCE on NYSE

Nuveen Core Equity Alpha Fund

Nuveen Core Equity Alpha Fund is a fund registered in the United States, based in Chicago, active since 2007.² Its shares trade on NYSE under the symbol JCE.²

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Last updated Oct 21, 2026.

Overview

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TickerJCE on NYSE²
HeadquartersChicago, United States²
Incorporated inMA³
Business address333 West Wacker Drive, Chicago, Il 60606³
Legal formFUND²
Kind of organizationFund²
LEIRXOICX8BWX0J6XOHJ530²
StatusActive²
LEI statusIssued and current²
Registered addressC/O CT CORPORATION SYSTEM, 02110 Boston, United States²
Registered withSecurities and Exchange Commission, 0001385763²

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Corporate structure

Nuveen Core Equity Alpha Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Nuveen Core Equity Alpha Fund

FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on Nuveen Core Equity Alpha Fund, latest Jul 30, 2026 (7 filings since Jan 21, 2022)

Nuveen Core Equity Alpha Fund Chicago, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Nuveen Core Equity Alpha Fund, and when. Pick a name to see everywhere that person has worked.

President

William T. Huffman Jr.2018

2010201520202025

PresidentWilliam T. Huffman Jr. Aug 15, 2018 to Aug 15, 2018⁴

Board members and other officers (42)

MD, Multi Asset Portfolio ManaNazar Suschko Jul 8, 2025 to now⁵
VP and TreasurerRobert Tanner Page Oct 29, 2025 to now⁶
Vice PresidentJames N. Nelson Iii. Mar 8, 2024 to Mar 8, 2024⁷
Vice PresidentMary Beth Ramsay Mar 11, 2024 to Mar 11, 2024⁸
VP and ControllerMarc Cardella Dec 3, 2024 to Dec 3, 2024⁹
Vice PresidentJohn M. McCann Apr 21, 2022 to Apr 21, 2022¹⁰
Chief Compliance OfficerBrett Black Jun 6, 2022 to Jun 6, 2022¹¹
Vice PresidentTrey Stenersen Iii. Aug 15, 2022 to Aug 15, 2022¹²
Vice PresidentDeann Morgan Mar 6, 2020 to Mar 6, 2020¹³
Vice PresidentE. Scott Wickerham Apr 18, 2019 to Apr 18, 2019¹⁴
Vice PresidentBrian J. Lockhart Aug 16, 2019 to Aug 16, 2019¹⁵
Vice PresidentJacques M. Longerstaey Aug 16, 2019 to Aug 16, 2019¹⁶
Vice PresidentJon Scott Meissner Oct 17, 2019 to Oct 17, 2019¹⁷
Vice PresidentWilliam T. Meyers Feb 28, 2018 to Feb 28, 2018¹⁸
Vice PresidentMichael A. Perry Aug 10, 2017 to Aug 10, 2017¹⁹
Vice PresidentWilliam A. Siffermann Aug 10, 2017 to Aug 10, 2017²⁰
Vice President and TreasurerNathaniel T. Jones Jun 24, 2016 to Jun 24, 2016²¹
Vice President and TreasurerSherri A. Hlavacek Aug 14, 2015 to Aug 14, 2015²²
Vice PresidentJoel T. Slager Jul 25, 2013 to Jul 25, 2013²³
Vice PresidentKathleen L. Prudhomme Jan 12, 2011 to Jan 12, 2011²⁴
Vice PresidentMichelle Ann McCarthy Aug 5, 2010 to Aug 5, 2010²⁵
Vice PresidentGregory T. Mino Mar 27, 2009 to Mar 27, 2009²⁶
Vice PresidentJames Ruane Mar 27, 2009 to Apr 1, 2009²⁷
Vice PresidentMargo L. Cook Mar 27, 2009 to Mar 27, 2009²⁸
Vice PresidentNizida Arriaga Mar 27, 2009 to Mar 27, 2009²⁹
Vice President & TreasurerScott S. Grace Nov 27, 2009 to Nov 27, 2009³⁰
Vice PresidentDemark L. Winget Jan 22, 2008 to Feb 28, 2018³¹
Vice PresidentChristopher M. Rohrbacher Jun 6, 2008 to Oct 11, 2016³²
Vice PresidentDavid J. Lamb Mar 27, 2007 to Mar 5, 2015³³
Chief Administrative OfficerGifford R. Zimmerman Mar 27, 2007 to Dec 23, 2010³⁴
VP and SecretaryJessica R. Droeger Mar 27, 2007 to Mar 27, 2007³⁵
Vice PresidentJulia L. Antonatos Mar 27, 2007 to Mar 27, 2007³⁶
VP and Asst SecretaryLarry W. Martin Mar 27, 2007 to Mar 27, 2007³⁷
Vice PresidentLorna C. Ferjuson Mar 27, 2007 to Mar 27, 2007³⁸
VP and Asst SecretaryMichael T. Atkinson Mar 27, 2007 to Mar 27, 2007³⁹
VP and TreasurerPeter H. Darrigo Mar 27, 2007 to Mar 27, 2007⁴⁰
VP and ControllerStephen D. Foy Mar 27, 2007 to Mar 27, 2007⁴¹
Vice PresidentTina M. Lazar Mar 27, 2007 to Mar 27, 2007⁴²
Assistant Vice PresidentWalter M. Kelly Mar 27, 2007 to Mar 27, 2007⁴³
Vice PresidentCedric H. Antosiewicz Jun 8, 2007 to Jun 8, 2007⁴⁴
Board memberTerence J. Toth Jul 1, 2008 to Jul 1, 2008⁴⁵
Board memberCarole E. Stone Mar 27, 2007 to Mar 27, 2007⁴⁶

Subsidiaries and ownership

Fund manager

Nuveen Investments²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

Mar 6, 20248-K Regulation FD disclosure⁴⁷
Oct 13, 20238-K Executive or director change⁴⁸
Feb 25, 20228-K Regulation FD disclosure⁴⁹
Jan 9, 2007Founded Nuveen Core Equity Alpha Fund is founded²

Filings

78 filings to the SEC since October 2021: 3 major events, 14 insider forms, 7 large holders, 54 other. The latest 20:

Oct 2, 2026424B3 PROSPECTUS FILED PURSUANT TO RULE 424(B)(3) EDGAR
Sep 3, 2026N-CSRS NUVEEN CORE EQUITY ALPHA FUND EDGAR
Sep 1, 20263 EDGAR
Aug 27, 2026NPORT-P EDGAR
Aug 20, 2026N-PX EDGAR
Jul 30, 2026SCHEDULE 13G/A EDGAR
May 28, 2026NPORT-P EDGAR
Mar 16, 2026N-CEN EDGAR
Mar 6, 2026N-CSR NUVEEN CORE EQUITY ALPHA FUND EDGAR
Mar 3, 2026DEF 14A NUVEEN CORE EQUITY ALPHA FUND EDGAR
Feb 26, 2026NPORT-P EDGAR
Feb 23, 20263 EDGAR
Nov 26, 2025NPORT-P EDGAR
Oct 29, 20253 EDGAR
Sep 5, 2025N-CSRS NUVEEN CORE EQUITY ALPHA FUND EDGAR
Aug 27, 2025NPORT-P EDGAR
Aug 22, 2025N-PX EDGAR
Jul 8, 20253 EDGAR
May 30, 2025424B3 PROSPECTUS EDGAR
May 28, 2025NPORT-P EDGAR

The 78 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 7 filings Jan 21, 2022 to Jul 30, 2026⁵⁰

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 48. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Raymond James Financial Inc	577,911	$9.5M	0.0%	+5,399
Shaker Financial Services, LLC	519,128	$8.7M	2.7%	−96,536
Baird Financial Group, Inc.	531,973	$8.7M	0.0%	+50,034
1607 Capital Partners, LLC	503,250	$8.2M	0.7%	+215,039
Morgan Stanley	389,113	$6.4M	0.0%	+14,874
Guggenheim Capital LLC	318,259	$5.2M	0.0%	+691
Retirement Planning Group, LLC / Ny	250,109	$4.2M	2.3%	−4,969
Invesco Ltd.	236,535	$3.9M	0.0%	−25,064
Karpus Management, Inc.	199,137	$3.3M	0.1%	+14,941
Osaic Holdings, Inc.	180,614	$3.0M	0.0%	+1,867
Capital Investment Advisors, LLC	115,451	$1.9M	0.0%	−1,120
Wells Fargo & Company/mn	107,704	$1.8M	0.0%	−1,195
LPL Financial LLC	92,831	$1.5M	0.0%	+2,794
Steward Partners Investment Advisory, LLC	91,508	$1.5M	0.0%	+730
Advisors Asset Management, Inc.	54,397	$889.9K	0.0%	+23,914
International Assets Investment Management, LLC	52,194	$854.4K	0.1%	+169
Spire Wealth Management	51,574	$843.8K	0.0%	No change
Ameriprise Financial Inc	45,744	$748.4K	0.0%	−364
UBS Group AG	44,534	$728.6K	0.0%	+3,421
Z3 Capital Partners, LLC	41,411	$677.5K	0.1%	+818
Royal Bank Of Canada	33,347	$546.0K	0.0%	+561
Bank Of America Corp /de/	33,348	$545.6K	0.0%	−2,444
PMG Family Office LLC	30,675	$512.9K	0.5%	+1,306
Commonwealth Equity Services, LLC	29,481	$482.3K	0.0%	−5,547
Cetera Investment Advisers	27,585	$451.3K	0.0%	−2,941

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Nuveen Core Equity Alpha Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARNuveen Core Equity Alpha Fund¹
CIK0001385763
Incorporated inMassachusetts¹
Business address333 West Wacker Drive, Chicago, IL 60606¹
Phone312-917-8146¹
On EDGAR sinceJan 12, 2007¹
Filings404 in all: 3 (87), 40-17G (28), NPORT-P (28), SC 13G/A (25), N-Q (24), DEF 14A (21), N-CSRS (20), N-PX (20)¹
All 38 form types
N-CSR (19), CORRESP (16), DEFA14A (16), NSAR-A (11), NSAR-B (11), 40-17G/A (9), N-CEN (8), 497 (7), PRE 14A (7), 40-APP/A (6), 8-K (5), SC 13G (5), 4 (4), N-2/A (4), EFFECT (3), N-2 (3), 40-APP (2), 424B3 (2), N-PX/A (2), 144 (1), 3/A (1), 424B2 (1), 486BPOS (1), 8-A12B (1), CERTNYS (1), N-8A (1), NPORT-EX (1), POS EX (1), PRER14A (1), SCHEDULE 13G/A (1)
Latest filingsProxy statement (DEF 14A) Mar 3, 2026
Latest 8-K (8-K) Mar 6, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARNuveen Core Equity Alpha Fund filings on SEC EDGAR
2
GLEIFNuveen Core Equity Alpha Fund LEI record (RXOICX8BWX0J6XOHJ530)
3
SEC EDGARNuveen Core Equity Alpha Fund filings on SEC EDGAR
4
SEC EDGARWilliam T. Huffman Jr., President
5
SEC EDGARNazar Suschko, MD, Multi Asset Portfolio Mana
6
SEC EDGARRobert Tanner Page, VP and Treasurer
7
SEC EDGARJames N. Nelson Iii., Vice President
8
SEC EDGARMary Beth Ramsay, Vice President
9
SEC EDGARMarc Cardella, VP and Controller
10
SEC EDGARJohn M. McCann, Vice President
11
SEC EDGARBrett Black, Chief Compliance Officer
12
SEC EDGARTrey Stenersen Iii., Vice President
13
SEC EDGARDeann Morgan, Vice President
14
SEC EDGARE. Scott Wickerham, Vice President
15
SEC EDGARBrian J. Lockhart, Vice President
16
SEC EDGARJacques M. Longerstaey, Vice President
17
SEC EDGARJon Scott Meissner, Vice President
18
SEC EDGARWilliam T. Meyers, Vice President
19
SEC EDGARMichael A. Perry, Vice President
20
SEC EDGARWilliam A. Siffermann, Vice President
21
SEC EDGARNathaniel T. Jones, Vice President and Treasurer
22
SEC EDGARSherri A. Hlavacek, Vice President and Treasurer
23
SEC EDGARJoel T. Slager, Vice President
24
SEC EDGARKathleen L. Prudhomme, Vice President
25
SEC EDGARMichelle Ann McCarthy, Vice President
26
SEC EDGARGregory T. Mino, Vice President
27
SEC EDGARJames Ruane, Vice President
28
SEC EDGARMargo L. Cook, Vice President
29
SEC EDGARNizida Arriaga, Vice President
30
SEC EDGARScott S. Grace, Vice President & Treasurer
31
SEC EDGARDemark L. Winget, Vice President
32
SEC EDGARChristopher M. Rohrbacher, Vice President
33
SEC EDGARDavid J. Lamb, Vice President
34
SEC EDGARGifford R. Zimmerman, Chief Administrative Officer
35
SEC EDGARJessica R. Droeger, VP and Secretary
36
SEC EDGARJulia L. Antonatos, Vice President
37
SEC EDGARLarry W. Martin, VP and Asst Secretary
38
SEC EDGARLorna C. Ferjuson, Vice President
39
SEC EDGARMichael T. Atkinson, VP and Asst Secretary
40
SEC EDGARPeter H. Darrigo, VP and Treasurer
41
SEC EDGARStephen D. Foy, VP and Controller
42
SEC EDGARTina M. Lazar, Vice President
43
SEC EDGARWalter M. Kelly, Assistant Vice President
44
SEC EDGARCedric H. Antosiewicz, Vice President
45
SEC EDGARTerence J. Toth, Board member
46
SEC EDGARCarole E. Stone, Board member
47
SEC EDGARRegulation FD disclosure
48
SEC EDGARExecutive or director change
49
SEC EDGARRegulation FD disclosure
50
SEC EDGARFIRST TRUST PORTFOLIOS LP SCHEDULE 13G/A on Nuveen Core Equity Alpha Fund