Overview
- TickerNMAI on NYSE2
- HeadquartersChicago, United States2
- Incorporated inMA3
- Business address333 W. Wacker Dr., Chicago, Il 606063
- Legal formFund2
- Kind of organizationFund2
- LEI549300VLJPKC3DNIJ6682
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O C T CORPORATION SYSTEM, 02110 Boston, United States2
- Registered withSecurities and Exchange Commission, 00018611152
Corporate structure
Nuveen Multi-Asset Income Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Nuveen Multi-Asset Income Fund
- Saba Capital Management, L.P. Filed SCHEDULE 13D/A on Nuveen Multi-Asset Income Fund, latest Aug 4, 2025 (19 filings since Oct 3, 2022)
- Nuveen Multi-Asset Income Fund Chicago, Illinois, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led Nuveen Multi-Asset Income Fund, and when. Pick a name to see everywhere that person has worked.
President
- PresidentWilliam T. Huffman Jr. Nov 22, 2021 to Nov 22, 20214
Board members and other officers (21)
- Portfolio ManagerJames Shung-Ook Kim Jan 15, 2026 to now5
- Portfolio ManagerJohn Tribolet Jan 15, 2026 to now6
- MD, Fixed Inc Portfolio ManageMark Zheng Jan 15, 2026 to now7
- VP and TreasurerRobert Tanner Page Nov 5, 2025 to now8
- Vice PresidentJames N. Nelson Iii. Mar 8, 2024 to Mar 8, 20249
- Vice PresidentMary Beth Ramsay Mar 11, 2024 to Mar 11, 202410
- VP and ControllerMarc Cardella Dec 3, 2024 to Dec 3, 202411
- Vice PresidentJohn M. McCann Apr 21, 2022 to Apr 21, 202212
- Chief Compliance OfficerBrett Black Jun 7, 2022 to Jun 7, 202213
- Vice PresidentTrey Stenersen Iii. Aug 15, 2022 to Aug 15, 202214
- Vice PresidentBrian J. Lockhart Jul 8, 2021 to Jul 8, 202115
- Vice President & Asst. Secr.Christopher M. Rohrbacher Jul 8, 2021 to Jul 8, 202116
- Chief Administrative OfficerDavid J. Lamb Jul 8, 2021 to Jul 8, 202117
- Vice PresidentDeann Morgan Jul 8, 2021 to Jul 8, 202118
- Vice President & SecretaryDemark L. Winget Jul 8, 2021 to Jul 8, 202119
- Vice President and ControllerE. Scott Wickerham Jul 8, 2021 to Jul 8, 202120
- Chief Compliance Officer & VPGifford R. Zimmerman Jul 8, 2021 to Nov 22, 202121
- Vice PresidentJacques M. Longerstaey Jul 8, 2021 to Jul 8, 202122
- Vice President & Asst. Secr.Jon Scott Meissner Jul 8, 2021 to Jul 8, 202123
- Vice President and TreasurerNathaniel T. Jones Jul 8, 2021 to Jul 8, 202124
- Vice PresidentWilliam A. Siffermann Jul 8, 2021 to now25
Subsidiaries and ownership
Fund manager
Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.
Timeline
Filings
168 filings to the SEC since October 2021: 6 major events, 79 insider forms, 19 large holders, 64 other. The latest 20:
- Sep 3, 2026N-CSRS NUVEEN MULTI-ASSET INCOME FUND EDGAR
- Sep 1, 20263 EDGAR
- Aug 27, 2026NPORT-P EDGAR
- Aug 20, 2026N-PX EDGAR
- Aug 3, 20268-K CURRENT REPORT EDGAR
- May 28, 2026NPORT-P EDGAR
- Mar 16, 2026N-CEN EDGAR
- Mar 6, 20264 EDGAR
- Mar 6, 2026N-CSR NUVEEN MULTI-ASSET INCOME FUND EDGAR
- Mar 3, 2026DEF 14A NUVEEN MULTI-ASSET INCOME FUND EDGAR
- Feb 27, 2026NPORT-P EDGAR
- Feb 23, 20263 EDGAR
- Jan 15, 20263 EDGAR
- Jan 15, 20263 EDGAR
- Jan 15, 20263 EDGAR
- Nov 26, 2025NPORT-P EDGAR
- Nov 5, 20253 EDGAR
- Sep 5, 2025N-CSRS NUVEEN MULTI-ASSET INCOME FUND EDGAR
- Aug 28, 2025NPORT-P EDGAR
- Aug 22, 2025N-PX EDGAR
The 168 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
93 open-market trades by officers, directors and large owners since October 2021: 44 buys and 49 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Mar 4, 2026 | Siffermann William AVice President | Buy | 75 | $13.44 | $1.0K | Form 4 |
| Jan 15, 2025 | Weinstein Boaz10% owner | Sale | 29,872 | $12.10 | $361.5K | Form 4 |
| Jan 14, 2025 | Weinstein Boaz10% owner | Sale | 34,099 | $11.98 | $408.5K | Form 4 |
| Jan 13, 2025 | Weinstein Boaz10% owner | Sale | 25,023 | $11.88 | $297.3K | Form 4 |
| Jan 10, 2025 | Weinstein Boaz10% owner | Sale | 13,553 | $11.90 | $161.3K | Form 4 |
| Jan 8, 2025 | Saba Capital Management, L.P.10% owner | Sale | 30,888 | $12.01 | $371.0K | Form 4 |
| Jan 7, 2025 | Saba Capital Management, L.P.10% owner | Sale | 12,348 | $12.11 | $149.5K | Form 4 |
| Jan 6, 2025 | Saba Capital Management, L.P.10% owner | Sale | 32,422 | $12.21 | $395.9K | Form 4 |
| Jan 3, 2025 | Weinstein Boaz10% owner | Sale | 41,180 | $12.11 | $498.7K | Form 4 |
| Jan 2, 2025 | Weinstein Boaz10% owner | Sale | 59,946 | $12.08 | $724.1K | Form 4 |
| Dec 31, 2024 | Saba Capital Management, L.P.10% owner | Sale | 34,937 | $12.12 | $423.4K | Form 4 |
| Dec 30, 2024 | Saba Capital Management, L.P.10% owner | Sale | 68,526 | $12.07 | $827.1K | Form 4 |
| Dec 27, 2024 | Saba Capital Management, L.P.10% owner | Sale | 35,723 | $12.06 | $430.8K | Form 4 |
| Dec 26, 2024 | Saba Capital Management, L.P.10% owner | Sale | 83,265 | $12.09 | $1.0M | Form 4 |
| Dec 20, 2024 | Saba Capital Management, L.P.10% owner | Sale | 1,000 | $11.94 | $11.9K | Form 4 |
| Dec 18, 2024 | Saba Capital Management, L.P.10% owner | Sale | 6,031 | $12.22 | $73.7K | Form 4 |
| Dec 17, 2024 | Saba Capital Management, L.P.10% owner | Sale | 13,951 | $12.23 | $170.6K | Form 4 |
| Dec 13, 2024 | Weinstein Boaz10% owner | Sale | 22,516 | $12.34 | $277.8K | Form 4 |
| Dec 12, 2024 | Weinstein Boaz10% owner | Sale | 55,656 | $12.79 | $711.8K | Form 4 |
| Dec 11, 2024 | Saba Capital Management, L.P.10% owner | Sale | 28,875 | $12.85 | $371.0K | Form 4 |
All 93 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Saba Capital Management, L.P.SCHEDULE 13D/A, 19 filings Oct 3, 2022 to Aug 4, 202532
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 75. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Morgan Stanley | 863,331 | $12.2M | 0.0% | −124,372 |
| UBS Group AG | 690,881 | $9.8M | 0.0% | +19,527 |
| Pathstone Holdings, LLC | 502,864 | $7.1M | 0.0% | −558,200 |
| LPL Financial LLC | 451,617 | $6.4M | 0.0% | +27,696 |
| Advisors Asset Management, Inc. | 255,802 | $3.6M | 0.1% | +20,764 |
| Stifel Financial Corp | 228,667 | $3.2M | 0.0% | +11,584 |
| Navis Wealth Advisors, LLC | 213,038 | $3.0M | 1.1% | New |
| Royal Bank Of Canada | 185,846 | $2.6M | 0.0% | −54,345 |
| D.a. Davidson & Co. | 144,737 | $2.1M | 0.0% | +13,507 |
| Cetera Investment Advisers | 116,910 | $1.7M | 0.0% | −21,901 |
| First Trust Advisors LP | 116,430 | $1.6M | 0.0% | +3,609 |
| Hennion & Walsh Asset Management, Inc. | 96,340 | $1.4M | 0.0% | +45,899 |
| Bank Of America Corp /de/ | 90,907 | $1.3M | 0.0% | +3,745 |
| Raymond James Financial Inc | 86,036 | $1.2M | 0.0% | +2,131 |
| Osaic Holdings, Inc. | 83,518 | $1.2M | 0.0% | +3,678 |
| Closed-End Fund Advisors, Inc. | 64,361 | $912.0K | 0.9% | +1,531 |
| Calamos Advisors LLC | 62,051 | $879.3K | 0.0% | +4,137 |
| Rockefeller Capital Management L.P. | 58,757 | $832.6K | 0.0% | No change |
| Evolve Private Wealth, LLC | 54,259 | $775.1K | 0.0% | −2,703 |
| Jpmorgan Chase & Co | 53,041 | $742.6K | 0.0% | +1,164 |
| PMG Family Office LLC | 47,242 | $674.9K | 0.6% | +1,316 |
| NWF Advisory Services Inc. | 45,411 | $643.5K | 0.1% | +1,850 |
| HUB Investment Partners, LLC | 44,542 | $631.2K | 0.0% | +590 |
| Advisory Services Network, LLC | 44,391 | $629.0K | 0.0% | +5,617 |
| NewEdge Advisors, LLC | 36,814 | $521.7K | 0.0% | −2,633 |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Nuveen Multi-Asset Income Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARNuveen Multi-Asset Income Fund1
- CIK0001861115
- Incorporated inMassachusetts1
- Business address333 W. Wacker Dr., Chicago, IL 606061
- Phone312-917-81461
- On EDGAR sinceMay 14, 20211
- Filings219 in all: 4 (58), 3 (45), NPORT-P (19), 425 (11), DEFA14A (11), SC 13D/A (11), SCHEDULE 13D/A (7), 8-K (6)1
All 31 form types
40-17G (5), N-CEN (5), N-CSR (5), N-CSRS (5), N-PX (5), DEF 14A (4), CORRESP (3), 3/A (2), DEFC14A (2), DFAN14A (2), 497 (1), 8-A12B (1), CERT (1), EFFECT (1), N-14 8C (1), N-14 8C/A (1), N-2 (1), N-8A (1), POS EX (1), PRE 14A (1), PREC14A (1), PRRN14A (1), SC 13D (1)
- Latest filingsProxy statement (DEF 14A) Mar 3, 2026
Latest 8-K (8-K) Aug 3, 2026
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4SEC EDGARWilliam T. Huffman Jr., President
- 5
- 6SEC EDGARJohn Tribolet, Portfolio Manager
- 7
- 8SEC EDGARRobert Tanner Page, VP and Treasurer
- 9SEC EDGARJames N. Nelson Iii., Vice President
- 10SEC EDGARMary Beth Ramsay, Vice President
- 11SEC EDGARMarc Cardella, VP and Controller
- 12SEC EDGARJohn M. McCann, Vice President
- 13
- 14SEC EDGARTrey Stenersen Iii., Vice President
- 15SEC EDGARBrian J. Lockhart, Vice President
- 16
- 17
- 18SEC EDGARDeann Morgan, Vice President
- 19
- 20
- 21
- 22
- 23
- 24
- 25
- 26SEC EDGAROther events
- 27SEC EDGAROther events
- 28SEC EDGARRegulation FD disclosure
- 29SEC EDGARExecutive or director change
- 30SEC EDGARRegulation FD disclosure
- 31SEC EDGAROther events
- 32