MGLD on NYSE
Marygold Companies, Inc.
Marygold Companies, Inc. is an American finance services company based in San Clemente, listed on NYSE (MGLD).1
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Last updated Oct 21, 2026.
Overview
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- TickerMGLD on NYSE1
- IndustryFinance Services1
- HeadquartersSan Clemente, California1
- Incorporated inNV3
- Business address120 Calle Iglesia, Unit B, San Clemente, Ca 926723
- Filer categoryNon-accelerated filer, Smaller reporting company3
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Marygold & Co., a Delaware corporation, whose principal business office is located in Walnut Creek, California;5 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2026
92.6%Gross margin2
-23.8%Operating margin2
-17.3%Net margin2
8.0%Revenue growth, 20262
-22.7%Return on equity2
-$2.3MFree cash flow2
What sells
Revenue by product, business segment and region, as the company reports it to the SEC.
Products and services
Fund Management Related Party brought in 83% of the revenue Marygold Companies, Inc. broke down this way in fiscal 2026.
Products and services by year
| Products and services | 2025 | 2026 |
|---|---|---|
| Fund Management Related Party | $17.1M | $21.1M |
| Beauty Products | $3.0M | $3.4M |
| Financial Services | $854.0K | $820.0K |
Business segments
Fund Management Related Party brought in 83% of the revenue Marygold Companies, Inc. broke down this way in fiscal 2026.
Business segments by year
| Business segments | 2025 | 2026 |
|---|---|---|
| Fund Management Related Party | $17.1M | $21.1M |
| Beauty Products | $3.0M | $3.4M |
| Financial Services | $854.0K | $820.0K |
Where the money goes
Where each dollar of revenue went, fiscal 2026
- Cost of revenue7¢$1.9M
- Other costs91¢$23.1M
- Interest0¢$100.0K
- Income tax1¢$277.0K
Out of $25.3M in revenue.2 The company lost money this year.
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Revenue | $25.3M | $23.4M |
| Cost of revenue | $1.9M | $3.2M |
| Gross profit | $23.4M | $20.3M |
| Salaries and compensation | $9.2M | $10.8M |
| Fund operations | $7.8M | $5.2M |
| General and administrative expense | $6.3M | $8.2M |
| Impairment loss | $3.6M | |
| Marketing and advertising | $2.3M | $2.5M |
| Depreciation and amortization | $238.0K | $468.0K |
| Total operating expenses | $29.5M | $27.1M |
| Loss from continuing operations | -$6.0M | -$6.8M |
| Interest and dividend income | $365.0K | $1.4M |
| Interest expense | -$67.0K | -$1.2M |
| Other income (expense), net | $909.0K | -$939.0K |
| Total other income (expense), net | $1.2M | -$721.0K |
| Loss from continuing operations before income taxes | -$4.8M | -$7.6M |
| Benefit from income taxes | $277.0K | $1.6M |
| Net loss from continuing operations | -$4.5M | -$6.0M |
| Net income from discontinued operations (see Note 3) | $157.0K | $174.0K |
| Net loss | -$4.4M | -$5.8M |
| Basic | 43.0M shares | 41.7M shares |
| Diluted | 43.0M shares | 41.7M shares |
| Basic | -$0.10 | -$0.14 |
| Diluted | -$0.10 | -$0.14 |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 3 fiscal years (annual) or 3 quarters (quarterly), latest first.2
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $2.9M | $5.0M | |
| Accounts receivable, net (of which $2,684 and $1,281, respectively, due from related parties) | $2.9M | $1.8M | |
| Inventories | $1.1M | $928.0K | |
| Prepaid income tax and tax receivable | $814.0K | $833.0K | |
| Investments, at fair value | $7.8M | $7.8M | |
| Other current assets | $513.0K | $1.0M | |
| Total current assets | $16.0M | $17.4M | |
| Restricted cash | $51.0K | ||
| Property and equipment, net | $22.0K | $609.0K | |
| Operating lease right-of-use asset | $429.0K | $599.0K | |
| Goodwill | $2.2M | $2.2M | |
| Intangible assets, net | $937.0K | ||
| Deferred tax assets, net | $3.6M | $3.4M | |
| Assets held for sale | $2.5M | $2.8M | |
| Other assets | $1.4M | $2.3M | |
| Total assets | $24.0M | $30.4M | |
| Accounts payable and accrued expenses | $3.4M | $3.2M | |
| Operating lease liabilities, current portion | $314.0K | $307.0K | |
| Advance from buyer of Brigadier Security Systems (Note 7) | $720.0K | ||
| Purchase consideration payable, current portion | $257.0K | ||
| Note payable, current portion | $1.3M | ||
| Total current liabilities | $3.7M | $5.8M | |
| Operating lease liabilities, net of current portion | $154.0K | $341.0K | |
| Deferred tax liabilities, net | $221.0K | ||
| Liabilities associated with assets held for sale | $921.0K | $1.1M | |
| Total long-term liabilities | $1.1M | $1.7M | |
| Total liabilities | $4.8M | $7.4M | |
| Common stock, $0.001 par value; 900,000 shares authorized; 42,712 and 42,818 shares issued and outstanding at June 30, 2026 and 2025, respectively | $42.0K | $42.0K | |
| Additional paid-in capital | $15.3M | $15.2M | |
| Accumulated other comprehensive income (loss) | $87.0K | -$420.0K | |
| Retained earnings | $3.8M | $8.2M | |
| Total stockholders equity | $19.2M | $23.0M | $26.6M |
| Total liabilities and stockholders equity | $24.0M | $30.4M | |
| Preferred stock, par value | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 50.0M shares | 50.0M shares | |
| Common stock, par value | $0.00 | $0.00 | |
| Common stock, shares authorized | 900.0M shares | 900.0M shares | |
| Common stock, shares issued | 42.7M shares | 42.8M shares | |
| Common stock, shares outstanding | 42.7M shares | 42.8M shares |
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $2.9M | $5.0M | |
| Accounts receivable, net (of which $2,684 and $1,281, respectively, due from related parties) | $2.9M | $1.8M | |
| Inventories | $1.1M | $928.0K | |
| Prepaid income tax and tax receivable | $814.0K | $833.0K | |
| Investments, at fair value | $7.8M | $7.8M | |
| Other current assets | $513.0K | $1.0M | |
| Total current assets | $16.0M | $17.4M | |
| Restricted cash | $51.0K | ||
| Property and equipment, net | $22.0K | $609.0K | |
| Operating lease right-of-use asset | $429.0K | $599.0K | |
| Goodwill | $2.2M | $2.2M | |
| Intangible assets, net | $937.0K | ||
| Deferred tax assets, net | $3.6M | $3.4M | |
| Assets held for sale | $2.5M | $2.8M | |
| Other assets | $1.4M | $2.3M | |
| Total assets | $24.0M | $30.4M | |
| Accounts payable and accrued expenses | $3.4M | $3.2M | |
| Operating lease liabilities, current portion | $314.0K | $307.0K | |
| Advance from buyer of Brigadier Security Systems (Note 7) | $720.0K | ||
| Purchase consideration payable, current portion | $257.0K | ||
| Note payable, current portion | $1.3M | ||
| Total current liabilities | $3.7M | $5.8M | |
| Operating lease liabilities, net of current portion | $154.0K | $341.0K | |
| Deferred tax liabilities, net | $221.0K | ||
| Liabilities associated with assets held for sale | $921.0K | $1.1M | |
| Total long-term liabilities | $1.1M | $1.7M | |
| Total liabilities | $4.8M | $7.4M | |
| Common stock, $0.001 par value; 900,000 shares authorized; 42,712 and 42,818 shares issued and outstanding at June 30, 2026 and 2025, respectively | $42.0K | $42.0K | |
| Additional paid-in capital | $15.3M | $15.2M | |
| Accumulated other comprehensive income (loss) | $87.0K | -$420.0K | |
| Retained earnings | $3.8M | $8.2M | |
| Total stockholders equity | $19.2M | $23.0M | $26.6M |
| Total liabilities and stockholders equity | $24.0M | $30.4M | |
| Preferred stock, par value | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 50.0M shares | 50.0M shares | |
| Common stock, par value | $0.00 | $0.00 | |
| Common stock, shares authorized | 900.0M shares | 900.0M shares | |
| Common stock, shares issued | 42.7M shares | 42.8M shares | |
| Common stock, shares outstanding | 42.7M shares | 42.8M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.2
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Net loss | -$4.4M | -$5.8M |
| Impairment loss | $3.6M | |
| Depreciation and amortization | $308.0K | $590.0K |
| Gain on sale of Brigadier (see Note 7) | -$603.0K | |
| Stock-based compensation | $128.0K | $825.0K |
| (Gain) loss on investments | -$317.0K | $906.0K |
| Non-cash interest expense | $37.0K | $642.0K |
| Non-cash lease expense | $760.0K | $682.0K |
| Deferred income taxes | -$298.0K | -$1.6M |
| Accounts receivable | -$1.4M | $317.0K |
| Prepaid income taxes and tax receivable | -$213.0K | $555.0K |
| Inventories | -$125.0K | $190.0K |
| Other assets | $553.0K | $247.0K |
| Accounts payable and accrued expenses | $469.0K | -$190.0K |
| Lease liabilities | -$851.0K | -$653.0K |
| Net cash used in operating activities | -$2.3M | -$3.3M |
| Proceeds from sale of investments | $3.5M | $7.9M |
| Purchase of investments | -$3.2M | -$7.0M |
| Proceeds from the sale of Brigadier, net of cash disposed | $1.1M | $720.0K |
| Purchase of property and equipment | -$29.0K | -$54.0K |
| Payment of purchase consideration payable | -$257.0K | -$277.0K |
| Net cash provided by investing activities | $1.1M | $1.2M |
| Net proceeds from note payable | $3.7M | |
| Principal repayment on note payable | -$1.3M | -$3.1M |
| Principal repayment of mortgage loan payable | -$315.0K | |
| Sale of common stock less offering costs | $1.8M | |
| Repurchase of shares to satisfy tax withholding for restricted stock | -$25.0K | -$289.0K |
| Net cash (used in) provided by financing activities | -$1.3M | $1.8M |
| Effect of exchange rate change on cash and cash equivalents | $413.0K | -$182.0K |
| NET DECREASE IN CASH, CASH EQUIVALENTS AND RESTRICTED CASH | -$2.2M | -$468.0K |
| Interest | $95.0K | $464.0K |
| Income taxes (net of refunds received) | $33.0K | $48.0K |
| Reclassification of advance from buyer included in gain on sale of Brigadier | $720.0K | |
| Acquisition of operating right-of-use assets through operating lease liability | $440.0K | $690.0K |
No quarter-by-quarter statement was filed.
Corporate structure
Marygold Companies, Inc. sits at the top of its group. 11 entities, 3 countries on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Marygold Companies, Inc.
- Nicholas & Melinda Gerber Living Trust Filed SC 13D/A on Marygold Companies, Inc., latest Sep 6, 2022
- Sheila Gerber Filed SC 13G/A on Marygold Companies, Inc., latest Jun 14, 2022
- Marygold Companies, Inc. San Clemente, California
- Gourmet Foods, Ltd. Subsidiary · New Zealand
- Kahnalytics, Inc., d/b/a Original Sprout Subsidiary · California, United States
- Marygold & Co. Subsidiary · Delaware, United States
- Marygold & Co. (UK) Limited Subsidiary · United Kingdom
- Marygold & Co. Limited f/k/a Tiger Financial & Asset Management Limited Subsidiary · United Kingdom
- Printstock Products, Limited Subsidiary · New Zealand
- Step-By-Step Financial Planners Limited Subsidiary · United Kingdom
- United States Commodity Funds, LLC Subsidiary · Delaware, United States
- USCF Advisers, LLC Subsidiary · Delaware, United States
- USCF Investments, Inc. Subsidiary · Delaware, United States
Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Marygold Companies, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $134.0K2 Jun 30, 2026 | $1.2M2 Jun 30, 2025 | −88.9% |
| Accumulated depreciation | $112.0K2 Jun 30, 2026 | $597.0K2 Jun 30, 2025 | −81.2% |
| Property and equipment, net | $22.0K2 Jun 30, 2026 | $609.0K2 Jun 30, 2025 | −96.4% |
| Operating-lease assets (leased space) | $429.0K2 Jun 30, 2026 | $599.0K2 Jun 30, 2025 | −28.4% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $2.9M2 Jun 30, 2026 | $5.0M2 Jun 30, 2025 | −42.4% |
| Marketable securities, current | $7.8M9 Jun 30, 2025 | $9.6M9 Jun 30, 2024 | −18.0% |
| Debt securities available for sale | $7.8M2 Jun 30, 2026 | $7.8M2 Jun 30, 2025 | +0.2% |
| Stakes in other companies (equity method) | $502.0K2 Jun 30, 2026 | $502.0K2 Jun 30, 2025 | 0% |
| Long-term investments | $900.0K2 Jun 30, 2026 | $1.8M2 Jun 30, 2025 | −50.0% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $2.2M2 Jun 30, 2025 | $2.2M2 Jun 30, 2024 | 0% |
| Intangible assets, net (excluding goodwill) | $937.0K2 Jun 30, 2025 | $1.4M9 Jun 30, 2024 | −31.9% |
| Finite-lived intangibles, gross | $2.1M2 Jun 30, 2025 | $2.4M9 Jun 30, 2024 | −10.9% |
| Accumulated amortization | -$1.2M2 Jun 30, 2025 | -$1.0M9 Jun 30, 2024 | −17.0% |
| Finite-lived intangibles, net | $937.0K2 Jun 30, 2025 | $1.4M9 Jun 30, 2024 | −31.9% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $1.1M2 Jun 30, 2026 | $928.0K2 Jun 30, 2025 | +13.3% |
| Finished goods | $756.0K2 Jun 30, 2026 | $600.0K2 Jun 30, 2025 | +26.0% |
Properties, in its own words
Facilities
The Company’s administrative offices are located in the facility leased by Original Sprout, whose mailing address is 120 Calle Iglesia, San Clemente, California 92672.
The rest of Item 2
Gourmet Foods rents facilities in Tauranga and in Napier, New Zealand.
USCF Investments leases office space in Walnut Creek, California.
Marygold UK rents office space in London and Staffordshire, England.
We believe that the facilities described herein are adequate for our current and immediately foreseeable operating needs.
Item 2 of the 10-K filed Sep 18, 2026.5
Leadership
Who has led Marygold Companies, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
201520202025
- Chief executive officerNicholas Daniel Gerber Feb 5, 2015 to May 23, 202214
- Chief executive officerDavid Wayne Neibert Apr 25, 2013 to Apr 25, 201315
- ChairNicholas Daniel Gerber Feb 5, 2015 to Feb 8, 201914
- PresidentNicholas Daniel Gerber May 23, 2022 to May 23, 202216
- Chief financial officerStuart P. Crumbaugh Nov 20, 2017 to Nov 20, 201717
- Chief financial officerDavid Wayne Neibert Jan 8, 2016 to Jan 8, 201618
Board members and other officers (13)
- Chief Accounting OfficerScott Allen West Nov 8, 2023 to Nov 8, 202319
- Chief Operations OfficerDavid Wayne Neibert Jun 1, 2018 to May 23, 202220
- Board memberErin Grogan Mar 31, 2017 to now21
- Board memberKathryn D. Rooney Mar 31, 2017 to Aug 25, 202222
- Board memberTabatha Coffey Mar 31, 2017 to Mar 31, 201723
- Board memberDerek Jason Mullins Apr 3, 2017 to now24
- Board memberJoya Harris Apr 5, 2017 to now25
- Board memberNicholas Daniel Gerber Jul 29, 2016 to May 23, 202226
- Board memberScott Schoenberger Feb 6, 2015 to Dec 12, 201627
- Board memberDavid Wayne Neibert Apr 25, 2013 to Oct 13, 202215
- Board memberNelson Choi May 14, 2013 to May 14, 201328
- Board memberPeter Park May 14, 2013 to May 14, 201329
- Board memberMatt Gonzalez Jul 1, 2013 to now30
Subsidiaries and ownership
Subsidiaries (Exhibit 21)
- Gourmet Foods, Ltd. New Zealand4
- Kahnalytics, Inc., d/b/a Original Sprout California4
- Marygold & Co. Delaware4
- Marygold & Co. (UK) Limited England and Wales4
- Marygold & Co. Limited f/k/a Tiger Financial & Asset Management Limited England and Wales4
- Printstock Products, Limited New Zealand4
- Step-By-Step Financial Planners Limited England and Wales4
- USCF Advisers, LLC Delaware4
- USCF Investments, Inc. Delaware4
- United States Commodity Funds, LLC Delaware4
The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.
Former names
Timeline
- Sep 30, 20268-K Regulation FD disclosure31
- Sep 28, 20268-K Entered a material agreement; Bylaws or fiscal year changed; Regulation FD disclosure32
- Sep 24, 20268-K Entered a material agreement; Regulation FD disclosure33
- Sep 21, 20268-K Results of operations34
- May 12, 20268-K Results of operations35
- Feb 10, 20268-K Results of operations36
- Nov 10, 20258-K Results of operations37
- Nov 10, 20258-K Shareholder vote38
- Sep 22, 20258-K Results of operations39
- Jun 20, 20258-K Entered a material agreement; Regulation FD disclosure; Other events40
- May 8, 20258-K Results of operations41
- Mar 10, 20258-K Entered a material agreement42
- Feb 5, 2015New chief executive Nicholas Daniel Gerber becomes CEO14
- Apr 25, 2013New chief executive David Wayne Neibert becomes CEO15
Calendar
When it reported results
- Sep 21, 2026Reported quarterly or annual results34
- May 12, 2026Reported quarterly or annual results35
- Feb 10, 2026Reported quarterly or annual results36
- Nov 10, 2025Reported quarterly or annual results37
- Sep 22, 2025Reported quarterly or annual results39
- May 8, 2025Reported quarterly or annual results41
- Nov 12, 2024Reported quarterly or annual results43
- Feb 15, 2024Reported quarterly or annual results44
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
124 filings to the SEC since October 2021: 7 annual reports, 15 quarterly reports, 37 major events, 32 insider forms, 2 large holders, 31 other. The latest 20:
- Sep 30, 20268-K EDGAR
- Sep 28, 20268-K EDGAR
- Sep 24, 2026DEFA14A EDGAR
- Sep 24, 20268-K EDGAR
- Sep 23, 2026DEF 14A EDGAR
- Sep 21, 20268-K EDGAR
- Sep 18, 202610-K EDGAR
- May 12, 20268-K EDGAR
- May 8, 202610-Q EDGAR
- Feb 10, 20268-K EDGAR
- Feb 5, 202610-Q EDGAR
- Dec 12, 20254 EDGAR
- Dec 4, 20254 EDGAR
- Nov 21, 20254 EDGAR
- Nov 10, 20258-K EDGAR
- Nov 10, 20258-K EDGAR
- Nov 10, 20254 EDGAR
- Nov 10, 20254 EDGAR
- Nov 10, 20254 EDGAR
- Nov 10, 20254 EDGAR
The 124 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
19 open-market trades by officers, directors and large owners since October 2021: 18 buys and 1 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Dec 10, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 25,000 | $0.93 | $23.2K | Form 4 |
| Dec 3, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 15,352 | $1.03 | $15.8K | Form 4 |
| Nov 20, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 20,000 | $1.05 | $21.0K | Form 4 |
| Jun 20, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 50,000 | $1.00 | $50.0K | Form 4 |
| Feb 24, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 50,000 | $1.05 | $52.5K | Form 4 |
| Feb 14, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 47,600 | $1.10 | $52.4K | Form 4 |
| Feb 11, 2025 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 32,258 | $1.06 | $34.2K | Form 4 |
| Dec 20, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 42,149 | $1.72 | $72.5K | Form 4 |
| Nov 21, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 50,000 | $1.51 | $75.5K | Form 4 |
| Nov 21, 2024 | Yu Carolyn M.Chief Legal & Continuity Off | Sale | 7,000 | $1.51 | $10.6K | Form 4 |
| May 21, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 80,000 | $1.35 | $108.0K | Form 4 |
| Mar 18, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 50,000 | $1.36 | $68.0K | Form 4 |
| Mar 13, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 25,000 | $1.11 | $27.8K | Form 4 |
| Feb 21, 2024 | Nicholas & Melinda Gerber Living TrustChief Executive Officer | Buy | 13,751 | $1.11 | $15.3K | Form 4 |
| Oct 13, 2022 | Neibert David WayneChief Operations Officer | Buy | 7,500 | $1.30 | $9.8K | Form 4 |
| Jul 22, 2022 | Rooney Kathryn D.Director | Buy | 2,000 | $1.38 | $2.8K | Form 4 |
| May 23, 2022 | Neibert David WayneChief Operations Officer | Buy | 3,500 | $1.10 | $3.9K | Form 4 |
| May 20, 2022 | Neibert David WayneChief Operations Officer | Buy | 3,500 | $1.13 | $4.0K | Form 4 |
| May 20, 2022 | Gerber Nicholas DanielPresident & CEO | Buy | 120,000 | $1.07 | $128.4K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Nicholas & Melinda Gerber Living TrustSC 13D/A, 1 filing Sep 6, 202245
- Sheila GerberSC 13G/A, 1 filing Jun 14, 202246
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2026 | David W. Neibert | 71 | $468.0K | $527.5K47 |
| 2026 | Carolyn M. Yu | $425.0K | $489.0K47 | |
| 2026 | Nicholas D. Gerber | 64 | $400.0K | $457.2K47 |
| 2025 | Chief Operations Officer | $448.1K | $506.7K47 | |
| 2025 | Chief Legal Officer | $425.0K | $481.1K47 | |
| 2025 | Chief Executive Officer | $400.0K | $457.3K47 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Vanguard Capital Management LLC | 293,626 | $349.4K | 0.0% | +54,469 |
| Geode Capital Management, LLC | 160,126 | $190.5K | 0.0% | −6,406 |
| Richmond Investment Services, LLC | 122,350 | $145.6K | 0.0% | New |
| Vanguard Fiduciary Trust Co | 71,264 | $84.8K | 0.0% | No change |
| Bridgeway Capital Management, LLC | 54,767 | $65.2K | 0.0% | −25,000 |
| Citadel Advisors LLC | 39,408 | $46.9K | 0.0% | +1,613 |
| BlackRock, Inc. | 33,287 | $39.6K | 0.0% | New |
| Northern Trust Corp | 24,694 | $29.4K | 0.0% | New |
| Tower Research Capital LLC (TRC) | 4,515 | $5.4K | 0.0% | +1,111 |
| UBS Group AG | 1,143 | $1.4K | 0.0% | New |
| SBI Securities Co., Ltd. | 70 | $83 | 0.0% | No change |
| Barclays PLC | 31 | $37 | 0.0% | New |
| Morgan Stanley | 1 | $2 | 0.0% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Marygold Companies, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARMarygold Companies, Inc.1
- CIK0001005101
- Employer ID (EIN)90-11339095
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; a shell company5
- Incorporated inNevada5
- Fiscal year endsJune 301
- Industry code (SIC)6199 Finance Services1
- SEC reviewing officeOffice of Finance, Division of Corporation Finance1
- Business address120 Calle Iglesia, Unit B, San Clemente, CA 926721
- Phone949-429-53701
- Shares outstanding42,712,250 shares as of Jun 30, 20265
- Public float$9.2M as of Dec 31, 20255
- AuditorBPM LLP, San Francisco, California PCAOB ID 207; it also attests to the company’s internal control over financial reporting5
- On EDGAR sinceMar 10, 20001
- Filings408 in all: 8-K (75), 10-Q (55), 4 (46), NT 10-Q (27), 10QSB (24), 3 (21), 10-K (20), NT 10-K (17)1
All 45 form types
S-4/A (13), UPLOAD (13), DEF 14C (12), CORRESP (9), 10KSB (8), PRE 14C (6), 10-K/A (4), 10KSB/A (4), 10QSB/A (4), 8-K/A (4), DEF 14A (4), 424B5 (3), EFFECT (3), S-1/A (3), SC 13D/A (3), SC 13G (3), 10-Q/A (2), D (2), DEFA14A (2), NTN 10K (2), S-3 (2), SC 13G/A (2), 4/A (1), 424B4 (1), 5 (1), 8-A12B (1), 8-A12B/A (1), 8-K12G3 (1), CERT (1), DEFR14C (1), PRER14C (1), REGDEX (1), S-1 (1), S-1MEF (1), S-4 (1), S-8 (1), SC 13D (1)
- Latest filingsAnnual report (10-K) Sep 18, 2026
Quarterly report (10-Q) May 8, 2026
Proxy statement (DEF 14A) Sep 23, 2026
Latest 8-K (8-K) Sep 30, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common stock, $0.001 par value per share. | MGLD | NYSE American LLC |
From the cover page of the 10-K filed Sep 18, 2026 (Section 12(b) of the Exchange Act).5
Risk factors and legal proceedings
The risks Marygold Companies, Inc. names in Item 1A of its 10-K filed Sep 18, 2026: 37 risks under these headings, as written.5
- Litigation Risks
- The Company’s business and operation could be negatively affected by any material litigation involving the Company or its subsidiaries.
- Risks Related to our Business, Operations and Structure
- We have incurred net losses during fiscal 2026 and 2025. We have paused further development of our Fintech app for the U.S. and U.K. markets.
- We are a holding company, and our only material assets are our cash in hand, equity and other interests in our operating subsidiaries, and our other investments. As a result, our principal sources of cash flow are distributions from our subsidiaries. Our subsidiaries may be limited by law and by contract from making distributions to us.
- We are dependent on certain key personnel, the loss of which may adversely affect our financial condition or results of operations.
- We need qualified personnel to manage and operate our subsidiaries.
- Errors or failures in the execution, processing or oversight of investment transactions in our ETP business could adversely affect our overall business, financial condition and results of operations on a consolidated basis.
- Abnormally wide bid/ask spreads and market disruptions that halt or disrupt trading or create extreme volatility could undermine investor confidence in the ETP investment structure and limit investor acceptance of ETPs.
- We derive a substantial portion of our revenues from our USCF Investments subsidiary and, as a result, our operating results are particularly exposed to investor sentiment toward investing in the ETFs sponsored by USCF and advised by USCF Advisers.
- We rely on third party suppliers, and our business may be affected by interruption of supplies or increases in product costs.
- Product recalls or other product liability claims could materially and adversely affect us.
The other 27 risks
- In the past, we have expanded our business internationally. This expansion subjects us to increased operational, regulatory, financial and other risks.
- We rely on trademarks, trade secrets, and other forms of intellectual property protections, which may not be adequate to protect us from misappropriation or infringement of our intellectual property.
- Our financial condition and results of operations could suffer if there is an impairment of goodwill or intangible assets.
- We may face double taxation on certain income earned by our non-U.S. subsidiaries.
- Legal, Compliance and Regulatory Risks
- We are subject to the rules and regulation of the NYSE American stock exchange and are required to comply with certain continued exchange listing standards and requirements or be subject to delisting.
- We incur substantial costs to operate as a public reporting company as required by the Securities Exchange Commission.
- As a public reporting company, we are subject to rules and regulations established from time to time by the SEC and Public Company Accounting Oversight Board (“PCAOB”) regarding our internal control over financial reporting. If we fail to establish and maintain effective internal control over financial reporting and disclosure controls and procedures, we may not be able to accurately report our financial results or report them in a timely manner. Investor confidence in the price of our stock may be adversely affected if we are unable to comply with such rules and regulations.
- We are a “smaller reporting company” within the meaning of the Securities Act and Securities Exchange Act and we intend to take advantage of certain exemptions from disclosure requirements available to smaller reporting companies which could make our securities less attractive to investors and may make it more difficult to compare our performance with that of other public companies.
- Our UK financial advisory business is dependent on a key employee, and the loss of this employee could disrupt our ability to provide regulated investment advisory services in the United Kingdom.
- Losses or unauthorized access to or releases of confidential information, including personal information, could subject us to significant reputational, financial, legal and operational consequences.
- Risks Related to Our Controlled Company Election and Status
- We are a “controlled company” within the meaning of the NYSE American rules and rely on exemptions from various corporate governance requirements that provide protection to stockholders of other companies.
- The Company’s CEO, through family trusts, controls a significant percentage of our common stock, and may exert significant control over matters subject to stockholder approval as well as heightened voting power at the board level, preventing other stockholders and new investors from influencing significant corporate decisions.
- General Business Risks
- Our business and financial performance may be adversely affected by information systems interruptions, cybersecurity attacks or other disruptions which could have a material adverse effect on our business and results from operations.
- Future acquisitions or business opportunities could involve unknown risks that could harm our business and adversely affect our financial condition and results of operations.
- We could consume resources in researching acquisitions and dispositions, business opportunities or financings and capital market transactions that are not consummated, which could materially adversely affect subsequent attempts to locate and acquire or invest in another business.
- We may not accurately predict revenue streams while we consume capital resources in acquiring new business opportunities or financings and capital market transactions or maintaining current capital investments which could materially and adversely impact our ability to meet operating expenses and capital requirements.
- We may fail to effectively integrate the businesses we acquire.
- COVID-19 Risk
- Our business may be impacted by political events, new tariffs, war, terrorism, public health issues, natural disasters and other circumstances that are not within our control.
- Our intellectual property may not be adequately protected.
- Risks Related to Ownership of Our Shares
- Our stock price may change significantly, and you may not be able to sell your shares of our common stock at or above the price you paid or at all, and you could lose all or part of your investment as a result.
- If securities or industry analysts do not publish research or publish inaccurate or unfavorable research about our business, our share price and trading volume could decline.
- Current stock holdings may be diluted if we make future equity issuances or if outstanding options are exercised for shares of our common stock.
- Future sales, or the potential for future sales, of our shares could adversely affect the market price of our common stock.
- Our Board of Directors may issue shares of preferred stock without stockholder approval.
- Future sales of our shares by our existing stockholders may cause our stock price to fall.
- Because we have not and do not intend to pay cash dividends, our stockholders receive no current income from holding our stock.
- Risks Related to our Equity and Debt Financing
- In addition to the net proceeds we received from our equity and debt financings in the past two years, we may need to raise additional equity or debt financing to fund ongoing operations, invest in acquisitions, and for working capital purposes.
Legal proceedings
Refer to “Note 15. Commitments and Contingencies – Litigation” to the consolidated financial statements included in this Annual Report on Form 10-K.
The opening of Item 3, Legal Proceedings.5
Sources
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- 16SEC EDGARNicholas Daniel Gerber, President
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- 21SEC EDGARErin Grogan, Board member
- 22SEC EDGARKathryn D. Rooney, Board member
- 23SEC EDGARTabatha Coffey, Board member
- 24SEC EDGARDerek Jason Mullins, Board member
- 25SEC EDGARJoya Harris, Board member
- 26SEC EDGARNicholas Daniel Gerber, Board member
- 27SEC EDGARScott Schoenberger, Board member
- 28SEC EDGARNelson Choi, Board member
- 29SEC EDGARPeter Park, Board member
- 30SEC EDGARMatt Gonzalez, Board member
- 31SEC EDGARRegulation FD disclosure
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- 34SEC EDGARResults of operations
- 35SEC EDGARResults of operations
- 36SEC EDGARResults of operations
- 37SEC EDGARResults of operations
- 38SEC EDGARShareholder vote
- 39SEC EDGARResults of operations
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- 41SEC EDGARResults of operations
- 42SEC EDGAREntered a material agreement
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