Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2021
Where the money goes
Where each dollar of revenue went, fiscal 2021
- Other costs42¢$2.2B
- Interest16¢$863.5M
- Income tax11¢$559.2M
- Profit31¢$1.6B
Out of $5.3B in revenue.2
Where each dollar of operating cash went, fiscal 2021
- Capital spending9¢$117.6M
- Kept or used elsewhere91¢$1.2B
Out of $1.3B of cash from operations.2
Financial statements
| Fiscal year | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|---|
| Revenue | $3.8B4 | $3.3B5 | $3.2B6 | $4.2B7 | $2.6B8 | $2.2B2 | $3.3B2 | $5.3B2 |
| Interest | $856.1M4 | $799.7M5 | $819.2M6 | $980.5M7 | $1.2B8 | $1.5B2 | $954.8M2 | $863.5M2 |
| Income before tax | $2.2B2 | |||||||
| Income tax | $142.1M4 | $18.9M5 | $14.6M6 | $147.3M7 | $250.7M8 | $80.3M2 | $302.7M2 | $559.2M2 |
| Net income | $157.6M4 | $93.5M5 | $15.4M6 | $357.5M7 | $158.8M8 | $246.0M2 | $879.3M2 | $1.6B2 |
| Fiscal year | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|---|
| Cash | $4.1B5 | $3.5B5 | $3.5B5 | $5.2B6 | $5.1B7 | $5.6B8 | $7.1B2 | $8.8B2 |
| Property, plant and equipment | $860.7M2 | |||||||
| Goodwill | $1.6B2 | |||||||
| Intangible assets | $146.2M2 | |||||||
| Total assets | $44.5B12 | $38.6B4 | $36.9B5 | $39.7B6 | $41.2B7 | $43.5B8 | $47.8B2 | $54.8B2 |
| Short-term debt | $221.9M2 | |||||||
| Long-term debt | $6.5B12 | $5.6B4 | $5.5B5 | $6.4B6 | $6.5B7 | $7.0B8 | $6.9B2 | $8.0B2 |
| Total liabilities | $39.1B12 | $33.1B4 | $31.6B5 | $33.9B6 | $35.0B7 | $37.4B8 | $41.4B2 | $47.7B2 |
| Shareholders’ equity | $5.4B4 | $5.5B5 | $5.4B6 | $5.8B6 | $6.2B6 | |||
| Shares outstanding | 0 shares13 | 0 shares14 | 0 shares4 | 0 shares5 | 0 shares6 | 0 shares15 | 0 shares8 | 0 shares2 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 |
|---|---|---|---|---|---|---|---|---|
| Cash from operations | -$27.9M4 | -$238.6M5 | -$113.7M6 | $539.9M7 | $126.1M8 | -$1.2B2 | $1.8B2 | $1.3B2 |
| Depreciation and amortization | $60.9M2 | |||||||
| Stock-based compensation | $442.2M2 | |||||||
| Capital spending | $110.5M4 | $68.8M5 | $75.8M6 | $72.7M7 | $71.4M8 | $116.3M2 | $101.3M2 | $117.6M2 |
| Free cash flow | -$138.4M | -$307.5M | -$189.5M | $467.3M | $54.6M | -$1.3B | $1.7B | $1.2B |
| Cash from investing | -$131.4M2 | |||||||
| Dividends paid | $06 | $06 | $248.7M6 | |||||
| Cash from financing | $941.7M2 |
What it owns
What Jefferies Group LLC reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Leasehold improvements | $223.3M2 Nov 30, 2021 | $259.7M2 Nov 30, 2020 | −14.0% |
| Accumulated depreciation | $473.2M2 Nov 30, 2021 | $427.2M2 Nov 30, 2020 | +10.8% |
| Property and equipment, net | $860.7M2 Nov 30, 2021 | $847.1M2 Nov 30, 2020 | +1.6% |
| Finance-lease assets | $553.5M2 Nov 30, 2021 | $527.9M2 Nov 30, 2020 | +4.8% |
| Operating-lease assets (leased space) | $447.9M2 Nov 30, 2021 | $486.6M2 Nov 30, 2020 | −7.9% |
Investments
Intangibles and goodwill
Leadership
Who has led Jefferies Group LLC, and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
- Chief executive officerRichard B. Handler Jan 4, 2006 to Mar 4, 201316
- ChairBrian P. Friedman Jan 3, 2006 to Mar 4, 201317
- ChairRichard B. Handler Nov 7, 2006 to Mar 4, 201318
- Chief financial officerPeregrine C. Broadbent Nov 19, 2007 to Mar 4, 201319
- Chief financial officerJoseph A. Schenk Jan 4, 2006 to Nov 7, 200720
Board members and other officers (14)
- Global TreasurerJohn F. Stacconi Jan 18, 2012 to Mar 4, 201321
- TreasurerCharles J. Hendrickson Jul 20, 2007 to Nov 30, 201122
- Exec. Vice PresidentJoseph A. Schenk Nov 29, 2007 to Dec 10, 200723
- Exec. VP, GC and SecretaryLloyd H. Feller Jan 4, 2006 to Nov 29, 201024
- ControllerMaxine Syrjamaki Jan 4, 2006 to Oct 2, 200725
- Board memberIan M. Cumming Apr 24, 2008 to Mar 5, 201326
- Board memberJoseph S. Steinberg Apr 24, 2008 to Mar 5, 201327
- Board memberFrank J. Macchiarola Jan 4, 2006 to Apr 28, 200828
- Board memberRichard B. Handler Jan 4, 2006 to Aug 17, 201216
- Board memberRichard G. Dooley Jan 4, 2006 to Mar 4, 201329
- Board memberW. Patrick Campbell Jan 4, 2006 to Mar 4, 201330
- Board memberRobert Eugene Joyal Jan 26, 2006 to Mar 4, 201331
- Board memberKane Michael T. O. May 22, 2006 to Mar 4, 201332
- General counselLloyd H. Feller Jan 3, 2008 to Jan 3, 200833
Former names
Timeline
- Nov 1, 20228-K Completed an acquisition or sale; Change to shareholders' rights; Other events34
- Oct 21, 20228-K Other events35
- Oct 12, 20228-K Regulation FD disclosure36
- Sep 30, 20228-K Other events37
- Sep 28, 20228-K Results of operations38
- Sep 1, 20228-K Regulation FD disclosure39
- Aug 1, 20228-K Other events40
- Jul 19, 20228-K Other events41
- Jun 27, 20228-K Results of operations42
- Mar 29, 20228-K Results of operations43
- Jan 12, 20228-K Results of operations44
- Oct 12, 20218-K Regulation FD disclosure45
- Jan 4, 2006New chief executive Richard B. Handler becomes CEO16
Calendar
When it reported results
- Sep 28, 2022Reported quarterly or annual results38
- Jun 27, 2022Reported quarterly or annual results42
- Mar 29, 2022Reported quarterly or annual results43
- Jan 12, 2022Reported quarterly or annual results44
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
208 filings to the SEC since October 2021: 1 annual reports, 4 quarterly reports, 14 major events, 189 other. The latest 20:
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Sep 21, 202313F-HR/A EDGAR
- Nov 14, 202215-12G EDGAR
- Nov 14, 202213F-HR EDGAR
- Nov 1, 2022S-8 POS EDGAR
- Nov 1, 2022POSASR EDGAR
- Nov 1, 2022POSASR EDGAR
- Nov 1, 2022POSASR EDGAR
- Nov 1, 2022POSASR EDGAR
- Nov 1, 2022POSASR EDGAR
- Nov 1, 20228-K EDGAR
- Oct 31, 2022424B2 EDGAR
- Oct 31, 2022424B2 EDGAR
- Oct 31, 2022424B2 EDGAR
The 208 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
SEC filer profile
How Jefferies Group LLC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARJefferies Group LLC1
- CIK0001084580
- Employer ID (EIN)95-47197451
- Filer statusNon-accelerated filer1
- Incorporated inDelaware1
- Fiscal year endsNovember 301
- Industry code (SIC)6211 Security Brokers, Dealers & Flotation Companies1
- Business address520 Madison Avenue, Jefferies Legal Dept., New York, NY 100221
- Phone212-709-64091
- Shares outstanding0 as of Aug 31, 202211
- Public float$0 as of May 31, 20212
- On EDGAR sinceApr 20, 19991
- Filings1,768 in all: 4 (570), 424B2 (369), 8-K (183), 424B5 (84), 13F-HR (75), 10-Q (72), SC 13G/A (65), 424B3 (38)1
All 48 form types
FWP (38), 13F-HR/A (28), 4/A (27), CORRESP (25), UPLOAD (24), 10-K (21), 11-K (20), 3 (18), SC 13G (15), DEF 14A (13), 425 (10), SC 13D/A (8), S-3ASR (7), POSASR (6), SC 13D (6), 25-NSE (4), S-8 POS (4), 10-K/A (3), 5/A (3), 8-A12B (3), 8-K/A (3), S-3 (3), 424B8 (2), 5 (2), CERTNYS (2), NT 10-K (2), S-8 (2), 10-12B (1), 10-KT (1), 15-12G (1), 25 (1), 8-A12G (1), CERT (1), DEFA14A (1), DEFR14A (1), NO ACT (1), NT 11-K (1), PRE 14A (1), REGDEX (1), S-3/A (1)
- Latest filingsAnnual report (10-K) Jan 28, 2022
Quarterly report (10-Q) Oct 7, 2022
Proxy statement (DEF 14A) Mar 28, 2012
Latest 8-K (8-K) Nov 1, 2022
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 17SEC EDGARBrian P. Friedman, Chair
- 18SEC EDGARRichard B. Handler, Chair
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- 21SEC EDGARJohn F. Stacconi, Global Treasurer
- 22SEC EDGARCharles J. Hendrickson, Treasurer
- 23
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- 25SEC EDGARMaxine Syrjamaki, Controller
- 26SEC EDGARIan M. Cumming, Board member
- 27SEC EDGARJoseph S. Steinberg, Board member
- 28SEC EDGARFrank J. Macchiarola, Board member
- 29SEC EDGARRichard G. Dooley, Board member
- 30SEC EDGARW. Patrick Campbell, Board member
- 31SEC EDGARRobert Eugene Joyal, Board member
- 32SEC EDGARKane Michael T. O., Board member
- 33SEC EDGARLloyd H. Feller, General counsel
- 34
- 35SEC EDGAROther events
- 36SEC EDGARRegulation FD disclosure
- 37SEC EDGAROther events
- 38SEC EDGARResults of operations
- 39SEC EDGARRegulation FD disclosure
- 40SEC EDGAROther events
- 41SEC EDGAROther events
- 42SEC EDGARResults of operations
- 43SEC EDGARResults of operations
- 44SEC EDGARResults of operations
- 45SEC EDGARRegulation FD disclosure