UPLD on Nasdaq
Upland Software, Inc.
Leader in AI-powered knowledge and content management software2
In its 2026 annual report the company says: “We sell primarily through a direct sales organization comprised of inside sales and field sales personnel. In addition to our direct sales organization, we have an indirect sales organization that through alliances with strategic partners that can leverage our applications with their complementary services and technologies.”4 It is headquartered in Austin, United States.2 Its shares trade on Nasdaq under the symbol UPLD.2
Price unavailable
Last updated Oct 21, 2026.
Overview
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- TickerUPLD on Nasdaq2
- IndustryServices-Prepackaged Software2
- HeadquartersAustin, United States2
- Incorporated inTX3
- Business address900 S. Capital Of Texas Hwy, Las Cimas Iv, Suite 300, Austin, Tx 787463
- Filer categoryNon-accelerated filer, Smaller reporting company3
- Legal formCorporation2
- LEI549300NS277POYJ63W892
- StatusActive2
- LEI statusIssued and current2
- Registered addressC/O CORPORATION SERVICE COMPANY, 19808 Wilmington, United States2
- Registered withDivision of Corporations, Department of State, 48452152
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Upland is a leader in AI-powered knowledge and content management software. Our solutions help enterprises unlock critical knowledge, automate content workflows, and drive measurable ROI in the following business functions:4 From its latest annual report
Financials
From the company’s reports to the SEC. Every number links to the filing it came from.
Key numbers, fiscal 2025
74.8%Gross margin5
2.0%Operating margin5
-17.9%Net margin5
-21.1%Revenue growth, 20255
$24.4MFree cash flow5
What sells
Revenue by product, business segment and region, as the company reports it to the SEC.
Products and services
Subscription And Support brought in 95% of the revenue Upland Software, Inc. broke down this way in fiscal 2025.
Products and services by year
| Products and services | 2023 | 2024 | 2025 |
|---|---|---|---|
| Subscription And Support | $281.6M | $260.7M | $205.1M |
| Professional services and other | $10.2M | $8.3M | $6.5M |
| Perpetual License | $6.1M | $5.8M | $5.3M |
Where the money goes
Where each dollar of revenue went, fiscal 2025
- Cost of revenue25¢$54.8M
- Research and development17¢$36.5M
- Other costs58¢$125.4M
- Income tax0¢$232.0K
Out of $216.9M in revenue.5 The company lost money this year.
Where each dollar of operating cash went, fiscal 2025
- Capital spending5¢$1.4M
- Kept or used elsewhere95¢$24.4M
Out of $25.8M of cash from operations.5
Financial statements
Every line of the income statement as filed: the last 3 fiscal years, latest first.5
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Total revenue | $216.9M | $274.8M | $297.9M |
| Total cost of revenue | $54.8M | $81.1M | $96.4M |
| Gross profit | $162.1M | $193.7M | $201.5M |
| Sales and marketing | $44.1M | $66.3M | $64.3M |
| Research and development | $36.5M | $47.4M | $49.4M |
| General and administrative | $38.0M | $49.5M | $61.3M |
| Depreciation and amortization | $26.9M | $45.6M | $58.6M |
| Acquisition and divestiture related expenses | $9.7M | $19.0K | $3.1M |
| Impairment of goodwill and other intangibles | $2.5M | $87.2M | $128.8M |
| Total operating expenses | $157.7M | $296.0M | $365.4M |
| Income (loss) from operations | $4.4M | -$102.3M | -$163.9M |
| Interest expense, net | -$15.8M | -$8.9M | -$18.7M |
| Non-cash loss on divestitures of businesses | -$24.4M | $0 | $0 |
| Loss on debt extinguishment | -$2.3M | $0 | $0 |
| Other income (expense), net | -$652.0K | $1.1M | $236.0K |
| Total other expense, net | -$43.1M | -$7.8M | -$18.4M |
| Loss before benefit from (provision for) income taxes | -$38.7M | -$110.1M | -$182.4M |
| Benefit from (provision for) income taxes | -$232.0K | -$2.6M | $2.5M |
| Net loss | -$38.9M | -$112.7M | -$179.9M |
| Preferred stock dividends | -$5.8M | -$5.6M | -$5.3M |
| Net loss attributable to common stockholders, basic | -$44.8M | -$118.3M | -$185.2M |
| Net loss attributable to common stockholders, diluted | -$44.8M | -$118.3M | -$185.2M |
| Net loss per common share, basic (in dollars per share) | -$1.56 | -$4.26 | -$5.77 |
| Net loss per common share, diluted (in dollars per share) | -$1.56 | -$4.26 | -$5.77 |
| Weighted-average common shares outstanding, basic (in shares) | 28.6M shares | 27.8M shares | 32.1M shares |
| Weighted-average common shares outstanding, diluted (in shares) | 28.6M shares | 27.8M shares | 32.1M shares |
No quarter-by-quarter statement was filed.
Every line of the balance sheet as filed: the last 4 fiscal years (annual) or 4 quarters (quarterly), latest first.5
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $29.4M | $56.4M | ||
| Restricted cash | $626.0K | $626.0K | ||
| Accounts receivable, net of allowance for credit losses | $25.6M | $38.6M | ||
| Deferred commissions, current | $5.7M | $8.4M | ||
| Unbilled receivables | $4.0M | $3.4M | ||
| Income tax receivable, current | $1.8M | $762.0K | ||
| Prepaid expenses and other current assets | $8.2M | $10.1M | ||
| Total current assets | $75.3M | $118.4M | ||
| Tax credits receivable | $863.0K | $951.0K | ||
| Property and equipment, net | $1.8M | $1.5M | ||
| Operating lease right-of-use asset | $1.7M | $1.4M | ||
| Intangible assets, net | $62.3M | $123.9M | ||
| Goodwill | $259.6M | $261.0M | $353.8M | |
| Deferred commissions, noncurrent | $7.9M | $12.1M | ||
| Interest rate derivatives | $15.0K | $9.7M | ||
| Other assets | $3.7M | $529.0K | ||
| Total assets | $413.2M | $529.5M | ||
| Accounts payable | $2.1M | $9.4M | ||
| Accrued compensation | $4.4M | $6.2M | ||
| Accrued expenses and other current liabilities | $3.9M | $6.9M | ||
| Deferred revenue | $74.8M | $93.7M | ||
| Operating lease liabilities, current | $817.0K | $1.0M | ||
| Current maturities of notes payable (includes unamortized discount of $1,133 and $2,176 at December 31, 2025 and December 31, 2024, respectively) | $7.7M | $3.2M | ||
| Total current liabilities | $93.8M | $120.4M | ||
| Notes payable, less current maturities (includes unamortized discount of $4,961 and $1,280 at December 31, 2025 and December 31, 2024, respectively) | $224.7M | $287.0M | ||
| Deferred revenue, noncurrent | $4.8M | $4.7M | ||
| Operating lease liabilities, noncurrent | $2.0M | $762.0K | ||
| Noncurrent deferred tax liability, net | $6.7M | $11.3M | ||
| Other long-term liabilities | $505.0K | $428.0K | ||
| Total liabilities | $332.5M | $424.6M | ||
| Series A Convertible Preferred stock, 0.0001 par value; 5,000,000 shares authorized: 115,000 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $129.1M | $123.2M | ||
| Common stock, $0.0001 par value; $75,000,000 shares authorized as of December 31, 2025 and December 31, 2024, respectively; $29,118,178 and $28,168,267 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $3.0K | $3.0K | ||
| Additional paid-in capital | $607.3M | $605.3M | ||
| Accumulated other comprehensive loss | -$15.1M | -$22.0M | ||
| Accumulated deficit | -$640.5M | -$601.6M | ||
| Total stockholders deficit | -$48.4M | -$18.3M | $126.3M | $308.9M |
| Total liabilities, convertible preferred stock and stockholders deficit | $413.2M | $529.5M | ||
| Unamortized discount, current | $1.1M | $2.2M | ||
| Unamortized discount, noncurrent | $5.0M | $1.3M | ||
| Series A convertible preferred stock, par value (in dollars per share) | $0.00 | $0.00 | $0.00 | |
| Series A convertible preferred stock, authorized (in shares) | 5.0M shares | 5.0M shares | ||
| Series A convertible preferred stock, issued (in shares) | 115.0K shares | 115.0K shares | ||
| Series A convertible preferred stock, outstanding (in shares) | 115.0K shares | 115.0K shares | 115.0K shares | 115.0K shares |
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | ||
| Common stock authorized (in shares) | 75.0M shares | 75.0M shares | ||
| Common stock issued (in shares) | 29.1M shares | 28.2M shares | ||
| Common stock outstanding (in shares) | 29.1M shares | 28.2M shares |
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 | 2022-12-31 |
|---|---|---|---|---|
| Cash and cash equivalents | $29.4M | $56.4M | ||
| Restricted cash | $626.0K | $626.0K | ||
| Accounts receivable, net of allowance for credit losses | $25.6M | $38.6M | ||
| Deferred commissions, current | $5.7M | $8.4M | ||
| Unbilled receivables | $4.0M | $3.4M | ||
| Income tax receivable, current | $1.8M | $762.0K | ||
| Prepaid expenses and other current assets | $8.2M | $10.1M | ||
| Total current assets | $75.3M | $118.4M | ||
| Tax credits receivable | $863.0K | $951.0K | ||
| Property and equipment, net | $1.8M | $1.5M | ||
| Operating lease right-of-use asset | $1.7M | $1.4M | ||
| Intangible assets, net | $62.3M | $123.9M | ||
| Goodwill | $259.6M | $261.0M | $353.8M | |
| Deferred commissions, noncurrent | $7.9M | $12.1M | ||
| Interest rate derivatives | $15.0K | $9.7M | ||
| Other assets | $3.7M | $529.0K | ||
| Total assets | $413.2M | $529.5M | ||
| Accounts payable | $2.1M | $9.4M | ||
| Accrued compensation | $4.4M | $6.2M | ||
| Accrued expenses and other current liabilities | $3.9M | $6.9M | ||
| Deferred revenue | $74.8M | $93.7M | ||
| Operating lease liabilities, current | $817.0K | $1.0M | ||
| Current maturities of notes payable (includes unamortized discount of $1,133 and $2,176 at December 31, 2025 and December 31, 2024, respectively) | $7.7M | $3.2M | ||
| Total current liabilities | $93.8M | $120.4M | ||
| Notes payable, less current maturities (includes unamortized discount of $4,961 and $1,280 at December 31, 2025 and December 31, 2024, respectively) | $224.7M | $287.0M | ||
| Deferred revenue, noncurrent | $4.8M | $4.7M | ||
| Operating lease liabilities, noncurrent | $2.0M | $762.0K | ||
| Noncurrent deferred tax liability, net | $6.7M | $11.3M | ||
| Other long-term liabilities | $505.0K | $428.0K | ||
| Total liabilities | $332.5M | $424.6M | ||
| Series A Convertible Preferred stock, 0.0001 par value; 5,000,000 shares authorized: 115,000 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $129.1M | $123.2M | ||
| Common stock, $0.0001 par value; $75,000,000 shares authorized as of December 31, 2025 and December 31, 2024, respectively; $29,118,178 and $28,168,267 shares issued and outstanding as of December 31, 2025 and December 31, 2024, respectively | $3.0K | $3.0K | ||
| Additional paid-in capital | $607.3M | $605.3M | ||
| Accumulated other comprehensive loss | -$15.1M | -$22.0M | ||
| Accumulated deficit | -$640.5M | -$601.6M | ||
| Total stockholders deficit | -$48.4M | -$18.3M | $126.3M | $308.9M |
| Total liabilities, convertible preferred stock and stockholders deficit | $413.2M | $529.5M | ||
| Unamortized discount, current | $1.1M | $2.2M | ||
| Unamortized discount, noncurrent | $5.0M | $1.3M | ||
| Series A convertible preferred stock, par value (in dollars per share) | $0.00 | $0.00 | $0.00 | |
| Series A convertible preferred stock, authorized (in shares) | 5.0M shares | 5.0M shares | ||
| Series A convertible preferred stock, issued (in shares) | 115.0K shares | 115.0K shares | ||
| Series A convertible preferred stock, outstanding (in shares) | 115.0K shares | 115.0K shares | 115.0K shares | 115.0K shares |
| Common stock, par value (in dollars per share) | $0.00 | $0.00 | ||
| Common stock authorized (in shares) | 75.0M shares | 75.0M shares | ||
| Common stock issued (in shares) | 29.1M shares | 28.2M shares | ||
| Common stock outstanding (in shares) | 29.1M shares | 28.2M shares |
Cash flow is reported year to date, not quarter by quarter, so there are no separate quarterly figures.
Every line of the cash flow as filed: the last 3 fiscal years, latest first.5
| Period ending | 2025-12-31 | 2024-12-31 | 2023-12-31 |
|---|---|---|---|
| Net loss | -$38.9M | -$112.7M | -$179.9M |
| Depreciation and amortization | $32.1M | $55.0M | $72.0M |
| Deferred income taxes | -$5.3M | -$3.7M | -$4.2M |
| Amortization of deferred costs | $8.1M | $12.2M | $13.2M |
| Foreign currency re-measurement | -$873.0K | -$999.0K | -$538.0K |
| Non-cash interest, net and other income, net | -$2.9M | -$12.0M | -$3.0M |
| Non-cash stock-based compensation expense | $9.1M | $15.3M | $22.9M |
| Non-cash loss on impairment of goodwill and other intangibles | $2.5M | $87.2M | $128.8M |
| Non-cash loss on divestitures of businesses | $24.4M | $0 | $0 |
| Non-cash loss on retirement of fixed assets | $60.0K | $17.0K | $47.0K |
| Non-cash loss on debt extinguishment | $2.3M | $0 | $0 |
| Accounts receivable | $5.4M | -$328.0K | $8.9M |
| Prepaid expenses and other current assets | -$854.0K | $74.0K | -$471.0K |
| Other assets | -$1.1M | -$10.1M | $10.9M |
| Accounts payable | -$5.7M | $1.3M | -$6.9M |
| Accrued expenses and other liabilities | -$926.0K | -$556.0K | -$6.2M |
| Deferred revenue | -$1.6M | -$6.5M | -$5.5M |
| Net cash provided by operating activities | $25.8M | $24.2M | $49.9M |
| Purchase of property and equipment | -$1.4M | -$882.0K | -$1.2M |
| Collections on note receivable | $339.0K | $0 | $0 |
| Proceeds from the divestitures of businesses, net of cash transferred | $9.8M | $0 | $0 |
| Net cash provided by (used in) investing activities | $8.8M | -$882.0K | -$1.2M |
| Proceeds from notes payable, net of debt discount | $234.6M | $0 | $0 |
| Payments on notes payable | -$295.1M | -$188.4M | -$40.4M |
| Payments of debt issuance costs | -$1.6M | -$358.0K | -$221.0K |
| Stock repurchases and retirement | -$137.0K | -$11.0M | -$14.1M |
| Taxes paid related to net share settlement of equity awards | -$1.1M | -$2.6M | -$1.1M |
| Issuance of common stock, net of issuance costs | $0 | $0 | $5.0K |
| Additional consideration paid to sellers of businesses | $0 | $0 | -$5.6M |
| Net cash used in financing activities | -$63.4M | -$202.3M | -$61.4M |
| Effect of exchange rate fluctuations on cash, cash equivalents and restricted cash | $1.8M | -$557.0K | $567.0K |
| Change in cash, cash equivalents and restricted cash | -$27.0M | -$179.5M | -$12.1M |
| Cash paid for interest, net of interest rate derivatives | $20.4M | $28.9M | $32.1M |
| Cash paid for taxes, net of refunds | $6.9M | $2.0M | $7.1M |
| Note receivable from divestiture of businesses, net of discount | $4.9M | $0 | $0 |
| Operating leases | $1.3M | $0 | $0 |
No quarter-by-quarter statement was filed.
Corporate structure
Upland Software, Inc. sits at the top of its group. 1 entity, 1 country on record. Switch between the flow chart and the network, and select any entity to see its details.
Major holders of Upland Software, Inc.
- VANGUARD GROUP INC Filed SCHEDULE 13G/A on Upland Software, Inc., latest Mar 27, 2026 (3 filings since Feb 9, 2023)
- Schaick Petrus Paulus Van Filed SCHEDULE 13G/A on Upland Software, Inc., latest Nov 10, 2025 (3 filings since Jan 30, 2025)
- CastleKnight Master Fund LP Filed SCHEDULE 13G/A on Upland Software, Inc., latest Feb 14, 2025 (2 filings since Aug 8, 2024)
- ULYSSES AGGREGATOR, LP Filed SC 13D/A on Upland Software, Inc., latest Jun 17, 2024 (4 filings since Aug 25, 2022)
- BlackRock Filed SC 13G/A on Upland Software, Inc., latest Jul 7, 2023 (3 filings since Feb 3, 2022)
- Marathon Asset Management Ltd Filed SC 13G/A on Upland Software, Inc., latest Feb 8, 2023 (2 filings since Jan 28, 2022)
- John T. McDonald Filed SC 13D/A on Upland Software, Inc., latest Oct 21, 2022
- CDAM (UK) Ltd Filed SC 13G/A on Upland Software, Inc., latest Feb 8, 2022
- Upland Software, Inc. Austin, Texas, United States
Built from parent and subsidiary links from GLEIF, the Global Legal Entity Identifier Foundation (CC0); major holders from Schedules 13D and 13G. Each entity in the chart links to its source.
What it owns
What Upland Software, Inc. reports owning in its annual reports to the SEC: buildings, land and equipment, real estate and locations, investments, intangible assets and inventory, at the end of its latest fiscal year and a year before.
Property and equipment
| Item | Latest | A year before | Change |
|---|---|---|---|
| Computer equipment and software | $05 Dec 31, 2025 | $05 Dec 31, 2024 | |
| Accumulated depreciation | $4.5M5 Dec 31, 2025 | $4.7M5 Dec 31, 2024 | −4.4% |
| Property and equipment, net | $1.8M5 Dec 31, 2025 | $1.5M5 Dec 31, 2024 | +19.6% |
| Operating-lease assets (leased space) | $1.7M5 Dec 31, 2025 | $1.4M5 Dec 31, 2024 | +25.6% |
Investments
| Item | Latest | A year before | Change |
|---|---|---|---|
| Cash and cash equivalents | $29.4M5 Dec 31, 2025 | $56.4M5 Dec 31, 2024 | −47.9% |
Intangibles and goodwill
| Item | Latest | A year before | Change |
|---|---|---|---|
| Goodwill | $259.6M5 Dec 31, 2025 | $261.0M5 Dec 31, 2024 | −0.5% |
| Intangible assets, net (excluding goodwill) | $62.3M5 Dec 31, 2025 | $123.9M5 Dec 31, 2024 | −49.7% |
| Finite-lived intangibles, gross | $235.7M5 Dec 31, 2025 | $443.7M5 Dec 31, 2024 | −46.9% |
| Accumulated amortization | $173.4M5 Dec 31, 2025 | $319.8M5 Dec 31, 2024 | −45.8% |
| Finite-lived intangibles, net | $62.3M5 Dec 31, 2025 | $123.9M5 Dec 31, 2024 | −49.7% |
Properties, in its own words
Our principal corporate offices are located in Austin, Texas, where we occupy approximately 10,385 square feet of space under a lease that expires January 2033. We also lease other office facilities domestically, some of which we sublease, located in New Hampshire, Nebraska, North Carolina, Ohio, and Texas. Internationally, we lease office space in Australia, Canada, India, Israel, Malaysia, Netherlands, Romania and the United Kingdom. We believe that our properties are generally suitable to meet our needs for the foreseeable future.
Item 2 of the 10-K filed Mar 3, 2026.4
Leadership
Who has led Upland Software, Inc., and when. Pick a name to see everywhere that person has worked.
Chief executive
President
Chief financial officer
Chief operating officer
201520202025
- Chief executive officerSean Nathaniel May 4, 2026 to now13
- Chief executive officerJohn T. McDonald Nov 5, 2014 to May 4, 202614
- PresidentSean Nathaniel May 4, 2026 to now13
- PresidentKaren Cummings Mar 19, 2024 to May 4, 202615
- PresidentRodney C. Favaron Mar 3, 2020 to Jun 21, 202216
- PresidentTimothy Mattox May 14, 2015 to Feb 12, 202117
- PresidentLudwig Melik Nov 5, 2014 to Nov 5, 201418
- Chief financial officerDavid Tamez Aug 3, 2026 to Aug 18, 202619
- Chief financial officerJennifer L. Simon Aug 18, 2026 to now20
- Chief operating officerDan Doman Sep 17, 2025 to now21
- Chief operating officerKaren Cummings Mar 19, 2024 to Sep 17, 202515
- Chief operating officerTimothy Mattox Nov 5, 2014 to Feb 12, 202122
Board members and other officers (15)
- Chief Revenue OfficerMatthew Breslin Feb 7, 2024 to Feb 7, 202423
- Executive VP & Senior GMKaren Cummings Jul 7, 2023 to Jan 31, 202424
- Chief Sales OfficerOliver Robert Macfarlane Yates Jul 7, 2023 to Mar 19, 202425
- Chief Business OfficerIan Burk Aug 8, 2022 to Dec 20, 202226
- Chief Product OfficerDan Doman Aug 9, 2022 to now27
- Executive Vice PresidentR. Brian Henley Nov 5, 2014 to Nov 5, 201428
- Board memberTimothy Mattox Jan 8, 2024 to now29
- Board memberTeresa Miles Walsh Mar 5, 2020 to now30
- Board memberJohn D. Thornton Nov 5, 2014 to Aug 10, 201631
- Board memberJohn T. McDonald Nov 5, 2014 to now14
- Board memberRodney C. Favaron Nov 5, 2014 to Aug 7, 201932
- Board memberStephen E. Courter Nov 5, 2014 to now33
- Board memberSteven Sarracino Nov 5, 2014 to Nov 12, 201534
- General counselMatthew Harnden Smith Nov 1, 2023 to now35
- General counselKinloch Gill Iii. May 10, 2021 to Sep 19, 202336
Former names
- Silverback Acquisition CorpNov 10, 2010 to Nov 10, 20103
Timeline
- Aug 14, 20268-K Results of operations37
- Aug 5, 20268-K Listing notice or transfer38
- Jul 21, 20268-K Executive or director change; Regulation FD disclosure39
- Jul 8, 20268-K Other events40
- Jul 7, 20268-K Executive or director change41
- Jun 4, 20268-K Executive or director change; Bylaws or fiscal year changed; Shareholder vote42
- May 4, 2026New chief executive Sean Nathaniel becomes CEO13
- May 1, 20268-K Results of operations43
- Apr 22, 20268-K Results of operations44
- Apr 10, 20268-K Listing notice or transfer45
- Mar 13, 20268-K Change of auditor46
- Mar 3, 20268-K Results of operations47
- Feb 25, 20268-K Executive or director change; Regulation FD disclosure48
- Nov 5, 2014New chief executive John T. McDonald becomes CEO14
- Jul 7, 2010Founded Upland Software, Inc. is founded2
Calendar
Coming up
- Nov 5, 2026Reports results for the quarter ending Sep/202649
When it reported results
- Aug 14, 2026Reported quarterly or annual results37
- May 1, 2026Reported quarterly or annual results43
- Apr 22, 2026Reported quarterly or annual results44
- Mar 3, 2026Reported quarterly or annual results47
- Nov 6, 2025Reported quarterly or annual results50
- Jul 31, 2025Reported quarterly or annual results51
- May 12, 2025Reported quarterly or annual results52
- Mar 12, 2025Reported quarterly or annual results53
Upcoming dates from Nasdaq's calendar; past results from the company's 8-K filings (Item 2.02). The full markets calendar
Filings
321 filings to the SEC since October 2021: 7 annual reports, 17 quarterly reports, 46 major events, 188 insider forms, 19 large holders, 44 other. The latest 20:
- Sep 21, 20264 EDGAR
- Sep 21, 20264 EDGAR
- Sep 21, 20264 EDGAR
- Aug 18, 20264 EDGAR
- Aug 18, 20263 EDGAR
- Aug 14, 202610-Q EDGAR
- Aug 14, 20268-K EDGAR
- Aug 11, 20264 EDGAR
- Aug 10, 20264 EDGAR
- Aug 7, 2026144 EDGAR
- Aug 6, 2026144 EDGAR
- Aug 6, 20264 EDGAR
- Aug 5, 2026144 EDGAR
- Aug 5, 20268-K EDGAR
- Aug 4, 2026144 EDGAR
- Aug 4, 20264 EDGAR
- Aug 3, 20263 EDGAR
- Aug 3, 2026144 EDGAR
- Jul 31, 2026144 EDGAR
- Jul 21, 20268-K EDGAR
The 321 filings since October 2021 can be filtered by form type and year here when JavaScript is on.
Every filing from the last five years, summarized. The full record is on SEC EDGAR.
Insider trades
31 open-market trades by officers, directors and large owners since October 2021: 12 buys and 19 sales. Grants, option exercises and gifts are left out.
| Date | Who | Trade | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 7, 2026 | Mattox TimothyDirector | Sale | 847 | $4.28 | $3.6K | Form 4 |
| Aug 6, 2026 | Mattox TimothyDirector | Sale | 1,000 | $4.27 | $4.3K | Form 4 |
| Aug 5, 2026 | Mattox TimothyDirector | Sale | 1,000 | $4.53 | $4.5K | Form 4 |
| Aug 4, 2026 | Mattox TimothyDirector | Sale | 1,000 | $4.33 | $4.3K | Form 4 |
| Aug 3, 2026 | Mattox TimothyDirector | Sale | 1,000 | $4.45 | $4.5K | Form 4 |
| Jul 31, 2026 | Mattox TimothyDirector | Sale | 1,000 | $4.48 | $4.5K | Form 4 |
| Sep 11, 2025 | MCDONALD JOHN TDirector | Sale | 14,438 | $2.36 | $34.1K | Form 4 |
| Mar 17, 2025 | Mattox TimothyDirector | Sale | 20,000 | $3.19 | $63.8K | Form 4 |
| Dec 17, 2024 | Mattox TimothyDirector | Sale | 2,768 | $4.56 | $12.6K | Form 4 |
| Nov 14, 2024 | Mattox TimothyDirector | Sale | 18,000 | $2.50 | $45.0K | Form 4 |
| Nov 13, 2024 | Mattox TimothyDirector | Sale | 2,000 | $2.64 | $5.3K | Form 4 |
| Aug 9, 2024 | MCDONALD JOHN TDirector | Buy | 66,365 | $1.96 | $130.1K | Form 4 |
| Aug 8, 2024 | MCDONALD JOHN TDirector | Buy | 33,635 | $1.98 | $66.6K | Form 4 |
| Nov 21, 2023 | COURTER STEPHEN EDirector | Sale | 20,448 | $4.43 | $90.6K | Form 4 |
| Nov 7, 2023 | Doman DanChief Operating & Product Ofcr | Sale | 13,996 | $4.80 | $67.2K | Form 4 |
| Mar 13, 2023 | MCDONALD JOHN TDirector | Buy | 10,000 | $4.75 | $47.5K | Form 4 |
| Mar 10, 2023 | MCDONALD JOHN TDirector | Buy | 10,000 | $4.80 | $48.0K | Form 4 |
| Dec 19, 2022 | Burk IanChief Business Officer | Sale | 6,266 | $7.52 | $47.1K | Form 4 |
| Nov 7, 2022 | Gill Kinloch IIICLO and Secretary | Sale | 8,300 | $7.32 | $60.8K | Form 4 |
| Oct 13, 2022 | COURTER STEPHEN EDirector | Sale | 3,500 | $7.06 | $24.7K | Form 4 |
All 31 trades can be filtered by person here when JavaScript is on.
From Forms 4 filed with the SEC.
Major holders
Investors who own more than 5% of the shares must tell the SEC: a 13D if they may seek to influence the company, a 13G if they hold passively.
- VANGUARD GROUP INCSCHEDULE 13G/A, 3 filings Feb 9, 2023 to Mar 27, 202654
- Schaick Petrus Paulus VanSCHEDULE 13G/A, 3 filings Jan 30, 2025 to Nov 10, 202555
- CastleKnight Master Fund LPSCHEDULE 13G/A, 2 filings Aug 8, 2024 to Feb 14, 202556
- ULYSSES AGGREGATOR, LPSC 13D/A, 4 filings Aug 25, 2022 to Jun 17, 202457
- BlackRockSC 13G/A, 3 filings Feb 3, 2022 to Jul 7, 202358
- Marathon Asset Management LtdSC 13G/A, 2 filings Jan 28, 2022 to Feb 8, 202359
- John T. McDonaldSC 13D/A, 1 filing Oct 21, 202260
- CDAM (UK) LtdSC 13G/A, 1 filing Feb 8, 202261
Executive pay
What the company paid its top executives, from the summary compensation table in its proxy statement. Total pay includes salary, bonus, stock and option awards and other pay, as the company valued them.
| Year | Executive | Age | Salary | Total pay |
|---|---|---|---|---|
| 2025 | John T. (Jack) McDonaldChief Executive Officer, President, and Chair | 62 | $500.0K | $4.8M62 |
| 2025 | Daniel DomanChief Product and Operating Officer | $447.9K | $1.7M62 | |
| 2025 | Michael D. HillChief Financial Officer, Treasurer, and Corporate Secretary | $300.0K | $617.8K62 | |
| 2024 | John T. (Jack) McDonaldChief Executive Officer, President, and Chair | 62 | $500.0K | $3.9M62 |
| 2024 | Daniel DomanChief Product and Operating Officer | $375.0K | $1.0M62 | |
| 2024 | Michael D. HillChief Financial Officer, Treasurer, and Corporate Secretary | $300.0K | $790.4K62 | |
| 2023 | John T. (Jack) McDonaldChief Executive Officer, President, and Chair | 62 | $325.0K | $2.9M62 |
| 2023 | Michael D. HillChief Financial Officer, Treasurer, and Corporate Secretary | $300.0K | $1.2M62 | |
| 2023 | Daniel DomanChief Product and Operating Officer | $300.0K | $1.2M62 |
Held by these funds
The largest holders among investment managers' 13F reports for the quarter ending Jun 30, 2026, the top 25 of 27. Change is in shares since the quarter before.
13F reports cover disclosed long positions in U.S. stocks only.
SEC filer profile
How Upland Software, Inc. is registered with the Securities and Exchange Commission, from its EDGAR record and the cover page of its latest annual report.
- Name on EDGARUpland Software, Inc.1
- CIK0001505155
- Employer ID (EIN)27-29920774
- Filer statusNon-accelerated filer not an emerging growth company; a smaller reporting company; not a shell company4
- Incorporated inDelaware4
- Fiscal year endsDecember 311
- Industry code (SIC)7372 Services-Prepackaged Software1
- SEC reviewing officeOffice of Technology, Division of Corporation Finance1
- Business address900 S. Capital Of Texas Hwy, Las Cimas Iv, Suite 300, Austin, TX 787461
- Phone512-960-10101
- Shares outstanding2,957,191 as of Aug 10, 202611
- Public float$47.8M as of Jun 30, 20254
- AuditorErnst & Young LLP, Austin, Texas PCAOB ID 42; no auditor attestation of internal control over financial reporting4
- On EDGAR sinceNov 10, 20101
- Filings822 in all: 4 (426), 8-K (130), 10-Q (36), 3 (31), SC 13D/A (18), SC 13G/A (17), S-8 (13), 10-K (12)1
All 44 form types
144 (12), 4/A (12), DEF 14A (12), CORRESP (11), SC 13G (11), UPLOAD (9), 8-K/A (6), DEFA14A (5), EFFECT (5), ARS (4), S-3 (4), SC 13D (4), SCHEDULE 13G/A (4), 10-Q/A (3), 3/A (3), 424B3 (3), 424B5 (3), 5 (3), 8-A12B (3), PRE 14A (3), 10-K/A (2), D (2), S-1/A (2), 15-12G (1), 424B4 (1), ARS/A (1), CERTNAS (1), DRS (1), DRS/A (1), DRSLTR (1), FWP (1), S-1 (1), S-3/A (1), S-3ASR (1), S-3DPOS (1), SCHEDULE 13G (1)
- Latest filingsAnnual report (10-K) Mar 3, 2026
Quarterly report (10-Q) Aug 14, 2026
Proxy statement (DEF 14A) Apr 20, 2026
Latest 8-K (8-K) Aug 14, 2026
Securities registered for trading
| Class | Symbol | Exchange |
|---|---|---|
| Common Stock, par value $0.0001 per share | UPLD | The Nasdaq Global Market |
| Preferred Stock Purchase Rights | The Nasdaq Global Market |
From the cover page of the 10-K filed Mar 3, 2026 (Section 12(b) of the Exchange Act).4
Risk factors and legal proceedings
The risks Upland Software, Inc. names in Item 1A of its 10-K filed Mar 3, 2026: 49 risks under these headings, as written.4
- Risks Related to Our Business
- Market Risks
- Financial Risks
- Legal and Regulatory Risks
- Risks Related to Ownership of Our Common Stock
- Our business strategy includes plans for organic growth, and our financial condition and results of operations could be adversely affected if we fail to grow or fail to manage our growth effectively.
- Our growth depends on our ability to retain existing customers and secure additional subscriptions and cross-sell opportunities from existing customers.
- We depend on our senior management team and the loss of one or more key personnel, or an inability to attract and retain highly skilled personnel may impair our ability to grow our business.
- Because we generally recognize revenue from our customers over the terms of their agreements, downturns or upturns in our business may not be immediately reflected in our operating results.
- We face various risks associated with operating as a multinational corporation and our growth and long-term success depends, in part, on our ability to expand our international sales and operations.
- Our sales cycles can be lengthy and variable, which may cause changes in our operating results.
- The failure to timely and accurately implement Artificial Intelligence (“AI”), and other new technologies, successfully in our product offerings could have a material adverse effect on our business, competitive position, results of operations, financial condition and prospects, and also result in reputational harm or liability.
The other 42 risks
- Perpetual license revenue is unpredictable, and a material increase or decrease in perpetual license revenue from period to period can produce substantial variation in the total revenue and earnings we recognize in a given period.
- Any disruption of service at the data centers that house our equipment and deliver our applications or with our hosting service providers could harm our business.
- Actual or perceived security vulnerabilities in our solutions and services or cyberattacks on our networks could have a material adverse impact on our business, results of operations and financial condition.
- Our success depends on our ability to adapt to technological change and continue to innovate.
- If our applications contain serious errors or defects, we may lose revenue and market acceptance, and we may incur costs to defend or settle product-related claims.
- If we fail to integrate our applications with other software applications and competitive or adjacent offerings that are developed by others, or fail to make our applications available on mobile and other handheld devices, our applications may become less marketable, less competitive or obsolete, and our operating results could be harmed.
- Our use of open-source software could negatively affect the performance of our applications and our ability to sell our applications and subject us to possible litigation.
- Certain of our operating results and financial metrics are difficult to predict as a result of seasonality.
- We could incur substantial costs as a result of any claim of infringement of another party’s intellectual property rights.
- We could incur substantial costs in protecting our intellectual property from infringement, and any failure to protect our intellectual property could impair our business.
- We rely on third-party software that is required for the development and deployment of our applications, which may be difficult to obtain or which could cause errors or failures of our applications.
- We continually assess the strategic fit of our existing businesses and may sunset and/or divest of certain underperforming or non-strategic assets that are deemed not to fit with our strategic plan or are not achieving the desired return on investment, and we cannot be certain that our business, operating results and financial condition will not be materially and adversely affected.
- In the past, we have made acquisitions a primary component of our growth strategy. As we have shifted to a focus on organic growth, we will continue to be opportunistic in our review of suitable acquisition candidates, but may not be able to find or consummate acquisitions on acceptable terms, or we may be unable to successfully integrate acquisitions, which could disrupt our operations and adversely impact our business and operating results.
- The markets in which we participate are intensely competitive, and if we do not compete effectively, our operating results could be adversely affected.
- Our quarterly operating results may fluctuate in the future. As a result, we may fail to meet or exceed the expectations of research analysts or investors, which could cause our stock price to decline, and you may lose part or all of your investment.
- Mergers of, or other strategic transactions by, our competitors could weaken our competitive position or reduce our revenue.
- We may need financing in the future, and any additional financing may result in restrictions on our operations or substantial dilution to our stockholders. We may seek to renegotiate or refinance our loan facility, and we may be unable to do so on acceptable terms or at all.
- Our variable rate indebtedness subjects us to interest rate risk, which could cause our debt service obligations and interest expense to increase significantly.
- Our Credit Facility contains operating and financial covenants that may restrict our business and financing activities.
- Fluctuations in the exchange rate of foreign currencies could result in losses on currency transactions.
- If we are unable to implement and maintain effective internal controls over financial reporting in the future, investors may lose confidence in the accuracy and completeness of our financial reports, and the market price of our common stock may be negatively affected.
- Our ability to use our net operating loss carryforwards and certain other tax attributes may be limited.
- In the past we have recorded, and in the future we may be required to record, charges to future earnings if our goodwill or intangible assets become impaired.
- We may be adversely affected by the effects of inflation.
- Unanticipated challenges by tax authorities could harm our future results.
- Taxing authorities may successfully assert that we should have collected or, in the future, should collect additional sales and use taxes, and we could be subject to liability with respect to past or future sales, which could adversely affect our results of operations.
- Our operating results could be adversely affected by an increase in our effective tax rate as a result of U.S. and foreign tax law changes, outcomes of current or future tax examinations, or by material differences between our forecasted and actual effective tax rates.
- Tax laws, regulations, and compliance practices are evolving and may have a material adverse effect on our results of operations, cash flows and financial position.
- Taxing authorities could reallocate our taxable income among our subsidiaries, which could increase our consolidated tax liability.
- New and evolving AI, privacy, and data protection laws and regulations, and the risks and costs of compliance or noncompliance, could adversely affect our business.
- Our internal computer systems, or those of any third-party with whom we do business may fail or suffer a cybersecurity incident, such as a data breach or computer virus, which could harm our business by damaging our reputation, exposing us to liability, adversely impacting our revenue, or materially disrupting our operations.
- Any failure to comply with governmental export and import control laws and regulations could adversely affect our business.
- If securities or industry analysts do not publish, or cease publishing, research or reports about us, our business or our market, if they publish negative evaluations of our stock, or if we fail to meet the expectations of analysts, the price of our stock and trading volume could decline.
- Because we do not expect to pay any dividends on our common stock for the foreseeable future, our investors may never receive a return on their investment.
- Our failure to meet the continued listing requirements of Nasdaq could result in a delisting of our common stock, which could negatively impact the market price and liquidity of our common stock and our ability to access the capital markets.
- Anti-takeover provisions in our amended and restated certificate of incorporation and our amended and restated bylaws, as well as provisions of Delaware law, might discourage, delay or prevent a change in control of our company or changes in our board of directors or management and, therefore, depress the trading price of our common stock.
- Pursuant to the terms of the Purchase Agreement (as defined herein), we have issued shares of our Series A Preferred Stock that ranks senior to our common stock in priority of distribution rights and rights upon our liquidation, dissolution or winding up and has additional corporate governance rights.
- The fundamental change redemption feature of our Series A Preferred Stock may make it more difficult for a party to take over our company or discourage a party from taking over our company.
- We have entered into the 2024 Tax Benefit Preservation Plan, which may not protect the future availability of the Company’s tax assets in all circumstances and which could delay or discourage takeover attempts that some shareholders may consider favorable.
- General Risks
- An epidemic, pandemic or contagious disease and measures intended to prevent the spread of such an event could adversely affect our business, results of operations and financial condition.
- Adverse economic conditions may reduce our customers’ ability to spend money on information technology or software, or our customers may otherwise choose to reduce their spending on information technology or software, which may adversely impact our business.
- The market price of our common stock may be volatile, which could result in substantial losses for investors.
Legal proceedings
From time to time, we may become involved in legal proceedings arising in the ordinary course of our business. We are not presently a party to any legal proceedings that we believe would, individually or taken together, have a material adverse effect on our business, operating results, financial condition, or cash flows. See Note 9. Commitments and Contingencies.
The opening of Item 3, Legal Proceedings.4
Sources
The numbers on this page point here. Each one links to the record it came from.
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- 15SEC EDGARKaren Cummings, President
- 16SEC EDGARRodney C. Favaron, President
- 17SEC EDGARTimothy Mattox, President
- 18SEC EDGARLudwig Melik, President
- 19SEC EDGARDavid Tamez, Chief financial officer
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- 21SEC EDGARDan Doman, Chief operating officer
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- 26SEC EDGARIan Burk, Chief Business Officer
- 27SEC EDGARDan Doman, Chief Product Officer
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- 29SEC EDGARTimothy Mattox, Board member
- 30SEC EDGARTeresa Miles Walsh, Board member
- 31SEC EDGARJohn D. Thornton, Board member
- 32SEC EDGARRodney C. Favaron, Board member
- 33SEC EDGARStephen E. Courter, Board member
- 34SEC EDGARSteven Sarracino, Board member
- 35
- 36SEC EDGARKinloch Gill Iii., General counsel
- 37SEC EDGARResults of operations
- 38SEC EDGARListing notice or transfer
- 39
- 40SEC EDGAROther events
- 41SEC EDGARExecutive or director change
- 42
- 43SEC EDGARResults of operations
- 44SEC EDGARResults of operations
- 45SEC EDGARListing notice or transfer
- 46SEC EDGARChange of auditor
- 47SEC EDGARResults of operations
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- 49NasdaqNasdaq calendar
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