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JLS on NYSE

Nuveen Mortgage & Income Fund/MA/

Nuveen Mortgage & Income Fund/MA/ is a fund registered in the United States, based in Chicago, active since 2009.2 Its shares trade on NYSE under the symbol JLS.2

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Last updated Oct 21, 2026.

Overview

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  • TickerJLS on NYSE2
  • HeadquartersChicago, United States2
  • Incorporated inMA3
  • Business address333 West Wacker Drive, Chicago, Il 606063
  • Legal formFUND2
  • Kind of organizationFund2
  • LEI07Q4EPZRU8XATVYVY5452
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States2
  • Registered withSecurities and Exchange Commission, 00014722152

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Corporate structure

Nuveen Mortgage & Income Fund/MA/ sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Nuveen Mortgage & Income Fund/MA/

  • Ameriprise Financial Filed SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/, latest Aug 14, 2026 (2 filings since May 15, 2026)
  • SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/, latest May 5, 2026 (6 filings since Dec 27, 2021)
  • FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/, latest Apr 30, 2026 (2 filings since Oct 18, 2024)
  • Relative Value Partners Group, LLC Filed SCHEDULE 13G/A on Nuveen Mortgage & Income Fund/MA/, latest Aug 9, 2024 (3 filings since Feb 11, 2022)
  • Nuveen Mortgage & Income Fund/MA/ Chicago, Illinois, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Nuveen Mortgage & Income Fund/MA/, and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. John P. Amboian2009

President

  1. Mark Anson2009
2010201520202025
Board members and other officers (69)

Subsidiaries and ownership

Fund manager

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

  • Nuveen Mortgage Opportunity Term FundSep 16, 2009 to Oct 11, 20193

Timeline

  1. Aug 3, 20268-K Other events75
  2. Mar 6, 20248-K Regulation FD disclosure76
  3. Mar 1, 20248-K Other events77
  4. Oct 13, 20238-K Executive or director change78
  5. Feb 25, 20228-K Regulation FD disclosure79
  6. Dec 3, 2009New chief executive John P. Amboian becomes CEO4
  7. Sep 10, 2009Founded Nuveen Mortgage & Income Fund/MA/ is founded2

Filings

112 filings to the SEC since October 2021: 5 major events, 45 insider forms, 13 large holders, 49 other. The latest 20:

  1. Sep 29, 2026EFFECT EDGAR
  2. Sep 24, 2026N-2/A AMENDMENT TO FORM N-2 EDGAR
  3. Sep 3, 2026N-CSRS NUVEEN MORTGAGE AND INCOME FUND EDGAR
  4. Sep 2, 20263 EDGAR
  5. Aug 27, 2026NPORT-P EDGAR
  6. Aug 17, 2026N-PX EDGAR
  7. Aug 14, 2026SCHEDULE 13G/A EDGAR
  8. Aug 3, 2026N-2/A AMENDMENT TO FORM N-2 EDGAR
  9. Aug 3, 20268-K CURRENT REPORT EDGAR
  10. May 28, 2026NPORT-P EDGAR
  11. May 19, 2026N-2 INITIAL FILING ON FORM N-2 EDGAR
  12. May 15, 2026SCHEDULE 13G EDGAR
  13. May 5, 2026SCHEDULE 13G/A EDGAR
  14. Apr 30, 2026SCHEDULE 13G/A EDGAR
  15. Mar 24, 20264 EDGAR
  16. Mar 16, 2026N-CEN EDGAR
  17. Mar 6, 2026N-CSR NUVEEN MORTGAGE AND INCOME FUND EDGAR
  18. Mar 3, 2026DEF 14A NUVEEN MORTGAGE & INCOME FUND EDGAR
  19. Feb 27, 2026NPORT-P EDGAR
  20. Feb 23, 20263 EDGAR

The 112 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

32 open-market trades by officers, directors and large owners since October 2021: 30 buys and 2 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Mar 23, 2026Virgilio StephenBuy250$18.05$4.5KForm 4
Jan 6, 2026Parekh AashhBuy100$18.10$1.8KForm 4
Aug 29, 2025Virgilio StephenSale150$18.81$2.8KForm 4
May 5, 2025Jones Nathaniel T.Vice President and TreasurerBuy800$18.19$14.6KForm 4
Apr 4, 2025Parekh AashhBuy50$17.70$885Form 4
Apr 2, 2025Parekh AashhBuy100$18.25$1.8KForm 4
Jun 21, 2024Parekh AashhSale276$18.13$5.0KForm 4
Oct 26, 2023Jones Nathaniel T.Vice President and TreasurerBuy428$16.04$6.9KForm 4
Oct 20, 2023Parekh AashhBuy200$15.53$3.1KForm 4
Oct 17, 2023Parekh AashhBuy200$15.65$3.1KForm 4
May 19, 2023Parekh AashhBuy400$15.87$6.3KForm 4
May 4, 2023Parekh AashhBuy100$15.85$1.6KForm 4
Apr 28, 2023Parekh AashhBuy100$15.92$1.6KForm 4
Apr 21, 2023Parekh AashhBuy100$15.93$1.6KForm 4
Apr 19, 2023Parekh AashhBuy50$15.98$799Form 4
Apr 14, 2023Parekh AashhBuy150$16.04$2.4KForm 4
Mar 14, 2023Parekh AashhBuy75$16.00$1.2KForm 4
Nov 7, 2022Parekh AashhBuy157$15.87$2.5KForm 4
Sep 27, 2022Parekh AashhBuy314Form 4
Sep 26, 2022Parekh AashhBuy157$16.00$2.5KForm 4

All 32 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 32. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
Ameriprise Financial Inc368,549$6.4M0.0%+72,044
Advisors Asset Management, Inc.87,984$1.5M0.0%−68,742
Morgan Stanley86,892$1.5M0.0%−6,705
Fiera Capital Corp67,056$1.2M0.0%+1,696
Invesco Ltd.59,947$1.0M0.0%+9,512
Osaic Holdings, Inc.58,822$1.0M0.0%+1,407
Envestnet Asset Management Inc57,224$1.0M0.0%−60,536
Wells Fargo & Company/mn51,635$902.5K0.0%+1,391
Raymond James Financial Inc49,360$862.7K0.0%+1,649
Nations Financial Group Inc, /ia/ /adv48,428$846.4K0.0%No change
Venture Visionary Partners LLC46,782$817.7K0.0%+25
Thomas J. Herzfeld Advisors, Inc.44,897$784.7K0.2%−27,742
Compound Planning, Inc.41,876$731.9K0.0%+267
First Trust Advisors LP37,080$648.1K0.0%+1,204
Hennion & Walsh Asset Management, Inc.33,944$593.3K0.0%+4,361
Clear Street Group Inc.26,256$458.9K0.0%New
Baird Financial Group, Inc.21,950$383.6K0.0%−141
Closed-End Fund Advisors, Inc.20,710$362.0K0.4%−100
LPL Financial LLC19,816$346.3K0.0%+680
Cetera Investment Advisers19,021$332.4K0.0%−21,017
Melfa Wealth Management, Inc.18,744$327.6K0.2%+73
Sowell Financial Services LLC18,576$324.7K0.0%No change
Stifel Financial Corp11,962$209.1K0.0%No change
International Assets Investment Management, LLC2,760$48.2K0.0%No change
Sit Investment Associates Inc878,972$15.4K0.3%−81,283

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Nuveen Mortgage & Income Fund/MA/ is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARNuveen Mortgage & Income Fund/MA/1
  • CIK0001472215
  • Incorporated inMassachusetts1
  • Fiscal year endsDecember 311
  • Business address333 West Wacker Drive, Chicago, IL 606061
  • Phone312-917-81461
  • On EDGAR sinceSep 16, 20091
  • Filings440 in all: 3 (106), 4 (69), NPORT-P (28), N-Q (18), DEF 14A (17), N-CSR (17), N-CSRS (17), N-PX (17)1
    All 36 form types

    40-17G (16), SC 13G/A (16), DEFA14A (13), SC 13G (12), 8-K (11), CORRESP (10), 40-17G/A (9), NSAR-B (9), N-CEN (8), NSAR-A (8), 40-APP/A (6), SCHEDULE 13G/A (5), N-2/A (4), PRE 14A (3), SC TO-C (3), SC TO-I/A (3), 40-APP (2), EFFECT (2), N-2 (2), 144 (1), 425 (1), 497 (1), 8-A12B (1), N-8A (1), NPORT-EX (1), SC TO-I (1), SCHEDULE 13G (1), UPLOAD (1)

  • Latest filingsProxy statement (DEF 14A) Mar 3, 2026
    Latest 8-K (8-K) Aug 3, 2026

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