Overview
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- TickerSOBR on OTC1
- IndustryPeriodicals: Publishing or Publishing & Printing1
- HeadquartersGreenwood Village, Colorado1
- Incorporated inDE2
- Business address6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, Co 801112
- Filer categoryNon-accelerated filer, Smaller reporting company2
- Legal formCorporation
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On September 19, 2011, we, as Imagine Media, Ltd., a Delaware corporation, acquired approximately 52% of the outstanding shares of TransBiotec, Inc. (“TBT”), a California corporation, from TBT’s directors in exchange for 124,439 shares of our common stock. In January 2012, our Board of Directors (the “Board”) amended our Certificate of Incorporation, changing our name from Imagine Media, Ltd. to TransBiotec, Inc., and we acquired approximately 45% of the remaining outstanding shares of TBT in exchange for 109,979 shares of our common stock. With the acquisitions in September 2011 and January 2012 of TBT common stock, we own approximately 99% of the outstanding shares of TBT. As a result of the acquisitions, TBT’s business is our business, and, unless otherwise indicated, any references to “we” or “us” include the business and operations of TBT.3 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
53.8%Gross margin4
-2093.7%Operating margin4
-2046.3%Net margin4
105.6%Revenue growth, 20254
-179.8%Return on equity4
-$7.0MFree cash flow4
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Cost of revenue36¢$201.9K
- Research and development60¢$329.7K
- Interest4¢$21.8K
Out of $437.4K in revenue.4 The company lost money this year.
Financial statements
Every line of the income statement as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Revenues | $437.4K | $212.7K |
| Cost of goods and services | $201.9K | $193.6K |
| Gross profit | $235.5K | $19.2K |
| Selling, general and administrative | $8.1M | $6.2M |
| Stock-based compensation expense | $485.4K | $729.7K |
| Research and development | $329.7K | $747.5K |
| Asset impairment loss | $456.4K | $0 |
| Total operating expenses | $9.4M | $7.7M |
| Loss from operations | -$9.2M | -$7.7M |
| Other income | $228.7K | $110.2K |
| Notes payable - conversion expense | $0 | -$585.9K |
| Interest expense | -$21.8K | -$457.7K |
| Total other income (expense), net | $207.0K | -$933.3K |
| Loss before provision for income taxes | -$9.0M | -$8.6M |
| Provision for income taxes | $0 | $0 |
| Net loss | -$9.0M | -$8.6M |
| Net loss attributable to noncontrolling interest | $17 | $17 |
| Net loss attributable to SOBR Safe, Inc. | -$9.0M | -$8.6M |
| Deemed dividends related to convertible debt warrants down round provision | -$1.8K | -$23.3K |
| Deemed dividends related to PIPE warrants down round provision | -$1.5K | -$46.9K |
| Deemed dividends related to original warrants and new warrants down round provision | $0 | -$1.5M |
| Value of exercise price reduction related to warrant inducement | -$47.4K | -$341.3K |
| Net loss attributable to common stockholders | -$9.0M | -$10.6M |
| Basic and diluted loss per common share | $6.12 | $172.19 |
| Weighted average number of common shares outstanding | 1.5M shares | 61.3K shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.4
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2015-11-30 |
|---|---|---|---|---|
| Cash | $4.8M | $8.4M | $2.8M | |
| Accounts receivable, net | $35.9K | $24.5K | ||
| Inventory | $146.5K | $224.9K | ||
| Prepaid expenses | $267.8K | $192.6K | ||
| Other current assets | $21.4K | $46.1K | ||
| Total current assets | $5.2M | $8.9M | ||
| Property and equipment, net | $34.4K | $0 | ||
| Intellectual technology, net | $1.2M | $2.1M | ||
| Operating lease right-of-use assets, net | $82.4K | $183.7K | ||
| Other assets | $27.4K | $27.4K | ||
| Total Assets | $6.6M | $11.2M | ||
| Accounts payable | $484.7K | $422.6K | ||
| Accrued expenses | $866.3K | $498.1K | ||
| Accrued interest payable | $114.9K | $105.5K | ||
| Deferred revenue | $6.6K | $0 | ||
| Operating lease liabilities, current portion | $92.0K | $111.3K | ||
| Notes payable - related parties, net | $11.8K | $11.8K | ||
| Notes payable - non-related parties, net | $119.7K | $127.6K | ||
| Total current liabilities | $1.7M | $1.3M | ||
| Operating lease liabilities, less current portion | $0 | $92.0K | ||
| Total Liabilities | $1.7M | $1.4M | ||
| Preferred stock, $0.00001 par value; 16,300,000 shares authorized, no shares issued or outstanding at December 31, 2025 and December 31, 2024 | $0 | $0 | ||
| Common stock, $0.00001 par value; 100,000,000 shares authorized; 1,886,238 and 936,926 shares issued and outstanding at December 31, 2025 and December 31, 2024, respectively | $19 | $94 | ||
| Treasury stock, at cost; 17 and 16 shares issued and outstanding at December 31, 2025 and December 31, 2024, respectively | -$38.0K | -$38.0K | ||
| Additional paid-in capital | $112.3M | $108.2M | ||
| Accumulated deficit | -$107.3M | -$98.3M | ||
| Total SOBR Safe, Inc. stockholders' equity | $5.0M | $9.9M | ||
| Noncontrolling interest | -$53.7K | -$53.7K | ||
| Total Stockholders' Equity | $4.9M | $9.8M | $2.0M | |
| Total Liabilities and Stockholders' Equity | $6.6M | $11.2M | ||
| Common stock, shares par value | $0.00 | $0.00 | ||
| Common stock, shares authorized | 100.0M shares | 100.0M shares | ||
| Common stock, shares issued | 1.9M shares | 936.9K shares | ||
| Common stock, shares outstanding | 1.9M shares | 936.9K shares | ||
| Treasury Stock | 17 shares | 16 shares | ||
| Preferred Stock, Shares Authorized | 25.0M shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2015-11-30 |
|---|---|---|---|---|
| Cash | $4.8M | $8.4M | $2.8M | |
| Accounts receivable, net | $35.9K | $24.5K | ||
| Inventory | $146.5K | $224.9K | ||
| Prepaid expenses | $267.8K | $192.6K | ||
| Other current assets | $21.4K | $46.1K | ||
| Total current assets | $5.2M | $8.9M | ||
| Property and equipment, net | $34.4K | $0 | ||
| Intellectual technology, net | $1.2M | $2.1M | ||
| Operating lease right-of-use assets, net | $82.4K | $183.7K | ||
| Other assets | $27.4K | $27.4K | ||
| Total Assets | $6.6M | $11.2M | ||
| Accounts payable | $484.7K | $422.6K | ||
| Accrued expenses | $866.3K | $498.1K | ||
| Accrued interest payable | $114.9K | $105.5K | ||
| Deferred revenue | $6.6K | $0 | ||
| Operating lease liabilities, current portion | $92.0K | $111.3K | ||
| Notes payable - related parties, net | $11.8K | $11.8K | ||
| Notes payable - non-related parties, net | $119.7K | $127.6K | ||
| Total current liabilities | $1.7M | $1.3M | ||
| Operating lease liabilities, less current portion | $0 | $92.0K | ||
| Total Liabilities | $1.7M | $1.4M | ||
| Preferred stock, $0.00001 par value; 16,300,000 shares authorized, no shares issued or outstanding at December 31, 2025 and December 31, 2024 | $0 | $0 | ||
| Common stock, $0.00001 par value; 100,000,000 shares authorized; 1,886,238 and 936,926 shares issued and outstanding at December 31, 2025 and December 31, 2024, respectively | $19 | $94 | ||
| Treasury stock, at cost; 17 and 16 shares issued and outstanding at December 31, 2025 and December 31, 2024, respectively | -$38.0K | -$38.0K | ||
| Additional paid-in capital | $112.3M | $108.2M | ||
| Accumulated deficit | -$107.3M | -$98.3M | ||
| Total SOBR Safe, Inc. stockholders' equity | $5.0M | $9.9M | ||
| Noncontrolling interest | -$53.7K | -$53.7K | ||
| Total Stockholders' Equity | $4.9M | $9.8M | $2.0M | |
| Total Liabilities and Stockholders' Equity | $6.6M | $11.2M | ||
| Common stock, shares par value | $0.00 | $0.00 | ||
| Common stock, shares authorized | 100.0M shares | 100.0M shares | ||
| Common stock, shares issued | 1.9M shares | 936.9K shares | ||
| Common stock, shares outstanding | 1.9M shares | 936.9K shares | ||
| Treasury Stock | 17 shares | 16 shares | ||
| Preferred Stock, Shares Authorized | 25.0M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 2 fiscal years, latest first.4
| Period ending | 2025-12-31 | 2024-12-31 |
|---|---|---|
| Net loss | -$9.0M | -$8.6M |
| Amortization and depreciation | $389.3K | $385.5K |
| Amortization of debt discounts | $0 | $237.2K |
| Stock-based compensation expense | $485.4K | $729.7K |
| Non-cash conversion expense | $0 | $585.9K |
| Non-cash interest expense | $8.1K | $204.0K |
| Non-cash lease expense | $101.4K | $91.0K |
| Non-cash disposal of obsolete inventory | $0 | $115.7K |
| Non-cash asset impairment loss | $456.4K | $0 |
| Bad debt expense | $16.2K | $25.3K |
| Accounts receivable | -$27.6K | -$24.4K |
| Inventory | $78.4K | $2.2K |
| Prepaid expenses | $197.9K | $284.7K |
| Other assets | $24.7K | -$46.1K |
| Accounts payable | $62.2K | -$103.1K |
| Accrued expenses | $304.3K | -$311.4K |
| Accrued interest payable | $1.3K | $8.5K |
| Deferred revenue | $6.6K | $0 |
| Operating lease liabilities | -$111.3K | -$97.1K |
| Net cash used in operating activities | -$7.0M | -$6.5M |
| Purchase of property and equipment | -$38.2K | $0 |
| Net cash used in investing activities | -$38.2K | $0 |
| Proceeds from notes payable - non-related parties | $0 | |
| Repayments of notes payable - non-related parties | -$250.4K | -$200.8K |
| Proceeds from private equity offering | $2.0M | $8.2M |
| Proceeds from exercise of stock warrants | $3.7M | $5.3M |
| Payment for transaction costs of equity transactions | -$418.5K | -$1.2M |
| Payment of 2024 PIPE Warrant True-up Payment | -$1.6M | $0 |
| Net cash provided by financing activities | $3.4M | $12.1M |
| Net Change In Cash | -$3.6M | $5.6M |
| Non-related party debt converted to capital | $0 | $2.9M |
| Deemed dividends related to original warrants and new warrants down round provision | $0 | $1.5M |
| Deemed dividends related to 2022 PIPE warrants down round provision | $1.5K | $46.9K |
| Deemed dividends related to convertible debt warrants down round provision | $1.9K | $23.3K |
| Deemed dividends related to 2024 PIPE warrants down round provision | $47.4K | $0 |
| Value of exercise price reduction related to warrant inducement | $0 | $341.3K |
| Financing of prepaid insurance premiums | $0 | $264.1K |
| Issuance of common stock and warrants for prepaid services | $0 | $0 |
| Cash paid for interest | $12.4K | $32.6K |
No quarter-by-quarter statement was filed.
Corporate structure
SOBR Safe, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of SOBR Safe, Inc.
- Thomas John Corley Filed SCHEDULE 13G/A on SOBR Safe, Inc., latest Oct 9, 2026 (16 filings since Dec 18, 2024)
- JANE STREET GROUP, LLC Filed SCHEDULE 13G on SOBR Safe, Inc., latest Aug 6, 2026
- INTRACOASTAL CAPITAL, LLC Filed SCHEDULE 13G on SOBR Safe, Inc., latest Jul 21, 2026 (3 filings since Jan 2, 2026)
- ARMISTICE CAPITAL, LLC Filed SCHEDULE 13G/A on SOBR Safe, Inc., latest May 15, 2026 (2 filings since Feb 17, 2026)
- Empery Asset Management, LP Filed SCHEDULE 13G/A on SOBR Safe, Inc., latest Apr 24, 2025 (4 filings since Jan 9, 2024)
- L1 Capital Global Opportunities Master Fund, Ltd. Filed SCHEDULE 13G/A on SOBR Safe, Inc., latest Feb 14, 2025 (2 filings since Oct 11, 2024)
- IDTEC, LLC Filed SC 13D/A on SOBR Safe, Inc., latest Jan 30, 2024
- SOBR Safe, Inc. Greenwood Village, Colorado
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What SOBR Safe, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, before depreciation | $38.2K4 Dec 31, 2025 | $04 Dec 31, 2024 | |
| Accumulated depreciation | $3.8K4 Dec 31, 2025 | $04 Dec 31, 2024 | |
| Property and equipment, net | $34.4K4 Dec 31, 2025 | $04 Dec 31, 2024 | |
| Operating-lease assets (leased space) | $82.4K4 Dec 31, 2025 | $183.7K4 Dec 31, 2024 | −55.2% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Finite-lived intangibles, net | $1.2M4 Dec 31, 2025 | $2.1M4 Dec 31, 2024 | −40.3% |
Inventory
| Item | Latest | A year before | Change |
|---|---|---|---|
| Inventory, total | $146.5K4 Dec 31, 2025 | $224.9K4 Dec 31, 2024 | −34.8% |
| Finished goods | $80.7K4 Dec 31, 2025 | $144.7K4 Dec 31, 2024 | −44.2% |
Properties, in its own words
Our corporate office, consisting of approximately 5,000 square feet, is located at 6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, Colorado 80111. We lease our office space under the terms of a commercial lease dated July 31, 2023. The lease is for thirty-nine months, and we pay approximately $17,500 per month through June 2026. We do not own our own manufacturing facility and outsource third-party manufacturing companies for our device manufacturing and product distribution.
Item 2 of the 10-K filed Apr 10, 2026.3
Leadership
Who has led SOBR Safe, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
2010201520202025
- Chief executive officerDavid Joseph Gandini May 24, 2022 to May 24, 202212
- Chief executive officerKevin D. Moore Jan 14, 2020 to Jan 16, 202013
- Chief executive officerCharles Warren Bennington Sep 22, 2011 to Sep 13, 201914
- Chief executive officerGregory A. Bloom Oct 7, 2008 to Oct 7, 200815
- PresidentCharles Warren Bennington Sep 13, 2019 to Sep 13, 201916
- Chief financial officerChristopher Whitaker Jan 10, 2024 to Jan 10, 202417
- Chief financial officerGerard Wenzel Jun 13, 2022 to Nov 14, 202318
- Chief financial officerGregory A. Bloom Oct 7, 2008 to Oct 7, 200815
Board members and other officers (18)
- EVP Sales and MarketingMichael T. Watson Sep 15, 2022 to Jun 8, 202319
- Chief Revenue OfficerDavid Joseph Gandini Jan 14, 2020 to Jan 16, 202020
- SecretaryCharles Warren Bennington Oct 1, 2020 to Oct 1, 202021
- V.P. of Legal AffairsMichael A. Lanphere Sep 17, 2019 to Sep 17, 201922
- SecretaryNicholas Limer Sep 22, 2011 to Sep 22, 201123
- Board memberSandy L. Shoemaker Jun 15, 2022 to Jun 21, 202224
- Board memberDavid Joseph Gandini Jan 14, 2020 to May 24, 202220
- Board memberGary John Graham Jan 14, 2020 to Jun 23, 202025
- Board memberKevin D. Moore Jan 14, 2020 to Jan 16, 202013
- Board memberFord Byron Fay Jun 22, 2020 to Jun 22, 202026
- Board memberJ. Steven Beabout Dec 31, 2020 to Sep 15, 202227
- Board memberGadasalli Subramanya Satyanarayana Jan 25, 2012 to Jan 25, 201228
- Board memberDevadatt M. Mishal Feb 9, 2012 to Sep 18, 201929
- Board memberCharles Warren Bennington Sep 22, 2011 to Apr 28, 202114
- Board memberNicholas Limer Sep 22, 2011 to Sep 22, 201123
- Board memberGregory A. Bloom Oct 7, 2008 to Oct 7, 200815
- Board memberMark Witt Allen Oct 22, 2008 to Oct 22, 200830
- Board memberHarlan B. Munn Iii. Nov 4, 2008 to Nov 4, 200831
Named in SEC Form D filings
People the company listed in its private-offering notices.
- DirectorKris Pederson named Jan 12, 202632
Former names
Timeline
- Oct 2, 20268-K Other events33
- Sep 25, 20268-K Entered a material agreement; Executive or director change; Other events34
- Sep 23, 20268-K Other events35
- Sep 18, 20268-K Ended a material agreement36
- Sep 15, 20268-K Listing notice or transfer37
- Aug 27, 20268-K Listing notice or transfer; Executive or director change38
- Jul 17, 20268-K Entered a material agreement; Unregistered sale of shares; Regulation FD disclosure39
- Jul 10, 20268-K Exit or restructuring costs40
- May 27, 20268-K Listing notice or transfer41
- May 13, 20268-K Exit or restructuring costs42
- Apr 30, 20268-K Entered a material agreement; Completed an acquisition or sale; Change in control43
- Apr 17, 20268-K Other events44
- May 24, 2022New chief executive David Joseph Gandini becomes CEO12
- Jan 14, 2020New chief executive Kevin D. Moore becomes CEO13
- Sep 22, 2011New chief executive Charles Warren Bennington becomes CEO14
- Oct 7, 2008New chief executive Gregory A. Bloom becomes CEO15
Filings
231 filings to the SEC since October 2021: 7 annual reports, 16 quarterly reports, 53 major events, 25 insider forms, 29 large holders, 1 private raises, 100 other. The latest 20:
- Oct 9, 2026SCHEDULE 13G/A EDGAR
- Oct 2, 20268-K EDGAR
- Sep 25, 20268-K EDGAR
- Sep 23, 20268-K EDGAR
- Sep 18, 2026RW EDGAR
- Sep 18, 20268-K EDGAR
- Sep 16, 2026SCHEDULE 13G/A EDGAR
- Sep 15, 2026SCHEDULE 13G/A EDGAR
- Sep 15, 20268-K EDGAR
- Sep 9, 2026S-1 EDGAR
- Sep 8, 2026SCHEDULE 13G/A EDGAR
- Sep 8, 2026SCHEDULE 13G/A EDGAR
- Aug 27, 20268-K EDGAR
- Aug 17, 2026SCHEDULE 13G/A EDGAR
- Aug 14, 202610-Q EDGAR
- Aug 6, 2026SCHEDULE 13G EDGAR
- Jul 21, 2026SCHEDULE 13G EDGAR
- Jul 17, 20268-K EDGAR
- Jul 10, 20268-K EDGAR
- Jun 9, 2026S-4 EDGAR
The 231 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
26 open-market trades by officers, directors and large owners since October 2021: 26 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| May 28, 2024 | First Capital Holdings LLC10% owner | Buy | 50,000 | $0.45 | $22.5K | Form 4 |
| May 28, 2024 | Graham Gary John10% owner | Buy | 98,744 | $0.69 | $68.1K | Form 4 |
| Mar 6, 2024 | Graham Gary John10% owner | Buy | 2,316 | $0.61 | $1.4K | Form 4 |
| Feb 29, 2024 | Graham Gary John10% owner | Buy | 8,582 | $0.62 | $5.3K | Form 4 |
| Feb 29, 2024 | First Capital Holdings LLC10% owner | Buy | 5,000 | $0.61 | $3.0K | Form 4 |
| Feb 27, 2024 | First Capital Holdings LLC10% owner | Buy | 10,000 | $0.64 | $6.4K | Form 4 |
| Feb 26, 2024 | Graham Gary John10% owner | Buy | 1,016 | $0.72 | $732 | Form 4 |
| Feb 20, 2024 | First Capital Holdings LLC10% owner | Buy | 2,105 | $0.70 | $1.5K | Form 4 |
| Feb 16, 2024 | First Capital Holdings LLC10% owner | Buy | 3,748 | $0.72 | $2.7K | Form 4 |
| Feb 16, 2024 | First Capital Holdings LLC10% owner | Buy | 2,178 | $0.71 | $1.5K | Form 4 |
| Feb 7, 2024 | First Capital Holdings LLC10% owner | Buy | 2,178 | $0.73 | $1.6K | Form 4 |
| Feb 5, 2024 | First Capital Holdings LLC10% owner | Buy | 3,000 | $0.66 | $2.0K | Form 4 |
| Jan 31, 2024 | First Capital Holdings LLC10% owner | Buy | 19,022 | $0.49 | $9.3K | Form 4 |
| Jan 30, 2024 | First Capital Holdings LLC10% owner | Buy | 4,000 | $0.41 | $1.6K | Form 4 |
| Jan 29, 2024 | First Capital Holdings LLC10% owner | Buy | 2,000 | $0.41 | $820 | Form 4 |
| Jan 29, 2024 | First Capital Holdings LLC10% owner | Buy | 3,000 | $0.40 | $1.2K | Form 4 |
| Jan 26, 2024 | First Capital Holdings LLC10% owner | Buy | 2,291 | $0.40 | $916 | Form 4 |
| Jan 9, 2024 | First Capital Holdings LLC10% owner | Buy | 4,000 | $0.49 | $2.0K | Form 4 |
| Aug 29, 2022 | Beabout J. StevenDirector | Buy | 10,000 | $1.10 | $11.0K | Form 4 |
| Aug 26, 2022 | Beabout J. StevenDirector | Buy | 767 | $1.12 | $859 | Form 4 |
All 26 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- Thomas John CorleySCHEDULE 13G/A, 16 filings Dec 18, 2024 to Oct 9, 202645
- JANE STREET GROUP, LLCSCHEDULE 13G, 1 filing Aug 6, 202646
- INTRACOASTAL CAPITAL, LLCSCHEDULE 13G, 3 filings Jan 2, 2026 to Jul 21, 202647
- ARMISTICE CAPITAL, LLCSCHEDULE 13G/A, 2 filings Feb 17, 2026 to May 15, 202648
- Empery Asset Management, LPSCHEDULE 13G/A, 4 filings Jan 9, 2024 to Apr 24, 202549
- L1 Capital Global Opportunities Master Fund, Ltd.SCHEDULE 13G/A, 2 filings Oct 11, 2024 to Feb 14, 202550
- IDTEC, LLCSC 13D/A, 1 filing Jan 30, 202451
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2024 | David GandiniCEO and Secretary | 67 | $300.0K52 | |
| 2024 | Christopher WhitakerChief Financial Officer, Treasurer and EVP of Business Operation & Marketing | 53 | $225.0K52 | |
| 2023 | David GandiniCEO and Secretary | 67 | $300.0K52 | |
| 2023 | Jerry WenzelFormer CFO | $225.0K52 | ||
| 2023 | Michael WatsonFormer EVP of Sales & Marketing | $158.3K52 |
Money raised
Private offerings the company reported to the SEC on Form D.
- Dec 29, 2025Raised $2 million in a private offering of equity Form D: 3 investors so far Form D
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026. Change is in shares since the quarter before.
| Fund | Shares | Value | Share of the fund | Change |
|---|---|---|---|---|
| Jane Street Group, LLC | 48,853 | $36.0K | 0.0% | New |
| Citadel Advisors LLC | 32,508 | $23.9K | 0.0% | New |
| Geode Capital Management, LLC | 16,745 | $12.3K | 0.0% | −33,705 |
| Vanguard Capital Management LLC | 10,363 | $7.6K | 0.0% | No change |
| Scientech Research LLC | 10,243 | $7.5K | 0.0% | New |
| Tower Research Capital LLC (TRC) | 3,004 | $2.2K | 0.0% | −3,064 |
| UBS Group AG | 2,914 | $2.1K | 0.0% | −911 |
| Osaic Holdings, Inc. | 1,500 | $1.1K | 0.0% | New |
| Morgan Stanley | 1,001 | $737 | 0.0% | No change |
| St Germain D J Co Inc | 1,000 | $736 | 0.0% | No change |
| Hrt Financial LP | 21,751 | $16 | 0.0% | −13,263 |
| Barclays PLC | 1 | $1 | 0.0% | New |
| Caitong International Asset Management Co., Ltd | 1 | $1 | 0.0% | No change |
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How SOBR Safe, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARSOBR Safe, Inc.1
- CIK0001425627
- Employer ID (EIN)26-07318183
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company3
- Incorporated inDelaware3
- Fiscal year endsDecember 311
- Industry code (SIC)2721 Periodicals: Publishing or Publishing & Printing1
- SEC reviewing officeOffice of Manufacturing, Division of Corporation Finance1
- Business address6400 S. Fiddlers Green Circle, Suite 1400, Greenwood Village, CO 801111
- Phone844-762-77231
- Shares outstanding5,387,210 as of Aug 13, 202611
- Public float$3.5M as of Jun 30, 20253
- AuditorHaynie, Salt Lake City, UT PCAOB ID 457; no auditor attestation of internal control over financial reporting3
- On EDGAR sinceJan 31, 20081
- Filings430 in all: 8-K (91), 10-Q (54), 4 (34), NT 10-Q (24), CORRESP (20), 3 (19), 10-K (18), SCHEDULE 13G/A (18)1
All 49 form types
S-1/A (17), NT 10-K (13), UPLOAD (13), S-1 (12), EFFECT (9), 144 (8), SCHEDULE 13G (7), DEF 14A (6), PRE 14A (6), SC 13D (6), SC 13G (5), 10-K/A (4), 424B3 (4), DEF 14C (3), FWP (3), PRE 14C (3), RW (3), 1-A/A (2), 10-Q/A (2), 8-K/A (2), D (2), S-8 (2), SC 14F1 (2), 1-A (1), 1-A-W (1), 144/A (1), 4/A (1), 424B2 (1), 424B4 (1), 5 (1), 8-A12B (1), 8-A12G (1), CERT (1), DEFA14A (1), DEFR14A (1), DRS (1), PRER14A (1), S-4 (1), SB-2 (1), SC 13D/A (1), SC 13G/A (1)
- Latest filingsAnnual report (10-K) Apr 10, 2026
Quarterly report (10-Q) Aug 14, 2026
Proxy statement (DEF 14A) Jun 23, 2025
Latest 8-K (8-K) Oct 2, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, $0.00001 par value | SOBR | Nasdaq |
From the cover page of the 10-K filed Apr 10, 2026 (Section 12(b) of the Exchange Act).3
Risk factors and legal proceedings
The risks SOBR Safe, Inc. names in Item 1A of its 10-K filed Apr 10, 2026: 52 risks under these headings, as written.3
- Risks Related to Ownership of Our Securities
- The Company received a deficiency letter from Nasdaq regarding the closing bid stock price. The Company may not be able to maintain its listing on Nasdaq, which could have a material adverse effect on us and our stockholders.
- Nasdaq has proposed a change to its ongoing listing requirements, increasing the required market value of listed securities from $2.5 million to $5 million.
- The market price of our common stock may be volatile and may be affected by market conditions beyond our control.
- Our stock price could become more volatile and your investment could lose value.
- Our common stock has been thinly traded and we cannot predict the extent to which a trading market will develop.
- The issuance of additional common stock and/or the resale of our issued and outstanding common stock could cause substantial dilution to investors.
- Our existing stockholders may experience dilution if we elect to raise equity capital.
- Future sales of our common stock in the public market could lower the price of our common stock and impair our ability to raise funds in future securities offerings.
- Our management has discretion as to how to use any proceeds from the sale of securities.
- We may be subject to the significant influence of our current stockholders, and their interests may not always coincide with those of our other stockholders.
- Reverse stock splits may decrease the liquidity of the shares of our common stock.
The other 41 risks
- If our common stock is delisted from the Nasdaq and becomes subject to the penny stock rules, it would become more difficult to trade our shares.
- General Risks Related to Our Business
- Our business plan, which is focused on the development and commercialization of personal alcohol awareness tracking devices, is dependent upon our SOBRsafe technology.
- We may not be able to meet our future capital needs.
- If we cannot obtain, achieve or sustain profitability or additional funding, our technology, product development and commercialization efforts may be reduced or discontinued, and we may not be able to continue operations.
- We have a limited operating history and historical financial information upon which you may evaluate our performance.
- Our quarterly and annual operating results may fluctuate significantly and may not fully reflect the underlying performance of our business. This makes our future operating results difficult to predict and could cause our operating results to fall below expectations or any guidance we may provide.
- Unfavorable global economic conditions could adversely affect our business, financial condition, or results of operations.
- Expansion of our operations and sales internationally may subject us to additional risks, including risks associated with unexpected events.
- Regulations, laws and tax laws require compliance efforts that can increase our cost of doing business. Changes to these laws and regulations could impact financial results.
- We need to maintain insurance coverage, which could become very expensive or have limited availability.
- If we are unable to recruit and retain qualified personnel, our business could be harmed.
- We are a relatively small company with a limited number of products and staff. Sales fluctuations and employee turnover may adversely affect our business.
- We may be dependent on outside advisors or consultants to assist us.
- The internal controls we utilize to produce reliable financial reports provide no assurance that we will, at all times, in the future, be able to report that our internal controls over financial reporting are effective. If we develop material weaknesses in our internal controls, we may not be able to report our financial results accurately or timely, or to detect fraud, which could have a material adverse effect on our business.
- Changes in financial accounting standards or practices may cause adverse, unexpected financial reporting fluctuations and affect our reported results of operations.
- Risks Associated with Our Products
- We need to ensure strong product performance and reliability to maintain and grow our business.
- Our products could contain defects, or they may be installed or operated incorrectly, which could reduce sales of those products or result in claims against us.
- Rapid technological change could cause our products to become obsolete and if we do not enhance our product offerings through our research and development efforts, we may be unable to effectively compete.
- Failure to keep pace with the latest technological changes could negatively impact our projected revenues.
- Because our technology is innovative and disruptive, we may require additional time to enter the market due to the need to further discover the profile companies within our target markets.
- If our products do not gain market acceptance, prospects for our sales revenue may be affected.
- Enterprise and consumer customers may not use our products in sufficient numbers, which could result in decreased revenue projections and profits.
- We are currently selling our products through direct sales and channel partners and will need time to develop brand awareness and recognition, define market verticals, potential market share, and support relationships in order to secure customers and grow revenue.
- Risks Related with Our Intellectual Property
- We rely on third-party intellectual property licenses and agreements to provide and facilitate the basis for and production of our patent-pending technology including our manufactured SOBRcheck and SOBRsure devices.
- We may be unable to adequately protect our proprietary rights.
- We may become involved in lawsuits to protect or enforce our patents that would be expensive and time-consuming.
- Substantial costs could be incurred defending against claims of intellectual property infringement.
- We may be unable to protect our trademarks, trade secrets, and other intellectual property rights that are important to our business.
- Risks Related to Manufacturing
- We have limited experience manufacturing our products in large-scale commercial quantities, and we face a number of manufacturing risks that may adversely affect our manufacturing abilities which could delay, prevent or impair our growth.
- We depend upon third parties to manufacture and supply key components necessary for our products. We do not have long-term agreements with our manufacturers and suppliers, and if these manufacturers or suppliers become unwilling or unable to provide an adequate supply of key components, with respect to which there is a global shortage, we would not be able to find alternative sources in a timely manner and our business would be adversely impacted.
- A third-party manufacturer’s inability to produce our products’ components on time and to our specifications could result in lost revenue.
- If we need to replace manufacturers, our expenses and cost of goods could increase, resulting in low profit margins.
- Our business could be adversely affected by reliance on sole suppliers.
- We could experience cost increases or disruptions in supply of raw materials or other components used in our products.
- If critical components become unavailable or contract manufacturers delay their production, our business will be negatively impacted.
- If our contract manufacturers fail to meet our requirements for quality, quantity and timeliness, our business growth could be harmed.
- Although we do not manufacture the products we distribute, if one of the products distributed by us proves to be defective or is misused by an enterprise or consumer customer, we may be subject to liability that could adversely affect our financial condition and results of operations.
- Risks Associated with Our Competition
- Because we may face direct competition, we may not be able to operate profitably in our markets.
- Any new competitor could be larger than us and have greater financial and other resources than we do, and those advantages could make it difficult for us to compete with them.
- Risks Related to Security
- Cyber-attacks and security vulnerabilities could lead to reduced revenue, increased costs, liability claims, or harm to our competitive position.
- Our internal computer systems, or those used by our contractors or consultants, may fail or suffer security breaches, and such failure could negatively affect our business, financial condition, results of operations and cash flows.
Legal proceedings
On December 6, 2006, Orange County Valet and Security Patrol, Inc. filed a lawsuit against us in Orange County California State Superior Court for Breach of Contract in the amount of $11,164. A default judgment was taken against us in this matter. In mid-2013 we learned the Plaintiffs perfected the judgment against us, but we have not heard from the Plaintiffs as of December 31, 2025. In the event we pay any money related to this lawsuit, IDTEC, LLC agreed, in connection with us closing the asset purchase transaction with IDTEC, to pay the amount for us in exchange for shares of our common stock.
In the ordinary course of business, we are from time to time involved in various pending or threatened legal actions. The litigation process is inherently uncertain, and it is possible that the resolution of such matters might have a material adverse effect upon our financial condition, results of operations or cash flows. However, in the opinion of our management, other than as set forth herein, matters currently pending or threatened against us are not expected to have a material adverse effect on our financial position, results of operations or cash flows.
The opening of Item 3, Legal Proceedings.3
Sources
The numbers on this page point here. Each one links to the record it came from.
- 1SEC EDGARSOBR Safe, Inc. filings on SEC EDGAR
- 2SEC EDGARSOBR Safe, Inc. filings on SEC EDGAR
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- 4SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2025
- 5SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2019
- 6SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2020
- 7SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2021
- 8SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2022
- 9SEC EDGARSOBR Safe, Inc. 10-K for fiscal 2023
- 10SEC EDGARSOBR Safe, Inc. 10-Q for fiscal 2026
- 11SEC EDGARSOBR Safe, Inc. 10-Q for fiscal 2026
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- 16SEC EDGARCharles Warren Bennington, President
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- 21SEC EDGARCharles Warren Bennington, Secretary
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- 23SEC EDGARNicholas Limer, Secretary
- 24SEC EDGARSandy L. Shoemaker, Board member
- 25SEC EDGARGary John Graham, Board member
- 26SEC EDGARFord Byron Fay, Board member
- 27SEC EDGARJ. Steven Beabout, Board member
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- 29SEC EDGARDevadatt M. Mishal, Board member
- 30SEC EDGARMark Witt Allen, Board member
- 31SEC EDGARHarlan B. Munn Iii., Board member
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- 33SEC EDGAROther events
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- 35SEC EDGAROther events
- 36SEC EDGAREnded a material agreement
- 37SEC EDGARListing notice or transfer
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- 40SEC EDGARExit or restructuring costs
- 41SEC EDGARListing notice or transfer
- 42SEC EDGARExit or restructuring costs
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- 44SEC EDGAROther events
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