TSI on NYSE

TCW STRATEGIC INCOME FUND INC

TCW STRATEGIC INCOME FUND INC is a fund registered in the United States, based in Los Angeles, active since 1987.2 Its shares trade on NYSE under the symbol TSI.2

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Last updated Oct 21, 2026.

Overview

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  • TickerTSI on NYSE2
  • HeadquartersLos Angeles, United States2
  • Incorporated inMD3
  • Business address515 South Flower St, Los Angeles, Ca 900713
  • Legal formFUND2
  • Kind of organizationFund2
  • LEI54930062BZFVP7F6WJ472
  • StatusActive2
  • LEI statusIssued and current2
  • Registered addressC/O NATIONAL REGISTERED AGENTS, INC. OF MD., 21093-2252 Lutherville Timonium, United States2
  • Registered withSecurities and Exchange Commission, 00008095592

Corporate structure

TCW STRATEGIC INCOME FUND INC sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.

Major holders of TCW STRATEGIC INCOME FUND INC

  • TCW STRATEGIC INCOME FUND INC Los Angeles, California, United States

Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.

Leadership

Who has led TCW STRATEGIC INCOME FUND INC, and when. Pick a name to see everywhere that person has worked.

Board members and other officers (29)

Former names

  • TCW CONVERTIBLE SECURITIES FUND INCAug 24, 1995 to Aug 15, 20063

Timeline

  1. Mar 19, 20268-K Other events35
  2. Feb 23, 20268-K Entered a material agreement; Other events36
  3. Jul 26, 20248-K Other events37
  4. Sep 6, 20238-K Other events38
  5. Sep 2, 2008New chief executive Ronald R. Redell becomes CEO4
  6. Feb 1, 2006New chief executive Alvin R. Albe Jr. becomes CEO5
  7. Jan 13, 1987Founded TCW STRATEGIC INCOME FUND INC is founded2

Filings

119 filings to the SEC since October 2021: 4 major events, 33 insider forms, 22 large holders, 60 other. The latest 20:

  1. Sep 30, 20264 EDGAR
  2. Sep 8, 2026SCHEDULE 13G/A EDGAR
  3. Sep 3, 2026N-CSRS EDGAR
  4. Aug 27, 2026NPORT-P EDGAR
  5. Aug 27, 2026N-PX EDGAR
  6. Aug 26, 202640-17G EDGAR
  7. Aug 14, 2026SCHEDULE 13G/A EDGAR
  8. Aug 6, 2026DEF 14A EDGAR
  9. Aug 5, 2026N-CSR/A EDGAR
  10. Jul 30, 2026SCHEDULE 13G/A EDGAR
  11. Jul 6, 2026SCHEDULE 13G/A EDGAR
  12. May 27, 2026NPORT-P EDGAR
  13. May 15, 2026SCHEDULE 13G EDGAR
  14. May 12, 2026SCHEDULE 13G EDGAR
  15. May 5, 2026SCHEDULE 13G/A EDGAR
  16. Apr 6, 2026SCHEDULE 13G/A EDGAR
  17. Mar 30, 20264 EDGAR
  18. Mar 30, 20264 EDGAR
  19. Mar 30, 20264 EDGAR
  20. Mar 30, 20264 EDGAR

The 119 filings since October 2021 can be filtered by form type and year here when JavaScript is on.

Every filing from the last five years, summarized. The full record is on SEC EDGAR.

Insider trades

35 open-market trades by officers, directors and large owners since October 2021: 11 buys and 24 sales. Grants, option exercises and gifts are left out.

DateWhoTradeSharesPriceValueFiling
Sep 29, 2026HADEN PATRICK CDirectorBuy63,000$4.24$267.1KForm 4
Feb 20, 2026McMillan PeterDirectorBuy50,000$4.64$232.0KForm 4
Feb 18, 2026McMillan PeterDirectorBuy32,610$4.70$153.3KForm 4
Feb 13, 2026McMillan PeterDirectorBuy17,390$4.71$81.9KForm 4
Feb 12, 2026McMillan PeterDirectorBuy179,522$4.73$849.1KForm 4
Feb 11, 2026McMillan PeterDirectorBuy10,478$4.74$49.7KForm 4
Dec 1, 2025ROONEY ROBERT GERALDDirectorBuy7,900$4.93$38.9KForm 4
Nov 28, 2025ROONEY ROBERT GERALDDirectorBuy4,174$4.92$20.6KForm 4
Nov 26, 2025ROONEY ROBERT GERALDDirectorBuy4$4.91$20Form 4
Nov 25, 2025ROONEY ROBERT GERALDDirectorBuy8,422$4.93$41.5KForm 4
Nov 11, 2024Tarica AndrewDirectorSale10,799$5.08$54.9KForm 4
Nov 7, 2024Tarica AndrewDirectorSale1,500$5.10$7.7KForm 4
Nov 5, 2024Tarica AndrewDirectorSale12,300$5.04$62.0KForm 4
Jul 13, 2023Flack MitchPORTFOLIO MANAGERSale46,300$4.65$215.3KForm 4
Apr 26, 2023Landmann LairdPORTFOLIO MANAGERSale7,631$4.70$35.9KForm 4
Apr 24, 2023Landmann LairdPORTFOLIO MANAGERSale3,165$4.71$14.9KForm 4
Apr 21, 2023Landmann LairdPORTFOLIO MANAGERSale8,000$4.71$37.7KForm 4
Apr 20, 2023Landmann LairdPORTFOLIO MANAGERSale3,915$4.71$18.4KForm 4
Apr 19, 2023Landmann LairdPORTFOLIO MANAGERSale15,000$4.71$70.7KForm 4
Apr 18, 2023Landmann LairdPORTFOLIO MANAGERSale15,000$4.71$70.7KForm 4

All 35 trades can be filtered by person here when JavaScript is on.

From Forms 4 filed with the SEC.

Major holders

Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.

Held by these funds

The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 70. Change is in shares since the quarter before.

FundSharesValueShare of the fundChange
JP Wealth Management, Inc.4,493,487$20.3M12.8%+12,764
Focus Partners Wealth2,605,913$11.8M0.0%+171,316
1607 Capital Partners, LLC1,809,792$8.2M0.7%−799,256
Tcw Group Inc1,473,369$6.6M0.0%+64,986
Morgan Stanley1,364,445$6.2M0.0%+2,370
Diversified Management Inc1,300,762$5.9M1.3%−46,526
Raymond James Financial Inc1,156,221$5.2M0.0%+6,204
Northside Capital Management, LLC1,030,526$4.6M0.4%No change
Ameriprise Financial Inc839,961$3.8M0.0%+48,487
Hara Capital LLC755,114$3.4M1.8%+17,000
National Bank Of Canada /fi/394,505$1.8M0.0%No change
Rareview Capital LLC307,541$1.5M0.8%+292,255
Riverbridge Partners LLC298,509$1.3M0.0%+8,436
Noble Wealth Management PBC276,747$1.2M0.6%+40,015
Wells Fargo & Company/mn201,565$909.1K0.0%−4,801
Whipplewood Advisors, LLC166,871$752.6K0.5%+1,093
UBS Group AG163,904$739.2K0.0%+3,512
Guggenheim Capital LLC156,678$706.6K0.0%New
Quantinno Capital Management LP147,982$667.4K0.0%No change
Intellus Advisors LLC98,452$444.0K0.1%+17,181
Osaic Holdings, Inc.77,861$351.2K0.0%+2,353
HighTower Advisors, LLC74,895$337.8K0.0%−18,556
Uhlmann Price Securities, LLC58,079$261.9K0.0%+7,834
RDA Financial Network57,805$260.7K0.1%−2,000
Citadel Advisors LLC46,592$210.1K0.0%+23,007

13F reports cover disclosed long positions in U.S. stocks only.

SEC filer profile

How TCW STRATEGIC INCOME FUND INC is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.

  • Name on EDGARTCW STRATEGIC INCOME FUND INC1
  • CIK0000809559
  • Employer ID (EIN)93-09393981
  • Incorporated inMaryland1
  • Fiscal year endsDecember 311
  • Business address515 South Flower St, Los Angeles, CA 900711
  • Phone21324400001
  • On EDGAR sinceMar 1, 19951
  • Filings702 in all: 4 (308), DEF 14A (32), N-Q (29), NPORT-P (28), 3 (26), 40-17G (26), N-CSR (24), NSAR-B (24)1
    All 40 form types

    N-CSRS (23), N-PX (23), NSAR-A (23), N-30D (16), SC 13G (13), PRE 14A (12), SC 13G/A (10), N-2/A (9), SCHEDULE 13G/A (9), DEFA14A (8), N-CEN (8), 4/A (7), CORRESP (6), N-2 (5), SC 13D/A (5), 3/A (4), 8-K (4), 497 (3), SCHEDULE 13G (3), SC 13D (2), 40-17G/A (1), 40-6C/A (1), 424B2 (1), 424B3 (1), EFFECT (1), N-CEN/A (1), N-CSR/A (1), N-PX/A (1), NPORT-EX (1), NPORT-P/A (1), NSAR-B/A (1), POS462B (1)

  • Latest filingsProxy statement (DEF 14A) Aug 6, 2026
    Latest 8-K (8-K) Mar 19, 2026

Sources

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