Trinity Capital Inc.

Overview

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• TickerTRIN on NYSE¹
• HeadquartersPhoenix, Arizona¹
• Incorporated inMD²
• Business address1 N. 1St St., 3Rd Floor, Phoenix, Az 85004²
• Filer categoryLarge accelerated filer²

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Corporate structure

Trinity Capital Inc. sits at the top of its group. 12 entities, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Built from subsidiaries listed in Exhibit 21 of annual reports filed with the SEC; major holders from Schedules 13D and 13G; stakes of 5% or more it reported on Schedules 13D and 13G (1 companies). Each entity in the chart links to its source.

What it owns

What Trinity Capital Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.

Property and equipment

Investments

Properties, in its own words

We do not own any real estate or other physical properties materially important to our operations. Currently, we lease office space in Phoenix, Arizona for our corporate headquarters. We also lease office space in San Diego, California and London, United Kingdom. We believe that our office facilities are suitable and adequate for our business as it is contemplated to be conducted.

Item 2 of the 10-K filed Feb 25, 2026.¹⁰

Leadership

Who has led Trinity Capital Inc., and when. Pick a name to see everywhere that person has worked.

• Chief executive officerThomas P. Majewski Feb 1, 2021 to Feb 1, 2021¹¹
• Chief financial officerMichael Testa Jan 10, 2024 to now¹²
• Chief financial officerDavid Michael Lund Aug 25, 2021 to Dec 19, 2023¹³
• Chief financial officerSusan Echard Mar 16, 2020 to Mar 16, 2020¹⁴
• Chief operating officerGerald Harder Mar 17, 2022 to now¹⁵

Subsidiaries and ownership

Subsidiaries (Exhibit 21)

• Metalworks.ai LLC Delaware³
• TCI Equipment Leasing LLC Delaware³
• TRIN Blocker I LLC Delaware³
• TRIN H Opco I, LLC Delaware³
• TrinCap Funding, LLC Delaware³
• TrinCap Term Funding LLC Delaware³
• Trinity Capital Adviser, LLC Delaware³
• Trinity Capital Holdings, LLC Delaware³
• Trinity Funding 1, LLC Delaware³
• Trinity SBIC GP, LLC Delaware³

The subsidiaries the company lists in Exhibit 21 of its annual report, as filed.

Timeline

1. Oct 8, 20268-K Regulation FD disclosure²⁸
2. Oct 5, 20268-K Entered a material agreement; New debt or obligation²⁹
3. Aug 5, 20268-K Results of operations; Regulation FD disclosure³⁰
4. Jul 14, 20268-K Listing notice or transfer; Regulation FD disclosure³¹
5. Jul 9, 20268-K Regulation FD disclosure³²
6. Jun 12, 20268-K Executive or director change; Shareholder vote³³
7. May 21, 20268-K Entered a material agreement; New debt or obligation³⁴
8. May 7, 20268-K Entered a material agreement³⁵
9. May 6, 20268-K Results of operations; Regulation FD disclosure³⁶
10. Apr 10, 20268-K Regulation FD disclosure³⁷
11. Feb 25, 20268-K Results of operations; Regulation FD disclosure³⁸
12. Feb 3, 20268-K Results of operations³⁹
13. Feb 1, 2021New chief executive Thomas P. Majewski becomes CEO¹¹

Calendar

Coming up

1. Nov 4, 2026 · Before the openReports results for the quarter ending Sep/2026 A year earlier it reported $0.52 a share, on Nov 5, 2025.⁴⁰

When it reported results

1. Aug 5, 2026Reported quarterly or annual results³⁰
2. May 6, 2026Reported quarterly or annual results³⁶
3. Feb 25, 2026Reported quarterly or annual results³⁸
4. Feb 3, 2026Reported quarterly or annual results³⁹
5. Nov 5, 2025Reported quarterly or annual results⁴¹
6. Aug 6, 2025Reported quarterly or annual results⁴²
7. May 7, 2025Reported quarterly or annual results⁴³
8. Feb 26, 2025Reported quarterly or annual results⁴⁴

Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar

Filings

412 filings to the SEC since October 2021: 6 annual reports, 15 quarterly reports, 85 major events, 194 insider forms, 1 large holders, 111 other. The latest 20:

1. Oct 8, 20268-K EDGAR
2. Oct 5, 20268-K EDGAR
3. Oct 2, 2026424B2 EDGAR
4. Sep 30, 2026FWP EDGAR
5. Sep 30, 2026497AD EDGAR
6. Sep 30, 2026424B2 EDGAR
7. Sep 28, 2026497AD EDGAR
8. Sep 17, 20264 EDGAR
9. Sep 17, 20264 EDGAR
10. Sep 17, 20264 EDGAR
11. Sep 17, 20264 EDGAR
12. Sep 17, 20264 EDGAR
13. Sep 16, 20264 EDGAR
14. Aug 11, 20264 EDGAR
15. Aug 5, 202610-Q EDGAR
16. Aug 5, 20268-K EDGAR
17. Jul 24, 202625 EDGAR
18. Jul 20, 2026CERT NYSE TEXAS CERTIFICATION EDGAR
19. Jul 20, 2026CERT NYSE CERTIFICATION EDGAR
20. Jul 17, 20268-A12B EDGAR

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

75 open-market trades by officers, directors and large owners since October 2021: 74 buys and 1 sales. Grants, option exercises and gifts are left out.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

• Eagle Point Credit Management LLCSCHEDULE 13G/A, 1 filing Feb 27, 2025⁴⁵

Stakes it holds

Trinity Capital Inc. has told the SEC it owns more than 5% of 1 company, latest first (Schedules 13D and 13G).

• Eagle Point Trinity Senior Secured Lending CoSCHEDULE 13G Oct 27, 2025⁴⁶

Executive pay

What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 100. Change is in shares since the quarter before.

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How Trinity Capital Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

• Name on EDGARTrinity Capital Inc.¹
• CIK0001786108
• Employer ID (EIN)35-2670395¹⁰
• Filer statusLarge accelerated filer not an emerging growth company; not a smaller reporting company; not a shell company¹⁰
• Incorporated inMaryland¹⁰
• Fiscal year endsDecember 31¹
• Business address1 N. 1St St., 3Rd Floor, Phoenix, AZ 85004¹
• Phone480.374.5350¹
• Shares outstanding94,693,574 as of Aug 3, 2026⁹
• Public float$920.9M as of Jun 30, 2025¹⁰
• AuditorErnst & Young LLP, Los Angeles, CA PCAOB ID 42; it also attests to the company’s internal control over financial reporting¹⁰
• On EDGAR sinceJan 16, 2020¹
• Filings565 in all: 4 (206), 8-K (108), 424B2 (26), 497AD (26), CORRESP (21), 10-Q (20), 3 (17), DEFA14A (12)¹
  All 45 form types

  424B3 (10), FWP (9), N-2/A (9), EFFECT (8), N-2 (8), 4/A (7), 40-17G (7), 40-APP/A (7), DEF 14A (7), 10-K (6), 8-A12B (6), CERT (6), 5 (5), PRE 14A (4), 40-APP (3), 10-K/A (2), D (2), DRS (2), S-8 (2), UPLOAD (2), 10-12G (1), 10-12G/A (1), 144 (1), 25 (1), 25-NSE (1), 305B2 (1), 424B1 (1), APP NTC (1), APP ORDR (1), N-23C-2 (1), N-2ASR (1), N-54A (1), NT 10-K (1), RW (1), SC 13G (1), SCHEDULE 13G (1), SCHEDULE 13G/A (1)

• Latest filingsAnnual report (10-K) Feb 25, 2026
  Quarterly report (10-Q) Aug 5, 2026
  Proxy statement (DEF 14A) Apr 30, 2026
  Latest 8-K (8-K) Oct 8, 2026

Securities registered for trading

From the cover page of the 10-K filed Feb 25, 2026 (Section 12(b) of the Exchange Act).¹⁰

Risk factors and legal proceedings

The risks Trinity Capital Inc. names in Item 1A of its 10-K filed Feb 25, 2026: 74 risks under these headings, as written.¹⁰

• Risks Related to Our Business and Structure
• We depend upon our senior management team and investment professionals, including the members of the Investment Committee, for our success.
• Our business model depends to a significant extent upon strong referral relationships with venture capital sponsors, and our inability to develop or maintain these relationships, or the failure of these relationships to generate investment opportunities, could adversely affect our business.
• Our financial condition and results of operations depend on our ability to manage our business effectively.
• We are subject to certain regulatory restrictions that may adversely affect our business.
• We operate in a highly competitive market for investment opportunities, which could reduce returns and result in losses.
• We may need to raise additional capital to grow because we must distribute most of our income.
• Regulations governing our operation as a BDC affect our ability to and the way in which we raise additional capital.
• We may borrow money, which may magnify the potential for gain or loss and may increase the risk of investing in us.
• Indebtedness could adversely affect our business, financial condition and results of operations and our ability to meet our payment obligations under outstanding indebtedness.
• Provisions in our existing and future credit facilities may limit our operations.
• Any defaults under a credit facility could adversely affect our business.

Legal proceedings

We are not currently subject to any material legal proceedings, nor, to our knowledge, are any material legal proceedings threatened against us. From time to time, we may be a party to certain legal proceedings in the ordinary course of business, including proceedings relating to the enforcement of our rights under contracts with our portfolio companies. Furthermore, third parties may seek to impose liability on us in connection with the activities of our portfolio companies. Our business is also subject to extensive regulation, which may result in regulatory proceedings against us. While the outcome of any future legal or regulatory proceedings cannot be predicted with certainty, we do not expect that any such future proceedings will have a material effect upon our financial condition or results of operations.

The opening of Item 3, Legal Proceedings.¹⁰