Sign in

JFR on NYSE

NUVEEN FLOATING RATE INCOME FUND

NUVEEN FLOATING RATE INCOME FUND is a fund registered in the United States, based in Chicago, active since 2004.2 Its shares trade on NYSE under the symbol JFR.2

Price unavailable

Last updated Oct 21, 2026.

Overview

Compare with another stock.

  • TickerJFR on NYSE2
  • HeadquartersChicago, United States2
  • Incorporated inMA3
  • Business address333 West Wacker Drive, Chicago, Il 606063
  • Legal formFUND2
  • Kind of organizationFund2
  • LEIHJXCPP3KYE3BVU373P272
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States2
  • Registered withSecurities and Exchange Commission, 00012765332

See how the biggest companies compare on our leaderboards

Corporate structure

NUVEEN FLOATING RATE INCOME FUND sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of NUVEEN FLOATING RATE INCOME FUND

  • LPL Financial Filed SC 13G/A on NUVEEN FLOATING RATE INCOME FUND, latest Feb 9, 2024 (3 filings since Feb 14, 2022)
  • NUVEEN FLOATING RATE INCOME FUND Chicago, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led NUVEEN FLOATING RATE INCOME FUND, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (31)

Subsidiaries and ownership

Fund manager

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Timeline

  1. Dec 30, 20248-K Other events35
  2. Mar 6, 20248-K Regulation FD disclosure36
  3. Oct 13, 20238-K Executive or director change37
  4. Feb 25, 20228-K Regulation FD disclosure38
  5. Jan 14, 2004Founded NUVEEN FLOATING RATE INCOME FUND is founded2

Filings

120 filings to the SEC since October 2021: 4 major events, 36 insider forms, 3 large holders, 77 other. The latest 20:

  1. Oct 14, 2026N-CEN EDGAR
  2. Oct 6, 2026N-CSR NUVEEN FLOATING RATE INCOME FUND EDGAR
  3. Sep 25, 2026NPORT-P EDGAR
  4. Sep 8, 20264 EDGAR
  5. Sep 1, 20263 EDGAR
  6. Aug 20, 2026N-PX EDGAR
  7. Jun 24, 2026NPORT-P EDGAR
  8. Apr 24, 20264 EDGAR
  9. Apr 2, 2026N-CSRS NUVEEN FLOATING RATE INCOME FUND EDGAR
  10. Mar 25, 2026NPORT-P EDGAR
  11. Mar 3, 2026DEF 14A NUVEEN FLOATING RATE INCOME FUND EDGAR
  12. Feb 23, 20263 EDGAR
  13. Jan 2, 20264 EDGAR
  14. Dec 30, 2025NPORT-P EDGAR
  15. Nov 3, 20253 EDGAR
  16. Oct 14, 2025N-CEN EDGAR
  17. Oct 3, 2025N-CSR NUVEEN FLOATING RATE INCOME FUND EDGAR
  18. Sep 26, 2025NPORT-P EDGAR
  19. Aug 22, 2025N-PX EDGAR
  20. Jun 26, 2025NPORT-P EDGAR

The 120 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

14 open-market trades by officers, directors and large owners since October 2021: 7 buys and 7 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 8, 2026TOTH TERENCE JSale4,464$7.65$34.1KForm 4
Mar 31, 2026Caraher Scott C.Buy7,000$7.41$51.9KForm 4
Mar 30, 2026Caraher Scott C.Buy7,000$7.24$50.7KForm 4
Dec 30, 2025LAMB DAVID JVice PresidentSale4,000$7.84$31.4KForm 4
Apr 9, 2025Caraher Scott C.Buy5,000$7.95$39.8KForm 4
Mar 21, 2025Caraher Scott C.Buy15,000$8.40$126.0KForm 4
Oct 1, 2024MOSCHNER ALBIN FSale20,000$8.77$175.4KForm 4
Mar 11, 2024PERRY MICHAEL AVice PresidentBuy12,444$8.67$107.9KForm 4
Dec 15, 2023Thornton Matthew IIIBuy29,000$8.16$236.6KForm 4
Oct 26, 2023Jones Nathaniel T.Vice President and TreasurerSale1,406$7.67$10.8KForm 4
Oct 3, 2023Caraher Scott C.Sale29,503$7.90$233.1KForm 4
Sep 27, 2023Caraher Scott C.Sale35,000$8.11$283.9KForm 4
Sep 26, 2023Caraher Scott C.Sale25,000$8.13$203.2KForm 4
Sep 6, 2023MOSCHNER ALBIN FBuy2,200$8.19$18.0KForm 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Morgan Stanley9,031,373$69.3M0.0%+2,961,714
Congress Park Capital LLC3,477,794$26.7M7.2%+356,471
Loomis Sayles & Co L P2,973,326$22.8M0.0%+76,287
Invesco Ltd.2,935,750$22.5M0.0%−8,844
LPL Financial LLC2,621,477$20.1M0.0%−2,658
Wells Fargo & Company/mn2,604,993$20.0M0.0%+111,132
Bank Of America Corp /de/2,029,187$15.6M0.0%+113,966
Cyndeo Wealth Partners, LLC1,999,420$15.3M0.7%+204,050
Advisors Asset Management, Inc.1,827,295$14.0M0.2%+274,870
Guggenheim Capital LLC1,822,745$14.0M0.1%−124,116
Raymond James Financial Inc1,782,406$13.7M0.0%+205,992
Royal Bank Of Canada1,301,970$10.0M0.0%+22,852
1607 Capital Partners, LLC1,218,608$9.3M0.8%−946,010
Thomas J. Herzfeld Advisors, Inc.1,111,921$8.5M2.6%+398,627
Icon Advisers Inc/co971,097$7.4M1.4%−745,662
Kanen Wealth Management LLC959,147$7.4M1.8%+145,913
UBS Group AG912,982$7.0M0.0%−1,706
Ameriprise Financial Inc805,512$6.2M0.0%−26,428
Rockefeller Capital Management L.P.722,018$5.5M0.0%−8,379
Envestnet Asset Management Inc691,859$5.3M0.0%+217,772
Ethos Financial Group, LLC581,044$4.5M0.3%−65,348
Almitas Capital LLC435,208$3.3M0.8%+23,580
Coastal Bridge Advisors, LLC414,174$3.2M0.2%+7,204
Cetera Investment Advisers405,966$3.1M0.0%−47,576
J.w. Cole Advisors, Inc.381,673$2.9M0.1%New

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How NUVEEN FLOATING RATE INCOME FUND is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARNUVEEN FLOATING RATE INCOME FUND1
  • CIK0001276533
  • Incorporated inMassachusetts1
  • Business address333 West Wacker Drive, Chicago, IL 606061
  • Phone31291777001
  • On EDGAR sinceJan 23, 20041
  • Filings578 in all: 3 (90), 4 (61), 40-17G (36), N-Q (29), NPORT-P (28), DEF 14A (24), N-CSR (23), N-PX (23)1
    All 53 form types

    N-CSRS (22), SC 13G/A (21), CORRESP (19), DEFA14A (15), 497 (14), NSAR-A (14), NSAR-B (14), 425 (12), N-2/A (12), N-23C-2 (11), 40-17G/A (9), N-CEN (9), 40-APP/A (8), PRE 14A (8), SC 13G (8), 486BPOS (7), SC 13D/A (7), 8-K (6), N-2 (5), POS EX (5), EFFECT (4), 3/A (3), 40-APP (3), 497AD (3), 497J (3), 40-33 (2), NSAR-B/A (2), 144 (1), 424B2 (1), 424B3 (1), 5 (1), 8-A12B (1), AW (1), CERTNYS (1), N-14 8C (1), N-14 8C/A (1), N-2ASR (1), N-8A (1), N-CSR/A (1), N-PX/A (1), N-Q/A (1), NPORT-EX (1), POS 8C (1), SC 13D (1), UPLOAD (1)

  • Latest filingsProxy statement (DEF 14A) Mar 3, 2026
    Latest 8-K (8-K) Dec 30, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 5
  6. 6
  7. 7
  8. 8
  9. 9
  10. 10
  11. 11
  12. 12
  13. 13
  14. 14
  15. 15
  16. 16
  17. 17
  18. 18
  19. 19
  20. 20
  21. 21
  22. 22
  23. 23
  24. 24
  25. 25
  26. 26
  27. 27
  28. 28
  29. 29
  30. 30
  31. 31
  32. 32
  33. 33
  34. 34
  35. 35
    SEC EDGAROther events
  36. 36
  37. 37
  38. 38
  39. 39