Overview
Compare with One Stop Systems, Inc., Zepp Health or OMNICELL, INC., or pick any stock.
- TickerSCKT on Nasdaq2
- IndustryElectronic Computers2
- HeadquartersWilmington, United States2
- Incorporated inDE3
- Business address40675 Encyclopedia Circle, Fremont, Ca 94538-24753
- Filer categoryNon-accelerated filer, Smaller reporting company3
- Legal formCorporation2
- LEI5493001EX0VY0ZPVGJ382
- StatusActive2
- LEI statusLapsed (not renewed)2
- Registered addressC/O THE CORPORATION TRUST COMPANY, 19801 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 25043442
See how the biggest companies compare on our leaderboards
Our principal executive offices are located at 40675 Encyclopedia Circle, Fremont, CA 94538, and our phone number is (510) 933-3000.4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Cost of revenue33¢$7.6M
- Research and development19¢$4.4M
- Interest2¢$496.6K
- Income tax46¢$10.7M
Out of $15.1M in revenue.5 The company lost money this year.
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.5
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Revenues | $15.1M | $18.8M |
| Cost of revenues | $7.6M | $9.3M |
| Gross profit | $7.5M | $9.5M |
| Research and development | $4.4M | $4.7M |
| Sales and marketing | $4.0M | $4.4M |
| General and administrative | $2.4M | $2.8M |
| Total operating expenses | $10.7M | $11.9M |
| Operating loss | -$3.2M | -$2.5M |
| Interest expense, net | -$496.6K | -$330.8K |
| Net loss before income taxes | -$3.7M | -$2.8M |
| Income tax benefit (expense) | -$10.7M | $551.0K |
| Net loss | -$14.4M | -$2.2M |
| Basic | -$1.81 | -$0.30 |
| Fully diluted | -$1.81 | -$0.30 |
| Basic | 7.9M shares | 7.6M shares |
| Fully diluted | 7.9M shares | 7.6M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 3 fiscal years (annual) or 3 quarters (quarterly), latest first.5
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Cash and cash equivalents | $2.0M | $2.5M | |
| Accounts receivable, net | $1.7M | $1.6M | |
| Inventories, net | $4.2M | $4.9M | |
| Prepaid expenses and other current assets | $548.4K | $430.7K | |
| Deferred cost on shipments to distributors | $122.5K | $142.9K | |
| Total current assets | $8.6M | $9.6M | |
| Machinery and office equipment | $3.1M | $2.8M | |
| Computer equipment | $3.8M | $3.7M | |
| PropertyPlantAndEquipmentGross | $6.9M | $6.5M | |
| Accumulated depreciation | -$4.8M | -$3.7M | |
| Property and equipment, net | $2.1M | $2.8M | |
| Intangible assets, net | $1.3M | $1.4M | |
| Other long-term assets | $285.9K | $263.6K | |
| Deferred tax assets | $10.7M | ||
| Operating lease right-of-use asset | $2.1M | $2.6M | |
| Total assets | $14.4M | $27.3M | |
| Accounts payable and accrued expenses | $1.3M | $1.3M | |
| Accrued payroll and related expenses | $713.2K | $678.8K | |
| Deferred revenue on shipments to distributors | $335.9K | $392.5K | |
| Short term portion of deferred service revenue | $18.1K | $17.9K | |
| Subordinated convertible notes payable, net of discount | $400.0K | $150.0K | |
| Subordinated convertible notes payable, net of discount-related party | $5.1M | $3.8M | |
| Operating lease current portion | $575.2K | $532.0K | |
| Total current liabilities | $8.4M | $6.9M | |
| Long-term portion of operating lease | $1.7M | $2.3M | |
| Long-term portion of deferred service revenue | $10.2K | $12.8K | |
| Total liabilities | $10.2M | $9.2M | |
| Common Stock, Value, Issued | $8.0K | $7.6K | |
| Additional paid-in capital | $69.9M | $69.4M | |
| Treasury stock, at cost (359,250 shares as of December 31, 2025, and 2024) | -$1.0M | -$1.0M | |
| Accumulated deficit | -$64.6M | -$50.2M | |
| Total stockholders equity | $4.3M | $18.2M | $19.4M |
| Total liabilities and stockholders equity | $14.4M | $27.3M | |
| Common Stock, Par or Stated Value Per Share | $0.00 | ||
| Common Stock, Shares Authorized | 20.0M shares | ||
| Common Stock, Shares, Issued | 8.3M shares | 8.0M shares | |
| Common Stock, Shares, Outstanding | 8.0M shares | 7.6M shares | |
| Treasury Stock, Common, Shares | 359.2K shares | 359.2K shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Cash and cash equivalents | $2.0M | $2.5M | |
| Accounts receivable, net | $1.7M | $1.6M | |
| Inventories, net | $4.2M | $4.9M | |
| Prepaid expenses and other current assets | $548.4K | $430.7K | |
| Deferred cost on shipments to distributors | $122.5K | $142.9K | |
| Total current assets | $8.6M | $9.6M | |
| Machinery and office equipment | $3.1M | $2.8M | |
| Computer equipment | $3.8M | $3.7M | |
| PropertyPlantAndEquipmentGross | $6.9M | $6.5M | |
| Accumulated depreciation | -$4.8M | -$3.7M | |
| Property and equipment, net | $2.1M | $2.8M | |
| Intangible assets, net | $1.3M | $1.4M | |
| Other long-term assets | $285.9K | $263.6K | |
| Deferred tax assets | $10.7M | ||
| Operating lease right-of-use asset | $2.1M | $2.6M | |
| Total assets | $14.4M | $27.3M | |
| Accounts payable and accrued expenses | $1.3M | $1.3M | |
| Accrued payroll and related expenses | $713.2K | $678.8K | |
| Deferred revenue on shipments to distributors | $335.9K | $392.5K | |
| Short term portion of deferred service revenue | $18.1K | $17.9K | |
| Subordinated convertible notes payable, net of discount | $400.0K | $150.0K | |
| Subordinated convertible notes payable, net of discount-related party | $5.1M | $3.8M | |
| Operating lease current portion | $575.2K | $532.0K | |
| Total current liabilities | $8.4M | $6.9M | |
| Long-term portion of operating lease | $1.7M | $2.3M | |
| Long-term portion of deferred service revenue | $10.2K | $12.8K | |
| Total liabilities | $10.2M | $9.2M | |
| Common Stock, Value, Issued | $8.0K | $7.6K | |
| Additional paid-in capital | $69.9M | $69.4M | |
| Treasury stock, at cost (359,250 shares as of December 31, 2025, and 2024) | -$1.0M | -$1.0M | |
| Accumulated deficit | -$64.6M | -$50.2M | |
| Total stockholders equity | $4.3M | $18.2M | $19.4M |
| Total liabilities and stockholders equity | $14.4M | $27.3M | |
| Common Stock, Par or Stated Value Per Share | $0.00 | ||
| Common Stock, Shares Authorized | 20.0M shares | ||
| Common Stock, Shares, Issued | 8.3M shares | 8.0M shares | |
| Common Stock, Shares, Outstanding | 8.0M shares | 7.6M shares | |
| Treasury Stock, Common, Shares | 359.2K shares | 359.2K shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.5
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Net loss | -$14.4M | -$2.2M |
| Stock-based compensation | $669.2K | $1.1M |
| Depreciation and amortization | $1.3M | $1.1M |
| Deferred tax expenses (benefits) | $10.7M | -$551.0K |
| Amortization of debt discount | $14.6K | $8.8K |
| Amortization of operating lease ROU asset | $517.5K | $492.2K |
| Accounts receivable | -$123.0K | $111.6K |
| Inventories | $720.7K | $467.5K |
| Prepaid expenses and other current assets | -$117.7K | $10.0K |
| Other assets | -$22.3K | -$13.9K |
| Accounts payable and accrued expenses | $11.5K | -$307.1K |
| Accrued payroll and related expenses | $34.4K | $98.8K |
| Net deferred revenue on shipments to distributors | -$36.2K | -$253.5K |
| Deferred service revenue | -$2.5K | -$2.0K |
| Net change in operating lease liability | -$528.0K | -$483.6K |
| Net cash used in operating activities | -$1.2M | -$521.5K |
| Purchases of PP&E including software and website development | -$537.1K | -$788.3K |
| Proceeds from tenant improvements allowance | $72.8K | |
| Net cash used in investing activities | -$537.1K | -$715.5K |
| Proceeds from subordinated convertible notes payable | $1.2M | $973.8K |
| Proceeds from subordinated convertible notes payable related party | $250.0K | $973.8K |
| Acquisition of common stock for tax withholding obligations | -$172.5K | -$95.2K |
| Proceeds from stock options exercised | $23.8K | |
| Net cash provided by financing activities | $1.3M | $902.3K |
| Net decrease in cash and cash equivalents | -$459.5K | -$334.7K |
| Cash paid for interest | $488.9K | $366.5K |
No quarter-by-quarter statement was filed.
Corporate structure
SOCKET MOBILE, INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of SOCKET MOBILE, INC.
- Enrico Kevin Mills Filed SCHEDULE 13D/A on SOCKET MOBILE, INC., latest Aug 10, 2026 (3 filings since Jun 12, 2025)
- Charlie Bass Filed SCHEDULE 13D/A on SOCKET MOBILE, INC., latest Mar 31, 2026 (5 filings since Jun 5, 2023)
- Kevin J. Mills Filed SCHEDULE 13D/A on SOCKET MOBILE, INC., latest Oct 15, 2025 (3 filings since Jun 5, 2023)
- SOCKET MOBILE, INC. Wilmington, Delaware, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What SOCKET MOBILE, INC. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Machinery and equipment | $3.1M5 Dec 31, 2025 | $2.8M5 Dec 31, 2024 | +11.7% |
| Computer equipment and software | $3.8M5 Dec 31, 2025 | $3.7M5 Dec 31, 2024 | +1.5% |
| Property and equipment, before depreciation | $6.9M5 Dec 31, 2025 | $6.5M5 Dec 31, 2024 | +5.8% |
| Accumulated depreciation | $4.8M5 Dec 31, 2025 | $3.7M5 Dec 31, 2024 | +28.0% |
| Property and equipment, net | $2.1M5 Dec 31, 2025 | $2.8M5 Dec 31, 2024 | −23.8% |
| Operating-lease assets (leased space) | $2.1M5 Dec 31, 2025 | $2.6M5 Dec 31, 2024 | −19.9% |
Investments
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Intangible assets, net (excluding goodwill) | $1.3M5 Dec 31, 2025 | $1.4M5 Dec 31, 2024 | −8.9% |
| Finite-lived intangibles, net | $1.3M5 Dec 31, 2025 | $1.4M10 Dec 31, 2024 | −8.9% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $4.2M5 Dec 31, 2025 | $4.9M5 Dec 31, 2024 | −14.6% |
| Raw materials | $5.0M5 Dec 31, 2025 | $5.7M5 Dec 31, 2024 | −12.4% |
| Finished goods | $350.6K5 Dec 31, 2025 | $221.2K5 Dec 31, 2024 | +58.5% |
Properties, in its own words
In February 2022, the Company entered into an 87-month operating lease agreement for an approximately 35,913 square-foot facility in Fremont, California, where our office and manufacturing operations are located. The current monthly rent obligation is $54,940, subject to annual 3% increases each May.
Item 2 of the 10-K filed Mar 30, 2026.4
Leadership
Who has led SOCKET MOBILE, INC., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
- Chief executive officerDavid A. Holmes Aug 25, 2026 to now13
- Chief executive officerKevin J. Mills Feb 21, 2006 to Aug 25, 202614
- PresidentKevin J. Mills Feb 21, 2006 to now14
- Chief financial officerLynn Zhao Sep 4, 2019 to now15
- Chief financial officerDavid W. Dunlap Feb 21, 2006 to Feb 19, 201916
Board members and other officers (31)
- VP & Chief Technology OfficerEric Glaenzer Aug 21, 2024 to now17
- Chief Business OfficerDavid A. Holmes May 26, 2021 to now18
- Vice President and ControllerLynn Zhao May 4, 2018 to Feb 19, 201919
- VP Marketing & Business Dev.James Lopez Oct 6, 2014 to May 4, 201820
- Senior VP Worldwide SalesCharles Gary Furedy Aug 25, 2009 to Jun 3, 201021
- Vice President of EngineeringThomas Lynn Noggle Feb 20, 2008 to Feb 20, 200822
- Vice President and ControllerLee Baillif Feb 27, 2007 to Sep 1, 202023
- Senior VP of WW Sales & MktgRobert Charles Zink Apr 6, 2007 to Feb 25, 200924
- Vice President Worldwide SalesKevin Scheier Jan 4, 2006 to Sep 15, 200625
- Chief Technical OfficerLeonard L. Ott Feb 21, 2006 to now26
- Exec. VP Business DevelopmentMicheal L. Gifford Feb 21, 2006 to Jul 10, 201327
- Vice President of MarketingPeter Phillips Feb 21, 2006 to Feb 28, 200728
- Board memberDavid A. Holmes Aug 25, 2026 to now13
- Board memberFelix Marx Jun 26, 2025 to now29
- Board memberAlexis Hartmann Aug 21, 2024 to Aug 23, 202430
- Board memberLaura Weinstein Aug 3, 2022 to Jun 8, 202331
- Board memberLynn Zhao Mar 2, 2020 to now32
- Board memberWilliam L. Parnell Jr. Aug 1, 2017 to now33
- Board memberDavid W. Dunlap Feb 24, 2016 to Aug 3, 202234
- Board memberBrenton Earl Macdonald Jun 20, 2016 to now35
- Board memberNelson C. Chan Oct 5, 2016 to May 24, 201936
- Board memberErik L. Fidel Jun 13, 2013 to Apr 29, 201437
- Board memberKevin R. Jost Jun 14, 2013 to Jul 30, 201338
- Board memberCharles C. Emery Jr. May 7, 2010 to May 12, 201639
- Board memberThomas O. Miller Feb 19, 2008 to Aug 7, 201240
- Board memberEnzo Torresi Jan 3, 2006 to May 1, 200941
- Board memberGianluca Rattazzi Jan 3, 2006 to Apr 24, 200842
- Board memberLeon Malmed Jan 3, 2006 to Sep 10, 201343
- Board memberPeter Sealey Jan 3, 2006 to May 12, 201644
- Board memberKevin J. Mills Feb 21, 2006 to now14
- Board memberMicheal L. Gifford Feb 21, 2006 to May 3, 201327
Named in SEC Form D filings
People the company listed in its private-offering notices.
Former names
- SOCKET COMMUNICATIONS INCDec 2, 1996 to Mar 13, 20083
Timeline
- Aug 28, 20268-K Listing notice or transfer48
- Aug 25, 2026New chief executive David A. Holmes becomes CEO13
- Aug 7, 20268-K Bylaws or fiscal year changed49
- Aug 5, 20268-K Executive or director change50
- Jul 30, 20268-K Results of operations51
- Jul 17, 20268-K Bylaws or fiscal year changed52
- Jul 15, 20268-K Executive or director change53
- Jun 12, 20268-K Executive or director change54
- Jun 9, 20268-K Shareholder vote55
- May 20, 20268-K Listing notice or transfer56
- May 5, 20268-K Results of operations57
- Mar 30, 20268-K Entered a material agreement; New debt or obligation; Unregistered sale of shares58
- Mar 18, 20268-K Entered a material agreement59
- Feb 21, 2006New chief executive Kevin J. Mills becomes CEO14
- May 3, 1995Founded SOCKET MOBILE, INC. is founded2
Calendar
Coming up
- Oct 28, 2026Reports results for the quarter ending Sep/202660
When it reported results
- Jul 30, 2026Reported quarterly or annual results51
- May 5, 2026Reported quarterly or annual results57
- Feb 23, 2026Reported quarterly or annual results61
- Oct 22, 2025Reported quarterly or annual results62
- Jul 31, 2025Reported quarterly or annual results63
- Apr 24, 2025Reported quarterly or annual results64
- Feb 25, 2025Reported quarterly or annual results65
- Oct 24, 2024Reported quarterly or annual results66
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
300 filings to the SEC since October 2021: 6 annual reports, 15 quarterly reports, 45 major events, 191 insider forms, 12 large holders, 3 private raises, 28 other. The latest 20:
- Aug 28, 20268-K EDGAR
- Aug 25, 20264 PRIMARY DOCUMENT EDGAR
- Aug 25, 20264 PRIMARY DOCUMENT EDGAR
- Aug 25, 20264 PRIMARY DOCUMENT EDGAR
- Aug 25, 20264 PRIMARY DOCUMENT EDGAR
- Aug 13, 202610-Q EDGAR
- Aug 12, 20264 PRIMARY DOCUMENT EDGAR
- Aug 11, 20264 PRIMARY DOCUMENT EDGAR
- Aug 11, 20263 PRIMARY DOCUMENT EDGAR
- Aug 10, 2026SCHEDULE 13D/A EDGAR
- Aug 10, 20264 PRIMARY DOCUMENT EDGAR
- Aug 10, 20264 PRIMARY DOCUMENT EDGAR
- Aug 10, 20264 PRIMARY DOCUMENT EDGAR
- Aug 7, 20268-K EDGAR
- Aug 6, 2026SCHEDULE 13D/A EDGAR
- Aug 5, 20268-K EDGAR
- Jul 30, 20268-K EDGAR
- Jul 17, 20268-K EDGAR
- Jul 15, 20268-K EDGAR
- Jun 16, 20264 PRIMARY DOCUMENT EDGAR
The 300 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
110 open-market trades by officers, directors and large owners since October 2021: 102 buys and 8 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 10, 2026 | MILLS KEVIN JDirector | Sale | 1,946 | $1.80 | $3.5K | Form 4 |
| Feb 24, 2026 | Marx FelixDirector | Sale | 3,000 | $1.00 | $3.0K | Form 4 |
| Nov 28, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.33 | $6.7K | Form 4 |
| Nov 26, 2025 | Lazarev IvanDirector | Buy | 8,993 | $1.31 | $11.8K | Form 4 |
| Nov 26, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.33 | $6.7K | Form 4 |
| Nov 25, 2025 | Lazarev IvanDirector | Buy | 7,286 | $1.28 | $9.3K | Form 4 |
| Nov 25, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.30 | $6.5K | Form 4 |
| Nov 24, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.26 | $6.3K | Form 4 |
| Nov 21, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.24 | $6.2K | Form 4 |
| Nov 20, 2025 | Lazarev IvanDirector | Buy | 5,428 | $1.20 | $6.5K | Form 4 |
| Nov 20, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.21 | $6.0K | Form 4 |
| Nov 19, 2025 | Lazarev IvanDirector | Buy | 96 | $1.20 | $115 | Form 4 |
| Nov 19, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.24 | $6.2K | Form 4 |
| Nov 18, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.24 | $6.2K | Form 4 |
| Nov 17, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.25 | $6.2K | Form 4 |
| Nov 14, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.24 | $6.2K | Form 4 |
| Nov 13, 2025 | Lazarev IvanDirector | Buy | 30,005 | $1.14 | $34.2K | Form 4 |
| Nov 13, 2025 | BASS CHARLIEDirector | Buy | 3,801 | $1.17 | $4.4K | Form 4 |
| Nov 12, 2025 | Lazarev IvanDirector | Buy | 4,500 | $1.09 | $4.9K | Form 4 |
| Nov 12, 2025 | BASS CHARLIEDirector | Buy | 5,000 | $1.11 | $5.5K | Form 4 |
All 110 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Enrico Kevin MillsSCHEDULE 13D/A, 3 filings Jun 12, 2025 to Aug 10, 202667
- Charlie BassSCHEDULE 13D/A, 5 filings Jun 5, 2023 to Mar 31, 202668
- Kevin J. MillsSCHEDULE 13D/A, 3 filings Jun 5, 2023 to Oct 15, 202569
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
- Private raises (Form D) $3.0M
- PPP loans $1.1M
Figures by year
| Year | Private raises (Form D) | PPP loans | Total |
|---|---|---|---|
| 2026 | $500.0K | – | $500.0K |
| 2025 | $1.5M | – | $1.5M |
| 2024 | $1.0M | – | $1.0M |
| 2020 | – | $1.1M | $1.1M |
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
- Mar 27, 2026Raised $500,000 in a private offering of debt45 Form D: 3 investors so far Form D
- May 30, 2025Raised $1.5 million in a private offering of debt46 Form D: 10 investors so far Form D
- Aug 21, 2024Raised $1 million in a private offering of debt47 Form D: named in the filing: William Parnell, Eric Glaenzer, CHARLIE BASS Form D
PPP loans
Paycheck Protection Program loans of $150,000 and up, approved April 2020 to July 2021, from the SBA70. Matched to this company by name and state.
- Apr 11, 2020$1.1M PPP loan (first draw) from Western Alliance Bank70To SOCKET MOBILE, INC., Newark CA; $1.1M forgiven Feb 12, 2021
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Mv Capital Management, Inc. | 105,560 | $63.6K | 0.0% | +4,000 |
| LPL Financial LLC | 50,425 | $30.4K | 0.0% | −300 |
| Vanguard Capital Management LLC | 46,130 | $27.8K | 0.0% | No change |
| Geode Capital Management, LLC | 30,005 | $18.1K | 0.0% | −31,528 |
| UBS Group AG | 27,343 | $16.5K | 0.0% | +26,162 |
| Renaissance Technologies LLC | 26,700 | $16.1K | 0.0% | +100 |
| State Street Corp | 23,600 | $14.2K | 0.0% | No change |
| Two Sigma Securities, LLC | 19,560 | $11.8K | 0.0% | New |
| Susquehanna International Group, Llp | 18,402 | $11.1K | 0.0% | −13,983 |
| Vanguard Fiduciary Trust Co | 17,996 | $10.9K | 0.0% | −3,024 |
| Tower Research Capital LLC (TRC) | 3,563 | $2.1K | 0.0% | No change |
| Geneos Wealth Management Inc. | 1,000 | $600 | 0.0% | No change |
| Vanguard Global Advisers, LLC | 724 | $437 | 0.0% | No change |
| Continuum Advisory, LLC | 500 | $301 | 0.0% | New |
| SBI Securities Co., Ltd. | 362 | $218 | 0.0% | +5 |
| Osaic Holdings, Inc. | 300 | $180 | 0.0% | No change |
| Virtu Financial LLC | 50,564 | $30 | 0.0% | New |
| NewEdge Advisors, LLC | 35 | $21 | 0.0% | No change |
| Acadian Asset Management LLC | 29,655 | $17 | 0.0% | −16,020 |
| Morgan Stanley | 13 | $8 | 0.0% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How SOCKET MOBILE, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARSOCKET MOBILE, INC.1
- CIK0000944075
- Employer ID (EIN)94-31550664
- Filer statusNon-accelerated filer not an emerging growth company; not a shell company4
- Incorporated inDelaware4
- Fiscal year endsDecember 311
- Industry code (SIC)3571 Electronic Computers1
- SEC reviewing officeOffice of Technology, Division of Corporation Finance1
- Business address40675 Encyclopedia Circle, Fremont, CA 94538-24751
- Phone51093330001
- Shares outstanding8,291,681 as of Aug 10, 202612
- Public float$6.6M as of Jun 25, 20254
- AuditorSadler, Gibb & Associates, LLC, Draper, UT PCAOB ID 36274
- On EDGAR sinceJul 5, 19961
- Filings1,198 in all: 4 (581), 8-K (231), 10-Q (78), DEF 14A (30), 10-K (25), 3 (20), S-3 (20), S-8 (20)1
All 51 form types
S-3/A (16), 424B3 (15), 10QSB (13), SC 13G/A (12), CORRESP (10), EFFECT (10), UPLOAD (10), D (8), SC 13D/A (8), SC TO-I/A (8), 11-K (7), SCHEDULE 13D/A (7), PRE 14A (6), 424B1 (5), SC 13G (5), 10-K/A (4), 10KSB (4), 424B4 (4), SC 13D (4), SC TO-I (4), 144 (3), REGDEX (3), 10KSB/A (2), 10QSB/A (2), DEFC14A (2), NT 10-K (2), POS AM (2), REGDEX/A (2), 10-Q/A (1), 10KSB40 (1), 25-NSE (1), 3/A (1), 4/A (1), 8-A12B (1), 8-A12G (1), 8-K/A (1), CERTNAS (1), D/A (1), RW (1), S-3MEF (1), S-8 POS (1), SB-2 (1), SCHEDULE 13D (1)
- Latest filingsAnnual report (10-K) Mar 30, 2026
Quarterly report (10-Q) Aug 13, 2026
Proxy statement (DEF 14A) Apr 14, 2026
Latest 8-K (8-K) Aug 28, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common stock, $0.001 Par Value per Share | SCKT | NASDAQ |
From the cover page of the 10-K filed Mar 30, 2026 (Section 12(b) of the Exchange Act).4
Risk factors and legal proceedings
The risks SOCKET MOBILE, INC. names in Item 1A of its 10-K filed Mar 30, 2026: 26 risks under these headings, as written.4
- We may not return to profitability.
- We may require additional capital in the future, but that capital may not be available on reasonable terms, if at all, or on terms that would not cause substantial dilution to investors’ stock holdings.
- In order to maintain the availability of our bank lines of credit we must remain in compliance with the covenants as specified under the terms of the credit agreements and the bank may exercise discretion in making advances to us.
- If app providers are not successful in their efforts to develop, market and sell the applications into which our software and products are incorporated, we may not achieve our sales projections.
- A deterioration in global economic conditions may have adverse impacts on our business and financial condition in ways that we currently cannot predict and may limit our ability to raise additional funds.
- Failure to maintain effective internal controls could have a material adverse effect on our business, operating results, and stock price.
- Despite security protections, our business records and information could be hacked by unauthorized personnel.
- We may be unable to manufacture our products because we are dependent on a limited number of qualified suppliers for our components.
- If we fail to develop and introduce new products rapidly and successfully, we will not be able to compete effectively, and our ability to generate sufficient revenues will be negatively affected.
- We may not be able to collect receivables from customers who experience financial difficulties.
- We could face increased competition in the future, which would adversely affect our financial performance.
- If we do not correctly anticipate demand for our products, our operating results will suffer.
The other 14 risks
- We rely primarily on distributors to distribute our products, and our sales would suffer if any of these distributors stopped distributing our products effectively.
- We depend on alliances and other business relationships with third parties, and a disruption in these relationships would hinder our ability to develop and sell our products.
- Our intellectual property and proprietary rights may be insufficient to protect our competitive position.
- We may become subject to claims of intellectual property rights infringement, which could result in substantial liability.
- New industry standards may require us to redesign our products, which could substantially increase our operating expenses.
- Undetected flaws and defects in our products may disrupt product sales and result in expensive and time-consuming remedial action
- The loss of one or more of our senior personnel could harm our existing business.
- The expensing of stock options and restricted stocks will continue to reduce our operating results such that we may find it necessary to change our business practices to attract and retain employees.
- If we are unable to attract and retain highly skilled sales and marketing and product development personnel, our ability to develop and market new products and product enhancements will be adversely affected.
- Our operating results could be harmed by economic, political, regulatory and other risks associated with export sales.
- Our facilities or operations could be adversely affected by events outside our control, such as natural disasters or health epidemics.
- Our quarterly operating results may fluctuate in future periods, which could cause our stock price to decline.
- The sale of a substantial number of shares of our common stock could cause the market price of our common stock to decline.
- Volatility in the trading price of our common stock could negatively impact the price of our common stock.
Legal proceedings
We are currently not a party to any material legal proceedings.
The opening of Item 3, Legal Proceedings.4
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6
- 7
- 8
- 9
- 10
- 11
- 12
- 13
- 14
- 15SEC EDGARLynn Zhao, Chief financial officer
- 16
- 17
- 18
- 19
- 20
- 21
- 22
- 23
- 24
- 25
- 26
- 27
- 28
- 29SEC EDGARFelix Marx, Board member
- 30SEC EDGARAlexis Hartmann, Board member
- 31SEC EDGARLaura Weinstein, Board member
- 32SEC EDGARLynn Zhao, Board member
- 33SEC EDGARWilliam L. Parnell Jr., Board member
- 34SEC EDGARDavid W. Dunlap, Board member
- 35SEC EDGARBrenton Earl Macdonald, Board member
- 36SEC EDGARNelson C. Chan, Board member
- 37SEC EDGARErik L. Fidel, Board member
- 38SEC EDGARKevin R. Jost, Board member
- 39SEC EDGARCharles C. Emery Jr., Board member
- 40SEC EDGARThomas O. Miller, Board member
- 41SEC EDGAREnzo Torresi, Board member
- 42SEC EDGARGianluca Rattazzi, Board member
- 43SEC EDGARLeon Malmed, Board member
- 44SEC EDGARPeter Sealey, Board member
- 45
- 46
- 47
- 48SEC EDGARListing notice or transfer
- 49SEC EDGARBylaws or fiscal year changed
- 50SEC EDGARExecutive or director change
- 51SEC EDGARResults of operations
- 52SEC EDGARBylaws or fiscal year changed
- 53SEC EDGARExecutive or director change
- 54SEC EDGARExecutive or director change
- 55SEC EDGARShareholder vote
- 56SEC EDGARListing notice or transfer
- 57SEC EDGARResults of operations
- 58
- 59SEC EDGAREntered a material agreement
- 60NasdaqNasdaq calendar
- 61
- 62
- 63
- 64
- 65
- 66
- 67
- 68
- 69
- 70