RZLT on Nasdaq
Rezolute, Inc.
American pharmaceutical preparations company based in Redwood City2
In its 2026 annual report the company says: “Rezolute, Inc. is a late-stage rare disease company focused on developing therapies that treat refractory and debilitating hypoglycemia associated with various forms of hyperinsulinism. Our lead clinical asset, ersodetug, is a potential treatment for refractory hypoglycemia caused by multiple forms of hyperinsulinism.”5 Its shares trade on Nasdaq under the symbol RZLT.2
Price unavailable
Last updated Oct 21, 2026.
Overview
- TickerRZLT on Nasdaq2
- IndustryPharmaceutical Preparations2
- HeadquartersRedwood City, United States2
- Incorporated inNV4
- Business address275 Shoreline Drive, Suite 500, Redwood City, Ca 940654
- Filer categoryNon-accelerated filer, Smaller reporting company4
- Legal formCorporation2
- LEI549300T05L48T72P2G082
- StatusActive2
- LEI statusLapsed (not renewed)2
- Registered addressC/O THE COMPANY CORPORATION, 19808 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 52688222
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Rezolute, Inc. (“Rezolute”, the “Company”, “we” or “us”) is a late-stage rare disease company focused on developing therapies that treat refractory and debilitating hypoglycemia associated with various forms of hyperinsulinism (“HI”).5 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2026
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.3
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Research and development | $53.8M | $61.5M |
| General and administrative | $29.2M | $18.4M |
| Total operating expenses | $83.0M | $79.9M |
| Operating loss | -$83.0M | -$79.9M |
| Interest and other income, net | $5.4M | $5.5M |
| Net loss | -$77.6M | -$74.4M |
| Net unrealized gain (loss) on marketable debt securities | -$112.0K | $72.0K |
| Comprehensive loss | -$77.7M | -$74.3M |
| Net loss per common share - basic (in dollars per share) | -$0.75 | -$0.98 |
| Net loss per common share - diluted (in dollars per share) | -$0.75 | -$0.98 |
| Weighted average shares outstanding - basic (in shares) | 103.9M shares | 76.0M shares |
| Weighted average shares outstanding - diluted (in shares) | 103.9M shares | 76.0M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 3 fiscal years (annual) or 3 quarters (quarterly), latest first.3
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $10.6M | $94.1M | |
| Investments in marketable debt securities | $97.2M | $73.8M | |
| Prepaid expenses and other | $2.7M | $3.3M | |
| Total current assets | $110.5M | $171.1M | |
| Deposits and other | $1.5M | $2.9M | |
| Right-of-use assets | $769.0K | $1.3M | |
| Property and equipment, net | $41.0K | $72.0K | |
| Total assets | $112.8M | $175.5M | |
| Accounts payable | $5.0M | $5.8M | |
| Accrued clinical and other | $3.7M | $3.2M | |
| Compensation and benefits | $2.0M | $2.3M | |
| Current portion of operating lease liabilities | $658.0K | $632.0K | |
| Total current liabilities | $11.4M | $11.9M | |
| Embedded derivative liability | $468.0K | $468.0K | |
| Operating lease liabilities, net of current portion | $276.0K | $983.0K | |
| Total liabilities | $12.2M | $13.4M | |
| Common stock, $0.001 par value per share; 165,000,000 shares authorized; issued and outstanding 96,405,982 and 86,995,985 shares as of June 30, 2026 and 2025, respectively | $96.0K | $87.0K | |
| Additional paid-in capital | $582.2M | $565.9M | |
| Accumulated other comprehensive loss | -$119.0K | -$7.0K | |
| Accumulated deficit | -$481.4M | -$403.9M | |
| Total shareholders' equity | $100.7M | $162.1M | $121.0M |
| Total liabilities and shareholders' equity | $112.8M | $175.5M | |
| Preferred stock, par value (in dollars per share) | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 400.0K shares | 400.0K shares | |
| Preferred stock, shares, issued | 0 shares | 0 shares | |
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | |
| Common stock, shares authorized | 165.0M shares | 165.0M shares | |
| Common stock, shares issued | 96.4M shares | 87.0M shares | |
| Common stock, shares outstanding | 96.4M shares | 87.0M shares |
| Period ending | 2026-06-30 | 2025-06-30 | 2024-06-30 |
|---|---|---|---|
| Cash and cash equivalents | $10.6M | $94.1M | |
| Investments in marketable debt securities | $97.2M | $73.8M | |
| Prepaid expenses and other | $2.7M | $3.3M | |
| Total current assets | $110.5M | $171.1M | |
| Deposits and other | $1.5M | $2.9M | |
| Right-of-use assets | $769.0K | $1.3M | |
| Property and equipment, net | $41.0K | $72.0K | |
| Total assets | $112.8M | $175.5M | |
| Accounts payable | $5.0M | $5.8M | |
| Accrued clinical and other | $3.7M | $3.2M | |
| Compensation and benefits | $2.0M | $2.3M | |
| Current portion of operating lease liabilities | $658.0K | $632.0K | |
| Total current liabilities | $11.4M | $11.9M | |
| Embedded derivative liability | $468.0K | $468.0K | |
| Operating lease liabilities, net of current portion | $276.0K | $983.0K | |
| Total liabilities | $12.2M | $13.4M | |
| Common stock, $0.001 par value per share; 165,000,000 shares authorized; issued and outstanding 96,405,982 and 86,995,985 shares as of June 30, 2026 and 2025, respectively | $96.0K | $87.0K | |
| Additional paid-in capital | $582.2M | $565.9M | |
| Accumulated other comprehensive loss | -$119.0K | -$7.0K | |
| Accumulated deficit | -$481.4M | -$403.9M | |
| Total shareholders' equity | $100.7M | $162.1M | $121.0M |
| Total liabilities and shareholders' equity | $112.8M | $175.5M | |
| Preferred stock, par value (in dollars per share) | $0.00 | $0.00 | |
| Preferred stock, shares authorized | 400.0K shares | 400.0K shares | |
| Preferred stock, shares, issued | 0 shares | 0 shares | |
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | |
| Common stock, shares authorized | 165.0M shares | 165.0M shares | |
| Common stock, shares issued | 96.4M shares | 87.0M shares | |
| Common stock, shares outstanding | 96.4M shares | 87.0M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.3
| Period ending | 2026-06-30 | 2025-06-30 |
|---|---|---|
| Net loss | -$77.6M | -$74.4M |
| Share-based compensation expense | $14.5M | $7.1M |
| Non-cash lease expense | $579.0K | $532.0K |
| Depreciation expense | $31.0K | $31.0K |
| Accretion of discounts and amortization of premiums on marketable debt securities, net | -$2.4M | -$2.4M |
| Prepaid expenses, deposits, and other assets | $1.5M | -$2.1M |
| Accounts payable | -$748.0K | $1.4M |
| Accrued liabilities | -$418.0K | $721.0K |
| Net cash used in operating activities | -$64.6M | -$69.1M |
| Purchase of marketable debt securities | -$178.2M | -$128.1M |
| Proceeds from maturities of marketable debt securities | $157.1M | $113.6M |
| Net cash used in investing activities | -$21.1M | -$14.5M |
| Proceeds from exercise of stock options | $2.3M | $893.0K |
| Payment of offering costs | -$35.0K | -$1.1M |
| Net cash provided by financing activities | $2.2M | $107.3M |
| Net change in cash and cash equivalents | -$83.5M | $23.7M |
| Cash paid for amounts included in the measurement of operating lease liabilities | $770.0K | $748.0K |
| Receivable from exercise of stock options | $25.0K | $503.0K |
| Payables for offering costs charged to additional paid-in capital | $35.0K |
No quarter-by-quarter statement was filed.
Corporate structure
Rezolute, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Rezolute, Inc.
- BALYASNY ASSET MANAGEMENT L.P. Filed SCHEDULE 13G/A on Rezolute, Inc., latest Aug 14, 2026 (2 filings since May 15, 2026)
- Bank of America Filed SCHEDULE 13G/A on Rezolute, Inc., latest Aug 12, 2026 (2 filings since Feb 11, 2026)
- Dellora Investments LP Filed SCHEDULE 13G on Rezolute, Inc., latest Aug 12, 2026
- Opaleye Management Inc. Filed SCHEDULE 13G/A on Rezolute, Inc., latest May 11, 2026 (2 filings since Dec 19, 2025)
- VANGUARD GROUP INC Filed SCHEDULE 13G/A on Rezolute, Inc., latest Mar 26, 2026 (2 filings since Jan 30, 2026)
- Invus Global Management, LLC Filed SCHEDULE 13G/A on Rezolute, Inc., latest Feb 13, 2026 (2 filings since Sep 22, 2025)
- FMR LLC Filed SCHEDULE 13G/A on Rezolute, Inc., latest Jan 8, 2026 (3 filings since Mar 7, 2025)
- RA CAPITAL MANAGEMENT, L.P. Filed SCHEDULE 13G on Rezolute, Inc., latest Dec 18, 2025
- BlackRock Filed SCHEDULE 13G on Rezolute, Inc., latest Oct 17, 2025
- Nantahala Capital Management, LLC Filed SCHEDULE 13G/A on Rezolute, Inc., latest Feb 14, 2025 (3 filings since Mar 11, 2024)
- FIRST MANHATTAN CO. LLC. Filed SC 13G/A on Rezolute, Inc., latest Nov 14, 2024 (3 filings since Feb 14, 2023)
- Vivo Opportunity Fund Holdings, L.P. Filed SC 13G/A on Rezolute, Inc., latest Nov 14, 2024 (3 filings since Oct 13, 2023)
- Rezolute, Inc. Redwood City, California, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Rezolute, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $210.0K3 Jun 30, 2026 | $210.0K3 Jun 30, 2025 | 0% |
| Accumulated depreciation | $169.0K3 Jun 30, 2026 | $138.0K3 Jun 30, 2025 | +22.5% |
| Property and equipment, net | $41.0K3 Jun 30, 2026 | $72.0K3 Jun 30, 2025 | −43.1% |
| Operating-lease assets (leased space) | $769.0K3 Jun 30, 2026 | $1.3M3 Jun 30, 2025 | −43.0% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $10.6M3 Jun 30, 2026 | $94.1M3 Jun 30, 2025 | −88.7% |
| Marketable securities, current | $97.2M3 Jun 30, 2026 | $73.8M3 Jun 30, 2025 | +31.8% |
Properties, in its own words
In April 2022, we entered into a lease for a corporate headquarters facility at 275 Shoreline Drive, Suite 500, Redwood City California 94065. The leased space contains approximately 9,300 square feet of office space. The lease commenced in October 2022 and provides for average remaining monthly rent payments of approximately $53,000 through October 2027.
In November 2020, we entered into a lease in Bend, Oregon where the leased space consists of approximately 5,000 square feet of office space. In October 2023, we entered into a lease extension for this space, which provides for monthly rent payments of approximately $9,000 through February 2027.
The rest of Item 2
We believe our current physical properties are sufficient and adequate to meet our current and projected requirements.
Item 2 of the 10-K filed Sep 24, 2026.5
Leadership
Who has led Rezolute, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
Chair
President
Chief financial officer
- Chief executive officerNevan C. Elam Feb 8, 2013 to now16
- ChairHoyoung Huh Jan 18, 2017 to Jan 18, 201717
- PresidentNir Bar Sep 19, 2011 to Sep 6, 201218
- Chief financial officerDaron Evans Jan 25, 2024 to now19
- Chief financial officerKeith A. Vendola May 17, 2018 to Sep 16, 201920
Board members and other officers (16)
- Chief Commercial OfficerSunil Ratilal Karnawat Aug 27, 2025 to now21
- VP Finance & CAOSeline E. Miller Mar 7, 2019 to Mar 7, 201922
- Chief Accounting OfficerMorgan Fields Jul 24, 2014 to Jan 13, 201723
- Chief Scientific OfficerSankaram Mantripragada Feb 8, 2013 to Sep 16, 201924
- SecretaryGuy Turnowski Sep 6, 2012 to Sep 6, 201225
- Board memberErik Harris Mar 26, 2025 to now26
- Board memberNerissa Kreher Mar 8, 2021 to now27
- Board memberWladimir Hogenhuis Mar 8, 2021 to now28
- Board memberPhilippe Fauchet Sep 16, 2020 to now29
- Board memberGil M. Labrucherie Nov 27, 2019 to now30
- Board memberDavid Welch Jun 29, 2015 to Mar 15, 201731
- Board memberHoyoung Huh Feb 8, 2013 to May 2, 201432
- Board memberNevan C. Elam Feb 8, 2013 to now16
- Board memberNickolay Kukekov Feb 8, 2013 to Feb 8, 201333
- Board memberGuy Turnowski Sep 19, 2011 to Sep 6, 201234
- Board memberNir Bar Sep 19, 2011 to Sep 6, 201218
Former names
Timeline
- Oct 14, 20268-K Regulation FD disclosure35
- Oct 5, 20268-K Regulation FD disclosure36
- Sep 24, 20268-K Results of operations37
- Jun 2, 20268-K Regulation FD disclosure38
- May 12, 20268-K Results of operations39
- May 4, 20268-K Regulation FD disclosure40
- Mar 24, 20268-K Regulation FD disclosure41
- Feb 12, 20268-K Results of operations42
- Jan 7, 20268-K Regulation FD disclosure43
- Nov 21, 20258-K Shareholder vote44
- Nov 12, 20258-K Regulation FD disclosure45
- Nov 6, 20258-K Results of operations46
- Feb 8, 2013New chief executive Nevan C. Elam becomes CEO16
Calendar
Coming up
- Nov 5, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported ($0.18) a share, on Nov 6, 2025.47
When it reported results
- Sep 24, 2026Reported quarterly or annual results37
- May 12, 2026Reported quarterly or annual results39
- Feb 12, 2026Reported quarterly or annual results42
- Nov 6, 2025Reported quarterly or annual results46
- Sep 17, 2025Reported quarterly or annual results48
- May 13, 2025Reported quarterly or annual results49
- Feb 12, 2025Reported quarterly or annual results50
- Nov 7, 2024Reported quarterly or annual results51
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
274 filings to the SEC since October 2021: 5 annual reports, 15 quarterly reports, 74 major events, 94 insider forms, 39 large holders, 47 other. The latest 20:
- Oct 14, 20268-K EDGAR
- Oct 7, 2026PRE 14A EDGAR
- Oct 5, 20268-K EDGAR
- Sep 24, 202610-K EDGAR
- Sep 24, 20268-K EDGAR
- Sep 3, 20264 EDGAR
- Aug 14, 2026SCHEDULE 13G/A EDGAR
- Aug 12, 2026SCHEDULE 13G EDGAR
- Aug 12, 2026SCHEDULE 13G/A EDGAR
- Jul 7, 20264 EDGAR
- Jul 7, 20264 EDGAR
- Jul 7, 20264 EDGAR
- Jun 2, 20268-K EDGAR
- May 15, 2026SCHEDULE 13G EDGAR
- May 12, 202610-Q EDGAR
- May 12, 20268-K EDGAR
- May 11, 2026SCHEDULE 13G/A EDGAR
- May 4, 20268-K EDGAR
- Mar 31, 20264 EDGAR
- Mar 26, 2026SCHEDULE 13G/A EDGAR
The 274 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
50 open-market trades by officers, directors and large owners since October 2021: 50 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Mar 30, 2026 | Evans DaronCFO | Buy | 10,000 | $2.85 | $28.5K | Form 4 |
| Dec 16, 2025 | Hogenhuis WladimirDirector | Buy | 5,650 | $1.69 | $9.5K | Form 4 |
| Dec 16, 2025 | ROBERTS BRIAN KENNETHChief Medical Officer | Buy | 28,000 | $1.70 | $47.6K | Form 4 |
| Dec 15, 2025 | Evans DaronCFO | Buy | 45,000 | $1.77 | $79.8K | Form 4 |
| Dec 15, 2025 | Elam Nevan CCEO | Buy | 32,000 | $1.59 | $50.9K | Form 4 |
| Dec 15, 2025 | Karnawat Sunil RatilalChief Commercial Officer | Buy | 12,100 | $1.62 | $19.6K | Form 4 |
| Dec 9, 2025 | Evans DaronCFO | Buy | 10,549 | $5.04 | $53.2K | Form 4 |
| Jun 25, 2025 | ROBERTS BRIAN KENNETHChief Medical Officer | Buy | 2,500 | $4.38 | $10.9K | Form 4 |
| Jun 24, 2025 | Evans DaronCFO | Buy | 5,000 | $4.05 | $20.2K | Form 4 |
| Jun 13, 2025 | Kim Young-JinDirector | Buy | 1,230,769 | $3.25 | $4.0M | Form 4 |
| Jun 13, 2025 | KREHER NERISSADirector | Buy | 3,076 | $3.25 | $10.0K | Form 4 |
| Mar 31, 2025 | Hogenhuis WladimirDirector | Buy | 6,758 | $2.92 | $19.7K | Form 4 |
| Mar 27, 2025 | Elam Nevan CCEO | Buy | 12,302 | $2.85 | $35.1K | Form 4 |
| Mar 26, 2025 | Evans DaronCFO | Buy | 20,000 | $2.88 | $57.7K | Form 4 |
| Feb 18, 2025 | Hogenhuis WladimirDirector | Buy | 10,000 | $4.70 | $47.0K | Form 4 |
| Dec 18, 2024 | Evans DaronCFO | Buy | 10,000 | $4.29 | $42.9K | Form 4 |
| Dec 12, 2024 | Evans DaronCFO | Buy | 9,000 | $4.60 | $41.4K | Form 4 |
| Sep 24, 2024 | Hogenhuis WladimirDirector | Buy | 4,259 | $4.70 | $20.0K | Form 4 |
| Jun 25, 2024 | Kim Young-JinDirector | Buy | 1,250,000 | $4.00 | $5.0M | Form 4 |
| Jun 25, 2024 | Hogenhuis WladimirDirector | Buy | 4,815 | $4.15 | $20.0K | Form 4 |
All 50 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- BALYASNY ASSET MANAGEMENT L.P.SCHEDULE 13G/A, 2 filings May 15, 2026 to Aug 14, 202652
- Bank of AmericaSCHEDULE 13G/A, 2 filings Feb 11, 2026 to Aug 12, 202653
- Dellora Investments LPSCHEDULE 13G, 1 filing Aug 12, 202654
- Opaleye Management Inc.SCHEDULE 13G/A, 2 filings Dec 19, 2025 to May 11, 202655
- VANGUARD GROUP INCSCHEDULE 13G/A, 2 filings Jan 30, 2026 to Mar 26, 202656
- Invus Global Management, LLCSCHEDULE 13G/A, 2 filings Sep 22, 2025 to Feb 13, 202657
- FMR LLCSCHEDULE 13G/A, 3 filings Mar 7, 2025 to Jan 8, 202658
- RA CAPITAL MANAGEMENT, L.P.SCHEDULE 13G, 1 filing Dec 18, 202559
- BlackRockSCHEDULE 13G, 1 filing Oct 17, 202560
- Nantahala Capital Management, LLCSCHEDULE 13G/A, 3 filings Mar 11, 2024 to Feb 14, 202561
- FIRST MANHATTAN CO. LLC.SC 13G/A, 3 filings Feb 14, 2023 to Nov 14, 202462
- Vivo Opportunity Fund Holdings, L.P.SC 13G/A, 3 filings Oct 13, 2023 to Nov 14, 202463
- Stonepine Capital Management, LLCSC 13G/A, 5 filings Dec 27, 2021 to Nov 13, 202464
- Adage Capital Management, L.P.SC 13G/A, 1 filing Nov 12, 202465
- Federated HermesSC 13G/A, 4 filings Nov 10, 2021 to Jan 18, 202466
- Genexine Inc.SC 13D/A, 1 filing May 3, 202367
- CAXTON CORPSC 13G/A, 2 filings Feb 14, 2022 to Feb 14, 202368
- ADAGE CAPITAL PARTNERS GP, L.L.C.SC 13G, 1 filing Jun 27, 202269
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | Nevan Charles Elam | 57 | $610.8K | $2.9M70 |
| 2025 | Daron Evans | 52 | $421.5K | $1.7M70 |
| 2025 | Brian RobertsM.D. | 51 | $483.4K | $1.4M70 |
| 2025 | Sunil Karnawat | 58 | $12 | $1270 |
| 2024 | Chief Executive Officer | $550.2K | $1.2M70 | |
| 2024 | Chief Medical Officer | $471.6K | $818.0K70 | |
| 2024 | Chief Financial Officer | $121.3K | $384.1K70 | |
| 2024 | Chief Commercial Officer | $12 | $1270 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Federated Hermes, Inc. | 12,990,659 | $67.6M | 0.1% | No change |
| Ra Capital Management, L.P. | 9,445,039 | $49.1M | 0.4% | +265,039 |
| BlackRock, Inc. | 7,718,291 | $40.1M | 0.0% | +1,404,788 |
| Opaleye Management Inc. | 6,300,000 | $32.8M | 3.0% | No change |
| Balyasny Asset Management L.P. | 4,662,039 | $24.2M | 0.0% | −386,382 |
| Vanguard Capital Management LLC | 3,835,827 | $19.9M | 0.0% | +313,747 |
| Siren, L.L.C. | 3,328,287 | $17.3M | 0.4% | No change |
| Jacobs Levy Equity Management, Inc | 2,561,654 | $13.3M | 0.0% | +2,341,247 |
| Jennison Associates LLC | 2,459,308 | $12.8M | 0.0% | −979,573 |
| Geode Capital Management, LLC | 2,170,154 | $11.3M | 0.0% | +205,795 |
| State Street Corp | 1,850,128 | $9.6M | 0.0% | +78,287 |
| D. E. Shaw & Co., Inc. | 1,839,357 | $9.6M | 0.0% | +73,377 |
| Morgan Stanley | 1,618,783 | $8.4M | 0.0% | −1,128,888 |
| Vanguard Portfolio Management LLC | 1,380,746 | $7.2M | 0.0% | −1,601,019 |
| Goldman Sachs Group Inc | 1,316,782 | $6.8M | 0.0% | +714,486 |
| Nuveen, LLC | 1,295,209 | $6.7M | 0.0% | +1,197,523 |
| Kennedy Capital Management LLC | 1,221,678 | $6.4M | 0.1% | −14,420 |
| Blackstone Inc. | 1,082,927 | $5.6M | 0.0% | New |
| Aqr Capital Management LLC | 1,007,962 | $5.2M | 0.0% | +211,266 |
| Affinity Asset Advisors, LLC | 1,000,000 | $5.2M | 0.3% | −547,641 |
| Great Point Partners LLC | 951,809 | $4.9M | 1.2% | No change |
| Ikarian Capital, LLC | 935,012 | $4.9M | 0.8% | +918,533 |
| Dimensional Fund Advisors LP | 890,733 | $4.6M | 0.0% | +360,504 |
| 22nw, LP | 820,653 | $4.3M | 4.1% | No change |
| Velan Capital Investment Management LP | 750,000 | $3.9M | 2.4% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Rezolute, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARRezolute, Inc.1
- CIK0001509261
- Employer ID (EIN)27-34408945
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company5
- Incorporated inNevada5
- Fiscal year endsJune 301
- Industry code (SIC)2834 Pharmaceutical Preparations1
- SEC reviewing officeOffice of Life Sciences, Division of Corporation Finance1
- Business address275 Shoreline Drive, Suite 500, Redwood City, CA 940651
- Phone650-206-45071
- Shares outstanding96,722,333 shares as of Sep 21, 20265
- Public float$203.9M as of Dec 31, 20255
- AuditorGRANT THORNTON LLP, Newport Beach, California PCAOB ID 248; no auditor attestation of internal control over financial reporting5
- On EDGAR sinceMay 17, 20111
- Filings751 in all: 8-K (182), 4 (172), 10-Q (45), 3 (31), 424B3 (31), EFFECT (29), CORRESP (25), UPLOAD (25)1
All 49 form types
SC 13G/A (17), 10-K (16), POS AM (14), D (12), S-1/A (12), SC 13D (12), 424B5 (11), SC 13G (10), DEF 14A (9), S-1 (9), SCHEDULE 13G (9), SCHEDULE 13G/A (9), PRE 14A (7), S-3 (7), D/A (4), NT 10-K (4), S-3/A (4), S-8 (4), SC 13D/A (4), 10-K/A (3), 4/A (3), CT ORDER (3), PRER14A (3), 8-K/A (2), DEF 14C (2), DEFA14A (2), PRE 14C (2), PRER14C (2), SC 14F1 (2), SC TO-I/A (2), 10-Q/A (1), 3/A (1), 8-A12B (1), 8-A12B/A (1), 8-A12G (1), 8-K12B (1), CERT (1), NT 10-Q (1), RW (1), S-3ASR (1), SC TO-I (1)
- Latest filingsAnnual report (10-K) Sep 24, 2026
Quarterly report (10-Q) May 12, 2026
Proxy statement (DEF 14A) Oct 7, 2025
Latest 8-K (8-K) Oct 14, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, par value $0.001 | RZLT | Nasdaq |
From the cover page of the 10-K filed Sep 24, 2026 (Section 12(b) of the Exchange Act).5
Risk factors and legal proceedings
The risks Rezolute, Inc. names in Item 1A of its 10-K filed Sep 24, 2026: 32 risks under these headings, as written.5
- Investors should consider carefully the following risks before deciding to purchase any of our securities. If any of the events or developments described below actually occur, our business, results of operations and financial condition would likely suffer and investors may lose all or part of their investment. In addition, it is also possible that other risks and uncertainties that affect our business may arise or become material in the future.
- Risks Related to Our Product Development and Commercialization
- The supplemental information provided to the FDA to support our belief in the effectiveness of ersodetug in the treatment of congenital HI might not result in a viable path forward.
- There is no guarantee that the FDA will not consider the results of the sunRIZE trial when it considers additional regulatory steps related to ersodetug and its treatment of other conditions.
- If our clinical trials fail to replicate positive results from earlier preclinical studies or clinical trials conducted by us or third parties, we may be unable to successfully develop, obtain regulatory approval for or commercialize our product candidates.
- Interim, “topline” and preliminary data from clinical trials may change as more data become available, are not necessarily predictive of the final results of the completed study or the results of other ongoing or future studies and are subject to audit and verification procedures that could result in material changes.
- Modifications to the upLIFT trial may fail to produce effective results.
- Any delays in the commencement or completion, or termination or suspension, of our future clinical trials, if any, could result in increased costs to us, delay or limit our ability to generate revenue and adversely affect our commercial prospects.
- Adverse events in our clinical trials may force us to stop development of our product candidates or prevent regulatory approval of our product candidates.
- We are exposed to additional risks associated with regulatory approval.
- The occurrence of any event or penalty described above may inhibit our ability to commercialize our products and generate revenue.
- Any delay in, or failure to receive or maintain, approval for any of our product candidates could prevent us from ever generating meaningful revenues or achieving profitability.
The other 21 risks
- Due to our reliance on contract research organizations or other third parties to conduct clinical trials, we may not have complete control over the timing, conduct and expense of our clinical trials.
- Any failure or delay by our third-party suppliers on which we rely or intend to rely to provide materials necessary to develop and manufacture our drug products may delay or impair our ability to commercialize our product candidates.
- We may be unable to manage our anticipated growth effectively.
- If we use hazardous and biological materials in a manner that causes injury or violates applicable law, we may be liable for damages.
- Risks Related to Our Business
- Failure of our clinical trials could expose us to litigation and other legal claims, which could materially and adversely affect our business, financial condition and results of operations.
- We have a long history of losses and may not achieve profitability in the future. We will need substantial additional capital to fund our operations. If we fail to obtain additional capital, we will be unable to sustain operations.
- We face potential product liability exposure, and, if successful claims are brought against us, we may incur substantial liability.
- We may not be able to use a significant portion of our net operating loss carryforwards, which could adversely affect our profitability.
- If we fail to maintain proper and effective internal control over financial reporting, our ability to produce accurate and timely financial statements could be impaired, investors may lose confidence in our financial reporting and the trading price of our common stock may decline.
- In the future, we may no longer qualify as a smaller reporting company or non-accelerated filer, which could increase our compliance costs and reporting obligations.
- Our collection, use, processing, and cross-border transfer of personal information, including individually identifiable health information, is governed by restrictive regulations.
- We could recognize losses on securities held in our marketable debt securities portfolio, particularly if interest rates increase or economic and market conditions deteriorate.
- Unfavorable global and regional economic and political conditions could adversely affect our business, financial condition or results of operations.
- Certain Provisions of Nevada law may have anti-takeover effects.
- Risks Related to Our Intellectual Property
- Our current patent positions and license portfolio may not include all patent rights needed for the full development and commercialization of our product candidates. We cannot be sure that patent rights we may need in the future will be available to license on commercially reasonable terms, or at all.
- If our or our licensors’ patent positions do not adequately protect our product candidates or any future products, others could compete with us more directly, which would harm our business.
- We may be unable to adequately prevent disclosure of trade secrets and other proprietary information.
- Litigation regarding patents, patent applications and other proprietary rights may be expensive and time consuming. If we are involved in such litigation, it could cause delays in bringing product candidates to market and harm our ability to operate.
- If our patent and other intellectual property protection is inadequate, future sales and profits may never materialize or competitors could force our products completely out of the market.
- Risks Related to Our Common Stock
- Offers or availability for sale of a substantial number of shares of our common stock may cause the price of our common stock to decline.
- Investor relations activities and supply and demand factors may affect the price of our common stock.
Legal proceedings
For a discussion of the Company’s legal proceedings, please refer to the discussion under the caption “Notes to Consolidated Financial Statements - Commitments and Contingencies” in Part II. Item 8 of this Annual Report.
The opening of Item 3, Legal Proceedings.5
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARRezolute, Inc. filings on SEC EDGAR
- 2
- 3SEC EDGARRezolute, Inc. 10-K for fiscal 2026
- 4SEC EDGARRezolute, Inc. filings on SEC EDGAR
- 5
- 6SEC EDGARRezolute, Inc. 10-K for fiscal 2019
- 7SEC EDGARRezolute, Inc. 10-K for fiscal 2020
- 8SEC EDGARRezolute, Inc. 10-K for fiscal 2021
- 9SEC EDGARRezolute, Inc. 10-K for fiscal 2022
- 10SEC EDGARRezolute, Inc. 10-K for fiscal 2023
- 11SEC EDGARRezolute, Inc. 10-K for fiscal 2024
- 12SEC EDGARRezolute, Inc. 10-Q for fiscal 2025
- 13SEC EDGARRezolute, Inc. 10-Q for fiscal 2025
- 14SEC EDGARRezolute, Inc. 10-Q for fiscal 2026
- 15SEC EDGARRezolute, Inc. 10-K for fiscal 2019
- 16
- 17SEC EDGARHoyoung Huh, Chair
- 18SEC EDGARNir Bar, President
- 19SEC EDGARDaron Evans, Chief financial officer
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- 22SEC EDGARSeline E. Miller, VP Finance & CAO
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- 25SEC EDGARGuy Turnowski, Secretary
- 26SEC EDGARErik Harris, Board member
- 27SEC EDGARNerissa Kreher, Board member
- 28SEC EDGARWladimir Hogenhuis, Board member
- 29SEC EDGARPhilippe Fauchet, Board member
- 30SEC EDGARGil M. Labrucherie, Board member
- 31SEC EDGARDavid Welch, Board member
- 32SEC EDGARHoyoung Huh, Board member
- 33SEC EDGARNickolay Kukekov, Board member
- 34SEC EDGARGuy Turnowski, Board member
- 35SEC EDGARRegulation FD disclosure
- 36SEC EDGARRegulation FD disclosure
- 37SEC EDGARResults of operations
- 38SEC EDGARRegulation FD disclosure
- 39SEC EDGARResults of operations
- 40SEC EDGARRegulation FD disclosure
- 41SEC EDGARRegulation FD disclosure
- 42SEC EDGARResults of operations
- 43SEC EDGARRegulation FD disclosure
- 44SEC EDGARShareholder vote
- 45SEC EDGARRegulation FD disclosure
- 46SEC EDGARResults of operations
- 47NasdaqNasdaq calendar
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