Overview
- TickerMPV on NYSE2
- HeadquartersBoston, United States2
- Incorporated inMA3
- Business addressC/O Barings Llc, 300 South Tryon Street, Suite 2500, Charlotte, Nc 282023
- Legal formVoluntary Association and Business Trusts2
- Kind of organizationAssociation2
- LEI549300BL6L2WBLZ3L1462
- StatusActive2
- LEI statusIssued and current2
- Registered address84 STATE STREET, 02109 Boston, United States2
- Registered withCorporations Division (Secretary of the Commonwealth's Office), T000118672
Corporate structure
BARINGS PARTICIPATION INVESTORS sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of BARINGS PARTICIPATION INVESTORS
- RIVERNORTH CAPITAL MANAGEMENT, LLC Filed SCHEDULE 13G/A on BARINGS PARTICIPATION INVESTORS, latest Apr 11, 2025 (4 filings since Feb 14, 2022)
- BARINGS PARTICIPATION INVESTORS Boston, Massachusetts, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led BARINGS PARTICIPATION INVESTORS, and when. Pick a name to see everywhere that person has worked.
Chief financial officer
- Chief financial officerJonathan Bock Mar 4, 2020 to Mar 4, 20204
Board members and other officers (18)
- Chief Compliance OfficerItzbell Branca Sep 5, 2024 to Sep 5, 20245
- Chief Compliance OfficerBenjamin Tecmire Sep 16, 2022 to Sep 16, 20226
- Vice PresidentJonathan Landsberg Jan 27, 2020 to Jan 27, 20207
- Chielf Compliance OfficerMichael Cowart Jan 29, 2020 to Jan 29, 20208
- Principal Accounting OfficerElizabeth A. Murray Apr 29, 2020 to Apr 29, 20209
- Associate DirectorJill Dinerman Feb 1, 2019 to Feb 1, 201910
- TreasurerChristopher Hanscom Oct 26, 2017 to Oct 26, 201711
- Officer of AdviserSheldon M. Francis Jan 7, 2011 to Jan 7, 201112
- Vice PresidentSean Feeley Oct 28, 2011 to Oct 28, 201113
- VP, Officer of AdviserRichard E. Spencer Ii. Aug 12, 2009 to Aug 12, 200914
- TreasurerDan Florence Jul 30, 2008 to Jul 30, 200815
- Officer of AdviserStephen Jarvis Aug 5, 2008 to Aug 5, 200816
- Officer of the AdviserChristopher Defrancis Sep 8, 2008 to Sep 8, 200817
- Chief Compliance OfficerMelissa Marie Lagrant Jan 23, 2006 to Jan 23, 200618
- TreasurerRonald Talaia Jul 20, 2006 to Jul 20, 200619
- Board memberCorine T. Norgaard Jan 12, 2006 to Jan 13, 200620
- Board memberThomas F. Finke May 22, 2006 to May 22, 200621
- General counselAshlee Steinnerd Feb 27, 2023 to Feb 27, 202322
Former names
Timeline
- Apr 7, 1988Founded BARINGS PARTICIPATION INVESTORS is founded2
Filings
88 filings to the SEC since October 2021: 12 insider forms, 4 large holders, 72 other. The latest 20:
- Sep 4, 2026N-CSRS EDGAR
- Aug 28, 2026NPORT-P EDGAR
- Aug 27, 2026N-PX EDGAR
- May 29, 2026NPORT-P EDGAR
- Mar 25, 2026DEF 14A EDGAR
- Mar 13, 2026N-CEN EDGAR
- Mar 9, 2026N-CSR EDGAR
- Mar 2, 2026NPORT-P EDGAR
- Nov 28, 2025NPORT-P EDGAR
- Sep 8, 2025N-CSRS EDGAR
- Aug 28, 2025NPORT-P EDGAR
- Aug 28, 2025N-PX EDGAR
- Aug 15, 202540-17G BARINGS PARTICIPATION INVESTORS EDGAR
- May 30, 2025NPORT-P EDGAR
- Apr 11, 2025SCHEDULE 13G/A EDGAR
- Mar 26, 2025DEF 14A EDGAR
- Mar 14, 2025N-CEN EDGAR
- Mar 11, 2025N-CSR EDGAR
- Feb 28, 2025NPORT-P EDGAR
- Jan 21, 20253 EDGAR
The 88 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
3 open-market trades by officers, directors and large owners since October 2021: 3 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| May 23, 2023 | SWEENEY SUSAN B | Buy | 500 | $12.98 | $6.5K | Form 4 |
| May 22, 2023 | Ginader Barbara | Buy | 500 | $12.58 | $6.3K | Form 4 |
| Nov 1, 2021 | Ginader Barbara | Buy | 2,520 | $14.15 | $35.7K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- RIVERNORTH CAPITAL MANAGEMENT, LLCSCHEDULE 13G/A, 4 filings Feb 14, 2022 to Apr 11, 202523
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 35. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How BARINGS PARTICIPATION INVESTORS is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARBARINGS PARTICIPATION INVESTORS1
- CIK0000831655
- Employer ID (EIN)04-30257301
- Incorporated inMassachusetts1
- Fiscal year endsDecember 311
- Business addressC/O Barings Llc, 300 South Tryon Street, Suite 2500, Charlotte, NC 282021
- Phone704-805-72001
- On EDGAR sinceFeb 24, 19941
- Filings546 in all: 4 (87), 3 (76), N-30D (49), DEF 14A (31), N-Q (29), NPORT-P (28), N-CSR (25), NSAR-B (25)1
All 35 form types
40-17G (24), NSAR-A (24), N-PX (23), N-CSRS (22), NPORT-P/A (14), SC 13G/A (13), 40-APP/A (10), N-CEN (8), NSAR-B/A (8), N-30B-2 (6), N-CSR/A (6), 5 (5), CORRESP (5), NSAR-A/A (5), 4/A (4), 40-APP (4), PRE 14A (3), DEFA14A (2), SC 13G (2), 40-17G/A (1), ARS (1), DEFR14A (1), N-CSRS/A (1), NPORT-EX (1), NT-NCSR/A (1), PRER14A (1), SCHEDULE 13G/A (1)
- Latest filingsProxy statement (DEF 14A) Mar 25, 2026
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7SEC EDGARJonathan Landsberg, Vice President
- 8
- 9
- 10SEC EDGARJill Dinerman, Associate Director
- 11SEC EDGARChristopher Hanscom, Treasurer
- 12
- 13SEC EDGARSean Feeley, Vice President
- 14
- 15SEC EDGARDan Florence, Treasurer
- 16SEC EDGARStephen Jarvis, Officer of Adviser
- 17
- 18
- 19SEC EDGARRonald Talaia, Treasurer
- 20SEC EDGARCorine T. Norgaard, Board member
- 21SEC EDGARThomas F. Finke, Board member
- 22SEC EDGARAshlee Steinnerd, General counsel
- 23