Swarmer, Inc

Overview

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• TickerSWMR on Nasdaq²
• IndustryServices-Prepackaged Software²
• HeadquartersWilmington, United States²
• Incorporated inDE³
• Business address4515 Seton Center Pkwy #330, Austin, Tx 78759³
• Filer categoryNon-accelerated filer, Smaller reporting company, Emerging growth company³
• Legal formCorporation²
• LEI52990026V7Z2CE1RXC85²
• StatusActive²
• LEI statusIssued and current²
• Registered addressc/o CORPORATION SERVICE COMPANY, 251 LITTLE FALLS DRIVE, 19808 Wilmington, United States²
• Registered withDivision of Corporations, Department of State, 7462559²

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Corporate structure

Swarmer, Inc sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led Swarmer, Inc, and when. Pick a name to see everywhere that person has worked.

Timeline

1. Sep 10, 20268-K Entered a material agreement; Unregistered sale of shares; Regulation FD disclosure¹⁴
2. Aug 19, 20268-K Other events¹⁵
3. Aug 14, 20268-K Regulation FD disclosure¹⁶
4. Aug 13, 20268-K Results of operations¹⁷
5. Jul 29, 20268-K Executive or director change¹⁸
6. Jul 27, 20268-K Executive or director change; Other events¹⁹
7. Jun 30, 20268-K Entered a material agreement²⁰
8. Jun 29, 20268-K Executive or director change²¹
9. Jun 10, 20268-K Entered a material agreement²²
10. May 13, 20268-K Results of operations²³
11. Mar 18, 20268-K Executive or director change; Bylaws or fiscal year changed; Other events²⁴
12. May 15, 2023Founded Swarmer, Inc is founded²

Calendar

Coming up

1. Nov 12, 2026Reports results for the quarter ending Sep/2026²⁵

When it reported results

1. Aug 13, 2026Reported quarterly or annual results¹⁷
2. May 13, 2026Reported quarterly or annual results²³

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

78 filings to the SEC since October 2021: 2 quarterly reports, 11 major events, 33 insider forms, 8 large holders, 1 private raises, 23 other. The latest 20:

1. Oct 6, 2026DEFM14A EDGAR
2. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
3. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
4. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
5. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
6. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
7. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
8. Oct 2, 20264 OWNERSHIP DOCUMENT EDGAR
9. Sep 25, 2026PREM14A EDGAR
10. Sep 25, 20263 OWNERSHIP DOCUMENT EDGAR
11. Sep 23, 20264 OWNERSHIP DOCUMENT EDGAR
12. Sep 23, 20264 OWNERSHIP DOCUMENT EDGAR
13. Sep 23, 2026SCHEDULE 13D/A EDGAR
14. Sep 18, 2026EFFECT EDGAR
15. Sep 17, 2026SCHEDULE 13D/A EDGAR
16. Sep 17, 20264 OWNERSHIP DOCUMENT EDGAR
17. Sep 17, 20264 OWNERSHIP DOCUMENT EDGAR
18. Sep 16, 2026144 EDGAR
19. Sep 16, 2026POS AM EDGAR
20. Sep 10, 20268-K EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

2 open-market trades by officers, directors and large owners since October 2021: 0 buys and 2 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• Serhii KupriienkoSCHEDULE 13D/A, 2 filings Mar 23, 2026 to Sep 23, 2026²⁶
• Philip WagenheimSCHEDULE 13D/A, 2 filings Mar 23, 2026 to Sep 17, 2026²⁷
• RG.AI Technologies, Inc.SCHEDULE 13G, 1 filing Aug 20, 2026²⁸
• Michael RappSCHEDULE 13G/A, 2 filings Mar 25, 2026 to May 12, 2026²⁹
• Alexander FinkSCHEDULE 13D, 1 filing Mar 23, 2026³⁰

Funding

Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.

Private raises

Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.

1. Sep 22, 2025Raised $12.4 million in a private offering of equity³¹ Form D: $19.7 million offered in all Form D

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 73. Change is in shares since the quarter before.

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Swarmer, Inc is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARSwarmer, Inc¹
• CIK0002092574
• Employer ID (EIN)93-1378503¹
• Filer statusNon-accelerated filer<br>smaller reporting company<br>emerging growth company¹
• Incorporated inDelaware¹
• Fiscal year endsDecember 31¹
• Industry code (SIC)7372 Services-Prepackaged Software¹
• SEC reviewing officeOffice of Technology, Division of Corporation Finance¹
• Business address4515 Seton Center Pkwy #330, Austin, TX 78759¹
• Phone5123053513¹
• Shares outstanding11,922,750 as of Aug 10, 2026³²
• On EDGAR sinceOct 31, 2025¹
• Filings78 in all: 4 (21), 3 (12), 8-K (11), 424B3 (3), EFFECT (3), SCHEDULE 13D (3), 10-Q (2), DRS (2)¹
  All 26 form types

  S-1 (2), SCHEDULE 13D/A (2), SCHEDULE 13G (2), 144 (1), 424B4 (1), 8-A12B (1), CERT (1), CORRESP (1), D (1), DEFM14A (1), DRS/A (1), FWP (1), POS AM (1), PREM14A (1), S-1/A (1), S-8 (1), SCHEDULE 13G/A (1), UPLOAD (1)

• Latest filingsQuarterly report (10-Q) Aug 14, 2026
  Latest 8-K (8-K) Sep 10, 2026