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SUIG on Nasdaq

SUI Group Holdings Ltd.

SUI Group Holdings Ltd. is a minnesota corporation headquartered in Wayzata.2 Its shares trade on Nasdaq under the symbol SUIG.2

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Last updated Oct 21, 2026.

Overview

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  • TickerSUIG on Nasdaq2
  • IndustryFinance Services2
  • HeadquartersWayzata, United States2
  • Incorporated inMN3
  • Business address1907 Wayzata Boulevard, Suite 205, Wayzata, Mn 553913
  • Filer categoryNon-accelerated filer, Smaller reporting company3
  • Legal formCorporation2
  • LEI984500E51QEF3TFD67662
  • StatusActive2
  • LEI statusIssued and current2
  • Registered address328 Barry Ave S #210, 55391 Wayzata, United States2
  • Registered withOffice of the Minnesota Secretary of State Business & Lien system, 1663514-22

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Sui Group Holdings Limited, formerly known as Mill City Ventures III, Ltd., is a Minnesota corporation headquartered in Wayzata, Minnesota. The Company was originally incorporated as Mill City Ventures III, Ltd. in the State of Minnesota on January 10, 2006. From our inception until December 13, 2012, we operated as a development-stage company involved in the gaming and entertainment industry. In 2013, we elected to become a business development company (“BDC”) under the Investment Company Act of 1940 (the “1940 Act”). We operated as a BDC until we withdrew our BDC election on December 27, 2019.4 From its latest annual report

Financials

From the company’s reports to the SEC. Every number links to the filing it came from.

Key numbers, fiscal 2025

-6772.6%Operating margin5
-6825.0%Net margin5
18.1%Revenue growth, 20255
-156.8%Return on equity5

Where the money goes

Where each dollar of revenue went, fiscal 2025

  • Other costs81¢$3.2M
  • Income tax19¢$743.4K

Out of $3.9M in revenue.5 The company lost money this year.

Financial statements

Revenue5$3.9M in 2025+18% since 2024
0$1.0M$2.0M$3.0M$4.0M2024: $3.3M$3.3M20242025: $3.9M$3.9M2025+18%
Operating income5-$264.0M in 2025
-$300.0M-$200.0M-$100.0M0$100.0M2024: $1.6M$1.6M20242025: -$264.0M-$264.0M2025
Net income5-$266.1M in 2025
-$300.0M-$200.0M-$100.0M0$100.0M2024: $1.2M$1.2M20242025: -$266.1M-$266.1M2025

Every line of the income statement as filed: the last 2 fiscal years, latest first.5

Period ending2025-12-312024-12-31
Portfolio investment income$1.7M$3.3M
Digital lending interest income$83.5K$0
SUI staking revenue$2.1M$0
Total Revenues$3.9M$3.3M
Professional fees$2.8M$550.2K
Stock-based Compensation$4.4M$0
Asset and strategic management fees$1.6M$0
Compensation expense$1.1M$1.2M
Insurance$773.9K$99.9K
Unrealized loss on digital assets, net$253.6M$0
Realized loss on digital assets$3.3M$0
Provision for digital asset loan credit losses$548.1K$0
Net realized and unrealized gain on portfolio investments-$477.0K-$267.9K
Other general and administrative$311.7K$92.5K
Total Operating Expenses$267.9M$1.7M
Operating Income (Loss)-$264.0M$1.6M
Portfolio investment income$2.9M$0
Net realized and unrealized loss on portfolio investments-$3.1M$0
Total Other Loss-$172.1K$0
Income (Loss) Before Taxes-$264.2M$1.6M
Provision for (Benefit from) Income Taxes$743.4K$425.4K
Net Income (Loss)-$265.0M$1.2M
Basic-$6.59$0.18
Diluted-$6.59$0.18
Weighted-average number of common shares outstanding - basic40.2M shares6.4M shares
Weighted-average number of common shares outstanding - diluted40.2M shares6.5M shares

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Corporate structure

SUI Group Holdings Ltd. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of SUI Group Holdings Ltd.

  • SUI Group Holdings Ltd. Wayzata, Minnesota, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

What it owns

What SUI Group Holdings Ltd. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

ItemLatestA year beforeChange
Operating-lease assets (leased space)$011 Dec 31, 2024$9.3K11 Dec 31, 2023−100.0%

Investments

ItemLatestA year beforeChange
Cash and cash equivalents$6.0M5 Dec 31, 2024$376.0K11 Dec 31, 2023+1502.6%

Properties, in its own words

Our executive offices are located at 1907 Wayzata Boulevard, Suite 205, Wayzata, Minnesota 55391, and our telephone number is: (952) 479-1923. We are party to an operating lease for office space expiring November 30, 2026. The lease does not have significant lease escalations, rent abatements or concessions, leasehold improvements, or other build-out clauses; and they do not contain contingent-rent provisions. The lease does not include options to renew. We consider our current office space adequate for our current operations.

Item 2 of the 10-K filed Feb 27, 2026.4

Leadership

Who has led SUI Group Holdings Ltd., and when. Pick a name to see everywhere that person has worked.

Chief executive

  1. Douglas Michael Polinsky2008–now

Chair

  1. Douglas Michael Polinsky2013–2019

Chief financial officer

  1. Joseph Anthony Geraci Ii.2008–now
2010201520202025
Board members and other officers (12)

Named in SEC Form D filings

People the company listed in its private-offering notices.

  • DirectorDana P. Wagner named Aug 11, 202525

Former names

  • Mill City Ventures III, LtdJan 23, 2013 to Aug 25, 20253
  • POKER MAGIC INCJan 29, 2008 to Dec 13, 20123

Timeline

  1. Oct 6, 20268-K Shareholder vote26
  2. Sep 10, 20268-K Shareholder vote; Other events27
  3. Aug 6, 20268-K Results of operations28
  4. Jul 14, 20268-K Executive or director change; Other events29
  5. Jul 9, 20268-K Entered a material agreement; Executive or director change; Other events30
  6. Jun 25, 20268-K Entered a material agreement; Other events31
  7. May 21, 20268-K Regulation FD disclosure32
  8. May 7, 20268-K Results of operations33
  9. Feb 26, 20268-K Results of operations34
  10. Feb 11, 20268-K Other events35
  11. Jan 9, 20268-K Regulation FD disclosure36
  12. Jan 9, 20268-K Executive or director change; Other events37
  13. Aug 19, 2008New chief executive Douglas Michael Polinsky becomes CEO12
  14. Jan 10, 2006Founded SUI Group Holdings Ltd. is founded2

Calendar

Coming up

  1. Nov 11, 2026Reports results for the quarter ending Sep/2026 A year earlier it reported $0.06 a share, on Nov 12, 2025.38

When it reported results

  1. Aug 6, 2026Reported quarterly or annual results28
  2. May 7, 2026Reported quarterly or annual results33
  3. Feb 26, 2026Reported quarterly or annual results34
  4. Nov 12, 2025Reported quarterly or annual results39

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

195 filings to the SEC since October 2021: 8 annual reports, 17 quarterly reports, 46 major events, 51 insider forms, 12 large holders, 1 private raises, 60 other. The latest 20:

  1. Oct 6, 20268-K EDGAR
  2. Sep 10, 2026DEFA14A EDGAR
  3. Sep 10, 20268-K EDGAR
  4. Aug 24, 2026DEFA14A EDGAR
  5. Aug 14, 2026SCHEDULE 13G/A EDGAR
  6. Aug 13, 2026DEFR14A EDGAR
  7. Aug 6, 202610-Q EDGAR
  8. Aug 6, 20268-K EDGAR
  9. Aug 4, 2026DEF 14A EDGAR
  10. Jul 24, 2026PRER14A PRER 14A EDGAR
  11. Jul 20, 20264 EDGAR
  12. Jul 20, 20263 EDGAR
  13. Jul 17, 2026PRE 14A EDGAR
  14. Jul 14, 20268-K EDGAR
  15. Jul 9, 20268-K EDGAR
  16. Jul 7, 20264 PRIMARY DOCUMENT EDGAR
  17. Jun 25, 20268-K EDGAR
  18. Jun 24, 202610-Q/A EDGAR
  19. Jun 24, 202610-K/A EDGAR
  20. May 21, 20268-K EDGAR

The 195 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

23 open-market trades by officers, directors and large owners since October 2021: 23 buys and 0 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
May 20, 2025ZIPKIN LAURENCE SDirectorBuy2,455$1.82$4.5KForm 4
Mar 13, 2025ZIPKIN LAURENCE SDirectorBuy13,284$1.91$25.4KForm 4
Mar 13, 2025POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy5,400$1.95$10.5KForm 4
Mar 12, 2025ZIPKIN LAURENCE SDirectorBuy5,500$1.88$10.3KForm 4
Mar 12, 2025POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy10,000$1.92$19.2KForm 4
Dec 11, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy3,500$1.95$6.8KForm 4
Dec 10, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy1,530$1.95$3.0KForm 4
Dec 9, 2024ZIPKIN LAURENCE SDirectorBuy3,600$1.99$7.2KForm 4
Dec 8, 2024ZIPKIN LAURENCE SDirectorBuy300$1.95$585Form 4
Nov 26, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy3,104$1.91$5.9KForm 4
Nov 26, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy10,303$1.90$19.6KForm 4
Nov 25, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy100$1.82$182Form 4
Nov 25, 2024POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy100$1.82$182Form 4
Sep 15, 2022POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy814$2.74$2.2KForm 4
Sep 14, 2022POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy10,000$2.84$28.4KForm 4
Aug 19, 2022POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy27$3.08$83Form 4
Aug 18, 2022POLINSKY DOUGLAS MICHAELChief Executive OfficerBuy5,502$3.03$16.7KForm 4
Dec 8, 2021ZIPKIN LAURENCE SDirectorBuy1,191$3.25$3.9KForm 4
Dec 7, 2021ZIPKIN LAURENCE SDirectorBuy2,715$3.33$9.1KForm 4
Dec 1, 2021ZIPKIN LAURENCE SDirectorBuy700$3.60$2.5KForm 4

All 23 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

YearExecutiveAgeSalaryTotal pay
2025Douglas M. PolinskyChief Executive Officer67$315.8K$929.1K45
2025Joseph A. GeraciII, Chief Financial Officer$315.8K$920.5K45
2024Douglas M. PolinskyChief Executive Officer67$200.0K$390.3K45
2024Joseph A. GeraciII, Chief Financial Officer$200.0K$389.6K45

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Money received by year$450.0M 2025–2025
Money received by yearMoney received by year, 2025–2025: $450.0M in all. Private raises (Form D) $450.0M.$0$200M$400M$600M2025 · Private raises (Form D): $450.0M2025
Figures by year
YearPrivate raises (Form D)Total
2025$450.0M$450.0M

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

  1. Jul 27, 2025Raised $450 million in a private offering of equity25 Form D: 121 investors so far Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 40. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
MMCAP International Inc. SPC6,750,751$7.8M0.7%+100,000
Cantor Fitzgerald, L. P.3,700,000$4.3M0.0%+2,445,428
Vanguard Capital Management LLC2,395,042$2.8M0.0%−548,625
Arrington Capital Management, LLC1,660,510$1.9M2.1%No change
Electric Capital Partners, LLC923,075$1.1M1.0%No change
BlackRock, Inc.703,307$815.8K0.0%+230,368
UBS Group AG700,652$812.8K0.0%−164,381
Two Sigma Investments, LP556,197$645.2K0.0%−824,105
Geode Capital Management, LLC400,754$465.1K0.0%−57,939
Vanguard Fiduciary Trust Co226,845$263.1K0.0%+1,377
Citadel Advisors LLC210,142$243.8K0.0%+51,235
Charles Schwab Investment Management Inc158,221$183.5K0.0%−2,570
State Street Corp146,624$170.1K0.0%No change
Marshall Wace, Llp145,182$168.4K0.0%−16,300
Cetera Investment Advisers80,816$93.7K0.0%No change
Northern Trust Corp76,735$89.0K0.0%−2,774
Wells Fargo & Company/mn75,190$87.2K0.0%+3,200
Raymond James Financial Inc60,000$69.6K0.0%No change
Morgan Stanley51,500$59.7K0.0%No change
Jane Street Group, LLC51,449$59.7K0.0%−53,459
Susquehanna International Group, Llp51,358$59.6K0.0%+25,320
Centiva Capital, LP46,840$54.3K0.0%+22,883
StoneX Group Inc.36,580$49.7K0.0%New
Sierra Capital LLC41,030$47.6K0.0%New
Phraction Management LLC32,060$37.2K0.0%No change

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How SUI Group Holdings Ltd. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARSUI Group Holdings Ltd.1
  • CIK0001425355
  • Employer ID (EIN)90-03166514
  • Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company4
  • Incorporated inMinnesota4
  • Fiscal year endsDecember 311
  • Industry code (SIC)6199 Finance Services1
  • SEC reviewing officeOffice of Crypto Assets, Division of Corporation Finance1
  • Business address1907 Wayzata Boulevard, Suite 205, Wayzata, MN 553911
  • Phone(952) 479-19231
  • Shares outstanding76,802,872 as of Aug 3, 20267
  • Public float$3.5M as of Jun 30, 20254
  • AuditorBoulay PLLP, Minneapolis, MN PCAOB ID 542; no auditor attestation of internal control over financial reporting4
  • On EDGAR sinceJan 29, 20081
  • Filings409 in all: 4 (86), 8-K (64), 10-Q (56), 10-K (18), CORRESP (17), 3 (16), UPLOAD (11), SC 13D/A (10)1
    All 51 form types

    SC 13G (10), 4/A (9), 5 (8), DEF 14A (8), S-1/A (8), 40-17G (7), NT 10-Q (7), PRE 14A (6), 10-K/A (5), 10-Q/A (4), PRER14A (4), S-1 (4), SC 13D (4), SC 13G/A (4), DEFA14A (3), EFFECT (3), NT 10-K (3), SCHEDULE 13G/A (3), 10-12G/A (2), 424B3 (2), 8-K/A (2), D (2), SCHEDULE 13D (2), SCHEDULE 13D/A (2), 10SB12G (1), 144 (1), 424B4 (1), 8-A12B (1), CERT (1), DEFR14A (1), FWP (1), N-2 (1), N-54A (1), N-54C (1), N-8A (1), N-8F (1), N-8F ORDR (1), N-8F/A (1), NT 10-K/A (1), POS AMI (1), RW (1), S-8 (1), SCHEDULE 13G (1)

  • Latest filingsAnnual report (10-K) Feb 27, 2026
    Quarterly report (10-Q) Aug 6, 2026
    Proxy statement (DEF 14A) Aug 4, 2026
    Latest 8-K (8-K) Oct 6, 2026

Securities registered for trading

ClassSymbolExchange
Common Stock, $0.001 par valueSUIGNasdaq

From the cover page of the 10-K filed Feb 27, 2026 (Section 12(b) of the Exchange Act).4

Risk factors and legal proceedings

The risks SUI Group Holdings Ltd. names in Item 1A of its 10-K filed Feb 27, 2026: 48 risks under these headings, as written.4

  • Risks Related to Our SUI Treasury Strategy
  • Our financial results and the market price of our Common Stock may be affected by the price of SUI.
  • Our SUI treasury strategy has not been tested over an extended period of time or under different market conditions.
  • The prices of digital currencies, including SUI, are highly volatile and may be influenced by regulatory, commercial, and technical factors that are highly uncertain, and fluctuations in the price of SUI are likely to influence our financial results and the market price of our Common Stock.
  • The trading prices of many digital assets, including SUI, have experienced extreme volatility in recent periods and may continue to do so. Extreme volatility in the future, including further decline in the trading prices of SUI, could have a material adverse effect on the Company.
  • The value of SUI may be highly volatile and subject to fluctuations due to a number of factors.
  • The concentration of our SUI holdings could enhance the risks inherent in our SUI treasury strategy.
  • If we fail to implement our SUI business strategy or if our SUI treasury strategy is ineffective, our financial performance could be materially adversely affected.
  • Our SUI strategy exposes us to risk of non-performance by counterparties
  • Shareholders may not receive the benefits of any forks or airdrops.
  • Our SUI holdings and other digital asset holdings are less liquid than our existing cash and cash equivalents and may not be able to serve as a source of liquidity for us to the same extent as cash and cash equivalents.
  • Exposure to market abuse and manipulation may affect the market price of SUI.
The other 37 risks
  • The failure, insolvency, or mismanagement of our custodians and trade execution partners may result in the partial or total loss of our SUI holdings, delays or failures in executing trades, or other disruptions to liquidity and access.
  • Internal control failures may occur at BitGo, or other cryptocurrency custodians or exchanges we may utilize in the future.
  • If we or our third-party service providers experience a security breach or cyberattack and unauthorized parties obtain access to our SUI, or if our private keys are lost or destroyed, or other similar circumstances or events occur, we may lose some or all of our SUI and our financial condition and results of operations could be materially adversely affected.
  • We may require significant additional capital to expand our SUI treasury strategy; if we cannot raise such capital on acceptable terms, our business and share price may be adversely affected.
  • We may be unable to enter into term loans or other capital raising transactions collateralized by our unencumbered SUI or otherwise generate funds using our SUI holdings, including in particular during times of market instability or when the price of SUI has declined significantly.
  • We may be subject to regulatory developments related to cryptocurrency assets and cryptocurrency asset markets, which could adversely affect our business, financial condition, and results of operations.
  • Changes in the accounting treatment of our SUI holdings could have significant accounting impacts, including increasing the volatility of our results.
  • If we violate anti-money laundering or sanctions rules, we could be subject to regulatory enforcement action resulting in significant fines, which could materially adversely affect our financial performance.
  • Absent federal regulations, there is a possibility that SUI may be deemed to be a “security.” Any classification of SUI as a “security” would subject us to additional regulation and could materially impact the operation of our business and financial conditions.
  • If we were deemed to be an investment company under the 1940 Act, applicable restrictions likely would make it impractical for us to continue segments of our business as currently contemplated.
  • The recently enacted GENIUS Act creates a new federal regulatory framework for stablecoins in the United States, and its implementation could materially impact our investment in, issuance of and holding of stablecoins and compliance obligations.
  • The classification of any of our cryptocurrencies as a commodity could subject us to additional regulation by the CFTC, resulting in significant compliance costs or the cessation of certain activities.
  • We face other risks related to our SUI treasury business model.
  • Risks Related to Our Portfolio Investment
  • We may need to raise additional capital to fund our portfolio investment operations, and such capital may not be available to us in sufficient amounts or on acceptable terms.
  • If we are unable to maintain diverse and robust sources of capital, our growth prospects, business, financial condition and results of operations could be adversely affected.
  • Although we have identified general guidelines that we believe are important in evaluating prospective portfolio investment opportunities, we may enter into transactions with borrowers that do not meet such guidelines, increasing the risk that the price of our Common Stock could be volatile.
  • We may provide specialty finance solutions to early-stage companies, financially unstable businesses, or borrowers lacking an established record of revenue or earnings, which could adversely affect the price of our Common Stock.
  • Many of our specialty finance investment transactions involve borrowers about which little, if any, information is publicly available, which may impair our ability to identify borrowers able to repay our loans and adversely affect the price of our Common Stock.
  • If we are deemed to be an investment company under the 1940 Act, we may be required to institute burdensome compliance requirements and our activities may be restricted. In such an event, our business would likely be materially adversely affected.
  • Our $10 million in principal amount loan to Mustang Funding, LLC is subordinated to Senior Lenders in right of payment, in respect of our exercise of rights and remedies, and in right of collateral, with the result that our investment portfolio will for the foreseeable future be highly concentrated in and dependent upon the operational and financing success of Mustang.
  • Changes in laws or regulations, or a failure to comply with laws and regulations, whether by us or by our borrowers, may adversely affect our portfolio investment business, including our results of operations and ultimately the price of our Common Stock.
  • Changes in consumer finance and other applicable laws and regulations, as well as changes in government enforcement policies and priorities, may negatively impact the management of our business, results of operations, ability to offer certain kinds of specialty finance solutions or the terms and conditions upon which they are offered, and our ability to compete.
  • We may engage in transactions with businesses that may be affiliated with our officers, directors or significant shareholders, and which may involve actual or potential conflicts of interest.
  • Our ability to identify and consummate investment opportunities, and any need we may have for additional capital, will almost certainly be affected by general economic conditions.
  • Our reputation and brand are important to our portfolio investment business, and if we are unable to continue developing our reputation and brand, our ability to retain existing capital sources, and to attract borrowers could be adversely affected.
  • Risks Related to Our Operations and Ownership of Our Common Stock
  • The price of our Common Stock has been and may continue to be volatile and fluctuate substantially, which could result in substantial losses for purchasers of our Common Stock.
  • We are highly dependent on the services provided by certain executives and key personnel.
  • Future sales and issuances of our capital stock or rights to purchase capital stock could result in additional dilution of the percentage ownership of our stockholders and could cause the price of our Common Stock to decline.
  • Our articles of incorporation grant our Board the power to designate and issue additional shares and classes of common and preferred stock without shareholder approval, which could cause significant dilution and adversely affect the rights of existing stockholders.
  • Cyber incidents or attacks directed at us could result in information theft, data corruption, operational disruption and/or financial loss.
  • The use of, or inability to use, artificial intelligence by us, our employees, consultants, directors, vendors , investors or contract counterparties presents risks and challenges that may adversely impact our business and operating results or the business and operating results of our vendors, investors or contract counterparties.
  • Business disruptions, including interruptions, delays, or failures of our systems or other third-party services as a result of geopolitical tensions, acts of terrorism, natural disasters, pandemics, and similar events, could materially adversely affect our operating results or result in a material weakness in our internal controls that could adversely affect the market price of our Common Stock.
  • We do not intend to pay dividends on our Common Stock.
  • One of the manners in which we may seek to grow the Company is through acquisition or combination transactions, as well as through the launch of new investment strategies. It is possible that, even after we announce a potential acquisition, combination transaction, or new business initiative, such transactions or initiatives may not ultimately close, materialize, or achieve their intended objectives. Our announcement of these potential transactions or strategies—and the occasional failure of them to proceed as planned—may cause the price of our Common Stock to be volatile.
  • If securities or industry analysts do not publish research or publish inaccurate or unfavorable research about our business, our stock price and trading volume could decline.
  • Requirements associated with being a public company in the United States require significant company resources and management attention.
  • We have identified and may in the future identify additional material weaknesses in internal controls over financial reporting. If we cannot remediate internal controls weaknesses or if we cannot maintain effective internal controls over financial reporting in the future, it could harm us.

Legal proceedings

There is no material litigation, arbitration or governmental proceeding currently pending against us or any members of our management team in their capacity as such.

The opening of Item 3, Legal Proceedings.4

Sources

The numbers on this page point here. Each one links to the record it came from.

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    SEC EDGAROther events
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