RVT on NYSE

ROYCE SMALL-CAP TRUST, INC.

ROYCE SMALL-CAP TRUST, INC. is a fund registered in the United States, based in New York, active since 1986.² Its shares trade on NYSE under the symbol RVT.²

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Last updated Oct 21, 2026.

Overview

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TickerRVT on NYSE²
HeadquartersNew York, United States²
Incorporated inMD³
Business addressOne Madison Avenue, New York, Ny 10010³
Legal formFund²
Kind of organizationFund²
LEI254900NJE1W1YYKNVM16²
StatusActive²
LEI statusIssued and current²
Registered addressC/O THE UNITED STATES CORPORATION COMPANY, 21202 Baltimore, United States²
Registered withSecurities and Exchange Commission, 0000804116²

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Corporate structure

ROYCE SMALL-CAP TRUST, INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of ROYCE SMALL-CAP TRUST, INC.

Bank of America Filed SCHEDULE 13G/A on ROYCE SMALL-CAP TRUST, INC., latest Nov 17, 2025 (5 filings since Feb 13, 2024)
Morgan Stanley Filed SC 13G on ROYCE SMALL-CAP TRUST, INC., latest Nov 8, 2024 (3 filings since Feb 11, 2022)

ROYCE SMALL-CAP TRUST, INC. New York, New York, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led ROYCE SMALL-CAP TRUST, INC., and when. Pick a name to see everywhere that person has worked.

President

2010201520202025

PresidentChristopher D. Clark May 4, 2015 to now⁴
PresidentCharles M. Royce Mar 13, 2006 to Oct 3, 2012⁵

Board members and other officers (12)

Vice PresidentFrancis Gannon Sep 16, 2014 to now⁶
Board memberJulia Ward Poston Jul 13, 2023 to Jul 13, 2023⁷
Board memberCecile Burleigh Harper Jul 29, 2020 to Dec 18, 2020⁸
Board memberG. Peter Obrien Jul 10, 2018 to Jul 26, 2021⁹
Board memberChristopher C. Grisanti Aug 16, 2017 to Oct 5, 2022¹⁰
Board memberChristopher D. Clark Feb 23, 2015 to now¹¹
Board memberMichael K. Shields Apr 30, 2015 to Feb 26, 2021¹²
Board memberArthur S. Mehlman Dec 3, 2015 to Jul 10, 2018¹³
Board memberW. Whitney George Nov 12, 2014 to Nov 12, 2014¹⁴
Board memberStephen L. Isaacs Dec 2, 2011 to Jul 10, 2018¹⁵
Board memberPatricia Walsh Chadwick Jan 8, 2010 to Jan 8, 2010¹⁶
Board memberCharles M. Royce Mar 13, 2006 to Jul 10, 2018⁵

Subsidiaries and ownership

Fund manager

ROYCE & ASSOCIATES LP²

Ownership links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); each one cites its LEI record.

Former names

ROYCE VALUE TRUST, INC.Jan 25, 2018 to Apr 19, 2024³
ROYCE VALUE TRUST INCOct 30, 1995 to Nov 20, 2017³

Timeline

Jul 17, 20248-K Other events¹⁷
Apr 19, 20248-K Bylaws or fiscal year changed¹⁸
Mar 4, 20248-K Financial statements and exhibits¹⁹
Jul 1, 1986Founded ROYCE SMALL-CAP TRUST, INC. is founded²

Filings

68 filings to the SEC since October 2021: 3 major events, 12 insider forms, 8 large holders, 45 other. The latest 20:

Sep 30, 20264 EDGAR
Aug 26, 2026N-CSRS EDGAR
Aug 18, 2026N-PX EDGAR
Aug 14, 2026DEF 14A EDGAR
Aug 11, 2026NPORT-P EDGAR
Jun 15, 20264 EDGAR
May 21, 2026NPORT-P EDGAR
Mar 25, 20264 EDGAR
Mar 11, 2026N-CEN EDGAR
Feb 27, 2026N-CSR EDGAR
Feb 12, 2026NPORT-P EDGAR
Dec 18, 20254 EDGAR
Nov 18, 2025NPORT-P EDGAR
Nov 17, 2025SCHEDULE 13G/A EDGAR
Nov 14, 2025SCHEDULE 13G/A EDGAR
Aug 27, 2025N-CSRS EDGAR
Aug 27, 2025N-PX EDGAR
Aug 27, 20254 EDGAR
Aug 18, 2025DEF 14A EDGAR
Aug 15, 2025NPORT-P EDGAR

The 68 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

11 open-market trades by officers, directors and large owners since October 2021: 10 buys and 1 sales. Grants, option exercises and gifts are left out.

Date	Who	Trade	Shares	Price	Value	Filing
Sep 30, 2026	CLARK CHRISTOPHER DPresident	Buy	1,200	$17.06	$20.5K	Form 4
Jun 15, 2026	CLARK CHRISTOPHER DPresident	Buy	2,800	$18.16	$50.8K	Form 4
Mar 24, 2026	CLARK CHRISTOPHER DPresident	Buy	4,500	$16.69	$75.1K	Form 4
Dec 17, 2025	Gannon Francis D.Vice President	Buy	186	$15.87	$3.0K	Form 4
Aug 26, 2025	CLARK CHRISTOPHER DPresident	Buy	1,300	$15.99	$20.8K	Form 4
Jun 26, 2025	ROYCE CHARLES M	Sale	21,735	$14.96	$325.2K	Form 4
Aug 16, 2024	CLARK CHRISTOPHER DPresident	Buy	3,400	$15.20	$51.7K	Form 4
Mar 22, 2024	Gannon Francis D.Vice President	Buy	2,000	$14.81	$29.6K	Form 4
Mar 21, 2024	CLARK CHRISTOPHER DPresident	Buy	3,300	$14.76	$48.7K	Form 4
Mar 21, 2024	Gannon Francis D.Vice President	Buy	2,000	$14.76	$29.5K	Form 4
Oct 5, 2022	Grisanti Christopher C.Director	Buy	1,600	$13.42	$21.5K	Form 4

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Bank of AmericaSCHEDULE 13G/A, 5 filings Feb 13, 2024 to Nov 17, 2025²⁰
Morgan StanleySC 13G, 3 filings Feb 11, 2022 to Nov 8, 2024²¹

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

Fund	Shares	Value	Share of the fund	Change
Bank Of America Corp /de/	6,054,512	$111.8M	0.0%	+218,175
Morgan Stanley	5,903,526	$109.0M	0.0%	−204,987
Raymond James Financial Inc	3,088,819	$57.1M	0.0%	+257,053
LPL Financial LLC	2,396,929	$44.3M	0.0%	+117,352
Wells Fargo & Company/mn	1,646,540	$30.4M	0.0%	−45,135
Royal Bank Of Canada	1,639,146	$30.3M	0.0%	+14,372
Saba Capital Management, L.P.	1,247,806	$23.0M	0.7%	New
Stifel Financial Corp	848,245	$15.7M	0.0%	+23,156
Blue Bell Private Wealth Management, LLC	674,729	$12.5M	1.6%	+20,955
Lazard Asset Management LLC	612,315	$11.3M	0.0%	No change
Rivernorth Capital Management, LLC	607,243	$11.2M	0.5%	+5,268
Shaker Financial Services, LLC	605,745	$11.2M	3.5%	+467,234
Waterfront Wealth Inc.	495,162	$9.0M	1.4%	−69,399
Osaic Holdings, Inc.	484,010	$8.9M	0.0%	+139,183
Modern Wealth Management, LLC	480,230	$8.9M	0.1%	−11,740
UBS Group AG	465,248	$8.6M	0.0%	−116,863
Guggenheim Capital LLC	423,470	$7.8M	0.1%	−29,678
Advisors Asset Management, Inc.	336,541	$6.2M	0.1%	+16,283
Paller Financial Services Inc	303,412	$5.6M	4.2%	−5,465
Steward Partners Investment Advisory, LLC	290,748	$5.4M	0.0%	+14,692
Allspring Global Investments Holdings, LLC	287,283	$5.3M	0.0%	+98,138
Rothschild Investment LLC	250,772	$4.6M	0.2%	+10,560
Captrust Financial Advisors	249,028	$4.6M	0.0%	−8,158
Cypress Capital Management LLC (WY)	243,763	$4.5M	3.8%	+26,879
Private Advisor Group, LLC	231,258	$4.3M	0.0%	+48,407

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How ROYCE SMALL-CAP TRUST, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

Name on EDGARROYCE SMALL-CAP TRUST, INC.¹
CIK0000804116
Employer ID (EIN)13-3356097¹
Incorporated inMaryland¹
Fiscal year endsDecember 31¹
Business addressOne Madison Avenue, New York, NY 10010¹
Phone2125084500¹
On EDGAR sinceMay 11, 1995¹
Filings454 in all: 4 (50), DEF 14A (36), N-Q (29), NPORT-P (28), DEFA14A (26), 40-17G (25), N-CSRS (24), NSAR-A (24)¹
All 53 form types
N-CSR (23), N-PX (23), NSAR-B (23), SC 13G/A (18), N-30D (17), 3 (9), CORRESP (9), 497 (8), N-CEN (8), N-2 (6), N-2/A (6), PRE 14A (5), 40-APP/A (4), 8-K (4), N-30B-2 (4), SC 13G (4), 4/A (3), 8-A12B (3), N-23C-2 (3), NSAR-A/A (3), 3/A (2), 40-APP (2), N-PX/A (2), SCHEDULE 13G/A (2), 25 (1), 25-NSE (1), 40-6C (1), 497AD (1), 497H2 (1), 5 (1), 8-A12B/A (1), APP WD (1), CERTNYS (1), EFFECT (1), N-14 8C (1), N-30D/A (1), N-CEN/A (1), N-CSR/A (1), N-CSRS/A (1), N-Q/A (1), NPORT-EX (1), PREC14A (1), PRER14A (1), PRES14A (1), SCHEDULE 13G (1)
Latest filingsProxy statement (DEF 14A) Aug 14, 2026
Latest 8-K (8-K) Jul 17, 2024

Sources

The numbers on this page point here. Each one links to the record it came from.

1
SEC EDGARROYCE SMALL-CAP TRUST, INC. filings on SEC EDGAR
2
GLEIFROYCE SMALL-CAP TRUST, INC. LEI record (254900NJE1W1YYKNVM16)
3
SEC EDGARROYCE SMALL-CAP TRUST, INC. filings on SEC EDGAR
4
SEC EDGARChristopher D. Clark, President
5
SEC EDGARCharles M. Royce, President
6
SEC EDGARFrancis Gannon, Vice President
7
SEC EDGARJulia Ward Poston, Board member
8
SEC EDGARCecile Burleigh Harper, Board member
9
SEC EDGARG. Peter Obrien, Board member
10
SEC EDGARChristopher C. Grisanti, Board member
11
SEC EDGARChristopher D. Clark, Board member
12
SEC EDGARMichael K. Shields, Board member
13
SEC EDGARArthur S. Mehlman, Board member
14
SEC EDGARW. Whitney George, Board member
15
SEC EDGARStephen L. Isaacs, Board member
16
SEC EDGARPatricia Walsh Chadwick, Board member
17
SEC EDGAROther events
18
SEC EDGARBylaws or fiscal year changed
19
SEC EDGARFinancial statements and exhibits
20
SEC EDGARBank of America SCHEDULE 13G/A on ROYCE SMALL-CAP TRUST, INC.
21
SEC EDGARMorgan Stanley SC 13G on ROYCE SMALL-CAP TRUST, INC.