Overview
- TickerSDHY on NYSE2
- HeadquartersNewark, United States2
- Incorporated inMD3
- Business address655 Broad St, 6Th Fl, Newark, Nj 071023
- Legal formFUND2
- Kind of organizationFund2
- LEI549300WGY7DHGMQJU9522
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O THE CORPORATION TRUST INCORPORATED, 21093-2264 Lutherville Timonium, United States2
- Registered withSecurities and Exchange Commission, 00018129232
Corporate structure
PGIM Short Duration High Yield Opportunities Fund sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of PGIM Short Duration High Yield Opportunities Fund
- FIRST TRUST PORTFOLIOS LP Filed SCHEDULE 13G/A on PGIM Short Duration High Yield Opportunities Fund, latest Oct 14, 2026 (3 filings since Jan 30, 2026)
- 1607 Capital Partners, LLC Filed SCHEDULE 13G/A on PGIM Short Duration High Yield Opportunities Fund, latest Aug 14, 2026 (6 filings since Feb 14, 2023)
- Morgan Stanley Filed SCHEDULE 13G/A on PGIM Short Duration High Yield Opportunities Fund, latest Feb 3, 2025 (5 filings since Feb 10, 2022)
- SIT INVESTMENT ASSOCIATES INC Filed SC 13G/A on PGIM Short Duration High Yield Opportunities Fund, latest Oct 3, 2024 (3 filings since Feb 10, 2022)
- PGIM Short Duration High Yield Opportunities Fund Newark, New Jersey, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
Leadership
Who has led PGIM Short Duration High Yield Opportunities Fund, and when. Pick a name to see everywhere that person has worked.
Chief financial officer
- Chief financial officerChristian J. Kelly Oct 30, 2020 to Oct 30, 20204
Board members and other officers (23)
- Chief Compliance OfficerPatricia Elizabeth Flynn May 6, 2026 to now5
- Assistant SecretaryDevan Goolsby Dec 7, 2023 to Dec 7, 20236
- Assistant SecretaryGeorge P. Hoyt Dec 7, 2023 to Dec 7, 20237
- Chief Compliance OfficerIsabelle Sajous Apr 20, 2022 to Apr 20, 20228
- SecretaryAndrew R. French Oct 30, 2020 to Oct 30, 20209
- Assistant TreasurerDeborah Conway Oct 30, 2020 to Oct 30, 202010
- Assistant SecretaryDiana N. Huffman Oct 30, 2020 to Oct 30, 202011
- Chief Compliance OfficerDino Capasso Oct 30, 2020 to now12
- Assistant TreasurerElyse McLaughlin Oct 30, 2020 to Oct 30, 202013
- Assistant TreasurerLana Lomuti Oct 30, 2020 to Oct 30, 202014
- Assistant SecretaryMelissa Gonzalez Oct 30, 2020 to Oct 30, 202015
- Assistant SecretaryPatrick McGuinness Oct 30, 2020 to Oct 30, 202016
- Assistant TreasurerRuss Shupak Oct 30, 2020 to Oct 30, 202017
- Vice PresidentScott E. Benjamin Oct 30, 2020 to Oct 30, 202018
- Assistant SecretaryDebra Rubano Dec 11, 2020 to Dec 11, 202019
- Board memberBarry H. Evans Oct 30, 2020 to Nov 22, 202320
- Board memberEllen S. Alberding Oct 30, 2020 to Oct 30, 202021
- Board memberGrace C. Torres Oct 30, 2020 to Oct 30, 202022
- Board memberKeith F. Hartstein Oct 30, 2020 to Oct 30, 202023
- Board memberKevin J. Bannon Oct 30, 2020 to Oct 30, 202024
- Board memberLaurie Simon Hodrick Oct 30, 2020 to Oct 30, 202025
- Board memberScott E. Benjamin Oct 30, 2020 to Oct 30, 202018
- General counselClaudia Digiacomo Oct 30, 2020 to Oct 30, 202026
Timeline
- Dec 31, 2016Founded PGIM Short Duration High Yield Opportunities Fund is founded2
Filings
88 filings to the SEC since October 2021: 24 insider forms, 17 large holders, 47 other. The latest 20:
- Oct 14, 2026SCHEDULE 13G/A EDGAR
- Oct 13, 2026N-CEN EDGAR
- Oct 6, 2026N-CSR PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND EDGAR
- Sep 29, 2026NPORT-P EDGAR
- Aug 20, 2026N-PX EDGAR
- Aug 14, 2026SCHEDULE 13G/A EDGAR
- Jun 26, 2026NPORT-P EDGAR
- Jun 5, 2026SCHEDULE 13G/A EDGAR
- May 12, 20265 PRIMARY DOCUMENT EDGAR
- May 6, 20263 PRIMARY DOCUMENT EDGAR
- Apr 8, 2026DEF 14A PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND EDGAR
- Mar 31, 2026NPORT-P EDGAR
- Mar 27, 2026N-CSRS PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND EDGAR
- Feb 13, 2026SCHEDULE 13G/A EDGAR
- Jan 30, 2026SCHEDULE 13G EDGAR
- Dec 23, 2025NPORT-P EDGAR
- Oct 10, 2025N-CEN EDGAR
- Oct 1, 2025N-CSR PGIM SHORT DURATION HIGH YIELD OPPORTUNITIES FUND EDGAR
- Sep 25, 2025NPORT-P EDGAR
- Aug 25, 2025N-PX EDGAR
The 88 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
8 open-market trades by officers, directors and large owners since October 2021: 7 buys and 1 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| May 30, 2025 | Cignarella Robert | Buy | 7,900 | $16.25 | $128.4K | Form 4 |
| Dec 31, 2024 | Cignarella Robert | Buy | 17,000 | $16.20 | $275.4K | Form 4 |
| Oct 21, 2024 | Cignarella Robert | Buy | 501 | $16.56 | $8.3K | Form 4 |
| Oct 21, 2024 | Cignarella Robert | Buy | 9,499 | $16.58 | $157.5K | Form 4 |
| Dec 7, 2023 | Cignarella Robert | Buy | 8,000 | $15.00 | $120.0K | Form 4 |
| Nov 21, 2023 | Evans Barry HDirector | Sale | 6,000 | $14.75 | $88.5K | Form 4 |
| Apr 25, 2022 | Lillard Michael | Buy | 1,000 | $16.61 | $16.6K | Form 4 |
| Mar 25, 2022 | Thorogood Daniel T | Buy | 5,000 | $16.46 | $82.3K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- FIRST TRUST PORTFOLIOS LPSCHEDULE 13G/A, 3 filings Jan 30, 2026 to Oct 14, 202627
- 1607 Capital Partners, LLCSCHEDULE 13G/A, 6 filings Feb 14, 2023 to Aug 14, 202628
- Morgan StanleySCHEDULE 13G/A, 5 filings Feb 10, 2022 to Feb 3, 202529
- SIT INVESTMENT ASSOCIATES INCSC 13G/A, 3 filings Feb 10, 2022 to Oct 3, 202430
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 57. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How PGIM Short Duration High Yield Opportunities Fund is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARPGIM Short Duration High Yield Opportunities Fund1
- CIK0001812923
- Employer ID (EIN)85-10957361
- Incorporated inMaryland1
- Fiscal year endsJuly 311
- Business address655 Broad St, 6Th Fl, Newark, NJ 071021
- Phone(973) 802-50321
- On EDGAR sinceMay 22, 20201
- Filings147 in all: 3 (42), NPORT-P (23), 4 (10), SC 13G/A (8), 40-17G (7), N-CEN (6), N-CSR (6), N-CSRS (6)1
All 25 form types
N-PX (6), DEF 14A (5), SCHEDULE 13G/A (5), 5 (4), N-2/A (4), SC 13G (3), SCHEDULE 13G (2), 424B1 (1), 8-A12B (1), CERT (1), CORRESP (1), DEFA14A (1), EFFECT (1), N-2 (1), N-2MEF (1), N-8A (1), POS EX (1)
- Latest filingsProxy statement (DEF 14A) Apr 8, 2026
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1
- 2
- 3
- 4
- 5
- 6SEC EDGARDevan Goolsby, Assistant Secretary
- 7SEC EDGARGeorge P. Hoyt, Assistant Secretary
- 8
- 9SEC EDGARAndrew R. French, Secretary
- 10SEC EDGARDeborah Conway, Assistant Treasurer
- 11
- 12
- 13
- 14SEC EDGARLana Lomuti, Assistant Treasurer
- 15
- 16
- 17SEC EDGARRuss Shupak, Assistant Treasurer
- 18SEC EDGARScott E. Benjamin, Vice President
- 19SEC EDGARDebra Rubano, Assistant Secretary
- 20SEC EDGARBarry H. Evans, Board member
- 21SEC EDGAREllen S. Alberding, Board member
- 22SEC EDGARGrace C. Torres, Board member
- 23SEC EDGARKeith F. Hartstein, Board member
- 24SEC EDGARKevin J. Bannon, Board member
- 25SEC EDGARLaurie Simon Hodrick, Board member
- 26SEC EDGARClaudia Digiacomo, General counsel
- 27
- 28
- 29
- 30