Overview
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- TickerLPTH on Nasdaq1
- IndustrySemiconductors & Related Devices1
- HeadquartersOrlando, Florida1
- Incorporated inDE3
- Business address2603 Challenger Tech Ct, Ste 100, Orlando, Fl 32826-27163
- Filer categoryNon-accelerated filer, Smaller reporting company3
- Legal formCorporation
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LightPath Technologies, Inc. (“LightPath”, the “Company”, “we”, “our”, or “us”) was incorporated under Delaware law in 1992 as the successor to LightPath Technologies Limited Partnership, a New Mexico limited partnership formed in 1989, and its predecessor, Integrated Solar Technologies Corporation, a New Mexico corporation formed in 1985. Today, LightPath is a global company with facilities in the United States and the Republic of Latvia. Our corporate headquarters is located in Orlando, Florida.5 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2026
What sells
Revenue by product, business segment and region, as the company reports it to the SEC.
Products and services
Assemblies and Modules brought in 44% of the revenue LIGHTPATH TECHNOLOGIES INC broke down this way in fiscal 2026.
Products and services by year
| Products and services | 2025 | 2026 |
|---|---|---|
| Assemblies and Modules | $8.4M | $31.9M |
| Infrared Components | $13.9M | $21.2M |
| Visible Components | $11.7M | $15.5M |
| Engineering Services | $3.2M | $3.2M |
Regions
United States brought in 52% of the revenue LIGHTPATH TECHNOLOGIES INC broke down this way in fiscal 2026.
Regions by year
| Regions | 2025 | 2026 |
|---|---|---|
| United States | $23.0M | $37.0M |
| United Kingdom | $3.4M | $15.0M |
| Israel | $2.7M | $7.7M |
| Europe | $3.0M | $4.7M |
| China | $2.9M | $4.5M |
| Asia | $1.0M | $1.8M |
| Other Foreign Countries | $1.2M | $978.8K |
Where the money goes
Where each dollar of revenue went, fiscal 2026
- Cost of revenue61¢$45.9M
- Research and development5¢$3.8M
- Selling, general and admin33¢$24.7M
- Income tax0¢$314.7K
Out of $71.7M in revenue.2 The company lost money this year.
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Revenue, net | $71.7M | $37.2M |
| Cost of sales | $45.9M | $27.1M |
| Gross profit | $25.8M | $10.1M |
| Selling, general and administrative | $24.7M | $15.8M |
| New product development | $3.8M | $3.1M |
| Amortization of intangible assets | $1.8M | $1.4M |
| Change in fair value of acquisition liabilities | $15.6M | $1.6M |
| (Gain) loss on disposal of property and equipment | -$455.1K | $99.3K |
| Total operating expenses | $45.5M | $22.0M |
| Operating loss | -$19.7M | -$11.8M |
| Interest income (expense), net | $16.0K | -$1.1M |
| Loss on extinguishment of debt | -$506.3K | -$418.5K |
| Change in fair value of warrant liability | $0 | -$1.4M |
| Other expense, net | -$86.3K | -$122.1K |
| Total other income (expense), net | -$576.5K | -$3.0M |
| Loss before income taxes | -$20.2M | -$14.8M |
| Income tax provision | $314.7K | $37.8K |
| Net loss | -$20.5M | -$14.9M |
| Foreign currency translation adjustment | $330.2K | $468.8K |
| Comprehensive loss | -$20.2M | -$14.4M |
| Loss per common share (basic) (in dollars per share) | -$0.38 | -$0.36 |
| Number of shares used in per share calculation (basic) (in shares) | 53.4M shares | 40.9M shares |
| Loss per common share (diluted) (in dollars per share) | -$0.38 | -$0.36 |
| Number of shares used in per share calculation (diluted) (in shares) | 53.4M shares | 40.9M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 5 fiscal years (annual) or 5 quarters (quarterly), latest first.2
| Period ending | 2026-06-30 | 2026-03-31 | 2026-01-31 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|---|---|
| Cash and cash equivalents | $93.2M | $4.9M | |||
| Trade accounts receivable, net of allowance | $15.1M | $9.5M | |||
| Inventories, net | $18.0M | $12.9M | |||
| Prepaid expenses and deposits | $3.5M | $1.1M | |||
| Other current assets | $116.0K | $40.1K | |||
| Total current assets | $129.9M | $28.4M | |||
| Property and equipment, net | $19.4M | $15.9M | |||
| Operating lease right-of-use assets | $8.1M | $7.4M | |||
| Intangible assets, net | $17.1M | $16.0M | |||
| Goodwill | $19.3M | $13.8M | $6.8M | ||
| Deferred tax assets, net | $85.9K | $22.6K | |||
| Other assets | $96.6K | $73.9K | |||
| Total assets | $194.0M | $81.5M | |||
| Accounts payable | $7.7M | $7.4M | |||
| Accrued liabilities | $12.8M | $5.7M | |||
| Accrued payroll and benefits | $4.1M | $2.4M | |||
| Operating lease liabilities, current | $1.2M | $1.3M | |||
| Loans payable, current portion | $112.3K | $172.6K | |||
| Finance lease obligation, current portion | $269.4K | $206.5K | |||
| Total current liabilities | $26.2M | $17.1M | |||
| Deferred tax liabilities, net | $95.1K | $152.8K | |||
| Accrued liabilities, noncurrent | $0 | $823.0K | |||
| Finance lease obligation, less current portion | $392.8K | $421.4K | |||
| Operating lease liabilities, noncurrent | $8.9M | $8.3M | |||
| Loans payable, less current portion | $74.9K | $4.8M | |||
| Total liabilities | $35.6M | $31.6M | |||
| Additional paid-in capital | $398.7M | $245.0M | |||
| Accumulated other comprehensive income | $1.3M | $978.7K | |||
| Accumulated deficit | -$251.3M | -$230.7M | |||
| Total stockholders equity | $149.5M | $15.6M | $30.2M | ||
| Total liabilities, convertible preferred stock and stockholders equity | $194.0M | $81.5M | |||
| Allowance for doubtful accounts | $63.2K | $24.5K | |||
| Preferred stock, par value (in dollars per share) | $0.01 | ||||
| Preferred stock, authorized (in shares) | 5.0M shares | ||||
| Common stock, par value (in dollars per share) | $0.01 | $0.01 | $544,000.00 | ||
| Common stock, authorized (in shares) | 100.0M shares |
| Period ending | 2026-06-30 | 2026-03-31 | 2026-01-31 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|---|---|
| Cash and cash equivalents | $93.2M | $4.9M | |||
| Trade accounts receivable, net of allowance | $15.1M | $9.5M | |||
| Inventories, net | $18.0M | $12.9M | |||
| Prepaid expenses and deposits | $3.5M | $1.1M | |||
| Other current assets | $116.0K | $40.1K | |||
| Total current assets | $129.9M | $28.4M | |||
| Property and equipment, net | $19.4M | $15.9M | |||
| Operating lease right-of-use assets | $8.1M | $7.4M | |||
| Intangible assets, net | $17.1M | $16.0M | |||
| Goodwill | $19.3M | $13.8M | $6.8M | ||
| Deferred tax assets, net | $85.9K | $22.6K | |||
| Other assets | $96.6K | $73.9K | |||
| Total assets | $194.0M | $81.5M | |||
| Accounts payable | $7.7M | $7.4M | |||
| Accrued liabilities | $12.8M | $5.7M | |||
| Accrued payroll and benefits | $4.1M | $2.4M | |||
| Operating lease liabilities, current | $1.2M | $1.3M | |||
| Loans payable, current portion | $112.3K | $172.6K | |||
| Finance lease obligation, current portion | $269.4K | $206.5K | |||
| Total current liabilities | $26.2M | $17.1M | |||
| Deferred tax liabilities, net | $95.1K | $152.8K | |||
| Accrued liabilities, noncurrent | $0 | $823.0K | |||
| Finance lease obligation, less current portion | $392.8K | $421.4K | |||
| Operating lease liabilities, noncurrent | $8.9M | $8.3M | |||
| Loans payable, less current portion | $74.9K | $4.8M | |||
| Total liabilities | $35.6M | $31.6M | |||
| Additional paid-in capital | $398.7M | $245.0M | |||
| Accumulated other comprehensive income | $1.3M | $978.7K | |||
| Accumulated deficit | -$251.3M | -$230.7M | |||
| Total stockholders equity | $149.5M | $15.6M | $30.2M | ||
| Total liabilities, convertible preferred stock and stockholders equity | $194.0M | $81.5M | |||
| Allowance for doubtful accounts | $63.2K | $24.5K | |||
| Preferred stock, par value (in dollars per share) | $0.01 | ||||
| Preferred stock, authorized (in shares) | 5.0M shares | ||||
| Common stock, par value (in dollars per share) | $0.01 | $0.01 | $544,000.00 | ||
| Common stock, authorized (in shares) | 100.0M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Net loss | -$20.5M | -$14.9M |
| Depreciation and amortization | $5.0M | $4.1M |
| Interest from amortization of loan issuance costs | $90.1K | $213.8K |
| Amortization of fair value of loan | $90.3K | $71.2K |
| Loss on extinguishment of debt | $506.3K | $418.5K |
| Change in fair value of warrant liability | $0 | $1.4M |
| Business Combination, Contingent Consideration, Change in Contingent Consideration, Liability, Increase (Decrease) | $15.6M | $1.6M |
| (Gain) loss on disposal of property and equipment | -$455.1K | $99.3K |
| Stock-based compensation on stock options, RSUs & RSAs, net | $2.9M | $1.0M |
| Provision for credit losses | -$44.1K | -$3.0K |
| Change in operating lease assets and liabilities | -$188.7K | -$273.6K |
| Inventory write-offs to allowance | $368.9K | $143.4K |
| Deferred taxes | -$121.0K | -$222.0K |
| Trade accounts receivable | -$5.6M | -$2.6M |
| Other current assets | -$75.9K | $91.0K |
| Inventories | -$5.1M | -$1.4M |
| Prepaid expenses and deposits | -$2.2M | -$325.9K |
| Accounts payable and accrued liabilities | $3.3M | $2.2M |
| Net cash used in operating activities | -$10.2M | -$8.3M |
| Purchase of property and equipment | -$6.3M | -$1.3M |
| Proceeds from sale of equipment | $475.0K | $10.6K |
| Net cash used in investing activities | -$12.8M | -$19.7M |
| Proceeds from exercise of stock options | $12.5K | $3.2K |
| Proceeds from sale of common stock from Employee Stock Purchase Plan | $24.9K | $14.4K |
| Proceeds from issuance of common stock under public equity placement | $112.3M | $0 |
| Proceeds from issuance of common stock under private equity placement, net of fees | $7.9M | $437.7K |
| Proceeds from issuance of preferred stock under private equity placement, net of fees | $0 | $18.7M |
| Proceeds from issuance of warrants under private equity placement, net of fees | $0 | $4.6M |
| Borrowings on loans payable | $0 | $6.7M |
| Loan issuance costs | $0 | -$597.5K |
| Payments on loans payable | -$5.5M | -$204.1K |
| Repayment of finance lease obligations | -$236.2K | -$187.6K |
| Net cash provided by financing activities | $111.0M | $29.3M |
| Effect of exchange rate on cash and cash equivalents | $322.0K | $170.2K |
| Change in cash and cash equivalents | $88.3M | $1.4M |
| Interest paid in cash | $409.6K | $273.5K |
| Income taxes paid | $325.6K | $206.1K |
| Purchase of equipment through finance lease arrangements | $275.5K | $93.0K |
| Operating right-of-use assets acquired in exchange for operating lease liabilities | $2.0M | $0 |
No quarter-by-quarter statement was filed.
Corporate structure
LIGHTPATH TECHNOLOGIES INC sits at the top of its group. 7 entities, 2 countries on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of LIGHTPATH TECHNOLOGIES INC
- Hood River Capital Management LLC Filed SCHEDULE 13G on LIGHTPATH TECHNOLOGIES INC, latest Aug 14, 2026
- VANGUARD CAPITAL MANAGEMENT LLC Filed SCHEDULE 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Jul 31, 2026 (2 filings since Apr 30, 2026)
- BlackRock Filed SCHEDULE 13G on LIGHTPATH TECHNOLOGIES INC, latest Jul 29, 2026
- North Run Strategic Opportunities Fund I, LP Filed SCHEDULE 13D/A on LIGHTPATH TECHNOLOGIES INC, latest Jun 4, 2026 (6 filings since Feb 25, 2025)
- Orin Hirschman Filed SCHEDULE 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Nov 10, 2025 (5 filings since Jan 25, 2022)
- Marathon Micro Fund, LP Filed SCHEDULE 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Oct 10, 2025 (4 filings since Jan 6, 2022)
- Leviticus Partners LP Filed SCHEDULE 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Aug 14, 2025 (6 filings since Jan 19, 2023)
- Archon Capital Management LLC Filed SC 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Nov 13, 2024 (2 filings since Feb 13, 2024)
- RENAISSANCE TECHNOLOGIES LLC Filed SC 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Feb 10, 2022
- Pudong Science & Technology Investment (Cayman) Co., Ltd. Filed SC 13G/A on LIGHTPATH TECHNOLOGIES INC, latest Jan 25, 2022
- LIGHTPATH TECHNOLOGIES INC Orlando, Florida
- Amorphous Materials LLC Subsidiary · Delaware, United States
- G5 Infrared LLC Subsidiary · New Hampshire, United States
- GelTech Inc. Subsidiary · Delaware, United States
- ISP Optics Corporation Subsidiary · New York, United States
- ISP Optics Latvia, SIA Subsidiary · Latvia
- Liebert Consulting LLC Subsidiary · Texas, United States
Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What LIGHTPATH TECHNOLOGIES INC reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $37.1M11 Jun 30, 2025 | $33.5M11 Jun 30, 2024 | +10.6% |
| Accumulated depreciation | $21.2M11 Jun 30, 2025 | $18.3M11 Jun 30, 2024 | +15.8% |
| Property and equipment, net | $15.9M11 Jun 30, 2025 | $15.2M11 Jun 30, 2024 | +4.3% |
| Finance-lease assets | $981.0K2 Jun 30, 2026 | $920.6K2 Jun 30, 2025 | +6.6% |
| Operating-lease assets (leased space) | $8.1M2 Jun 30, 2026 | $7.4M2 Jun 30, 2025 | +9.2% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $93.2M2 Jun 30, 2026 | $4.9M2 Jun 30, 2025 | +1811.1% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $19.3M2 Jun 30, 2026 | $13.8M2 Jun 30, 2025 | +40.4% |
| Intangible assets, net (excluding goodwill) | $17.1M2 Jun 30, 2026 | $16.0M2 Jun 30, 2025 | +7.2% |
| Finite-lived intangibles, gross | $29.4M2 Jun 30, 2026 | $26.4M2 Jun 30, 2025 | +11.3% |
| Accumulated amortization | -$12.2M2 Jun 30, 2026 | -$10.4M2 Jun 30, 2025 | −17.6% |
| Finite-lived intangibles, net | $17.1M2 Jun 30, 2026 | $16.0M2 Jun 30, 2025 | +7.2% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $18.0M2 Jun 30, 2026 | $12.9M2 Jun 30, 2025 | +40.0% |
| Raw materials | $800.0K2 Jun 30, 2026 | $1.1M2 Jun 30, 2025 | −27.3% |
| Work in process | $8.0M2 Jun 30, 2026 | $7.3M2 Jun 30, 2025 | +8.6% |
| Finished goods | $2.9M2 Jun 30, 2026 | $3.1M2 Jun 30, 2025 | −4.4% |
Properties, in its own words
Our properties consist primarily of leased office and manufacturing facilities. Our corporate headquarters office and manufacturing facility is located in Orlando, Florida and our additional manufacturing and office facilities are located in Hudson, New Hampshire, Plano, Texas, Garland, Texas, Zhenjiang, China and Riga, Latvia. The following schedule presents the approximate square footage of our offices and facilities as of June 30, 2026:
Location · Square Feet · Commitment and Use
The rest of Item 2
Orlando, Florida · 58,500 · Leased; 2 suites used for corporate headquarters offices, manufacturing, and research and development
Hudson, New Hampshire · 27,000 · Leased; 1 suite used for administrative offices, engineering and manufacturing
Plano, Texas · 9,000 · Leased; 1 suite used for engineering and manufacturing
Garland, Texas · 7,300 · Licensed; 1 suite used for engineering and manufacturing
Riga, Latvia · 29,000 · Leased; 3 suites used for administrative offices and manufacturing
Zhenjiang, China · 39,500 · Leased; 1 building used for manufacturing
*In July 2026, we announced the sale of LPOIZ, which includes the Zhenjiang Facility. We expect to close the transaction in September 2026, and the lease will be assigned to the purchasers as of the date of closing.
Our territorial sales personnel maintain an office from their homes to serve their geographical territories.
For additional information regarding our facilities, please see Item 1. Business in this Annual Report on Form 10-K. For additional information regarding leases, see Note 13, Leases, to the Notes to the Consolidated Financial Statements to this Annual Report on Form 10-K.
Item 2 of the 10-K filed Sep 11, 2026.5
Leadership
Who has led LIGHTPATH TECHNOLOGIES INC, and when. Pick a name to see everywhere that person has worked.
Chief financial officer
Chief operating officer
- Chief executive officerShmuel Rubin Mar 11, 2020 to now14
- Chief executive officerJoseph J. Gaynor Jr. Nov 9, 2007 to Oct 31, 201915
- Chief executive officerKen Brizel Jan 4, 2006 to Sep 24, 200716
- PresidentShmuel Rubin Feb 4, 2026 to now17
- PresidentJoseph J. Gaynor Jr. Nov 5, 2010 to Oct 31, 201918
- PresidentKen Brizel Jan 4, 2006 to Sep 24, 200716
- Chief financial officerAlbert Miranda May 17, 2021 to now19
- Chief financial officerDonald O'Connor Retreage Jr. Jun 20, 2018 to Mar 22, 202120
- Chief financial officerDorothy M. Cipolla Nov 1, 2006 to Jan 5, 201821
- Chief operating officerAlan Symmons Jul 10, 2019 to Jan 30, 202022
Board members and other officers (26)
- VPDorothy M. Cipolla Jul 9, 2018 to Jan 10, 201923
- Corporate Vice PresidentBrian Joseph Soller Sep 13, 2010 to Jan 16, 201324
- VP EngineeringAlan Symmons Nov 18, 2010 to Jan 10, 201925
- VP - MarketingEdward Kingston Patton Jan 31, 2006 to Jul 17, 200726
- SVP - SalesJames L. Magos Jan 31, 2006 to Sep 4, 200827
- Vice PresidentRobert C. Reichert Jan 31, 2006 to Jan 31, 200628
- Corporate Vice PresidentZhouling Wu Oct 19, 2006 to Oct 1, 200829
- VICE PRESIDENTJoseph J. Gaynor Jr. Nov 1, 2006 to Nov 1, 200630
- Board memberThomas B. Ellis Jun 20, 2025 to now31
- Board memberMark A. Caylor Oct 14, 2025 to now32
- Board memberKimberly Anne Crider Feb 9, 2024 to now33
- Board memberSteven E. Creviston Jul 1, 2021 to now34
- Board memberDarcie Peck Feb 5, 2020 to now35
- Board memberShmuel Rubin Mar 11, 2020 to now14
- Board memberJoseph Menaker Nov 19, 2018 to now36
- Board memberCraig T. Dunham May 3, 2016 to Nov 18, 202237
- Board memberXudong Zhu Apr 28, 2015 to Oct 30, 201538
- Board memberM. Scott Faris Jan 5, 2012 to now39
- Board memberJoseph J. Gaynor Jr. Feb 5, 2010 to Oct 31, 201940
- Board memberKen Brizel Jan 4, 2006 to Sep 24, 200716
- Board memberGary Silverman Nov 1, 2006 to Nov 5, 201341
- Board memberLouis Leeburg Nov 1, 2006 to Nov 18, 202242
- Board memberRobert A. Bruggeworth Nov 1, 2006 to Nov 2, 200743
- Board memberRobert Ripp Nov 1, 2006 to May 14, 202144
- Board memberSohail A. Khan Nov 1, 2006 to Nov 18, 202245
- Board memberSteven R. J. Brueck Nov 1, 2006 to Feb 12, 202146
Named in SEC Form D filings
People the company listed in its private-offering notices.
- DirectorS. Eric Creviston named Mar 5, 202547
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
- Amorphous Materials LLC Delaware4
- G5 Infrared LLC New Hampshire4
- GelTech Inc. Delaware4
- ISP Optics Corporation New York4
- ISP Optics Latvia, SIA Latvia4
- Liebert Consulting LLC Texas4
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Timeline
- Sep 10, 20268-K Results of operations48
- Jul 23, 20268-K Entered a material agreement; Regulation FD disclosure49
- Jun 3, 20268-K Entered a material agreement; Regulation FD disclosure50
- May 7, 20268-K Results of operations51
- Feb 27, 20268-K Regulation FD disclosure52
- Feb 11, 20268-K Results of operations53
- Jan 23, 20268-K Entered a material agreement; Completed an acquisition or sale; New debt or obligation54
- Dec 18, 20258-K Shareholder vote55
- Dec 12, 20258-K Entered a material agreement; Regulation FD disclosure56
- Nov 21, 20258-K Financial statements and exhibits57
- Nov 12, 20258-K Results of operations58
- Oct 14, 20258-K Executive or director change59
- Mar 11, 2020New chief executive Shmuel Rubin becomes CEO14
- Nov 9, 2007New chief executive Joseph J. Gaynor Jr. becomes CEO15
- Jan 4, 2006New chief executive Ken Brizel becomes CEO16
Calendar
Coming up
- Nov 10, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported ($0.05) a share, on Nov 11, 2025.60
When it reported results
- Sep 10, 2026Reported quarterly or annual results48
- May 7, 2026Reported quarterly or annual results51
- Feb 11, 2026Reported quarterly or annual results53
- Nov 12, 2025Reported quarterly or annual results58
- Sep 25, 2025Reported quarterly or annual results61
- May 15, 2025Reported quarterly or annual results62
- Feb 13, 2025Reported quarterly or annual results63
- Nov 7, 2024Reported quarterly or annual results64
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
290 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 47 major events, 91 insider forms, 29 large holders, 6 private raises, 97 other. The latest 20:
- Oct 9, 2026D EDGAR
- Sep 25, 20264 EDGAR
- Sep 25, 20264 EDGAR
- Sep 11, 202610-K EDGAR
- Sep 10, 20268-K EDGAR
- Aug 14, 2026SCHEDULE 13G EDGAR
- Jul 31, 2026SCHEDULE 13G/A EDGAR
- Jul 29, 2026SCHEDULE 13G EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
- Jul 23, 2026EFFECT EDGAR
The 290 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
34 open-market trades by officers, directors and large owners since October 2021: 17 buys and 17 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jun 3, 2026 | HAMMER TODD B | Sale | 3,571,400 | $14.00 | $50.0M | Form 4 |
| May 18, 2026 | HAMMER TODD B | Sale | 55,284 | $12.32 | $681.1K | Form 4 |
| May 14, 2026 | North Run Strategic Opportunities Fund I GP, LLC | Sale | 165,000 | $12.16 | $2.0M | Form 4 |
| May 13, 2026 | North Run Strategic Opportunities Fund I GP, LLC | Sale | 45,000 | $12.29 | $553.0K | Form 4 |
| May 12, 2026 | North Run Strategic Opportunities Fund I GP, LLC | Sale | 83,052 | $12.25 | $1.0M | Form 4 |
| Mar 27, 2026 | Rubin ShmuelPresident & CEO | Buy | 180 | $9.70 | $1.7K | Form 4 |
| Mar 25, 2026 | North Run Strategic Opportunities Fund I GP, LLC | Sale | 302,352 | $12.31 | $3.7M | Form 4 |
| Mar 24, 2026 | North Run Strategic Opportunities Fund I GP, LLC | Sale | 54,557 | $12.06 | $658.0K | Form 4 |
| Mar 18, 2026 | ELLIS THOMAS BDirector | Sale | 16,000 | $12.00 | $192.0K | Form 4 |
| Mar 17, 2026 | ELLIS THOMAS BDirector | Sale | 104,454 | $12.01 | $1.3M | Form 4 |
| Mar 4, 2026 | ELLIS THOMAS BDirector | Sale | 55,000 | $12.09 | $665.0K | Form 4 |
| Mar 3, 2026 | ELLIS THOMAS BDirector | Sale | 381,004 | $12.18 | $4.6M | Form 4 |
| Mar 2, 2026 | ELLIS THOMAS BDirector | Sale | 238,991 | $12.03 | $2.9M | Form 4 |
| Feb 25, 2026 | ELLIS THOMAS BDirector | Sale | 300,092 | $12.18 | $3.7M | Form 4 |
| Feb 24, 2026 | ELLIS THOMAS BDirector | Sale | 131,281 | $12.02 | $1.6M | Form 4 |
| Feb 23, 2026 | ELLIS THOMAS BDirector | Sale | 6,500 | $12.01 | $78.1K | Form 4 |
| Feb 20, 2026 | ELLIS THOMAS BDirector | Sale | 595,573 | $12.53 | $7.5M | Form 4 |
| Jan 5, 2026 | NORTH RUN GP, LP | Sale | 770,321 | $11.72 | $9.0M | Form 4 |
| Feb 25, 2025 | Rubin ShmuelPresident & CEO | Buy | 1,000 | $2.45 | $2.5K | Form 4 |
| Feb 20, 2025 | Crider Kimberly AnneDirector | Buy | 1,000 | $2.51 | $2.5K | Form 4 |
All 34 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Hood River Capital Management LLCSCHEDULE 13G, 1 filing Aug 14, 202665
- VANGUARD CAPITAL MANAGEMENT LLCSCHEDULE 13G/A, 2 filings Apr 30, 2026 to Jul 31, 202666
- BlackRockSCHEDULE 13G, 1 filing Jul 29, 202667
- North Run Strategic Opportunities Fund I, LPSCHEDULE 13D/A, 6 filings Feb 25, 2025 to Jun 4, 202668
- Orin HirschmanSCHEDULE 13G/A, 5 filings Jan 25, 2022 to Nov 10, 202569
- Marathon Micro Fund, LPSCHEDULE 13G/A, 4 filings Jan 6, 2022 to Oct 10, 202570
- Leviticus Partners LPSCHEDULE 13G/A, 6 filings Jan 19, 2023 to Aug 14, 202571
- Archon Capital Management LLCSC 13G/A, 2 filings Feb 13, 2024 to Nov 13, 202472
- RENAISSANCE TECHNOLOGIES LLCSC 13G/A, 1 filing Feb 10, 202273
- Pudong Science & Technology Investment (Cayman) Co., Ltd.SC 13G/A, 1 filing Jan 25, 202274
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | Shmuel Rubin | $692.9K75 | ||
| 2025 | Albert Miranda | $400.2K75 | ||
| 2024 | President & Chief Executive Officer | $478.0K75 | ||
| 2024 | Chief Financial Officer | $292.5K75 |
Money raised
Private offerings the company reported to the SEC on Form D.
- Jul 1, 2026Raised $10,800 in a private offering of equity Form D: 1 investor so far Form D
- Apr 1, 2026Raised $10,800 in a private offering of equity Form D: 1 investor so far Form D
- Jan 2, 2026Raised $10,800 in a private offering of equity Form D: 1 investor so far Form D
- Sep 16, 2025Raised $8 million in a private offering of equity Form D: 2 investors so far Form D
- Mar 5, 2025Raised $32.2 million in a private offering of securities Form D: 6 investors so far Form D
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| BlackRock, Inc. | 4,469,744 | $73.1M | 0.0% | +3,331,952 |
| Hood River Capital Management LLC | 3,562,140 | $58.2M | 0.4% | +1,126,377 |
| Vanguard Capital Management LLC | 2,717,954 | $44.4M | 0.0% | +133,694 |
| AWM Investment Company, Inc. | 2,537,522 | $41.5M | 3.6% | +499,912 |
| Driehaus Capital Management LLC | 2,171,013 | $35.5M | 0.2% | +6,305 |
| Tema ETFs LLC | 1,986,945 | $32.5M | 1.0% | +1,985,409 |
| Tidal Investments LLC | 1,952,629 | $31.9M | 0.1% | +1,933,881 |
| Geode Capital Management, LLC | 1,446,816 | $23.7M | 0.0% | +841,388 |
| Bank Of America Corp /de/ | 1,199,328 | $19.6M | 0.0% | +643,291 |
| Goldman Sachs Group Inc | 1,082,014 | $17.7M | 0.0% | −1,394,885 |
| Citadel Advisors LLC | 1,055,755 | $17.3M | 0.0% | +272,307 |
| State Street Corp | 1,044,222 | $17.1M | 0.0% | +788,701 |
| Telemark Asset Management, LLC | 1,025,000 | $16.8M | 1.2% | +640,000 |
| Needham Investment Management LLC | 1,010,000 | $16.5M | 0.5% | +482,500 |
| Royce & Associates LP | 969,621 | $15.9M | 0.1% | −20,000 |
| Emerald Advisers, LLC | 937,258 | $15.3M | 0.4% | New |
| Jane Street Group, LLC | 863,505 | $14.1M | 0.0% | +58,689 |
| Relyea Zuckerberg Hanson LLC | 765,605 | $12.5M | 1.0% | No change |
| Two Sigma Investments, LP | 678,151 | $11.1M | 0.0% | +561,088 |
| Renaissance Technologies LLC | 671,737 | $11.0M | 0.0% | +275,815 |
| Peregrine Investment Management Inc | 660,000 | $10.8M | 4.6% | +260,000 |
| Portolan Capital Management, LLC | 629,168 | $10.3M | 0.4% | −411,294 |
| Palisades Investment Partners, LLC | 609,566 | $10.0M | 2.8% | +12,074 |
| Emerald Mutual Fund Advisers Trust | 607,882 | $9.9M | 0.3% | New |
| Qube Research & Technologies Ltd | 605,708 | $9.9M | 0.0% | −182,676 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How LIGHTPATH TECHNOLOGIES INC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARLIGHTPATH TECHNOLOGIES INC1
- CIK0000889971
- Employer ID (EIN)86-07083985
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company5
- Incorporated inDelaware5
- Fiscal year endsJune 301
- Industry code (SIC)3674 Semiconductors & Related Devices1
- SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance1
- Business address2603 Challenger Tech Ct, Ste 100, Orlando, FL 32826-27161
- Phone40738240031
- Shares outstanding70,036,252 shares as of Sep 8, 20265
- Public float$580.1M as of Dec 31, 20255
- AuditorBDO USA, P.C., Troy, MI PCAOB ID 243; no auditor attestation of internal control over financial reporting5
- On EDGAR sinceMay 22, 19961
- Filings1,415 in all: 4 (522), 8-K (357), 10-Q (75), 3 (40), EFFECT (35), DEF 14A (33), SC 13G/A (29), 10-K (25)1
All 57 form types
S-3 (25), POS AM (24), SC 13G (21), 10QSB (16), S-8 (16), CORRESP (15), UPLOAD (15), 424B3 (14), SD (13), 8-K/A (11), D (11), PRE 14A (10), 4/A (8), 424B5 (8), S-1/A (8), 424B2 (7), S-8 POS (7), SCHEDULE 13G/A (7), REGDEX (6), SCHEDULE 13D/A (5), S-2/A (4), 10-K/A (3), 10KSB (3), 10KSB40 (3), 5 (3), RW (3), SCHEDULE 13G (3), 10KSB40/A (2), 144 (2), 3/A (2), 8-A12G/A (2), NT 10-K (2), PRER14A (2), S-1 (2), S-3/A (2), 10QSB/A (1), 144/A (1), 424B1 (1), 424B4 (1), 8-A12G (1), AW (1), DEFA14A (1), DEFR14A (1), NT 10-Q (1), PRES14A (1), S-2 (1), S-3MEF (1), SC 13D (1), SCHEDULE 13D (1)
- Latest filingsAnnual report (10-K) Sep 11, 2026
Quarterly report (10-Q) May 7, 2026
Proxy statement (DEF 14A) Oct 28, 2025
Latest 8-K (8-K) Sep 10, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Class A Common Stock, par value $0.01 | LPTH | Nasdaq |
From the cover page of the 10-K filed Sep 11, 2026 (Section 12(b) of the Exchange Act).5
Risk factors and legal proceedings
The risks LIGHTPATH TECHNOLOGIES INC names in Item 1A of its 10-K filed Sep 11, 2026: 7 risks under these headings, as written.5
- Risks Related to Our Business and Financial Results
- We rely, in large part, on key business and sales relationships for the successful commercialization of our products, which, if not developed or maintained, will have an adverse impact on achieving market awareness and acceptance and will result in a loss of business opportunities.
- Because of our limited product offerings, our ability to generate additional revenues may be limited without additional growth.
- If our customers do not qualify our manufacturing lines for volume shipments, our operating results could suffer.
- We face product liability risks, which could adversely affect our business.
- Business interruptions could adversely affect our business.
- Risks Related to Our Intellectual Property
- Data breach and breakdown of information and communication technologies.
- We may become involved in intellectual property disputes and litigation, which could adversely affect our business.
Legal proceedings
From time to time, we are involved in various legal actions arising in the normal course of business. We currently have no material legal proceeding to which we are a party to or to which our properties are subject to and, to the best of our knowledge, no material adverse legal activity is anticipated or threatened.
The opening of Item 3, Legal Proceedings.5
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 16SEC EDGARKen Brizel, Chief executive officer
- 17SEC EDGARShmuel Rubin, President
- 18SEC EDGARJoseph J. Gaynor Jr., President
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- 23SEC EDGARDorothy M. Cipolla, VP
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- 25SEC EDGARAlan Symmons, VP Engineering
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- 27SEC EDGARJames L. Magos, SVP - Sales
- 28SEC EDGARRobert C. Reichert, Vice President
- 29
- 30SEC EDGARJoseph J. Gaynor Jr., VICE PRESIDENT
- 31SEC EDGARThomas B. Ellis, Board member
- 32SEC EDGARMark A. Caylor, Board member
- 33SEC EDGARKimberly Anne Crider, Board member
- 34SEC EDGARSteven E. Creviston, Board member
- 35SEC EDGARDarcie Peck, Board member
- 36SEC EDGARJoseph Menaker, Board member
- 37SEC EDGARCraig T. Dunham, Board member
- 38SEC EDGARXudong Zhu, Board member
- 39SEC EDGARM. Scott Faris, Board member
- 40SEC EDGARJoseph J. Gaynor Jr., Board member
- 41SEC EDGARGary Silverman, Board member
- 42SEC EDGARLouis Leeburg, Board member
- 43SEC EDGARRobert A. Bruggeworth, Board member
- 44SEC EDGARRobert Ripp, Board member
- 45SEC EDGARSohail A. Khan, Board member
- 46SEC EDGARSteven R. J. Brueck, Board member
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- 48SEC EDGARResults of operations
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- 51SEC EDGARResults of operations
- 52SEC EDGARRegulation FD disclosure
- 53SEC EDGARResults of operations
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- 55SEC EDGARShareholder vote
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- 57SEC EDGARFinancial statements and exhibits
- 58SEC EDGARResults of operations
- 59SEC EDGARExecutive or director change
- 60NasdaqNasdaq calendar
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