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Private company

NINE MASTS CAPITAL Ltd

Last updated Oct 21, 2026.

Overview

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Corporate structure

NINE MASTS CAPITAL Ltd sits at the top of its group. 4 entities, 2 countries on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of NINE MASTS CAPITAL Ltd

  • Bing Wang Owns 50% to 75% of Nine Masts, since 02/2010 (Form ADV)
  • Rosso International Owns 25% to 50% of Nine Masts, since 04/2025 (Form ADV)
  • The Rossa Trust Owns 75% or more of Rosso, since 04/2025 (Form ADV)
  • Paras Brent Barnett Owns control (general partner, trustee or manager) of The Rossa, since 04/2025 (Form ADV)

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (3 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

NINE MASTS CAPITAL Ltd is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

  • Paras Brent Barnettowns general partner, trustee or manager of THE ROSSA, since 04/2025
  • THE ROSSA TRUSTowns 75% or more of ROSSO, since 04/2025
  • Bing Wangowns 50% to 75% of NINE MASTS, since 02/2010
  • ROSSO INTERNATIONALowns 25% to 50% of NINE MASTS, since 04/2025

Disciplinary record

The firm answered yes to 1 of the disciplinary questions on Form ADV (Item 11). A yes can concern the firm itself or an affiliate.

  • Any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority has found the firm or an advisory affiliate to have been involved in a violation of investment-related regulations or statutes.

Each event as the firm describes it on its Disclosure Reporting Pages:

HONG KONG SECURITIES AND FUTURES COMMISSION · Apr 18, 2019 · fine $152,900 · final

Allegations: FAILURE TO DELIVER SHORT SALE OF 1 LISTED EQUITY

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Decision

Summary: NMCL PAID THE FINE.

Resolved: Apr 18, 2019

FINANCIAL SERVICES COMMISSION (FSC) - KOREA · Apr 29, 2019 · fine $40,500 · final

Allegations: LATE TO DELIVER SHORT SALE OF 1 LISTED EQUITY BY 1 DAY

Sanction: Civil and Administrative Penalt(ies) /Fine(s)

How it ended: Decision

Summary: NMCL PAID THE FINE. No Information Filed

Resolved: May 30, 2019

Filings

23 filings to the SEC since October 2021: 23 other. The latest 20:

  1. Aug 13, 2026N-PX EDGAR
  2. Aug 7, 202613F-HR EDGAR
  3. May 13, 202613F-HR EDGAR
  4. Feb 10, 202613F-HR EDGAR
  5. Nov 13, 202513F-HR EDGAR
  6. Aug 25, 2025N-PX EDGAR
  7. Aug 13, 202513F-HR EDGAR
  8. May 13, 202513F-HR EDGAR
  9. Feb 6, 202513F-HR EDGAR
  10. Nov 12, 202413F-HR EDGAR
  11. Aug 16, 2024N-PX EDGAR
  12. Aug 8, 202413F-HR EDGAR
  13. May 8, 202413F-HR EDGAR
  14. Feb 8, 202413F-HR EDGAR
  15. Nov 3, 202313F-HR EDGAR
  16. Aug 10, 202313F-HR EDGAR
  17. May 12, 202313F-HR EDGAR
  18. Feb 7, 202313F-HR EDGAR
  19. Oct 25, 202213F-HR EDGAR
  20. Aug 5, 202213F-HR EDGAR

The 23 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

NINE MASTS CAPITAL Ltd has told the SEC it owns more than 5% of 3 companies, latest first (Schedules 13D and 13G).

Sources

The numbers on this page point here. Each one links to the record it came from.

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