NCV on NYSE

Virtus Convertible & Income Fund

Virtus Convertible & Income Fund is a fund registered in the United States, based in Hartford, active since 2003.² Its shares trade on NYSE under the symbol NCV.²

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Last updated Oct 21, 2026.

Overview

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TickerNCV on NYSE²
HeadquartersHartford, United States²
Incorporated inMA³
Business address101 Munson Street, Greenfield, Ma 01301³
Legal formFUND²
Kind of organizationFund²
LEI549300WT3ICVH2Z06O49²
StatusActive²
LEI statusIssued and current²
Registered addressC/O CORPORATION SERVICE COMPANY, 02109 Boston, United States²
Registered withSecurities and Exchange Commission, 0001214935²

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Corporate structure

Virtus Convertible & Income Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Virtus Convertible & Income Fund

Morgan Stanley Filed SC 13G on Virtus Convertible & Income Fund, latest Feb 9, 2024
MetLife Investment Management, LLC Filed SC 13G on Virtus Convertible & Income Fund, latest Jun 12, 2023
Bank of America Filed SC 13G/A on Virtus Convertible & Income Fund, latest Feb 14, 2023 (4 filings since Jan 31, 2022)
UBS Filed SC 13G/A on Virtus Convertible & Income Fund, latest Dec 9, 2022

Virtus Convertible & Income Fund Hartford, Connecticut, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Virtus Convertible & Income Fund, and when. Pick a name to see everywhere that person has worked.

Chief executive

President

George R. Aylward Jr.2021

2010201520202025

Chief executive officerMatthew Toms Jan 18, 2024 to Jan 18, 2024⁴
Chief executive officerGeorge R. Aylward Jr. Feb 11, 2021 to Dec 22, 2021⁵
PresidentGeorge R. Aylward Jr. Feb 11, 2021 to Dec 22, 2021⁵

Board members and other officers (36)

Portfolio ManagerDavid J. Oberto Mar 3, 2022 to Mar 3, 2022⁶
Portfolio ManagerMichael Yee Mar 3, 2022 to Mar 3, 2022⁷
EVPFrancis G. Waltman Feb 11, 2021 to Feb 11, 2021⁸
EVPRichard W. Smirl Jun 30, 2021 to Jun 30, 2021⁹
Assistant SecretaryCraig Ruckman Dec 13, 2017 to Dec 13, 2017¹⁰
Assistant SecretaryAngela Borreggine Jan 13, 2016 to Jan 13, 2016¹¹
Assistant SecretaryDebra Rubano Jan 13, 2016 to Jan 13, 2016¹²
Chief Compliance OfficerThomas L. Harter Jul 1, 2013 to Jul 1, 2013¹³
Assistant TreasurerOrhan Dzemaili Jan 20, 2011 to Jan 20, 2011¹⁴
Chief Compliance OfficerYouse Guia Jan 20, 2009 to Jan 20, 2009¹⁵
Assistant TreasurerRichard J. Cochran Dec 31, 2008 to Dec 31, 2008¹⁶
Assistant TreasurerScott Whisten Dec 31, 2008 to Dec 31, 2008¹⁷
TreasurerLawrence G. Altadonna Aug 17, 2007 to Jan 29, 2009¹⁸
Assistant SecretaryKathleen A. Chapman Dec 21, 2006 to Jan 20, 2009¹⁹
Assistant SecretaryLagan Srivastava Dec 21, 2006 to Dec 21, 2006¹⁹
Assistant SecretaryRichard H. Kirk Dec 21, 2006 to Jan 20, 2009¹⁹
Board memberDonald C. Burke Jun 6, 2024 to Jun 6, 2024²⁰
Board memberGeraldine M. McNamara May 30, 2023 to May 30, 2023²¹
Board memberConnie D. McDaniel May 31, 2023 to now²²
Board memberBrian T. Zino Jan 3, 2022 to Jan 4, 2022²³
Board memberPhillip R. McLaughlin Jan 3, 2022 to Mar 1, 2022²⁴
Board memberR. Keith Walton Jul 19, 2022 to Jul 19, 2022²⁵
Board memberGeorge R. Aylward Jr. Feb 11, 2021 to Dec 22, 2021⁵
Board memberSarah E. Cogan Jan 8, 2019 to Aug 23, 2019²⁶
Board memberErick Holt Dec 13, 2017 to Dec 13, 2017²⁷
Board memberDavey Scoon Dec 22, 2017 to Dec 22, 2017²⁸
Board memberF. Ford Drummond Dec 22, 2017 to Apr 29, 2021²⁹
Board memberJames S. Macleod Dec 22, 2017 to Oct 5, 2021³⁰
Board memberDeborah A. Zoullas Mar 10, 2011 to Mar 4, 2022³¹
Board memberAlan Rappaport Jun 30, 2010 to Apr 28, 2021³²
Board memberBradford K. Gallagher Sep 27, 2010 to Sep 27, 2010³³
Board memberHans W. Kertess Jan 20, 2009 to Jan 20, 2009³⁴
Board memberJames A. Jacobson Dec 17, 2009 to Dec 17, 2009³⁵
Board memberDiana Taylor Jun 12, 2008 to Jan 23, 2009³⁶
Board memberWilliam B. Ogden Iv. Sep 19, 2006 to Jan 20, 2009³⁷
Board memberDavid C. Flattum Nov 27, 2006 to Nov 27, 2006³⁸

Former names

Virtus AllianzGI Convertible & Income FundFeb 11, 2021 to Aug 4, 2022³
AllianzGI Convertible & Income FundMay 20, 2013 to Feb 10, 2021³
AGIC Convertible & Income FundAug 26, 2010 to May 1, 2013³
NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUNDJan 21, 2003 to Jul 19, 2010³

Timeline

Jan 18, 2024New chief executive Matthew Toms becomes CEO⁴
Feb 11, 2021New chief executive George R. Aylward Jr. becomes CEO⁵
Jan 17, 2003Founded Virtus Convertible & Income Fund is founded²

Filings

77 filings to the SEC since October 2021: 24 insider forms, 7 large holders, 46 other. The latest 20:

Oct 8, 2026N-CSRS VIRTUS CONVERTIBLE & INCOME FUND EDGAR
Sep 29, 2026NPORT-P EDGAR
Aug 27, 2026N-PX EDGAR
Aug 20, 20264 EDGAR
Jun 26, 2026NPORT-P EDGAR
Apr 14, 2026N-CEN EDGAR
Apr 9, 2026N-CSR VIRTUS CONVERTIBLE & INCOME FUND EDGAR
Mar 31, 2026NPORT-P EDGAR
Dec 23, 2025NPORT-P EDGAR
Oct 6, 2025N-CSRS VIRTUS CONVERTIBLE & INCOME FUND EDGAR
Sep 23, 2025NPORT-P EDGAR
Aug 25, 2025N-PX EDGAR
Jun 25, 2025NPORT-P EDGAR
Jun 18, 20254 EDGAR
Apr 16, 2025N-CEN EDGAR
Apr 11, 2025N-CSR VIRTUS CONVERTIBLE & INCOME FUND EDGAR
Mar 28, 2025NPORT-P EDGAR
Dec 23, 2024NPORT-P EDGAR
Oct 4, 2024N-CSRS VIRTUS CONVERTIBLE & INCOME FUND EDGAR
Sep 26, 2024NPORT-P EDGAR

The 77 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

6 open-market trades by officers, directors and large owners since October 2021: 6 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Aug 18, 2026	MCDANIEL CONNIE DDirector	Buy	356	$16.83	$6.0K	Form 4
Jun 16, 2025	MCDANIEL CONNIE DDirector	Buy	367	$13.59	$5.0K	Form 4
Mar 3, 2022	DeCotis Deborah ADirector	Buy	989	$5.03	$5.0K	Form 4
Feb 25, 2022	McLoughlin Philip RDirector	Buy	2,100	$4.95	$10.4K	Form 4
Dec 21, 2021	AYLWARD GEORGE RPresident and CEO	Buy	8,821	$5.67	$50.0K	Form 4
Oct 1, 2021	MACLEOD JAMES SDirector	Buy	12,892	$5.94	$76.6K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Morgan StanleySC 13G, 1 filing Feb 9, 2024³⁹
MetLife Investment Management, LLCSC 13G, 1 filing Jun 12, 2023⁴⁰
Bank of AmericaSC 13G/A, 4 filings Jan 31, 2022 to Feb 14, 2023⁴¹
UBSSC 13G/A, 1 filing Dec 9, 2022⁴²

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 59. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	1,200,261	$21.1M	0.0%	−104,094
Congress Park Capital LLC	813,039	$14.3M	3.9%	+10,715
Advisors Asset Management, Inc.	662,033	$11.6M	0.2%	+60,957
Guggenheim Capital LLC	517,653	$9.1M	0.1%	+100,251
LPL Financial LLC	387,995	$6.8M	0.0%	+17,648
Saba Capital Management, L.P.	336,482	$5.9M	0.2%	−387,096
Envestnet Asset Management Inc	305,024	$5.4M	0.0%	+215,172
Ameriprise Financial Inc	261,266	$4.6M	0.0%	−12,678
Bank Of America Corp /de/	259,164	$4.6M	0.0%	−756
Thomas J. Herzfeld Advisors, Inc.	185,909	$3.3M	1.0%	New
Summit Financial, LLC	120,157	$2.1M	0.0%	−3,841
Osaic Holdings, Inc.	106,675	$1.9M	0.0%	+8,172
NewEdge Advisors, LLC	85,040	$1.5M	0.0%	+14,199
CoreCap Advisors, LLC	72,675	$1.3M	0.0%	+4,475
Invesco Ltd.	65,455	$1.2M	0.0%	+2,792
Wealth Care LLC	62,340	$1.1M	0.9%	−5,959
Kestra Advisory Services, LLC	50,394	$886.4K	0.0%	+1,072
Blue Bell Private Wealth Management, LLC	41,663	$732.9K	0.1%	+4,878
Choreo, LLC	33,521	$589.6K	0.0%	New
Royal Bank Of Canada	33,460	$589.0K	0.0%	−632
Lido Advisors, LLC	31,729	$558.1K	0.0%	No change
Cetera Investment Advisers	30,837	$542.4K	0.0%	+3,818
Susquehanna International Group, Llp	30,596	$538.2K	0.0%	+463
&partners	27,347	$481.0K	0.0%	No change
UBS Group AG	26,014	$457.6K	0.0%	−1,235

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Virtus Convertible & Income Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARVirtus Convertible & Income Fund¹
CIK0001214935
Incorporated inMassachusetts¹
Fiscal year endsJanuary 31¹
Business address101 Munson Street, Greenfield, MA 01301¹
Phone(866) 270-7598¹
On EDGAR sinceJan 21, 2003¹
Filings511 in all: 3 (92), 4 (51), N-Q (29), NPORT-P (28), 40-17G (27), DEFA14A (27), N-CSRS (26), DEF 14A (25)¹
All 45 form types
N-CSR (23), N-PX (23), SC 13G/A (18), 3/A (15), NSAR-A (15), NSAR-B (15), CORRESP (13), N-2/A (9), SC 13G (9), N-CEN (8), 497 (7), N-2 (5), 4/A (4), EFFECT (4), N-23C-2 (4), DEFR14A (3), SC TO-I/A (3), 40-APP/A (2), 8-A12B (2), N-CSRS/A (2), POS 8C (2), POS EX (2), PRE 14A (2), SC TO-C (2), SC TO-I (2), 40-17G/A (1), 40-6C (1), 40-APP (1), 497AD (1), 8-K (1), CERT (1), CERTNYS (1), N-8A (1), N-PX/A (1), NPORT-EX (1), NSAR-B/A (1), UPLOAD (1)
Latest filingsProxy statement (DEF 14A) Apr 20, 2026
Latest 8-K (8-K) Jul 7, 2020

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARVirtus Convertible & Income Fund filings on SEC EDGAR
2
GLEIFVirtus Convertible & Income Fund LEI record (549300WT3ICVH2Z06O49)
3
SEC EDGARVirtus Convertible & Income Fund filings on SEC EDGAR
4
SEC EDGARMatthew Toms, Chief executive officer
5
SEC EDGARGeorge R. Aylward Jr., Chief executive officer
6
SEC EDGARDavid J. Oberto, Portfolio Manager
7
SEC EDGARMichael Yee, Portfolio Manager
8
SEC EDGARFrancis G. Waltman, EVP
9
SEC EDGARRichard W. Smirl, EVP
10
SEC EDGARCraig Ruckman, Assistant Secretary
11
SEC EDGARAngela Borreggine, Assistant Secretary
12
SEC EDGARDebra Rubano, Assistant Secretary
13
SEC EDGARThomas L. Harter, Chief Compliance Officer
14
SEC EDGAROrhan Dzemaili, Assistant Treasurer
15
SEC EDGARYouse Guia, Chief Compliance Officer
16
SEC EDGARRichard J. Cochran, Assistant Treasurer
17
SEC EDGARScott Whisten, Assistant Treasurer
18
SEC EDGARLawrence G. Altadonna, Treasurer
19
SEC EDGARKathleen A. Chapman, Assistant Secretary
20
SEC EDGARDonald C. Burke, Board member
21
SEC EDGARGeraldine M. McNamara, Board member
22
SEC EDGARConnie D. McDaniel, Board member
23
SEC EDGARBrian T. Zino, Board member
24
SEC EDGARPhillip R. McLaughlin, Board member
25
SEC EDGARR. Keith Walton, Board member
26
SEC EDGARSarah E. Cogan, Board member
27
SEC EDGARErick Holt, Board member
28
SEC EDGARDavey Scoon, Board member
29
SEC EDGARF. Ford Drummond, Board member
30
SEC EDGARJames S. Macleod, Board member
31
SEC EDGARDeborah A. Zoullas, Board member
32
SEC EDGARAlan Rappaport, Board member
33
SEC EDGARBradford K. Gallagher, Board member
34
SEC EDGARHans W. Kertess, Board member
35
SEC EDGARJames A. Jacobson, Board member
36
SEC EDGARDiana Taylor, Board member
37
SEC EDGARWilliam B. Ogden Iv., Board member
38
SEC EDGARDavid C. Flattum, Board member
39
SEC EDGARMorgan Stanley SC 13G on Virtus Convertible & Income Fund
40
SEC EDGARMetLife Investment Management, LLC SC 13G on Virtus Convertible & Income Fund
41
SEC EDGARBank of America SC 13G/A on Virtus Convertible & Income Fund
42
SEC EDGARUBS SC 13G/A on Virtus Convertible & Income Fund