KIO on NYSE

KKR Income Opportunities Fund

KKR Income Opportunities Fund is a trust registered in the United States, based in New York, active since 2011.² Its shares trade on NYSE under the symbol KIO.²

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Last updated Oct 21, 2026.

Overview

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TickerKIO on NYSE²
HeadquartersNew York, United States²
Incorporated inDE³
Business address555 California Street, 50Th Floor, San Francisco, Ca 94104³
Legal formStatutory Trust²
Kind of organizationTrust²
LEI549300H65GA67Q2C3B36²
StatusActive²
LEI statusIssued and current²
Registered addressC/O MAPLES FIDUCIARY SERVICES (DELAWARE) INC., 19807 Wilmington, United States²
Registered withDivision of Corporations, Department of State, 4955753²

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Corporate structure

KKR Income Opportunities Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of KKR Income Opportunities Fund

Morgan Stanley Filed SCHEDULE 13G on KKR Income Opportunities Fund, latest May 12, 2026
SIT INVESTMENT ASSOCIATES INC Filed SCHEDULE 13G/A on KKR Income Opportunities Fund, latest Jul 7, 2025 (2 filings since Apr 2, 2025)
FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on KKR Income Opportunities Fund, latest Jan 31, 2024 (4 filings since Jan 26, 2022)

KKR Income Opportunities Fund New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led KKR Income Opportunities Fund, and when. Pick a name to see everywhere that person has worked.

Chair

Suzanne Donohoe2014

President

Chief financial officer

201520202025

ChairSuzanne Donohoe Feb 11, 2014 to Feb 11, 2014⁴
PresidentRudy Pimentel Jan 5, 2024 to Jan 5, 2024⁵
PresidentEric J. Mogelof Dec 10, 2020 to Dec 10, 2020⁶
PresidentSuzanne Donohoe Jul 25, 2013 to Dec 10, 2020⁷
Chief financial officerJustin Takao Nov 4, 2025 to now⁸
Chief financial officerMichael R. McFerran Jul 25, 2013 to Jul 25, 2013⁹
Chief financial officerRoshan Chagan Dec 24, 2013 to Dec 24, 2013¹⁰

Board members and other officers (13)

Secretary and Vice PresidentLori Hoffman Jun 16, 2022 to Jun 16, 2022¹¹
Secretary and Vice PresidentPhilip Davidson Oct 19, 2018 to Oct 19, 2018¹²
Chief Compliance OfficerShannon Horton Dec 29, 2014 to Dec 29, 2014¹³
Chief Compliance OfficerAnnette O'Donnell-Butner Jul 25, 2013 to now¹⁴
Secretary and Vice PresidentNicole J. Macarchuk Jul 25, 2013 to Jul 25, 2013¹⁵
Board memberRudy Pimentel Jan 5, 2024 to Jan 5, 2024⁵
Board memberLourdes Perez-Berkeley Nov 5, 2024 to Nov 5, 2024¹⁶
Board memberCatherine B. Sidamon-Eristoff May 4, 2020 to May 4, 2020¹⁷
Board memberEric J. Mogelof Dec 10, 2020 to Jan 4, 2024⁶
Board memberJeffrey L. Zlot Jul 25, 2013 to Jul 25, 2013¹⁸
Board memberMichael E. Cahill Jul 25, 2013 to Mar 3, 2023¹⁹
Board memberSuzanne Donohoe Jul 25, 2013 to Dec 10, 2020⁷
Board memberTobin Levy V. Jul 25, 2013 to Dec 31, 2024²⁰

Former names

KKR Alternative Income Opportunities FundFeb 15, 2013 to Jun 5, 2013³
KKR Global Credit Opportunities FundApr 1, 2011 to Apr 1, 2011³

Timeline

Oct 31, 20258-K Executive or director change²¹
Jul 1, 20248-K Entered a material agreement; Other events²²
Jan 2, 20248-K Executive or director change²³
Jan 24, 20238-K Entered a material agreement; Other events²⁴
Mar 18, 2011Founded KKR Income Opportunities Fund is founded²

Filings

111 filings to the SEC since October 2021: 4 major events, 15 insider forms, 7 large holders, 85 other. The latest 20:

Oct 14, 20264 EDGAR
Sep 29, 2026NPORT-P EDGAR
Aug 25, 2026N-PX EDGAR
Jul 14, 20263 EDGAR
Jun 25, 2026N-CSRS EDGAR
Jun 24, 2026NPORT-P EDGAR
May 12, 2026SCHEDULE 13G EDGAR
Mar 23, 2026NPORT-P EDGAR
Feb 13, 2026DEF 14A EDGAR
Feb 5, 20264 EDGAR
Jan 13, 2026N-CEN EDGAR
Dec 22, 2025N-CSR EDGAR
Dec 16, 2025NPORT-P EDGAR
Dec 10, 202540-17G FIDELITY BOND EDGAR
Nov 4, 20253 EDGAR
Oct 31, 20258-K EDGAR
Sep 19, 2025424B5 EDGAR
Sep 15, 2025NPORT-P EDGAR
Aug 21, 2025N-PX EDGAR
Jul 7, 2025SCHEDULE 13G/A EDGAR

The 111 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 0 buys and 2 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Feb 4, 2026	Takao JustinTreasurer, CAO & CFO	Sale	6,410	$11.70	$75.0K	Form 4
Feb 3, 2026	Takao JustinTreasurer, CAO & CFO	Sale	14,807	$11.72	$173.5K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySCHEDULE 13G, 1 filing May 12, 2026²⁵
SIT INVESTMENT ASSOCIATES INCSCHEDULE 13G/A, 2 filings Apr 2, 2025 to Jul 7, 2025²⁶
FIRST TRUST PORTFOLIOS LPSC 13G/A, 4 filings Jan 26, 2022 to Jan 31, 2024²⁷

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 89. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	2,996,729	$33.7M	0.0%	+251,322
Guggenheim Capital LLC	851,503	$9.6M	0.1%	+57,941
UBS Group AG	646,653	$7.3M	0.0%	−13,809
Wells Fargo & Company/mn	548,460	$6.2M	0.0%	−34,686
Bank Of America Corp /de/	348,013	$3.9M	0.0%	+6,095
Rareview Capital LLC	198,863	$2.5M	1.4%	+18,251
Kovack Advisors, Inc.	216,679	$2.5M	0.1%	+81,653
LPL Financial LLC	217,250	$2.4M	0.0%	+4,305
Shaker Financial Services, LLC	175,575	$2.0M	0.6%	−140,063
Karpus Management, Inc.	162,934	$1.8M	0.1%	−5,759
Significant Wealth Partners LLC	143,556	$1.6M	1.8%	+2,407
Capital Investment Advisors, LLC	135,975	$1.5M	0.0%	−4,350
Invesco Ltd.	125,904	$1.4M	0.0%	−27,220
Raymond James Financial Inc	114,454	$1.3M	0.0%	−2,237
J.w. Cole Advisors, Inc.	101,737	$1.1M	0.0%	New
Cetera Investment Advisers	100,812	$1.1M	0.0%	+4,407
Joseph P. Lucia & Associates, LLC	100,022	$1.1M	0.3%	+988
Baird Financial Group, Inc.	79,150	$891.2K	0.0%	−3,994
Royal Bank Of Canada	76,286	$859.0K	0.0%	−657
Advisors Asset Management, Inc.	73,782	$830.8K	0.0%	New
Rockefeller Capital Management L.P.	57,913	$652.1K	0.0%	−7,997
Robinson Capital Management, LLC	52,154	$587.3K	0.3%	No change
Bramshill Investments, LLC	47,659	$536.6K	0.0%	+522
NewEdge Advisors, LLC	47,370	$533.4K	0.0%	−1,100
Envestnet Asset Management Inc	45,520	$512.6K	0.0%	−5,702

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How KKR Income Opportunities Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARKKR Income Opportunities Fund¹
CIK0001515940
Employer ID (EIN)45-6168963¹
Incorporated inDelaware¹
Fiscal year endsDecember 31¹
Business address555 California Street, 50Th Floor, San Francisco, CA 94104¹
Phone415-315-3620¹
On EDGAR sinceApr 1, 2011¹
Filings270 in all: NPORT-P (28), 3 (24), 4 (18), SC 13G/A (18), CORRESP (14), 40-17G (13), DEF 14A (13), N-CSR (13)¹
All 44 form types
N-CSRS (13), N-PX (13), N-Q (12), N-2/A (10), 40-APP/A (9), N-CEN (8), 497AD (5), EFFECT (5), N-2 (5), NSAR-B (5), 40-APP (4), 8-K (4), NSAR-A (4), SC 13G (4), 424B2 (2), 424B3 (2), 424B5 (2), 497 (2), POS EX (2), SCHEDULE 13G (2), 3/A (1), 40-17G/A (1), 425 (1), 8-A12B (1), APP NTC (1), APP ORDR (1), AW (1), N-14 8C (1), N-14 8C/A (1), N-2MEF (1), N-8A (1), NPORT-EX (1), NPORT-P/A (1), PRE 14A (1), SCHEDULE 13G/A (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) Feb 13, 2026
Latest 8-K (8-K) Oct 31, 2025

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARKKR Income Opportunities Fund filings on SEC EDGAR
2
GLEIFKKR Income Opportunities Fund LEI record (549300H65GA67Q2C3B36)
3
SEC EDGARKKR Income Opportunities Fund filings on SEC EDGAR
4
SEC EDGARSuzanne Donohoe, Chair
5
SEC EDGARRudy Pimentel, President
6
SEC EDGAREric J. Mogelof, President
7
SEC EDGARSuzanne Donohoe, President
8
SEC EDGARJustin Takao, Chief financial officer
9
SEC EDGARMichael R. McFerran, Chief financial officer
10
SEC EDGARRoshan Chagan, Chief financial officer
11
SEC EDGARLori Hoffman, Secretary and Vice President
12
SEC EDGARPhilip Davidson, Secretary and Vice President
13
SEC EDGARShannon Horton, Chief Compliance Officer
14
SEC EDGARAnnette O'Donnell-Butner, Chief Compliance Officer
15
SEC EDGARNicole J. Macarchuk, Secretary and Vice President
16
SEC EDGARLourdes Perez-Berkeley, Board member
17
SEC EDGARCatherine B. Sidamon-Eristoff, Board member
18
SEC EDGARJeffrey L. Zlot, Board member
19
SEC EDGARMichael E. Cahill, Board member
20
SEC EDGARTobin Levy V., Board member
21
SEC EDGARExecutive or director change
22
SEC EDGAREntered a material agreement; Other events
23
SEC EDGARExecutive or director change
24
SEC EDGAREntered a material agreement; Other events
25
SEC EDGARMorgan Stanley SCHEDULE 13G on KKR Income Opportunities Fund
26
SEC EDGARSIT INVESTMENT ASSOCIATES INC SCHEDULE 13G/A on KKR Income Opportunities Fund
27
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on KKR Income Opportunities Fund