Lynrock Lake LP

Description of Advisory Firm A. Lynrock Lake LP (“Lynrock Lake” or the “Investment Manager”) is an investment adviser with its principal place of business in Rye Brook, NY. Lynrock Lake is a limited partnership formed in November 2017 under the laws of the State of Delaware. Cynthia Paul is the founder, Chief Executive Officer, Chief Investment Officer (“CIO”) and principal owner. Lynrock Lake Partners LLC (the “General Partner”), a Delaware limited liability company, is the general partner of the Funds. Cynthia Paul is the sole member of the General Partner. B. Lynrock Lake offers investment advisory services on a discretionary basis to private funds (referred to collectively herein as the “Funds” or the “Clients”) that are intended only for sophisticated investors. Currently, the Funds consist of:

Lynrock Lake Fund LP, a Delaware limited partnership (“Domestic Fund”);

Lynrock Lake Fund Offshore LP, a Cayman Islands exempted limited partnership (“Offshore Fund”);

Lynrock Lake Master Investments LP, a Cayman Islands exempted limited partnership (“Cayman Intermediate Fund”); and

Lynrock Lake Master Fund LP, a Cayman Islands exempted limited partnership (the “Master Fund”), which serves as the master fund into which the Domestic Fund and Offshore Fund (via the Cayman Intermediate Fund) invest substantially all of their assets.

C. The Funds are managed according to the investment objectives and strategies set forth in each Fund’s Confidential Private Placement or Private Offering Memorandum and other governing and offering documents (for each Fund, the “Fund Documents”) and are generally not tailored to any particular private investor in the Funds (each, an “Investor”). D. Lynrock Lake does not participate in any wrap fee programs. E. As of December 31, 2025, the Investment Manager managed approximately $2,893,749,395 on a discretionary basis.

The fees applicable to each Fund are set forth in the relevant Fund Documents. A brief summary of such fees, expenses, and compensation (all of which is qualified by and subject to the language of the applicable Fund Documents) is provided below: Management Fee. For its services to the Funds, the Investment Manager is entitled to management fees, calculated and payable each calendar month in advance (the “Management Fee”) at an annual rate of:

1.0% of the balance of each capital account corresponding to a Founders Series Interest;

1.5% of the balance of each capital account corresponding to an Institutional Series A Interest; and

1.0% of the balance of each capital account corresponding to an Institutional Series B Interest.

Affiliated Investors, as defined in Fund Documents, may not bear the Management Fee or the Performance Allocation (as described below) but do generally share pro rata in other applicable expenses.

No separate management fee will be charged at the Master Fund level. The Investment Manager may, in its discretion, reduce or waive Management Fees at any time. Other Fees and Expenses. Each Fund pays, or reimburses the General Partner or the Investment Manager for, all costs, fees and expenses arising in connection with the Fund’s organization, operations and investments and its pro rata share of the costs, fees and expenses arising in connection with the Master Fund’s organization, operations and investments. Expenses payable by the Funds include, but are not limited to, the organization of the Fund, legal and accounting fees, Management Fees, co-invest expenses, researching of investments or prospective investments, fees and expenses of any third-party providers, bank service and custody fees, fees associated with the organization and operation of any special purpose investment vehicles, and other direct and indirect expenses of the Funds. If Lynrock Lake incurs any of the expenses mentioned above on behalf of the Funds, then Lynrock Lake will allocate such expenses among the Funds in proportion to the size of the investment made by each in the activity or entity to which the expense relates, or in such other manner as Lynrock Lake considers fair and reasonable.

A. The Investment Manager performs deep, fundamental analysis on companies and invests in the part (or in multiple parts) of the capital structure that it believes will provide the best risk/reward

given its dual goals of capital preservation and upside optionality. It employs both long and short strategies that it believes will generate attractive risk-adjusted returns. The Investment Manager seeks to invest in portfolio companies over long time frames using a value-oriented framework and to increase position sizes meaningfully when it believes there is a catalyst in place to eliminate a significant disparity between current market value and its estimation of intrinsic value. The Funds’ investments span across corporate credit, convertible, and equity securities, markets in which the CIO holds more than twenty-five years of investment experience. The Investment Manager believes that its flexibility to invest both long and short across multiple markets and security types with one integrated team represents a competitive advantage versus more siloed market participants and that by using all of the “tools in its toolbox,” it has an opportunity to compound capital in all market environments. The Investment Manager trades a broad range of listed and unlisted instruments on behalf of the Funds, whether publicly or privately held or offered, which may include, but are not limited to, corporate and convertible bonds and loans (of investment grade, non-investment grade, or unrated companies), common or preferred equities, membership/limited liability company (LLC) interests, special purpose acquisition companies (SPACs), U.S. Treasuries or Treasury futures, derivatives (credit and equity), Eurodollar or secured overnight financing rate (SOFR) futures, exchange-traded funds (ETFs), margin loans, repurchase agreements, reverse repurchase agreements and total return swaps. The Investment Manager primarily invests in the securities of U.S.-listed companies, as well as in Canadian, Western European, and Israeli companies. There are no limitations on the markets, sectors, regions, or instruments in which the Investment Manager may trade or the trading strategies that the Investment Manager may apply in connection with the Funds. The Funds may acquire investments on margin and arrange with banks, brokers and others to borrow money against a pledge of securities in order to employ leverage when the Investment Manager deems such action appropriate. There is no limit on the amount of leverage that may be employed by the Funds. As more fully described in the Fund Documents, an Investor wishing to increase its investment in the Fund may opt, with approval from the General Partner, to fund its subscription amount in full at the time of subscription, and/or make a binding commitment to contribute the subscribed-for amount pursuant to one or more capital calls (a “Commitment for Future Subscription”) over a drawdown period (“Drawdown”). This Drawdown mechanism potentially provides the Investment Manager with access to additional capital when it deems such a Drawdown, in its discretion, to be advantageous from an investment opportunity perspective. The Investment Manager causes the Funds to invest in securities and other financial instruments using strategies and investment techniques with significant risk characteristics, including option transactions, margin transactions, short sales, leverage, and derivatives trading, which can, in certain circumstances, maximize the adverse impact to which the Funds may be subject. Securities in which the Investment Manager invests may not ultimately be valued in the capital markets at prices it expects and/or within the time frame it anticipates. There can be no assurance that the Investment Manager will correctly evaluate the nature and magnitude of the various factors that could affect the value of and return on investments. Prices of investments may be volatile, and a variety of factors that are inherently difficult to predict, such as domestic or international economic and political developments, may significantly affect the results of the Funds’ activities and the value of their investments. No guarantee or representation is made that the Funds will achieve their investment objectives. Other risk factors that must be considered are risks related to the technology sector itself, use of leverage, relative value strategy risk, investments in non-U.S. securities, and counterparty risk. Please refer to the relevant Fund Documents for additional information and detail regarding the

risks applicable to investments by the Funds. Past performance may not be indicative of future performance. As a result of the aforementioned and other factors, the Funds and Investors risk the loss of all or substantially all of their investment. B. The following specific risks with respect to the Funds should be well noted: Investment Judgment and Market Risk. The profitability of a significant portion of the Funds’ investment program depends to a great extent upon correctly assessing the future course of the price movements of securities and other investments. There can be no assurance that the Investment Manager will be able to predict accurately these price movements. With respect to the investment strategy utilized by the Funds, there is always some, and occasionally a significant, degree of market risk. Short Sales. A Fund may enter into transactions, known as “short sales,” in which it sells a security it does not own in anticipation of a decline in the market value of the security. Short sales by the Fund that are not made “against the box” theoretically involve unlimited loss potential since the market price of securities sold short may continuously increase. The Fund may mitigate such losses by replacing the securities sold short before the market price has increased significantly. Under adverse market conditions, the Fund might have difficulty purchasing securities to meet its short sale delivery obligations and might have to sell portfolio securities to raise the capital necessary to meet its short sale obligations at a time when fundamental investment considerations would not favor such sales. Illiquidity. The investments made by the Funds may be very illiquid, and consequently, the Funds may not be able to sell such investments at prices that reflect the Investment Manager’s assessment of their value or the amount paid for such investments by the Funds. Illiquidity may result from the absence of an established market for the investments, as well as legal, contractual or other restrictions on their resale by the Funds and other factors. Furthermore, the nature of the Funds’ investments may require a long holding period prior to profitability. To the extent the Funds invest in small and/or unseasoned companies, in many instances, the frequency and volume of trading in their securities is substantially less than is typical of larger companies, and selling such securities at appropriate prices may be difficult, subject to substantial delay or impossible. The limited partnership agreement (the “Partnership Agreement”) of each Fund authorizes the General Partner to, subject to the approval of the governance board of the Funds (“Governance Board”), make distributions of securities in kind (including through the issuance of interests in Affiliated Liquidating Vehicles (as defined in the Partnership Agreement)) in lieu of or in addition to cash. In the event the General Partner makes distributions of securities in kind in accordance with the Partnership Agreement, such securities could be illiquid or subject to legal, contractual and other restrictions on transfer. Special Situation Investments. The General Partner has in the past and may again in the future designate certain investments that are or become non-marketable, illiquid, or less liquid as “Special Situation Investments” (“SSIs”) either at the time of acquisition (in the case of an Opt-In SSI, for those Investors who have affirmatively elected to participate in Opt-In SSIs) or, subject to the approval of the Governance Board, after the acquisition of such investments, as further described in the Fund Documents. The General Partner created SSIs in 2024. There is a risk that SSIs will be unsuccessful, take considerable time to realize, or result in distributions of cash or new securities at a lesser value than the initial value of the SSIs. There is also a risk that the Fund could sell the investments designated as SSIs at a loss and a potential risk of loss by the Fund of its entire investment in such companies designated as SSIs. Withdrawal Restrictions. There are severe restrictions on withdrawals from the Funds, including, without limitation, a withdrawal gate, the holdback pending audit, and the restrictions resulting from the creation of SSI sub-accounts, as further described in the Fund Documents. Because of the

restrictions on withdrawals and transfers, an investment in the Fund is a relatively illiquid investment and involves a high degree of risk. A subscription should be considered only by persons financially able to maintain their investment and who can accept a loss of all of their investment. All Investments Risk the Loss of Capital. No guarantee or representation is made that the Funds’ investments will be successful, and investment results may vary substantially over time. There can be no assurance that the Funds will be able to generate returns for Investors or that the returns will be commensurate with the risks of investing in the investments. There can be no assurance that any Investor will receive any distribution from the Funds. Accordingly, an investment in the Funds should only be made by persons who can afford a loss of their entire investment. The returns of Investors will be reduced by the Performance Allocation to Allocation SLPs. The amounts may be significant and will reduce the Funds’ returns. Prime Broker Selection. The actions and potential failure of prime brokers pose a risk to the operations of Lynrock Lake. To mitigate the risk arising from potential prime broker failure or malfeasance, Lynrock Lake uses multiple prime brokers across multiple geographies. Equity Investments in Portfolio Companies. The Funds may acquire equity interests in portfolio companies. Such investments may involve risks not present in direct project investments, including, for example, the possibility that such portfolio companies might become bankrupt, or may at any time have economic or business interests or goals that are divergent from or contrary to those of the Funds or that such portfolio companies may be in a position to take action contrary to the Funds’ objectives. In addition, to the extent that the Funds or the Investment Manager on their behalf manages a portfolio company together with the current management for such company, the Funds may be liable for actions of the current management. While the Investment Manager will review the qualifications and previous experience of any management team of a potential target portfolio company, the Investment Manager may not in all cases obtain financial information from, or undertake private investigations with respect to, such prospective management personnel. Small- and Mid-Cap Companies. Investments in small capitalization stocks involve greater risk than is customarily associated with larger, more established companies. These companies often have sales and earnings growth rates that exceed those of large companies. Such growth rates may in turn be reflected in more rapid share price appreciation. However, smaller companies often have limited product lines, markets or financial resources, and they may be dependent upon oneperson management. These securities may have limited marketability and may be subject to more abrupt or erratic movements in price than securities of larger companies or the market averages in general. Restricted Securities. The Funds purchase equity, convertible securities and fixed-income obligations, the disposition of which may be restricted under the Securities Act. Whether or not so restricted, the market to resell such securities may be illiquid. Therefore, such investments may be required to be held for a lengthy period of time or, if the Funds were forced to liquidate its position in such securities, such liquidation may be taken at a substantial discount to the underlying value or result in the entire loss of the value of such investment, and may also involve higher transaction costs. Derivatives. The Funds invest in a number of different types of derivatives. Derivative instruments, or “derivatives,” include futures, options/warrants, swaps, structured securities and other instruments and contracts that are derived from, or the value of which is related to, one or more underlying securities, financial benchmarks, currencies or indices. Derivatives allow an investor to hedge or speculate upon the price movements of a particular security, financial benchmark currency or index at a fraction of the cost of investing in the underlying asset. The value of a derivative depends largely upon price movements in the underlying asset. Therefore, many of the risks applicable to trading the underlying asset are also applicable to derivatives of such asset. However, there are a number of other risks associated with derivatives trading. For example, because many derivatives are “leveraged,” and thus provide significantly more market exposure

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As noted above, Lynrock Lake’s clients are the Funds. The Fund Documents and subscription agreements for each Fund provide the applicable eligibility criteria and minimum investment requirements. Initial and additional subscription minimums, which may be waived at the discretion of Lynrock Lake, are disclosed in the Fund Documents. Limited partnership interests of both the Domestic Fund and the Offshore Fund will generally be sold only to qualified investors who are “accredited investors” under Rule 501 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”), and “qualified purchasers” under Section 2(a)(51) of the Investment Company Act of 1940, as amended (the “40 Act”).

Performance-Based Fees. Lynrock Lake Investments LLC and any other person(s) designated by the General Partner or the Investment Manager, each as a special limited partner of the Funds (collectively, the “Allocation SLPs”), are entitled to a performance allocation at the end of each calendar year (the “Performance Allocation”). The Performance Allocation is an amount equal to a percentage of the aggregate net profits (including realized and unrealized gains), allocated to each Investor after making up any losses carried forward from prior years. The Performance Allocation is 20% of the net profits attributable to the Founders Series Interests and the Institutional Series A Interests. The Performance Allocation is 25% of the net profits attributable to the Institutional Series B Interests. Side-By-Side Management. Lynrock Lake manages one portfolio at the Master Fund level. The Investment Manager executes all trades for the Funds on an aggregated basis at the Master Fund level. Profit and loss related to those investments are then allocated to the Funds via a predetermined allocation methodology based on gross capital as of the beginning of each month. By using this allocation structure, Lynrock Lake alleviates any conflicts that might arise from subjective trade allocation practices and preferential account management.

A. Neither Lynrock Lake nor any of its management persons are registered, or have an application pending to register, as a broker-dealer or a registered representative of a broker-dealer. B. Neither Lynrock Lake nor any of its management persons are registered, or have an application pending to register, as a futures commission merchant, commodity pool operator, a commodity trading advisor, or an associated person of the foregoing entities. C. The affiliates of the Investment Manager include the General Partner and the Allocation SLP(s). Pursuant to an exemption from the Commodity Futures Trading Commission, neither the General Partner nor the Investment Manager is registered as a commodity pool operator (a “CPO”) and therefore, unlike a registered CPO, is not required to deliver a disclosure document or a certified annual report to participants in this pool. D. Lynrock Lake does not recommend or select other investment advisers for its Clients to which it receives compensation directly or indirectly from those advisers.

A. Code of Ethics. Lynrock Lake has adopted a Compliance Manual and Code of Ethics to monitor the potential conflicts of interest within the firm as it relates to Access Persons’ (as defined in the Advisers Act) personal trading, outside business activities and other matters. Lynrock Lake’s Code of Ethics is designed to comply with the requirements of Advisers Act Rule 204A-1. Among other things, the Compliance Manual and Code of Ethics (i) require that all employees comply with federal securities laws, (ii) require that all employees submit to Lynrock Lake reports containing their personal securities holdings and transactions in reportable securities, and that Lynrock Lake review such reports, (iii) restricts employees from trading in reportable securities or ETFs, except the ETFs that are on the Investment Manager’s approved list, (iv) require employees to disclose their outside business activities, and (v) contain policies and procedures designed to prevent the misuse of material, non-public information. Additionally, Lynrock Lake employees are required to report and

pre-clear certain political contributions, in connection with Advisers Act Rule 206(4)-5. All personnel of Lynrock Lake are required to annually certify in writing their compliance with the Compliance Manual and Code of Ethics. Lynrock Lake maintains policies and procedures to prevent insider trading that are designed to prevent the misuse of material, non-public information. Lynrock Lake’s personnel are required to annually certify their compliance with the Code of Ethics and policies and procedures to prevent insider trading. Lynrock Lake’s insider trading policies prohibit it and its personnel from trading or recommending trading in securities of a company while in possession of material, non-public information (“Inside Information”) about a company, and from disclosing such information to any person not entitled to receive it. Lynrock Lake has designed and implemented policies and procedures reasonably designed to shield its investment professionals in most cases from access to Inside Information. In addition, among other things, such policies seek to control and monitor the flow of Inside Information to and within the firm, as well as prevent trading based on Inside Information. Clients or prospective clients may obtain a copy of Lynrock Lake’s Code of Ethics upon request. B. Participation or Interest in Client Transactions. The Investment Manager or General Partner receives compensation for services provided to the Funds. The Investment Manager, its employees and its related persons may invest directly in the Funds. It should be noted that the Investment Manager has waived the Management Fee and Performance Allocation for all employees and members of the Investment Manager who are invested in the Funds, but such persons still bear their pro rata portions of the applicable Fund’s expenses. The fact that Lynrock Lake, its employees and its related persons may have a financial ownership interest in the Funds creates a potential conflict in that it could cause Lynrock Lake to make different investment decisions than if they did not have such a financial ownership interest. Further, Lynrock Lake charges the Funds fees based on a percentage of assets under management via the Management Fee and based on performance via the Performance Allocation. The Management Fee is payable without regard to the overall success or income earned by the Funds and therefore may create an incentive on the part of Lynrock Lake to raise or otherwise increase assets under management to a higher level than would be the case if Lynrock Lake were receiving a lower or no Management Fee. The Performance Allocation may create an incentive on the part of Lynrock Lake to make investments that are riskier or more speculative than it otherwise would. Complete fee disclosures are provided to Investors in the relevant Fund Documents and should be carefully reviewed by prospective Investors. Further, as noted above, Lynrock Lake has established a Code of Ethics that sets forth a standard of business conduct that takes into account Lynrock Lake’s status as a fiduciary and requires its employees to place the interests of the Funds and Investors above their own interests. The CIO serves as a member of the board of directors for four companies in which the Master Fund holds an investment position. Cash compensation, if any, related to the CIO’s board involvement is used to offset expenses of the Master Fund. The CIO retains stock-based compensation, if any, including associated tax liabilities. C. Investing in Securities Recommended to Clients. An “Access Person” is defined as any partner, officer or employee of the Investment Manager who is subject to the supervision and control of the Adviser. Lynrock Lake seeks to monitor the potential conflicts of interest within the firm as it relates to an Access Person’s personal trading. Each Access Person transaction is strictly required to be made in accordance with Lynrock Lake’s Code of Ethics. In this regard, employees are subject to pre-clearance except for pre-approved ETFs and/or non-reportable securities such as mutual funds, minimum holding periods and periodic reporting requirements of their holdings and securities transactions under the firm’s Code of Ethics. The Chief Compliance Officer (“CCO”) reviews and maintains Access Persons’ personal transaction records to ensure each Access Person is

conducting his or her personal securities transactions in a manner that is consistent with the Code of Ethics. D. Conflicts of Interest Created by Contemporaneous Trading. As mentioned above, Lynrock Lake seeks to monitor the potential conflicts of interest within the firm as it relates to an Access Person’s personal trading. This monitoring considers the sensitivities of conflicts of interest created by contemporaneous trading as well. Access Persons are subject to reporting requirements of their holdings and securities transactions under the firm’s Code of Ethics. The CCO reviews and maintains Access Persons’ personal transaction records to ensure each Access Person is conducting his or her personal securities transactions in a manner that is consistent with the Code of Ethics.

A. Selecting Broker-Dealers. Lynrock Lake recognizes it has a fiduciary duty to clients to obtain best execution of each transaction. Investment advisers are not obligated, however, to obtain the lowest possible commission on each transaction. Instead, an investment adviser must execute securities transactions for clients in such a manner that the client’s total cost or proceeds in each transaction is the most favorable under the circumstances. The applicable provisions of the federal securities laws include Section 206 and Rule 204-2 under the Advisers Act and Section 28(e) of the Securities Exchange Act of 1934. The process of determining best execution involves not only an assessment of prices, but also an evaluation of broker-dealer ancillary services such as research services, execution expertise, natural trading flow and other factors. An investment adviser should consider the full range of a broker’s services in assessing best execution. Transactions for the Funds are allocated to broker-dealers by the Investment Manager. The Investment Manager will use various broker-dealers to execute, settle and clear securities transactions for the Funds. In seeking best execution, the determinative factor is not necessarily the lowest possible cost, but whether the transaction represents the best qualitative execution, taking into consideration the full range of a broker-dealer’s services, including: 1. 2. 3. 4. 5. 6.

Reputation, financial strength and stability; Quality of execution—accurate and timely execution, clearance, and dispute resolution; Competitiveness of commission rates and spreads; Past history in executing orders; Market share or activity in the security in question; and, Quality of research provided.

Accordingly, although Lynrock Lake will seek competitive rates, it may not necessarily obtain the lowest possible commission rates for client account transactions. The commissions and/or transaction fees charged by a broker may be higher or lower than those charged by other brokerdealers. Lynrock Lake will not receive any portion of the brokerage commissions and/or transaction fees charged to clients. Lynrock Lake maintains a Best Execution Committee which is made up of the CIO, the Head of Research, the Head Trader, and the CCO. The Best Execution Committee periodically reviews Lynrock Lake’s best execution policies and conducts qualitative and quantitative reviews related to the quality of brokerage executions. The CCO monitors trading activity to ensure they are complying with best execution policies. All records relating to best execution including the documentation used to substantiate best execution must be maintained including, but not limited to, trade tickets, confirmations, and other documents incidental to trades.

B. Research and Other Soft Dollar Benefits. Lynrock Lake does not currently have any formal soft dollar arrangements whereby it authorizes the payment of a higher commission rate than a broker requires for trade execution in exchange for receiving additional products and services (i.e., “soft dollar” or commission sharing arrangements). Nonetheless, Lynrock Lake executes transactions on behalf of its clients with brokers that provide benefits, including access to proprietary research reports (such as standard investment research and credit reports), that may be considered soft dollar benefits. Lynrock Lake intends to comply with Section 28(e) of the Securities Exchange Act of 1934 in connection with any use of soft dollars “research” and “brokerage” services as permitted under safe harbor. C. Brokerage for Client Referrals and Directed Brokerage. In selecting or recommending brokerdealers for trade execution, Lynrock Lake does not consider whether it might receive client referrals from such broker-dealers or any third party. Barclays, J.P. Morgan, Wells Fargo, Goldman Sachs, and Jefferies serve as prime brokers of the Funds. Lynrock Lake may place client portfolio transactions with firms who have provided capital introduction opportunities if the Investment Manager determines that it is otherwise consistent with seeking best execution. In no event will Lynrock Lake select a broker-dealer as a means of remuneration for recommending the Investment Manager or affording the Investment Manager with the opportunity to participate in capital introduction programs. D. Order Aggregation. As noted above, the Funds are established as a master-feeder structure where all securities transactions are performed at the master level and profit and loss are allocated to each feeder fund pro-rata. Lynrock Lake operations reconciles the Master Fund portfolio daily to ensure all trades settle and clear and all open portfolio positions are priced correctly.

A. Lynrock Lake does not anticipate compensating any person who is not a supervised person, including third-party solicitors, for investor or client referrals. B. Lynrock Lake does not compensate any person for client referrals.

This Item is inapplicable.

A. Each Fund managed by Lynrock Lake and its affiliates is reviewed by the CIO and other trading and operations personnel of Lynrock Lake on a continuous basis to determine whether positions should be maintained given the CIO’s view of current market conditions. Matters reviewed include specific securities held, adherence to investment guidelines, and the performance of the Master Fund's portfolio. Key variables discussed that may affect the performance of the Funds’ investments include, without limitation, changes in the financial markets, activity and trends in the political or economic environment, and the business fundamentals of portfolio companies. Each Fund is also reviewed with respect to certain regulatory and legal matters by the trading, compliance, and operations staff. B. Investors in the Funds receive reports pursuant to the terms of the relevant Fund Documents.

For purposes of Rule 206(4)-2 under the Advisers Act (the “Custody Rule”), Lynrock Lake is deemed to have custody over the Funds’ assets. In accordance with the Custody Rule, a qualified custodian will not be required to deliver quarterly account statements to the Funds or their respective investors as long as (i) the Funds are audited by an independent public accountant that is registered with, and subject to inspection by, the Public Company Accounting Oversight Board, (ii) the Funds’ audited financial statements are prepared in accordance with the U.S. generally accepted accounting principles, and (iii) Lynrock Lake

delivers such annual audited financial statements to Investors within 120 days after the end of each Fund’s fiscal year.

Lynrock Lake provides investment advisory services to clients on a discretionary basis. This means Lynrock Lake will have sole discretion to transact in securities without consultation with clients. Lynrock Lake has entered into an investment management agreement with each Fund that sets forth the scope of the adviser’s discretion. As CIO, Cynthia Paul has overall responsibility for the investment decisions on behalf of the Funds.

Lynrock Lake, in accordance with Rule 206(4)-6 of the Advisers Act, has adopted proxy voting policies and procedures. In voting proxies, Lynrock Lake believes that company management generally is best suited to make the decisions that are essential to the ongoing operation of the company. Therefore, Lynrock Lake generally votes proxies in line with company management. However, under circumstances when Lynrock Lake believes that company management’s proposal will not maximize value for the Funds, then Lynrock Lake will vote against company management. In such cases, the reason for the decision, along with a record of the vote, will be retained by the CCO. Investors may obtain a copy of Lynrock Lake’s proxy voting policies and procedures and information about how Lynrock Lake voted upon request.

This Item is not applicable.