PHD

Pioneer Floating Rate Fund, Inc.

Pioneer Floating Rate Fund, Inc. is a corporation registered in the United States, active since 2021.² It is headquartered in Lutherville Timonium, United States.²

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Last updated Oct 21, 2026.

Overview

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TickerPHD²
HeadquartersLutherville Timonium, United States²
Incorporated inMD³
Business address60 State Street, 5Th Floor, Boston, Ma 02109³
Legal formStock Corporation²
LEI5493002P921ISFUETH70²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE CORPORATION TRUST INCORPORATED, 21093 Lutherville Timonium, United States²
Registered withBusiness Services (Maryland Department of Assessments and Taxation), D21574934²

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Corporate structure

Pioneer Floating Rate Fund, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of Pioneer Floating Rate Fund, Inc.

Almitas Capital LLC Filed SCHEDULE 13G on Pioneer Floating Rate Fund, Inc., latest Feb 17, 2026 (2 filings since Nov 14, 2025)
ABSOLUTE INVESTMENT ADVISERS, LLC Filed SCHEDULE 13G on Pioneer Floating Rate Fund, Inc., latest Sep 25, 2025
FIRST TRUST PORTFOLIOS LP Filed SC 13G/A on Pioneer Floating Rate Fund, Inc., latest Jan 31, 2024 (6 filings since Dec 10, 2021)
Saba Capital Management, L.P. Filed SC 13G/A on Pioneer Floating Rate Fund, Inc., latest Feb 14, 2022

Pioneer Floating Rate Fund, Inc. Lutherville Timonium, Maryland, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Pioneer Floating Rate Fund, Inc., and when. Pick a name to see everywhere that person has worked.

Chief executive

Daniel Keith Kingsbury2007

2010201520202025

Chief executive officerDaniel Keith Kingsbury Mar 8, 2007 to Mar 8, 2007⁴

Board members and other officers (14)

CHIEF COMPLIANCE OFFICERYana Karalnik Sep 5, 2023 to Sep 5, 2023⁵
TrusteeCraig C. Mackay Mar 23, 2021 to Mar 23, 2021⁶
TreasurerAnthony J. Koenig Jr. May 10, 2021 to May 10, 2021⁷
Assistant TreasurerMichael Melnick Sep 20, 2021 to Sep 20, 2021⁸
Chief Compliance OfficerJohn Michael Malone Sep 5, 2018 to Sep 5, 2018⁹
Executive Vice PresidentMark Goodwin Feb 3, 2014 to Feb 3, 2014¹⁰
Assistant TreasurerDavid F. Johnson Dec 22, 2014 to Dec 22, 2014¹¹
Chief Compliance OfficerJean M. Bradley Apr 15, 2010 to Sep 7, 2018¹²
Assistant SecretaryThomas J. Reyes Jun 4, 2010 to Jun 4, 2010¹³
Assistant SecretaryCarol B. Hannigan Jun 7, 2010 to Jun 7, 2010¹⁴
Chief Compliance OfficerTeri Waltner Anderholm Jan 23, 2007 to Jan 23, 2007¹⁵
ASSISTANT TREASURERMark Edward Bradley Mar 20, 2007 to Mar 20, 2007¹⁶
Assistant SecretaryChristopher P. Harvey Jul 19, 2006 to Jul 19, 2006¹⁷
Board memberMaguerite A. Piret Jul 10, 2008 to Jul 10, 2008¹⁸

Former names

Pioneer Floating Rate TrustOct 13, 2004 to Apr 27, 2021³

Timeline

May 9, 20258-K Bylaws or fiscal year changed¹⁹
May 8, 20258-K Other events²⁰
Apr 2, 20258-K Other events²¹
Mar 25, 20258-K Other events²²
Jul 19, 20248-K Other events²³
Apr 5, 2021Founded Pioneer Floating Rate Fund, Inc. is founded²
Mar 8, 2007New chief executive Daniel Keith Kingsbury becomes CEO⁴

Filings

106 filings to the SEC since October 2021: 5 major events, 3 insider forms, 10 large holders, 88 other. The latest 20:

Sep 24, 2026N-8F ORDR EDGAR
Aug 31, 2026N-8F NTC EDGAR
Aug 31, 2026N-PX EDGAR
Jul 30, 2026N-8F PHD N-8F EDGAR
Apr 23, 2026NPORT-P EDGAR
Apr 9, 202640-17G VP IV, VVIF II, ET AL - FIDELITY BOND 2026 EDGAR
Feb 17, 2026SCHEDULE 13G EDGAR
Feb 12, 2026N-CEN EDGAR
Feb 5, 2026N-CSR PIONEER FLOATING RATE FUND, INC. EDGAR
Jan 26, 2026NPORT-P EDGAR
Nov 14, 2025SCHEDULE 13G EDGAR
Oct 27, 2025NPORT-P EDGAR
Oct 15, 202525-NSE EDGAR
Sep 25, 2025SCHEDULE 13G EDGAR
Aug 27, 2025N-PX EDGAR
Aug 21, 2025DEFA14A CEF SHAREHOLDER LETTER EDGAR
Aug 19, 2025DEFA14A CEF SHAREHOLDER LETTERS EDGAR
Aug 7, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY MATERIALS EDGAR
Aug 7, 2025DEFA14A ADDITIONAL DEFINITIVE PROXY MATERIALS EDGAR
Aug 7, 2025N-CSRS PIONEER FLOATING RATE FUND, INC. EDGAR

The 106 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Almitas Capital LLCSCHEDULE 13G, 2 filings Nov 14, 2025 to Feb 17, 2026²⁴
ABSOLUTE INVESTMENT ADVISERS, LLCSCHEDULE 13G, 1 filing Sep 25, 2025²⁵
FIRST TRUST PORTFOLIOS LPSC 13G/A, 6 filings Dec 10, 2021 to Jan 31, 2024²⁶
Saba Capital Management, L.P.SC 13G/A, 1 filing Feb 14, 2022²⁷

SEC filer profile

How Pioneer Floating Rate Fund, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARPioneer Floating Rate Fund, Inc.¹
CIK0001305767
Employer ID (EIN)58-2683903¹
Incorporated inMaryland¹
Fiscal year endsNovember 30¹
Business address60 State Street, 5Th Floor, Boston, MA 02109¹
Phone617-742-7825¹
On EDGAR sinceOct 13, 2004¹
Filings542 in all: 4 (73), 3 (60), DEFA14A (40), SC 13G/A (40), N-CSR (33), N-Q (29), NPORT-P (26), 40-17G (24)¹
All 56 form types
N-PX (22), DEF 14A (21), CORRESP (16), NSAR-A (13), NSAR-B (13), SC 13D/A (11), N-CSRS (9), SC 13G (9), 8-K (8), N-CEN (8), NPORT-P/A (8), 40-APP/A (7), N-CEN/A (6), N-2/A (5), DEFC14A (4), N-23C-2 (4), PRE 14A (4), SC 13D (4), 40-17G/A (3), DFAN14A (3), N-CSR/A (3), PREC14A (3), SCHEDULE 13G (3), UPLOAD (3), 40-APP (2), 497 (2), N-2 (2), 25-NSE (1), 3/A (1), 4/A (1), 40-6C (1), 8-A12B (1), 8-A12B/A (1), CERTNYS (1), DFRN14A (1), N-8A (1), N-8A/A (1), N-8F (1), N-8F NTC (1), N-8F ORDR (1), NPORT-EX (1), NSAR-A/A (1), NT NPORT-P (1), NT-NSAR (1), PRER14A (1), SC TO-C (1), SC TO-I (1), SC TO-I/A (1)
Latest filingsProxy statement (DEF 14A) Jun 10, 2025
Latest 8-K (8-K) May 9, 2025

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARPioneer Floating Rate Fund, Inc. filings on SEC EDGAR
2
GLEIFPioneer Floating Rate Fund, Inc. LEI record (5493002P921ISFUETH70)
3
SEC EDGARPioneer Floating Rate Fund, Inc. filings on SEC EDGAR
4
SEC EDGARDaniel Keith Kingsbury, Chief executive officer
5
SEC EDGARYana Karalnik, CHIEF COMPLIANCE OFFICER
6
SEC EDGARCraig C. Mackay, Trustee
7
SEC EDGARAnthony J. Koenig Jr., Treasurer
8
SEC EDGARMichael Melnick, Assistant Treasurer
9
SEC EDGARJohn Michael Malone, Chief Compliance Officer
10
SEC EDGARMark Goodwin, Executive Vice President
11
SEC EDGARDavid F. Johnson, Assistant Treasurer
12
SEC EDGARJean M. Bradley, Chief Compliance Officer
13
SEC EDGARThomas J. Reyes, Assistant Secretary
14
SEC EDGARCarol B. Hannigan, Assistant Secretary
15
SEC EDGARTeri Waltner Anderholm, Chief Compliance Officer
16
SEC EDGARMark Edward Bradley, ASSISTANT TREASURER
17
SEC EDGARChristopher P. Harvey, Assistant Secretary
18
SEC EDGARMaguerite A. Piret, Board member
19
SEC EDGARBylaws or fiscal year changed
20
SEC EDGAROther events
21
SEC EDGAROther events
22
SEC EDGAROther events
23
SEC EDGAROther events
24
SEC EDGARAlmitas Capital LLC SCHEDULE 13G on Pioneer Floating Rate Fund, Inc.
25
SEC EDGARABSOLUTE INVESTMENT ADVISERS, LLC SCHEDULE 13G on Pioneer Floating Rate Fund, Inc.
26
SEC EDGARFIRST TRUST PORTFOLIOS LP SC 13G/A on Pioneer Floating Rate Fund, Inc.
27
SEC EDGARSaba Capital Management, L.P. SC 13G/A on Pioneer Floating Rate Fund, Inc.