Overview
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- TickerLGL on NYSE1
- IndustryElectronic Components, NEC1
- HeadquartersArlington, Virginia1
- Incorporated inNV3
- Business address3100 Clarendon Blvd, Suite 1200, Arlington, Va 222013
- Filer categoryNon-accelerated filer, Smaller reporting company3
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For the purposes of this discussion, the terms "LGL," "LGL Group," the "Company," "we," "our," and "us" refer collectively to The LGL Group, Inc. and its subsidiaries. Unless otherwise stated, all dollar amounts are in thousands.5 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Other costs51¢$1.3M
- Income tax21¢$506.0K
- Profit28¢$688.0K
Out of $2.5M in revenue.6
Where each dollar of operating cash went, fiscal 2025
- Share buybacks100¢$366.0K
Out of $70.0K of cash from operations. Spending exceeded cash from operations; the rest came from savings or borrowing.6
Financial statements
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Revenue | $31.9M7 | $31.2M8 | $1.4M9 | $1.7M10 | $1.7M11 | $2.2M6 | $2.5M6 |
| Research and development | $2.0M7 | $2.1M8 | $2.2M8 | ||||
| Operating expenses | $3.7M10 | $3.0M11 | $3.6M6 | $3.9M6 | |||
| Operating income | $3.4M7 | $1.4M8 | -$3.5M9 | -$2.0M9 | $646.0K11 | $699.0K6 | $249.0K6 |
| Interest | |||||||
| Income before tax | $16.0M9 | -$6.4M10 | $646.0K11 | $699.0K6 | $249.0K6 | ||
| Income tax | -$3.1M7 | $336.0K8 | $3.5M9 | -$1.5M10 | $301.0K11 | $177.0K6 | -$506.0K6 |
| Net income | $7.0M7 | $968.0K8 | $14.6M9 | -$3.0M10 | $269.0K11 | $432.0K6 | $688.0K6 |
| Earnings per share | $1.447 | $0.198 | $2.779 | -$0.5610 | $0.0511 | $0.086 | $0.136 |
| Earnings per share (diluted) | $1.417 | $0.198 | $2.749 | -$0.5610 | $0.0511 | $0.086 | $0.116 |
| Shares (weighted, basic) | 5.3M shares9 | 5.3M shares10 | 5.4M shares11 | 5.4M shares6 | 5.4M shares6 | ||
| Shares (weighted, diluted) | 5.3M shares9 | 5.4M shares10 | 5.4M shares11 | 5.6M shares6 | 6.4M shares6 |
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Cash | $12.5M7 | $18.3M8 | $26.4M9 | $21.5M10 | $40.7M11 | $41.6M6 | $41.5M6 |
| Receivables | $672.0K9 | $543.0K10 | $356.0K11 | $493.0K6 | $572.0K6 | ||
| Inventory | $271.0K9 | $265.0K10 | $204.0K11 | $267.0K6 | $297.0K6 | ||
| Current assets | $28.9M7 | $33.8M8 | $55.8M9 | $39.3M10 | $41.6M11 | $42.6M6 | $46.3M6 |
| Property, plant and equipment | $1.0K9 | $1.0K10 | $010 | ||||
| Goodwill | $40.0K8 | ||||||
| Intangible assets | $100.0K9 | $78.0K10 | $57.0K11 | $36.0K6 | $15.0K6 | ||
| Total assets | $39.2M7 | $43.5M8 | $60.3M9 | $39.8M10 | $41.9M11 | $43.1M6 | $46.8M6 |
| Accounts payable | $60.0K9 | $310.0K10 | $93.0K11 | $333.0K6 | $366.0K6 | ||
| Current liabilities | $4.1M7 | $3.4M8 | $4.4M9 | $587.0K10 | $474.0K11 | $904.0K6 | $915.0K6 |
| Total liabilities | $4.3M7 | $3.7M8 | $5.6M9 | $1.3M10 | $1.2M11 | $1.9M6 | $1.2M6 |
| Retained earnings | $9.5M9 | -$7.3M10 | -$7.1M11 | -$6.6M6 | -$5.9M6 | ||
| Shareholders’ equity | $34.9M8 | $39.8M9 | $54.7M9 | $38.5M10 | $38.8M11 | $39.2M6 | $43.5M6 |
| Shares outstanding | 4.9M shares7 | 5.3M shares8 | 5.3M shares9 | 5.4M shares10 | 5.4M shares11 | 5.4M shares6 | 6.2M shares6 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2019 | 2020 | 2021 | 2022 | 2023 | 2024 | 2025 |
|---|---|---|---|---|---|---|---|
| Cash from operations | $2.7M7 | $3.2M8 | $1.4M9 | -$817.0K10 | $385.0K11 | $874.0K6 | $70.0K6 |
| Stock-based compensation | $413.0K9 | $388.0K10 | $3.0K11 | $36.0K6 | $61.0K6 | ||
| Capital spending | $1.2M7 | $407.0K8 | $1.1M9 | $662.0K10 | $010 | ||
| Free cash flow | $1.5M | $2.8M | $253.0K | -$1.5M | $385.0K | ||
| Cash from investing | $9.4M9 | -$5.8M10 | $18.8M11 | $011 | |||
| Dividends paid | |||||||
| Share buybacks | $06 | $366.0K6 | |||||
| Cash from financing | -$73.0K9 | -$859.0K10 | $010 | $06 | -$141.0K6 |
Corporate structure
Lynch Group Holdings Limited sits at the top of its group. 7 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Lynch Group Holdings Limited
- Marc Gabelli Filed SCHEDULE 13D/A on Lynch Group Holdings Limited, latest Jul 28, 2026
- GAMCO Investors Filed SCHEDULE 13D/A on Lynch Group Holdings Limited, latest Jul 20, 2026
- BARD ASSOCIATES INC Filed SC 13G/A on Lynch Group Holdings Limited, latest May 1, 2024 (3 filings since Feb 6, 2023)
- RENAISSANCE TECHNOLOGIES LLC Filed SC 13G/A on Lynch Group Holdings Limited, latest Feb 10, 2022
- Lynch Group Holdings Limited Arlington, Virginia
- LGL Systems Acquisition Holding Company, LLC Subsidiary · Delaware, United States
- LGL Systems Nevada Management Partners LLC Subsidiary · Nevada, United States
- Lynch Capital International, LLC Subsidiary · Delaware, United States
- Lynch Systems Acquisition Holding Company, LLC Subsidiary · Delaware, United States
- P3 Logistic Solutions LLC Subsidiary · Delaware, United States
- Precise Time and Frequency, LLC Subsidiary · Delaware, United States
Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Lynch Group Holdings Limited reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Operating-lease assets (leased space) | $247.0K6 Dec 31, 2025 | $308.0K6 Dec 31, 2024 | −19.8% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $41.5M6 Dec 31, 2025 | $41.6M6 Dec 31, 2024 | −0.2% |
| Marketable securities, current | $36.0K6 Dec 31, 2025 | $17.0K6 Dec 31, 2024 | +111.8% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Finite-lived intangibles, gross | $214.0K6 Dec 31, 2025 | $214.0K6 Dec 31, 2024 | 0% |
| Accumulated amortization | $199.0K6 Dec 31, 2025 | $178.0K6 Dec 31, 2024 | +11.8% |
| Finite-lived intangibles, net | $15.0K6 Dec 31, 2025 | $36.0K6 Dec 31, 2024 | −58.3% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $297.0K6 Dec 31, 2025 | $267.0K6 Dec 31, 2024 | +11.2% |
| Raw materials | $374.0K6 Dec 31, 2025 | $302.0K6 Dec 31, 2024 | +23.8% |
| Work in process | $8.0K6 Dec 31, 2025 | $5.0K6 Dec 31, 2024 | +60.0% |
| Finished goods | $06 Dec 31, 2025 | $31.0K6 Dec 31, 2024 | −100.0% |
Properties, in its own words
The Company’s principal executive offices are located in Orlando, Florida and services are provided to LGL Group by MtronPTI staff under the Amended and Restated Transitional Administrative and Management Services Agreement with MtronPTI. PTF’s operations, which comprise our Electronic Instruments segment, are located in Wakefield, Massachusetts, where PTF leases approximately 3,600 square feet of office and manufacturing space. We are of the opinion that the properties are suitable for our respective businesses and have production capacities adequate to meet the current needs of our businesses.
Item 2 of the 10-K filed Mar 30, 2026.5
Leadership
Who has led Lynch Group Holdings Limited, and when. Pick a name to see everywhere that person has worked.
Chief executive
Chief financial officer
Chief operating officer
- Chief executive officerJason D. Lamb Jan 23, 2026 to now14
- Chief executive officerMarc Gabelli Dec 12, 2023 to Dec 12, 202315
- Chief executive officerTimothy Foufas Dec 12, 2023 to Jan 23, 202616
- Chief executive officerIvan Arteaga Mar 31, 2020 to Jan 5, 202117
- Chief executive officerGreg P. Anderson Mar 29, 2010 to Mar 18, 201418
- Chief executive officerJohn C. Ferrara Dec 21, 2005 to May 1, 200619
- PresidentGreg P. Anderson Mar 29, 2010 to Mar 18, 201418
- PresidentJohn C. Ferrara Dec 21, 2005 to May 1, 200619
- Chief financial officerJames William Tivy Feb 9, 2018 to Oct 12, 202220
- Chief financial officerPatti A. Smith Feb 9, 2018 to Feb 9, 201821
- Chief financial officerR. Laduane Clifton Mar 28, 2013 to Mar 18, 201422
- Chief financial officerHarold D. Castle Jan 3, 2008 to Jan 3, 200823
- Chief financial officerStephen Elra Pegg Mar 27, 2007 to Mar 27, 200724
- Chief financial officerJeremiah M. Healy Sep 11, 2006 to Sep 11, 200625
- Chief operating officerNathan G. Miller Apr 14, 2025 to now26
- Chief operating officerRobert Mamazza Jr. Nov 30, 2015 to Sep 30, 201627
- Chief operating officerHans Wunderl Mar 30, 2010 to Mar 30, 201028
Board members and other officers (39)
- Vice PresidentTiffany Renee Hayden May 21, 2025 to now29
- Vice President - FinanceChristopher L. Nossokoff Apr 25, 2024 to Apr 25, 202430
- CAOJoan Atkinson Jul 8, 2020 to Jul 8, 202031
- Senior Vice PresidentPatrick Huvane Aug 5, 2020 to now32
- VP/ControllerLinda M. Biles Sep 1, 2020 to now33
- Principal Accounting OfficerPatti A. Smith Mar 23, 2015 to Sep 30, 201634
- Chief Accounting OfficerR. Laduane Clifton Apr 8, 2010 to Aug 13, 201235
- Senior Vice PresidentRobert R. Zylstra Sep 11, 2006 to Sep 11, 200636
- V.P. , Secretary and TreasurerEugene C. Hynes Oct 15, 2004 to May 1, 200637
- Board memberColin J. Kilrain Sep 2, 2025 to now38
- Board memberDarlene T. Deremer Aug 25, 2023 to now39
- Board memberHerve Francois Aug 29, 2023 to now40
- Board memberKaan Kerem Aslansan Dec 13, 2023 to now41
- Board memberJohn S. Mega Nov 6, 2020 to Dec 29, 202142
- Board memberRobert Lapenta V. Jr. Nov 6, 2020 to Jan 5, 202143
- Board memberBel Lazar Feb 1, 2019 to Dec 29, 202144
- Board memberIvan Arteaga Feb 26, 2019 to Dec 29, 202145
- Board memberMichael J. Ferrantino Jr. Aug 26, 2019 to now46
- Board memberHendi Susanto Jun 17, 2016 to Dec 26, 201847
- Board memberAntonio Visconti Oct 27, 2014 to Sep 21, 201848
- Board memberDonald H. Hunter Apr 3, 2013 to Dec 30, 202149
- Board memberJames J. Abel Jul 8, 2011 to Dec 16, 201350
- Board memberManjit Kalha Jul 8, 2011 to now51
- Board memberVincent D. Enright Jul 8, 2011 to Dec 16, 201352
- Board memberHans Wunderl Apr 8, 2010 to Dec 21, 201053
- Board memberRobert S. Zuccaro Oct 14, 2010 to Dec 21, 201054
- Board memberPaul D. Kaminski Oct 15, 2010 to Jan 10, 201255
- Board memberMichael Chiu Nov 8, 2010 to Dec 16, 201356
- Board memberJeremiah M. Healy Jan 23, 2008 to Sep 24, 201057
- Board memberJavier Romero Apr 13, 2007 to Mar 30, 201058
- Board memberKuni Nakamura Apr 13, 2007 to Jan 3, 200859
- Board memberTimothy Foufas Apr 13, 2007 to now60
- Board memberPatrick J. Guarino Sep 11, 2006 to Dec 16, 201561
- Board memberPeter J. Dapuzzo Sep 11, 2006 to Jan 23, 200962
- Board memberAnthony R. Pustorino Dec 21, 2005 to Mar 29, 201063
- Board memberE. Val Cerutti Dec 21, 2005 to Jan 23, 200964
- Board memberAvrum Gray Dec 22, 2005 to Jan 23, 200965
- Board memberJohn C. Ferrara Jul 16, 2004 to Jul 16, 200466
- Board memberMarc Gabelli Sep 22, 2004 to now67
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
- LGL Systems Acquisition Holding Company, LLC Delaware4
- LGL Systems Nevada Management Partners LLC Nevada4
- Lynch Capital International, LLC Delaware4
- Lynch Systems Acquisition Holding Company, LLC Delaware4
- P3 Logistic Solutions LLC Delaware4
- Precise Time and Frequency, LLC Delaware4
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Former names
- LYNCH CORPNov 14, 1995 to Jun 20, 20063
Timeline
- Oct 5, 20268-K Executive or director change68
- Sep 1, 20268-K Change to shareholders' rights; Bylaws or fiscal year changed; Other events69
- Aug 19, 20268-K Regulation FD disclosure70
- Aug 14, 20268-K Results of operations71
- Jul 24, 20268-K Regulation FD disclosure72
- Jul 16, 20268-K Regulation FD disclosure73
- Jun 26, 20268-K Other events74
- Jun 26, 20268-K Other events75
- Jun 17, 20268-K Other events76
- Jun 17, 20268-K Regulation FD disclosure77
- Jun 5, 20268-K Regulation FD disclosure; Other events78
- May 22, 20268-K Regulation FD disclosure; Other events79
- Jan 23, 2026New chief executive Jason D. Lamb becomes CEO14
- Dec 12, 2023New chief executive Timothy Foufas becomes CEO16
- Dec 12, 2023New chief executive Marc Gabelli becomes CEO15
- Apr 6, 2021Went public Listed on Australian Securities Exchange1
- Mar 31, 2020New chief executive Ivan Arteaga becomes CEO17
- Mar 29, 2010New chief executive Greg P. Anderson becomes CEO18
- Dec 21, 2005New chief executive John C. Ferrara becomes CEO19
Calendar
Coming up
- Nov 12, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported $0.14 a share, on Nov 13, 2025.80
When it reported results
- Aug 14, 2026Reported quarterly or annual results71
- May 11, 2026Reported quarterly or annual results81
- Nov 13, 2025Reported quarterly or annual results82
- Sep 22, 2025Reported quarterly or annual results83
- May 15, 2025Reported quarterly or annual results84
- Apr 1, 2025Reported quarterly or annual results85
- Nov 13, 2024Reported quarterly or annual results86
- Aug 13, 2024Reported quarterly or annual results87
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
206 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 79 major events, 59 insider forms, 6 large holders, 42 other. The latest 20:
- Oct 5, 20268-K EDGAR
- Sep 1, 20268-K EDGAR
- Aug 24, 2026S-8 EDGAR
- Aug 19, 20268-K EDGAR
- Aug 19, 20264 EDGAR
- Aug 14, 202610-Q EDGAR
- Aug 14, 20268-K EDGAR
- Jul 28, 2026SCHEDULE 13D/A EDGAR
- Jul 28, 20264 PRIMARY DOCUMENT EDGAR
- Jul 27, 20264 EDGAR
- Jul 27, 20264 EDGAR
- Jul 24, 20268-K EDGAR
- Jul 20, 2026SCHEDULE 13D/A EDGAR
- Jul 20, 20264 PRIMARY DOCUMENT EDGAR
- Jul 16, 20268-K EDGAR
- Jun 26, 20268-K EDGAR
- Jun 26, 20268-K EDGAR
- Jun 17, 20268-K EDGAR
- Jun 17, 20268-K EDGAR
- Jun 16, 20264 PRIMARY DOCUMENT EDGAR
The 206 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
1 open-market trades by officers, directors and large owners since October 2021: 1 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Dec 30, 2025 | GABELLI MARIO J10% owner | Buy | 95,387 | $4.75 | $453.1K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Marc GabelliSCHEDULE 13D/A, 1 filing Jul 28, 202688
- GAMCO InvestorsSCHEDULE 13D/A, 1 filing Jul 20, 202689
- BARD ASSOCIATES INCSC 13G/A, 3 filings Feb 6, 2023 to May 1, 202490
- RENAISSANCE TECHNOLOGIES LLCSC 13G/A, 1 filing Feb 10, 202291
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | Marc Gabelli | $118.5K | $133.5K92 | |
| 2025 | Timothy Foufas | $87.2K | $104.6K92 | |
| 2025 | Christopher L. Nossokoff | $58.8K | $77.6K92 | |
| 2025 | Patrick Huvane | $50.0K92 | ||
| 2024 | Former Co-ChiefExecutive Officer | $195.0K | $209.3K92 | |
| 2024 | Vice President - Finance | $170.0K | $173.7K92 | |
| 2024 | Executive Chairman | $115.5K | $145.5K92 | |
| 2024 | Executive VicePresident - Business Development | $50.0K | $55.0K92 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Gamco Investors, Inc. Et Al | 670,781 | $4.6M | 0.0% | No change |
| Bard Associates Inc | 488,923 | $3.4M | 0.7% | −934 |
| Vanguard Capital Management LLC | 248,692 | $1.7M | 0.0% | +133,698 |
| Renaissance Technologies LLC | 169,494 | $1.2M | 0.0% | +2,900 |
| Dimensional Fund Advisors LP | 99,240 | $685.7K | 0.0% | No change |
| Mcintyre Freedman & Flynn Investment Advisers Inc | 87,500 | $604.6K | 0.4% | No change |
| Caldwell Sutter Capital, Inc. | 78,955 | $545.6K | 0.2% | −1,896 |
| Geode Capital Management, LLC | 77,866 | $538.3K | 0.0% | +39,593 |
| Cable Car Capital, LP | 50,000 | $345.5K | 0.0% | New |
| Vanguard Fiduciary Trust Co | 46,306 | $320.0K | 0.0% | +25,623 |
| Citadel Advisors LLC | 25,367 | $175.3K | 0.0% | +5,110 |
| Osaic Holdings, Inc. | 15,890 | $109.8K | 0.0% | +414 |
| Millennium Management LLC | 14,319 | $98.9K | 0.0% | New |
| BlackRock, Inc. | 13,516 | $93.4K | 0.0% | +5,119 |
| UMB Bank, n.a. | 4,267 | $29.5K | 0.0% | No change |
| Morgan Stanley | 1,487 | $10.3K | 0.0% | −2,955 |
| UBS Group AG | 663 | $4.6K | 0.0% | New |
| Northwestern Mutual Wealth Management Co | 333 | $2.3K | 0.0% | New |
| Tower Research Capital LLC (TRC) | 327 | $2.3K | 0.0% | New |
| Barclays PLC | 100 | $691 | 0.0% | New |
| SBI Securities Co., Ltd. | 33 | $228 | 0.0% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Lynch Group Holdings Limited is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARLGL GROUP INC2
- CIK0000061004
- Employer ID (EIN)38-17998625
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company5
- Incorporated inDelaware5
- Fiscal year endsDecember 312
- Industry code (SIC)3679 Electronic Components, NEC2
- SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance2
- Business address3100 Clarendon Blvd, Suite 1200, Arlington, VA 222012
- Phone(202) 780-59412
- Shares outstanding12,613,149 as of Jul 31, 202613
- Public float$21.9M as of Jun 30, 20255
- AuditorPKF O'Connor Davies, LLP, New York, New York PCAOB ID 127; no auditor attestation of internal control over financial reporting5
- On EDGAR sinceApr 10, 19952
- Filings1,142 in all: 8-K (325), 4 (301), 10-Q (95), 3 (46), SC 13D/A (43), 5 (35), DEF 14A (32), 10-K (30)2
All 51 form types
UPLOAD (26), 4/A (20), 8-K/A (17), CORRESP (16), 11-K (13), SD (13), 10-Q/A (9), 10-K/A (8), EFFECT (8), SC 13G (8), SC 13G/A (8), ARS (6), NT 10-Q (6), PRE 14A (6), S-2/A (6), S-8 (6), S-3 (5), SC 13D (5), 424B3 (4), 8-A12B (4), NT 10-K (4), 25-NSE (3), 424B5 (3), S-1 (3), S-1/A (3), S-3/A (3), FWP (2), NT 11-K (2), POS AM (2), PRER14A (2), SCHEDULE 13D/A (2), 10-12B (1), 10-K405 (1), 15-12G (1), 424B4 (1), CERT (1), CERTNYS (1), DEFM14A (1), PREM14A (1), REGDEX (1), S-1MEF (1), S-2 (1), S-8 POS (1)
- Latest filingsAnnual report (10-K) Mar 30, 2026
Quarterly report (10-Q) Aug 14, 2026
Proxy statement (DEF 14A) Apr 2, 2026
Latest 8-K (8-K) Oct 5, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, $0.01 par value | LGL | NYSE American |
From the cover page of the 10-K filed Mar 30, 2026 (Section 12(b) of the Exchange Act).5
Risk factors and legal proceedings
The risks Lynch Group Holdings Limited names in Item 1A of its 10-K filed Mar 30, 2026: 44 risks under these headings, as written.5
- Risks Related to Our Structure
- We have engaged, and in the future may engage, in transactions with our affiliates.
- We are subject to the risk of becoming an investment company under the Investment Company Act.
- We may structure transactions in a less advantageous manner to avoid becoming subject to the Investment Company Act.
- Risks Relating to Liquidity and Capital Requirements
- We are a holding company and depend on the businesses of our subsidiaries to satisfy our obligations.
- We have made significant investments and negative performance of those investments may result in a significant decline in the value and could impact our cash flows.
- Risks Relating to Our Merchant Investment Business
- The Company has made and may make material investments in special purpose vehicles that may not be successful.
- Our investments may be subject to significant uncertainties.
- The historical financial information for our Merchant Investment business is not necessarily indicative of our future performance.
- The Merchant Investment business’s investment strategy involves numerous and significant risks, including the risk that we may lose some or all of our investments in the Merchant Investment business. This risk may be magnified due to concentration of investments and investments in undervalued securities.
The other 35 risks
- We may not be able to identify suitable investments, and our investments may not result in favorable returns or may result in losses.
- The Merchant Investment business may make investments in companies we do not control.
- The use of leverage in investments by the Merchant Investment business may pose a significant degree of risk and may enhance the possibility of significant loss in the value of the investments in the Merchant Investment business.
- The possibility of increased regulation could result in additional burdens on our Merchant Investment business.
- The ability to hedge investments successfully is subject to numerous risks.
- The Merchant Investment business may invest in distressed securities, as well as bank loans, asset backed securities and mortgage- backed securities.
- The Merchant Investment business may invest in companies that are based outside of the United States, which may expose the Merchant Investment business to additional risks not typically associated with investing in companies that are based in the United States.
- The Merchant Investment business’s investments are subject to numerous additional risks including those described below.
- Risks Related to Our Business and Industry
- Macroeconomic fluctuations may harm our business, results of operations and stock price.
- Changes in United States trade policies, including the imposition of tariffs and retaliatory tariffs, may adversely impact our business, financial condition, and results of operations.
- Inflation and changing interest rates may adversely affect our financial condition and results of operations.
- We are currently dependent on a single line of manufacturing business.
- Our financial results vary significantly from period to period.
- Our order backlog may not be indicative of future revenues.
- Our future rate of growth and profitability are highly dependent on the development and growth of the communications, networking, aerospace, defense, instrumentation and industrial markets, which are cyclical.
- The market share of our customers in the communications, networking, aerospace, defense, instrumentation and industrial markets may change over time, reducing the potential value of our relationships with our existing customer base.
- The loss or decrease in sales among one of our top customers, or a material change in the terms on which they are willing to buy from us, could have a substantial negative impact on our sales and operating results.
- We may make acquisitions that are not successful, or we may fail to integrate acquired businesses into our operations properly.
- If we are unable to introduce innovative products, demand for our products may decrease.
- Our markets are highly competitive, and we may lose business to larger and better-financed competitors.
- Our success depends on our ability to retain key management and technical personnel and attracting, retaining, and training new technical personnel.
- We purchase certain key components and raw materials from single or limited sources and could lose sales if these sources fail to fulfill our needs for any reason.
- As a supplier to U.S. government defense contractors, we are subject to a number of procurement regulations and other requirements and could be adversely affected by changes in regulations or any negative findings from a U.S. government audit or investigation.
- Our products are complex and may contain errors or design flaws, which could be costly to correct.
- Communications and network infrastructure equipment manufacturers increasingly rely upon contract manufacturers, thereby diminishing our ability to sell our products directly to those equipment manufacturers.
- Future changes in our environmental liability and compliance obligations may increase costs and decrease profitability.
- We rely on information technology systems to conduct our business, and disruption, failure or security breaches of these systems could adversely affect our business and results of operations.
- Cybersecurity risks and cyber incidents may adversely affect our business by causing a disruption to our operations, a compromise or corruption of our confidential information, and/or damage to our business relationships, all of which could negatively impact our financial results.
- Risks Related to Our Securities
- The price of our common stock has fluctuated considerably and is likely to remain volatile, in part due to the limited market for our common stock.
- Our officers, directors and 10% or greater stockholders have significant voting power and may vote their shares in a manner that is not in the best interest of other stockholders.
- As a smaller reporting company, we are subject to scaled disclosure requirements that may make it more challenging for investors to analyze our results of operations and financial prospects.
- Risks Related to the Separation
- We may be unable to achieve some or all of the expected benefits of the Separation, and the Separation may adversely affect our business.
- The Separation could result in substantial tax liability to us and our stockholders.
- The distribution of MtronPTI common stock may not qualify for tax-free treatment.
- As a result of the Separation, certain of our directors and officers may have actual or potential conflicts of interest because of their positions or relationships with MtronPTI.
Legal proceedings
From time to time, we may be involved in various claims and legal proceedings related to claims arising out of our operations. We are not currently a party to any material legal proceedings, including any such proceedings that are pending or threatened, of which we are aware.
The opening of Item 3, Legal Proceedings.5
Links
- WikidataQ109627037
- SEC EDGARCIK 61004
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 29SEC EDGARTiffany Renee Hayden, Vice President
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- 31SEC EDGARJoan Atkinson, CAO
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- 33SEC EDGARLinda M. Biles, VP/Controller
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- 38SEC EDGARColin J. Kilrain, Board member
- 39SEC EDGARDarlene T. Deremer, Board member
- 40SEC EDGARHerve Francois, Board member
- 41SEC EDGARKaan Kerem Aslansan, Board member
- 42SEC EDGARJohn S. Mega, Board member
- 43SEC EDGARRobert Lapenta V. Jr., Board member
- 44SEC EDGARBel Lazar, Board member
- 45SEC EDGARIvan Arteaga, Board member
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- 47SEC EDGARHendi Susanto, Board member
- 48SEC EDGARAntonio Visconti, Board member
- 49SEC EDGARDonald H. Hunter, Board member
- 50SEC EDGARJames J. Abel, Board member
- 51SEC EDGARManjit Kalha, Board member
- 52SEC EDGARVincent D. Enright, Board member
- 53SEC EDGARHans Wunderl, Board member
- 54SEC EDGARRobert S. Zuccaro, Board member
- 55SEC EDGARPaul D. Kaminski, Board member
- 56SEC EDGARMichael Chiu, Board member
- 57SEC EDGARJeremiah M. Healy, Board member
- 58SEC EDGARJavier Romero, Board member
- 59SEC EDGARKuni Nakamura, Board member
- 60SEC EDGARTimothy Foufas, Board member
- 61SEC EDGARPatrick J. Guarino, Board member
- 62SEC EDGARPeter J. Dapuzzo, Board member
- 63SEC EDGARAnthony R. Pustorino, Board member
- 64SEC EDGARE. Val Cerutti, Board member
- 65SEC EDGARAvrum Gray, Board member
- 66SEC EDGARJohn C. Ferrara, Board member
- 67SEC EDGARMarc Gabelli, Board member
- 68SEC EDGARExecutive or director change
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- 70SEC EDGARRegulation FD disclosure
- 71SEC EDGARResults of operations
- 72SEC EDGARRegulation FD disclosure
- 73SEC EDGARRegulation FD disclosure
- 74SEC EDGAROther events
- 75SEC EDGAROther events
- 76SEC EDGAROther events
- 77SEC EDGARRegulation FD disclosure
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- 80NasdaqNasdaq calendar
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