Rockefeller Capital Management L.P.

Overview

• HeadquartersDE¹

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Corporate structure

Rockefeller Capital Management L.P. sits at the top of its group. 2 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies). Each entity in the chart links to its source.

Filings

29 filings to the SEC since October 2021: 29 other. The latest 20:

1. Aug 31, 2026N-PX EDGAR
2. Aug 13, 202613F-HR EDGAR
3. May 14, 202613F-HR EDGAR
4. Mar 17, 202613F-HR/A EDGAR
5. Feb 17, 202613F-HR EDGAR
6. Nov 14, 202513F-HR EDGAR
7. Sep 2, 2025N-PX EDGAR
8. Aug 14, 202513F-HR/A EDGAR
9. Aug 8, 202513F-HR EDGAR
10. May 14, 202513F-HR EDGAR
11. Feb 13, 202513F-HR EDGAR
12. Nov 14, 202413F-HR EDGAR
13. Aug 13, 2024N-PX EDGAR
14. Aug 12, 202413F-HR EDGAR
15. May 14, 202413F-HR EDGAR
16. Feb 14, 202413F-HR EDGAR
17. Nov 14, 202313F-HR EDGAR
18. Aug 14, 202313F-HR EDGAR
19. May 24, 202313F-NT/A EDGAR
20. May 24, 202313F-NT/A EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Stakes it holds

Rockefeller Capital Management L.P. has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

• Eaton Vance Municipal Income 2028 Term TrustSCHEDULE 13G/A May 15, 2025 to Nov 14, 2025²