Private company
TREX WIND-DOWN, INC.
TREX WIND-DOWN, INC. is an American pharmaceutical preparations company based in Basking Ridge.1
Last updated Oct 21, 2026.
Overview
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2022
Where the money goes
Where each dollar of revenue went, fiscal 2022
- Research and development61¢$9.3M
- Selling, general and admin39¢$6.0M
- Income tax0¢$7.6K
Out of $83.2K in revenue.3 The company lost money this year.
Financial statements
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Revenue | $64.0K4 | $100.0K5 | $73.0K5 | $57.0K6 | $453.8K7 | $886.5K3 | $83.2K3 |
| Cost of revenue | $237.0K4 | $516.0K5 | $250.0K8 | $83.0K6 | |||
| Gross profit | -$173.0K4 | -$416.0K5 | -$177.0K8 | -$26.0K6 | |||
| Research and development | $5.7M4 | $10.2M5 | $9.1M8 | $9.1M6 | $2.7M7 | $6.1M3 | $9.3M3 |
| Selling, general and admin | $4.1M7 | $5.4M3 | $6.0M3 | ||||
| Operating expenses | $11.5M3 | $19.3M3 | |||||
| Operating income | -$15.2M4 | -$18.4M5 | -$16.9M8 | -$16.5M6 | -$20.2M7 | -$10.7M3 | -$19.2M3 |
| Interest | $145.0K5 | ||||||
| Income before tax | -$10.7M3 | -$19.4M3 | |||||
| Income tax | $4.0K4 | $2.0K5 | $2.0K8 | $2.0K6 | $37.8K7 | -$30.2K3 | $7.6K3 |
| Net income | -$15.6M4 | -$18.4M5 | -$16.6M8 | -$17.3M6 | -$15.1M7 | -$10.6M3 | -$19.4M3 |
| Earnings per share | -$0.977 | -$13.313 | -$9.193 | ||||
| Earnings per share (diluted) | -$0.977 | -$13.313 | -$9.193 | ||||
| Shares (weighted, basic) | 808.8K shares3 | 2.1M shares3 | |||||
| Shares (weighted, diluted) | 808.8K shares3 | 2.1M shares3 |
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Cash | $4.0M5 | $6.5M8 | $7.6M8 | $57.1K11 | $10.3M7 | $16.8M3 | $9.1M3 |
| Current assets | $4.4M4 | $6.8M5 | $8.0M8 | $89.9K11 | $10.7M7 | $17.1M3 | $9.8M3 |
| Property, plant and equipment | $16.4K3 | $19.4K3 | |||||
| Total assets | $4.9M4 | $7.1M5 | $8.1M8 | $89.9K11 | $11.6M7 | $17.9M3 | $10.3M3 |
| Accounts payable | $953.3K3 | $1.4M3 | |||||
| Current liabilities | $2.8M4 | $3.7M5 | $3.0M8 | $1.5M11 | $1.4M7 | $4.2M3 | $5.0M3 |
| Total liabilities | $2.8M4 | $4.1M5 | $3.0M8 | $1.5M11 | $2.1M7 | $4.6M3 | $5.0M3 |
| Retained earnings | -$28.9M3 | -$48.3M3 | |||||
| Shareholders’ equity | $2.1M5 | $3.0M8 | $5.1M6 | -$1.4M7 | $7.6M3 | $13.3M3 | $5.2M3 |
| Shares outstanding | 28.8M shares12 | 67.7M shares4 | 191.5M shares5 | 0 shares11 | 27.1M shares7 | 1.3M shares3 | 2.7M shares3 |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
| Fiscal year | 2016 | 2017 | 2018 | 2019 | 2020 | 2021 | 2022 |
|---|---|---|---|---|---|---|---|
| Cash from operations | -$15.7M5 | -$15.6M8 | -$15.0M6 | -$8.3M7 | -$9.3M3 | -$15.9M3 | |
| Stock-based compensation | $636.1K3 | $1.0M3 | |||||
| Capital spending | $38.0K4 | $45.0K5 | $41.0K8 | $43.0K6 | $30.0K6 | $17.8K3 | $7.1K3 |
| Free cash flow | -$15.8M | -$15.6M | -$15.0M | -$8.3M | -$9.3M | -$15.9M | |
| Cash from investing | -$17.8K3 | -$7.1K3 | |||||
| Cash from financing | $15.8M3 | $8.1M3 |
Corporate structure
TREX WIND-DOWN, INC. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of TREX WIND-DOWN, INC.
- INTRACOASTAL CAPITAL, LLC Filed SC 13G on TREX WIND-DOWN, INC., latest Aug 15, 2022
- Altium Capital Management LLC Filed SC 13G/A on TREX WIND-DOWN, INC., latest Feb 14, 2022
- Hudson Bay Capital Management LP Filed SC 13G/A on TREX WIND-DOWN, INC., latest Feb 4, 2022
- Empery Asset Management, LP Filed SC 13G/A on TREX WIND-DOWN, INC., latest Jan 18, 2022
- TREX WIND-DOWN, INC. Warren, New Jersey
Built from major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What TREX WIND-DOWN, INC. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Property and equipment, net | $19.4K3 Dec 31, 2022 | $16.4K3 Dec 31, 2021 | +18.3% |
| Operating-lease assets (leased space) | $315.9K3 Dec 31, 2022 | $638.8K3 Dec 31, 2021 | −50.5% |
Investments
Leadership
Who has led TREX WIND-DOWN, INC., and when. Pick a name to see everywhere that person has worked.
Chief financial officer
Chief operating officer
- Chief executive officerJohn Koconis May 20, 2020 to Aug 22, 202313
- Chief executive officerDavid S. Tierney Sep 13, 2018 to Jun 14, 201914
- Chief executive officerJames R. Pekarsky Jan 30, 2014 to Jan 30, 201415
- Chief executive officerKade Thompson Dec 13, 2013 to Dec 13, 201316
- ChairJohn Koconis Apr 19, 2022 to Aug 22, 202317
- ChairMichael Derby May 20, 2020 to May 20, 202018
- PresidentJohn Koconis Sep 16, 2021 to Dec 16, 202119
- PresidentAnja B. Krammer Feb 4, 2014 to Sep 11, 201820
- Chief financial officerJoseph Lucchese May 20, 2020 to Aug 22, 202321
- Chief financial officerGregory David Kitchener Aug 12, 2015 to Dec 22, 201722
- Chief financial officerJames R. Pekarsky Jan 30, 2014 to Jan 30, 201415
- Chief financial officerKade Thompson Dec 13, 2013 to Dec 13, 201316
- Chief operating officerZachary Rome May 20, 2020 to Sep 16, 202123
- Chief operating officerSteven Bosacki Jul 18, 2019 to Jul 18, 201924
Board members and other officers (20)
- Chief Medical OfficerAlan Mendelsohn Feb 4, 2021 to Aug 22, 202325
- Chief Scientific OfficerAmir Tavakkol May 20, 2020 to May 20, 202026
- ControllerKimberly Bragg Jun 9, 2020 to Jun 9, 202027
- Board memberEdward J. Sitar May 20, 2020 to Apr 18, 202328
- Board memberGianluca Pirozzi May 20, 2020 to Apr 18, 202329
- Board memberJohn Koconis May 20, 2020 to Dec 16, 202113
- Board memberLinda A. Broenniman May 20, 2020 to Jun 9, 202030
- Board memberMichael Stocum May 20, 2020 to Jun 9, 202031
- Board memberZachary Rome May 20, 2020 to Apr 15, 202223
- Board memberDavid E. Cohen Aug 25, 2020 to Apr 18, 202332
- Board memberLubor Gaal Aug 26, 2020 to Apr 18, 202333
- Board memberRonald Todd Plott Feb 21, 2019 to Jun 14, 201934
- Board memberDavid S. Tierney Sep 13, 2018 to Sep 20, 201814
- Board memberCharles Gregory Vontz Jan 20, 2017 to Apr 19, 201735
- Board memberCraig A. Barbarosh Jan 27, 2016 to Jul 25, 201636
- Board memberMichael Hubbard Feb 13, 2015 to Jun 14, 201937
- Board memberStephen Morlock Apr 1, 2015 to Jun 14, 201938
- Board memberJames R. Pekarsky Jan 30, 2014 to Jan 30, 201415
- Board memberAnja B. Krammer Feb 4, 2014 to Jan 25, 201920
- Board memberKade Thompson Dec 13, 2013 to Dec 13, 201316
Former names
Timeline
- May 9, 20248-K Bankruptcy or receivership; Change to shareholders' rights; Change in control39
- May 9, 20248-K Bankruptcy or receivership; Change to shareholders' rights; Change in control40
- Apr 26, 20248-K Other events41
- Mar 26, 20248-K Other events42
- Feb 22, 20248-K Other events43
- Jan 26, 20248-K Bylaws or fiscal year changed; Other events44
- Jan 23, 20248-K Entered a material agreement; Bankruptcy or receivership; Completed an acquisition or sale45
- Dec 22, 20238-K Other events46
- Nov 28, 20238-K Listing notice or transfer; Regulation FD disclosure47
- Nov 17, 20238-K Shareholder vote48
- Nov 17, 20238-K Entered a material agreement; Ended a material agreement; Bankruptcy or receivership49
- Oct 30, 20238-K Entered a material agreement; New debt or obligation; Shareholder vote50
- May 20, 2020New chief executive John Koconis becomes CEO13
- Sep 13, 2018New chief executive David S. Tierney becomes CEO14
- Jan 30, 2014New chief executive James R. Pekarsky becomes CEO15
- Dec 13, 2013New chief executive Kade Thompson becomes CEO16
Calendar
When it reported results
- May 15, 2023Reported quarterly or annual results51
- Mar 31, 2023Reported quarterly or annual results52
- Nov 14, 2022Reported quarterly or annual results53
- Aug 12, 2022Reported quarterly or annual results54
- Jul 26, 2022Reported quarterly or annual results55
- May 12, 2022Reported quarterly or annual results56
- Apr 1, 2022Reported quarterly or annual results57
- Nov 15, 2021Reported quarterly or annual results58
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
140 filings to the SEC since October 2021: 2 annual reports, 6 quarterly reports, 57 major events, 22 insider forms, 4 large holders, 1 private raises, 48 other. The latest 20:
- May 10, 2024EFFECT EDGAR
- May 10, 2024EFFECT EDGAR
- May 10, 2024EFFECT EDGAR
- May 10, 2024EFFECT EDGAR
- May 10, 2024EFFECT EDGAR
- May 9, 202415-12G EDGAR
- May 9, 20248-K/A EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024S-8 POS EDGAR
- May 9, 2024POS AM EDGAR
- May 9, 2024POS AM EDGAR
- May 9, 2024POS AM EDGAR
- May 9, 2024POS AM EDGAR
- May 9, 2024POS AM EDGAR
The 140 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
3 open-market trades by officers, directors and large owners since October 2021: 3 buys and 0 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Dec 15, 2021 | Koconis JohnCEO & Chairman | Buy | 20,000 | $0.38 | $7.6K | Form 4 |
| Nov 23, 2021 | Mendelsohn AlanEVP & CMO | Buy | 10,000 | $0.47 | $4.7K | Form 4 |
| Nov 23, 2021 | Sitar Edward JDirector | Buy | 15,000 | $0.46 | $6.9K | Form 4 |
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- INTRACOASTAL CAPITAL, LLCSC 13G, 1 filing Aug 15, 202259
- Altium Capital Management LLCSC 13G/A, 1 filing Feb 14, 202260
- Hudson Bay Capital Management LPSC 13G/A, 1 filing Feb 4, 202261
- Empery Asset Management, LPSC 13G/A, 1 filing Jan 18, 202262
Funding
Where the company's money came from, by calendar year: private offerings filed with the SEC, federal grants, loans, contracts and other assistance from USAspending.gov, and PPP loans from the SBA. Each bar links to the records below.
Private raises
Private offerings the company reported to the SEC on Form D. The amount is what the latest filing says was sold so far, charted in the year of the first sale. Covers filings since Oct 1, 2021.
SEC filer profile
How TREX WIND-DOWN, INC. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARTREX WIND-DOWN, INC.1
- CIK0001504167
- Employer ID (EIN)59-38431821
- Filer statusNon-accelerated filer<br>smaller reporting company1
- Incorporated inDelaware1
- Fiscal year endsDecember 311
- Industry code (SIC)2834 Pharmaceutical Preparations1
- SEC reviewing officeOffice of Life Sciences, Division of Corporation Finance1
- Business address3 Mountainview Road, Suite 100, Warren, NJ 070591
- Phone(917) 697-31301
- Shares outstanding3,086,489 as of Aug 16, 202310
- Public float$20.0M as of Jun 30, 20223
- On EDGAR sinceOct 27, 20101
- Filings625 in all: 8-K (171), 4 (121), 10-Q (38), 3 (31), CORRESP (27), EFFECT (19), SC 13G/A (17), UPLOAD (17)1
All 56 form types
S-1/A (14), 10-K (13), SC 13D/A (11), 424B5 (10), 425 (9), DEF 14A (9), DEFA14A (9), SC 13G (9), S-3 (8), S-8 (8), S-8 POS (8), D (7), SC 13D (7), 424B3 (5), POS AM (5), S-1 (5), NT 10-Q (4), PRE 14A (4), 424B4 (3), S-1MEF (3), 3/A (2), 8-K/A (2), NT 10-K (2), PRER14A (2), S-3/A (2), 10-K/A (1), 10-KT (1), 10-Q/A (1), 15-12G (1), 25-NSE (1), 4/A (1), 424B1 (1), 8-A12B (1), 8-A12G (1), ARS (1), CERTNAS (1), CT ORDER (1), D/A (1), DEF 14C (1), DEFM14A (1), DEFR14A (1), FWP (1), NO ACT (1), PRE 14C (1), PREM14A (1), S-4 (1), S-4/A (1), SC 14F1 (1)
- Latest filingsAnnual report (10-K) Mar 31, 2023
Quarterly report (10-Q) Aug 21, 2023
Proxy statement (DEF 14A) May 1, 2023
Latest 8-K (8-K) May 9, 2024
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 17SEC EDGARJohn Koconis, Chair
- 18SEC EDGARMichael Derby, Chair
- 19SEC EDGARJohn Koconis, President
- 20SEC EDGARAnja B. Krammer, President
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- 27SEC EDGARKimberly Bragg, Controller
- 28SEC EDGAREdward J. Sitar, Board member
- 29SEC EDGARGianluca Pirozzi, Board member
- 30SEC EDGARLinda A. Broenniman, Board member
- 31SEC EDGARMichael Stocum, Board member
- 32SEC EDGARDavid E. Cohen, Board member
- 33SEC EDGARLubor Gaal, Board member
- 34SEC EDGARRonald Todd Plott, Board member
- 35SEC EDGARCharles Gregory Vontz, Board member
- 36SEC EDGARCraig A. Barbarosh, Board member
- 37SEC EDGARMichael Hubbard, Board member
- 38SEC EDGARStephen Morlock, Board member
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- 41SEC EDGAROther events
- 42SEC EDGAROther events
- 43SEC EDGAROther events
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- 46SEC EDGAROther events
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- 48SEC EDGARShareholder vote
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