OXLC on Nasdaq

Oxford Lane Capital Corp.

Oxford Lane Capital Corp. is a corporation registered in the United States, active since 2010.² It is headquartered in Greenwich, United States.² Its shares trade on Nasdaq under the symbol OXLC.²

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Last updated Oct 21, 2026.

Overview

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TickerOXLC on Nasdaq²
HeadquartersGreenwich, United States²
Incorporated inMD³
Business address8 Sound Shore Drive, Suite 255, Greenwich, Ct 06830³
Legal formStock Corporation²
LEI549300G3KO4JNQQD7Z72²
StatusActive²
LEI statusIssued and current²
Registered addressc/o CSC-LAWYERS INCORPORATING SERVICE COMPANY, 7 ST. PAUL STREET, SUITE 820, 21202 Baltimore, United States²
Registered withBusiness Services (Maryland Department of Assessments and Taxation), D13608880²

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Corporate structure

Oxford Lane Capital Corp. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Oxford Lane Capital Corp.

Eagle Point Credit Management LLC Filed SCHEDULE 13G on Oxford Lane Capital Corp., latest Oct 9, 2026 (15 filings since Feb 14, 2022)
Karpus Management, Inc. Filed SCHEDULE 13G/A on Oxford Lane Capital Corp., latest Aug 14, 2026 (23 filings since Feb 14, 2023)
Leroy Scott Frantz Filed SCHEDULE 13G/A on Oxford Lane Capital Corp., latest Aug 14, 2026 (3 filings since Jul 2, 2024)

Oxford Lane Capital Corp. Greenwich, Connecticut, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Oxford Lane Capital Corp., and when. Pick a name to see everywhere that person has worked.

President

Saul B. Rosenthal2011–2024

Chief financial officer

201520202025

PresidentSaul B. Rosenthal Jan 19, 2011 to Dec 17, 2024⁴
Chief financial officerBruce L. Rubin Aug 14, 2015 to Mar 16, 2020⁵
Chief financial officerPatrick Conroy Jan 19, 2011 to Mar 12, 2014⁶

Board members and other officers (5)

Chief Compliance OfficerGerald Cummins Jun 25, 2015 to Jun 25, 2015⁷
Board memberDavid S. Shin Jan 19, 2011 to Feb 10, 2020⁸
Board memberJohn Stuart Reardon Jan 19, 2011 to Feb 18, 2020⁹
Board memberMark Jeffrey Ashenfelter Jan 19, 2011 to Mar 13, 2023¹⁰
Board memberSaul B. Rosenthal Jan 19, 2011 to Dec 17, 2024⁴

Timeline

Jul 31, 20248-K Other events¹¹
Jun 10, 2010Founded Oxford Lane Capital Corp. is founded²

Calendar

Coming up

Nov 16, 2026Dividend Ex-dividend; $0.2 a share; paid 2026-11-30.¹²
Dec 17, 2026Dividend Ex-dividend; $0.2 a share; paid 2026-12-31.¹²

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

193 filings to the SEC since October 2021: 1 major events, 5 insider forms, 41 large holders, 146 other. The latest 20:

The 193 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

5 open-market trades by officers, directors and large owners since October 2021: 5 buys and 0 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Dec 17, 2024	ROSENTHAL SAUL BPresident	Buy	2,960,000	$5.08	$15.0M	Form 4
Dec 17, 2024	COHEN JONATHAN HChief Executive Officer	Buy	2,960,000	$5.08	$15.0M	Form 4
May 28, 2024	ROSENTHAL SAUL BPresident	Buy	4,630,000	$5.40	$25.0M	Form 4
May 28, 2024	COHEN JONATHAN HChief Executive Officer	Buy	4,630,000	$5.40	$25.0M	Form 4
Mar 10, 2023	Ashenfelter Mark JeffreyDirector	Buy	6,000	$5.18	$31.1K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Eagle Point Credit Management LLCSCHEDULE 13G, 15 filings Feb 14, 2022 to Oct 9, 2026¹³
Karpus Management, Inc.SCHEDULE 13G/A, 23 filings Feb 14, 2023 to Aug 14, 2026¹⁴
Leroy Scott FrantzSCHEDULE 13G/A, 3 filings Jul 2, 2024 to Aug 14, 2026¹⁵

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 94. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Morgan Stanley	3,840,792	$33.6M	0.0%	+272,427
Polar Asset Management Partners Inc.	2,350,000	$20.6M	0.5%	+350,000
Kohlberg Kravis Roberts & Co. L.P.	1,771,302	$15.5M	0.3%	−1,415,928
Citadel Advisors LLC	1,703,401	$14.9M	0.0%	+559,421
Goldman Sachs Group Inc	1,452,349	$12.7M	0.0%	+1,441,642
Jain Global LLC	1,017,585	$8.9M	0.1%	+951,335
Blackstone Inc.	910,000	$8.0M	0.0%	+235,000
Barclays PLC	850,002	$7.4M	0.0%	+311,586
Eagle Point Credit Management LLC	834,459	$7.3M	11.6%	No change
Ares Management LLC	268,564	$2.4M	0.1%	+9,872
Freestone Capital Holdings, LLC	211,424	$1.9M	0.0%	−9,955
Alpine Global Management, LLC	198,112	$1.7M	0.3%	−59,880
J.w. Cole Advisors, Inc.	167,521	$1.5M	0.0%	New
Virtus Investment Advisers, LLC	153,504	$1.3M	0.3%	−55,143
Delphi Financial Group, Inc.	145,030	$1.3M	0.6%	No change
Susquehanna International Group, Llp	110,333	$966.5K	0.0%	+1,833
Osaic Holdings, Inc.	91,451	$801.1K	0.0%	+21,712
Founders Financial Alliance, LLC	88,808	$778.0K	0.1%	−2,814
LPL Financial LLC	84,148	$737.1K	0.0%	−9,063
Envestnet Asset Management Inc	83,655	$732.8K	0.0%	+60,965
Jane Street Group, LLC	82,446	$722.2K	0.0%	New
VARCOV Co.	73,928	$647.6K	0.2%	New
Advisory Solutions Group, LLC	62,942	$551.4K	0.2%	New
Kestra Advisory Services, LLC	59,309	$519.6K	0.0%	+5,554
Private Advisor Group, LLC	51,066	$447.3K	0.0%	+7,404

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Oxford Lane Capital Corp. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGAROxford Lane Capital Corp.¹
CIK0001495222
Employer ID (EIN)27-2859071¹
Incorporated inMaryland¹
Fiscal year endsMarch 31¹
Business address8 Sound Shore Drive, Suite 255, Greenwich, CT 06830¹
Phone(203) 983-5275¹
On EDGAR sinceJun 25, 2010¹
Filings677 in all: 497 (60), 4 (58), 497AD (54), 424B3 (41), POS EX (39), SC 13G/A (27), CORRESP (26), NPORT-P (26)¹
All 51 form types
SCHEDULE 13G/A (24), SC 13G (22), N-Q (18), 40-17G (16), DEF 14A (16), N-CSR (16), N-CSRS (16), N-PX (16), N-2/A (15), 8-A12B (13), EFFECT (13), 3 (12), FWP (11), DEFA14A (10), N-2 (10), 424B5 (9), N-23C-2 (9), 424B2 (8), CERT (8), N-CEN (8), NSAR-B (8), NSAR-A (7), SC 13D/A (7), UPLOAD (7), POS 8C (6), SC 13D (6), 25-NSE (5), 8-K (4), 40-APP/A (3), CERTNAS (3), SCHEDULE 13D/A (3), SCHEDULE 13G (3), 4/A (2), 40-APP (2), NSAR-B/A (2), DEFR14A (1), N-23C-2/A (1), N-2ASR (1), N-2MEF (1), N-8A (1), N-CSR/A (1), NSAR-A/A (1), SCHEDULE 13D (1)
Latest filingsProxy statement (DEF 14A) Sep 3, 2026
Latest 8-K (8-K) Jul 31, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGAROxford Lane Capital Corp. filings on SEC EDGAR
2
GLEIFOxford Lane Capital Corp. LEI record (549300G3KO4JNQQD7Z72)
3
SEC EDGAROxford Lane Capital Corp. filings on SEC EDGAR
4
SEC EDGARSaul B. Rosenthal, President
5
SEC EDGARBruce L. Rubin, Chief financial officer
6
SEC EDGARPatrick Conroy, Chief financial officer
7
SEC EDGARGerald Cummins, Chief Compliance Officer
8
SEC EDGARDavid S. Shin, Board member
9
SEC EDGARJohn Stuart Reardon, Board member
10
SEC EDGARMark Jeffrey Ashenfelter, Board member
11
SEC EDGAROther events
12
NasdaqNasdaq calendar
13
SEC EDGAREagle Point Credit Management LLC SCHEDULE 13G on Oxford Lane Capital Corp.
14
SEC EDGARKarpus Management, Inc. SCHEDULE 13G/A on Oxford Lane Capital Corp.
15
SEC EDGARLeroy Scott Frantz SCHEDULE 13G/A on Oxford Lane Capital Corp.