Plaisance Capital LLC

Overview

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Corporate structure

Plaisance Capital LLC sits at the top of its group. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies); owners and owned firms from Form ADV, the registration investment advisers file with the SEC. Each entity in the chart links to its source.

Investment adviser

Plaisance Capital LLC is registered with the SEC as an investment adviser. This is what it reports on Form ADV, the registration every adviser files and keeps current.

• RegistrationSEC 802-111809, CRD 289363 IAPD record

Who owns it

Owners of 5% or more as the firm lists them (Schedule A), and the owners of those owners up the chain (Schedule B).

• Daniel Raymond Kozlowskiowns 75% or more, since 05/2008

Filings

4 filings to the SEC since October 2021: 4 other. The latest 4:

1. Aug 15, 202213F-HR EDGAR
2. May 16, 202213F-HR EDGAR
3. Feb 14, 202213F-HR EDGAR
4. Nov 15, 202113F-HR EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Plaisance Capital LLC has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

• PURE CYCLE CORPSC 13D/A Dec 2, 2022 to Dec 5, 2024³